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News and Alerts >
News Release – 9/30/14
FINRA Solicits Comment on Proposed Rule to Implement CARDS
Video – 9/30/14
Comprehensive Automated Risk Data System (CARDS)
Regulatory Notice – 9/30/14
FINRA Requests Comment on a Rule Proposal to Implement the Comprehensive Automated Risk Data System
Video – 9/19/14
Board Video Report
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