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Technical Notices

Title Date
Holiday Reminder Regarding TRACE Market Data
Holiday Reminder Regarding ORF Market Data
Holiday Reminder Regarding ADF Market Data
FINRA Termination of CTCI Protocol for Reporting Trades to TRACE AND ORF
Holiday Reminder Regarding TRF Market Data
CTCI Migration Production Test for TRACE and ORF
Update - FINRA NTF System Availability
FINRA NTF System Availability
FINRA Updates the OTCBB/OTC Equities High Price Dissemination List
Holiday Reminder Regarding ADF Market Data
Holiday Reminder Regarding ORF Market Data
U.S. Treasury Securities Executed to Hedge a Primary Market Transaction
Reminder - FINRA OTC Transparency Data Changes Effective Monday, December 2, 2019
TRACE End of Day Market Breadth Error - 11-13-2019
FINRA Developer API Service Available for OTC Transparency Data
FINRA OTC Transparency Data Changes Delayed to Monday, December 2, 2019
FINRA Updates the OTCBB/OTC Equities High Price Dissemination List
FINRA OTC and OTC Transparency Websites Availability October 5, 2019
OTC Transparency Data Publication Delay
Update - OTCE.FINRA.org Website
OTCE.FINRA.org Website
New Vendor Management System for TRACE Vendors
ATS Transparency Data Quarterly Stats File Format Conversion
FINRA File Transfer Service Outage
TRACE MBS Dissemination Issue
Reminder – Final Weekend Testing Opportunity - NYSE Pillar Migration - July 20
FINRA ADDS – Trade Journals Are Now Available
FINRA Updates the OTCBB/OTC Equities High Price Dissemination List
OTC Transparency Data Issue (Resolved)
OTC Transparency Data Issue