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News and Alerts >
News Release – 12/9/13FINRA Fines Oppenheimer $675,000 and Orders Restitution of $246,000 for Charging Unfair Prices
Email to Firms – 12/6/13Update: FINRA Board of Governors Meeting
News Release – 12/5/13FINRA Orders J.P. Turner to Pay More Than $700,000 in Restitution
News Release – 12/3/13FINRA Foundation Releases Military Financial Capability Survey
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