Notices Regulatory Notice 24-02FINRA Adopts FINRA Rule 3110.19 (Residential Supervisory Location) and FINRA Rule 3110.18 (Remote Inspections Pilot Program), and Announces End of Temporary Relief Related to Updates of Office Information on Forms U4 and BRTuesday, January 23, 2024 Notice To Members 89-34Guidelines For Compliance With Article III, Section 27 of the NASD Rules of Fair Practice Re: Supervisory Practices and ProceduresSaturday, April 01, 1989 Notice To Members 88-84SEC Approval of Amendments to NASD Rules of Fair Practice and Conforming Amendments to the By-Laws Re: Supervisory Practices and Definitions of Branch Office and Office of Supervisory JurisdictionTuesday, November 01, 1988 Regulatory Notice 14-10SEC Approves New Supervision RulesWednesday, March 19, 2014 Regulatory Notice 11-54FINRA and the SEC Issue Joint Guidance on Effective Policies and Procedures for Broker-Dealer Branch InspectionsWednesday, November 30, 2011 Regulatory Notice 07-64SEC approves amendments to NASD Rule 3010(g)(1) to Exempt Locations that Solely Conduct Final Approval of Research ReportsWednesday, December 19, 2007 Notice to Members 06-12Extension of Effective Date of NASD Uniform Branch Office Definition and Certain Form BR and Form U4 Filing Requirements from May 1, 2006 to July 3, 2006 Joint Interpretive Guidance from NASD and the NYSE Relating to Uniform Branch Office Definition Under NASD Rule 3010(g)(2) and NYSE Rule 342.10Tuesday, March 21, 2006 Notice to Members 05-67SEC Approves Uniform Branch Office Definition and Related Interpretive MaterialThursday, October 06, 2005 Notice to Members 99-45NASD Provides Guidance on Supervisory ResponsibilitiesTuesday, June 01, 1999 Notice to Members 98-38NASD Reminds Members of Supervisory and Inspection ObligationsFriday, May 01, 1998