Trade Reporting and Compliance Engine (TRACE) Documentation
Trade Reporting
Corporate, Agency and 144A Debt
System | Current | Future | Historical |
---|---|---|---|
Multi-Trade Entry and Trade Recall Quick Reference Guide | Multi-Trade Entry and Trade Recall Quick Reference Guide - version 1.1 Published May 26, 2017 | ||
TRACE Web API Specifications for Corporate and Agency Debt | Version 4.12a Published October 23, 2023 | Version 5.0 Published April 29, 2024 | |
TRACE OTC Corporate Bonds and Agency Debt User Guide | Version 5.3a Published October 23, 2023 | Version 6.0 Published April 29, 2024 | |
TRACE FIX Specifications for Corporates and Agencies | TRACE FIX Spec for Corporates and Agencies Version 1.5 Published May 16, 2022 | TRACE FIX Spec for Corporates and Agencies v1.4 |
Securitized Products
System | Current | Future | Historical |
---|---|---|---|
Multi-Trade Entry and Trade Recall Quick Reference Guide | Multi-Trade Entry and Trade Recall Quick Reference Guide - version 1.1 Published May 26, 2017 | ||
TRACE Web API Specification for Securitized Products | TRACE Securitized Products Web API specification - Version 5.2 Published May 15, 2023 | Version 6.0 Published April 29, 2024 | |
TRACE Securitized Products User Guide | Version 5.1 | Version 6.0 Published April 29, 2024 | Version 2.0 - 5.0 |
TRACE FIX Specifications for Securitized Products | TRACE FIX Spec for Securitized Products v1.8 Published March 5, 2018 |
Treasuries
System | Current | Future | Historical |
---|---|---|---|
TRACE Web API Specification for Treasury Securities | TRACE Web API Specification for Treasury Securities - Version 3.1 Published May 15, 2023 | Version 4.0 Published April 29, 2024 | Version 3.0 Published June 13, 2017 |
Multi-Trade Entry and Trade Recall Quick Reference Guide | Multi-Trade Entry and Trade Recall Quick Reference Guide - version 1.1 Published May 26, 2017 | ||
TRACE For Treasuries User Guide | Version 2.1 | Version 3.0 Published April 29, 2024 | Version 2.0 Published October 29, 2020 |
TRACE FIX Specifications for Treasury Securities | TRACE FIX Specification for Treasuries v1.5 Published August 3, 2020 | TRACE FIX Specification for Treasury Securities v1.4 Published March 5, 2018 |
Other Products
System | Current | Future | Historical |
---|---|---|---|
FINRA ADDS User Guide | Version 16.9 Published June 2024 | Version 16.8 Published April 2024 | |
Issue Management Web User Guide | Version 1.4 Published October 2023 | ||
Issue Management System Bulk Upload User Guide | Version 1.4 Published August 2023 | ||
Enrolling in Multifactor Authentication (MFA) to Access the TRAQS Website | Version 2.0 (Published April 29, 2024) | Version 1.3 Version 1.2 | |
Multifactor Authentication (MFA) Web Help | Version 2.0 (Published April 29, 2024) | Version 1.0 Published February 2021 |
Dissemination
System | Current | Future | Historical |
---|---|---|---|
TRACE BTDS Specification | TRACE BTDS Specification - version 4.8 Published May 16, 2022 | BTDS 2.1 MOLD/UDP v1.0 (Effective September 9, 2024) MOLD/UDP Specification (Effective September 9, 2024) BTDS IP Addresses (Effective September 9, 2024) | |
TRACE ATDS Specification | TRACE ATDS Specification - version 3.8 Published May 16, 2022 | ATDS 2.1 MOLD/UDP v1.0 (Effective September 9, 2024) MOLD/UDP Specification (Effective September 9, 2024) ATDS IP Addresses (Effective September 9, 2024) | |
TRACE BTDS 144A Specification | TRACE BTDS 144A Specification - version 2.9 Published May 16, 2022 | BTDS-144A 2.1 MOLD/UDP v1.0 (Effective September 9, 2024) MOLD/UDP Specification (Effective September 9, 2024) BTDS-144A IP Addresses (Effective September 9, 2024) | |
TRACE SPDS Specification | TRACE SPDS Specification - version 2.8 Published December 21, 2023 | ||
TRACE SPDS 144A Transaction Specification | TRACE SPDS 144A Transaction Specification - version 1.7 Published February 18, 2022 | Version 1.1 - 1.6 |