finra

FINRA Board of Governors


Richard G. Ketchum, Chairman
Chief Executive Officer
FINRA
Washington, DC

 

Charles A. Bowsher
(Public)
Former Comptroller General of the U.S.
Bethesda, MD

John J. Brennan
(Industry)
The Vanguard Group, Inc.
Malvern, PA

Ellyn L. Brown
(Public)
Brown & Associates
Lutherville, MD

Richard F. Brueckner
(Industry)
Pershing LLC
Jersey City, NJ

Mari Buechner
(Industry)
Coordinated Capital Securities, Inc.
Madison, WI

James E. Burton
(Public)
World Gold Council (retired)
Sacramento, CA

Mark S. Casady
(Industry)
LPL Financial
Boston, MA

John F. X. Dolan
(Industry)
Kellogg Specialist Group, LLC
Stowe, VT

James F. Duffy
(Neutral)
NYSE Regulation, Inc.
New York, NY

W. Dennis Ferguson
(Industry)
Sterne, Agee & Leach, Inc.
Boca Raton, FL

Harvey J. Goldschmid
(Public)
Columbia University Law School
New York, NY
William H. Heyman
(Public)
The Travelers Companies, Inc.
Saint Paul, MN

Dr. Shirley Ann Jackson
(Public)
Rensselaer Polytechnic Institute
Troy, NY

Richard S. Pechter
(Public)
DLJ Financial Services Group & DLJ Direct (retired)
New York, NY

John W. Schmidlin
(Public)
JPMorgan Chase & Co. (retired)
New York, NY

Joel Seligman
(Public)
University of Rochester
Rochester, NY

G. Donald Steel
(Industry)
Planned Investment Company, Inc.
Indianapolis, IN

Gary H. Stern
(Public)
Federal Reserve Bank of Minneapolis (retired)
Minneapolis, MN

Kurt P. Stocker
(Public)
Northwestern University
Westcliffe, CO

Seth H. Waugh
(Industry)
Deutsche Bank Americas
New York, NY

James D. Weddle
(Industry)
Edward Jones
St. Louis, MO

Duncan F. Williams
(Industry)
Duncan - Williams, Inc.
Memphis, TN

 

Last Updated: 10/15/2009