FINRA Advisory Committees
Economic Advisory Board
| Reena Aggarwal | McDonough School of Business, Georgetown University |
| Allen Ferrell | Harvard Law School |
| Jonathan Macey | Yale Law School |
| Michael Goldstein | Babson College |
| Andrew W. Lo | Massachusetts Institute of Technology |
| Maureen O'Hara | Cornell University |
| Barbara Roper | Consumer Federation of America |
| Jonathan Tiemann, Ph.D. | Tiemann Investment Advisors, LLC |
| David Wyss | Standard & Poor's |
National Adjudicatory Council
| Salene Hitchcock-Gear, Chair | Ameritas Investment Corp. |
| David P. Alsup, Vice-Chair | Colorado Financial Service Corporation |
| Barbara Black | University of Cincinnati College of Law |
| Pam Cavness | Edward D. Jones & Co. |
| Alan L. Davidson | Zeus Securities, Inc. |
| Lisa M. Fairfax | University of Maryland School of Law |
| Michael J. Fischman | Kellogg School of Management, Northwestern University |
| Stephen A. Kohn | Stephen A. Kohn & Associates, Ltd. |
| Donald C. Langevoort | Georgetown University Law Center |
| Jonathan R. Macey | Yale Law School |
| Andrew S. Margolin | Banc of America Securities LLC |
| John R. Muschalek | First Southwest Company |
| Donna M. Nagy | Indiana University Maurer School of Law - Bloomington |
| John F.X. Peloso | Morgan, Lewis & Bockius, LLP |
Operations Advisory Committee
| Gregory Vitt, Chair | AG Edwards |
| Michael Alexander | ADP Clearing & Outsourcing Services |
| Gary Altiero | Bear Stearns |
| Ron DeCicco | Pershing, LLC |
| Frank DiMarco | National Financial Services |
| Thomas Ferlazzo | UBS Investment Bank |
| Clifford P. Haugen, CFA | Rutherford, Brown & Catherwood |
| William Hartigan | Knight Securities |
| Shayna Joson | E-Trade Professional Securities LLC |
| Don Karas | First Southwest Company |
| Tom Migneron | Edward Jones |
Small Firm Advisory Board
| Lisa Roth, Chair | Keystone Capital Corporation |
| Mari Buechner | Coordinated Capital Securities, Inc. |
| Deborah Castiglioni | Cutter & Company, Inc. |
| Mark W. Cresap | Cresap, Inc. |
| Tina B. Maloney | Winslow, Evans & Crocker, Inc. |
| Carolyn R. May | Simmons First Investment Group, Inc. |
| Robert Muh | Sutter Securities, Inc. |
| Daniel W. Roberts | Roberts & Ryan Investments, Inc. |
| Raymond Smith | Smith, Brown and Groover, Inc. |
| David M. Sobel | Abel/Noser Corp. |
| Howard Spindel | A.J. Pace & Co., Inc. |
| G. Donald Steel | Planned Investment Company, Inc. |
| Duncan F. Williams | Duncan - Williams, Inc. |
Statutory Disqualification Committee
| Timothy Henahan | Baker & Co., Inc. |
| A. Louis Denton | Borer Denton & Associates |
| Amy Bowerman Freed | Hogan & Hartson, L.L.P. |
| Barbara L. Weaver | Citigroup Smith Barney |
| James M. Rogers | J.J. B. Hilliard, W.L. Lyons, Inc. |
| William A. Svoboda | Deutsche Bank Alex. Brown |
Technology Advisory Committee
| Suresh Kumar, Chair | Pershing, LLC |
| Martin P. Colburn, Co-Chair | FINRA |
| Nanci Schimizzi, Co-Chair | FINRA |
| William C. Alsover, Jr | Alsover Business Consulting LLC |
| M. LaRae Bakerink | WBB Securities, LLC |
| Lon Dolber | American Portfolios Financial Services, Inc. |
| Bryan Emerson | Starlight Investments, LLC |
| Susan Gueli | Financials-NF |
| Ann Neidenbach | Lava Trading |
| Bruce Philipoom | Raymond James |
| Anil Shankar | Merrill Lynch |
| George Farago | J.P. Morgan Chase Investment Bank |
| Michael S. Lurie | JP Morgan Securities |
| Leonard Law | W.P. Carey |
| Mark Lasswell | Wells Fargo Institutional Brokerage & Sales |
| Howard Lazar | Credit Suisse |
| Ford M. Stewart | Lehman Brothers |
| Robert Thielmann | AIG Advisor Group and SunAmerica Asset |
| Mike Roca | Jefferies & Company, Inc. |
