Skip to main content
Home
  • Industry Professionals
    • Oversight
    • Rules & Guidance
    • Registration & Qualification
    • Regulatory Filing & Reporting
    • Education & Training
    • Industry Issues
  • Investors
    • Prepare to Invest
    • Products & Professionals
    • Protect Your Money
    • Have a Problem?
    • Tools & Calculators
    • I Want To...
  • Arbitration and Mediation
    • Overview
    • Learn About Arbitration
    • Learn About Mediation
    • Initiate an Arbitration or Mediation
    • Information for Arbitrators
    • Information for Mediators
  • About FINRA
  • Newsroom
  • Contact
  • Firm Gateway
Home Home Home
  • BrokerCheck

    Explore FINRA's new multimedia
    advertising campaign.

    Learn More

  • Webinar

    Qualification Exam Restructuring
    and Web CE Delivery

    Learn More

  • FINRA Securities Helpline for Seniors

    A new toll-free number for
    senior investors.

    Learn More

  • FINRA Media Tour

    Susan Axelrod talks cybersecurity
    tips for investors
    .

    Learn More

  • Arbitrator

    Apply to become an arbitrator
    in our forum.

    Learn More

For Industry Professionals
For Investors

For Industry Professionals

For Industry Professionals
Access the information, training and other resources you need to comply with FINRA rules and regulations.
Oversight
Rules and Guidance
Registration and Qualification
Regulatory Filing and Reporting
Education and Training

For Small Firms

2014 Small Firm Conference Recordings
Small Firm Advisory Board
More for Small Firms

Industry Issues

Advertising Regulation
Anti-Money Laundering
Consolidated Audit Trail
Customer Information Protection
Funding Portals
Mutual Funds
See All Industry Issues

For Investors

For Investors
Learn how to invest, build your financial knowledge and protect your investments from fraud.
Prepare to Invest
Products & Professionals
Protect Your Money
Have a Problem?
Tools and Calculators

Investor Alerts

  • November 5, 2015

    Phones and Emotions

  • October 26, 2015

    Binary Options

  • October 19, 2015

    Don’t Get Fooled by a Lottery Scam

See All Investor Alerts

Tools & Calculators

FINRA Securities Helpline for Seniors
Fund Analyzer
Required Minimum Distribution Calculator
Risk Meter
Market Data
See all Tools & Calculators

What's New

  • News Release
    December 10, 2015
    Corporate Bond Liquidity Healthy by Most Measures: FINRA Research
  • Investor Education
    December 9, 2015
    What You Should Know About Bitcoin
  • Notice
    December 9, 2015
    Regulatory Notice 15-52
    SEC Staff Provides Insight Into Firms’ Obligations When Providing Stock Quote Information to Customers
More of What's New

Follow FINRA

Keep track of FINRA events, news, job postings, technology, and investor education via Facebook, Twitter, and LinkedIn.

Follow FINRA on Social Media

FINRA At A Glance


View as PDF | Image

Arbitration & Mediation

FINRA handles more than 99 percent of the securities-related arbitrations and mediations in the U.S. through its network of more than 70 hearing locations, including at least one in all 50 states, Puerto Rico and London.

FINRA's Dispute Resolution division maintains a roster of more than 6,400 arbitrators and nearly 250 mediators around the country

More About Arbitration & Mediation
Securities Helpline for Seniors™
844-574-3577 (Monday to Friday 9-5 ET)

Investor Complaint Center
File a complaint about fraud or unfair practices.

Whistleblower Tip-Line
866-96-FINRA or whistleblower@finra.org

Office of the Ombudsman
Report a concern about FINRA.

File a Regulatory Tip
To report on abuse or fraud in the industry.

Contact FINRA
(301) 590-6500

INDUSTRY PROFESSIONALS

  • Oversight
  • Rules & Guidance
  • Registration & Qualification
  • Regulatory Filing & Reporting
  • Education & Training
  • Industry Issues

ARBITRATION & MEDIATION

  • Overview
  • Initiate an Arbitration or Mediation
  • Information for Arbitrators
  • Information for Mediators

INVESTORS

  • Prepare to Invest
  • Products & Professionals
  • Protect Your Money
  • Have a Problem?
  • Tools & Calculators
  • I Want To...
  • Investor Alerts
  • SaveAndInvest.org
  • FINRA Foundation

ABOUT FINRA

  • Leadership
  • Locations
  • Careers
  • Contact

NEWSROOM

  • News Releases
  • Speeches & Testimony
  • Statistics & Data
  • In the Media
  • Social Media
  • Sitemap
  • Privacy
  • Legal
©2015 FINRA.  All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc.