finra

FINRA Board of Governors


Richard G. Ketchum, Chairman
Chief Executive Officer
FINRA
Washington, DC

 

John J. Brennan
(Industry)
The Vanguard Group, Inc.
Malvern, PA

Kevin Carreno
(Industry)
International Assets Advisory, LLC

Orlando, FL

Mark S. Casady
(Industry)
LPL Financial
Boston, MA

 

Mark Cresap

(Industry)

Cresap, Inc.

Radnor, PA
 

Carol Anthony (John) Davidson
(Public)
Retired
Princeton, NJ


W. Dennis Ferguson
(Industry)
Sterne, Agee & Leach, Inc.
Boca Raton, FL

Gregory J. Fleming
(Industry)
Morgan Stanley Smith Barney
Purchase, NY

William H. Heyman
(Public)
The Travelers Companies, Inc.
Saint Paul, MN

 

Susan Wolburgh Jenah

(Public)

Investment Industry Regulatory

Organization of Canada

Toronto, ON

 

Robert Keenan

(Industry)

St. Bernard Financial Services

Russellville, AR
 

Shelly Lazarus

(Public)

Ogilvy & Mather

New York, NY

 

Brigitte C. Madrian
(Public)
Harvard Kennedy School of Government
Cambridge, MA


Richard S. Pechter
(Public)
Retired
New York, NY

John W. Schmidlin
(Public)
Retired
New York, NY

 

Leslie Seidman

(Public)

Former Chairman, Financial Accounting Standards Board

Westport, CT

Joel Seligman
(Public)
University of Rochester
Rochester, NY

Luis M. Viceira
(Public)
Harvard Business School
Boston, MA

 

Elisse B. Walter

(Public)

Retired

Bethesda, MD

Seth H. Waugh
(Industry)
Deutsche Bank Americas
New York, NY

James D. Weddle
(Industry)
Edward Jones
St. Louis, MO

 

    Last Updated: 8/14/2014