finra

FINRA Board of Governors


Richard G. Ketchum, Chairman
Chief Executive Officer
FINRA
Washington, DC

 

Charles A. Bowsher
(Public)
Former Comptroller General of the U.S.
Bethesda, MD

John J. Brennan
(Industry)
The Vanguard Group, Inc.
Malvern, PA

James E. Burton
(Public)
California Strategies LLC
Sacramento, CA

 

Kevin Carreno
(Industry)
International Assets Advisory, LLC

Orlando, FL

Mark S. Casady
(Industry)
LPL Financial
Boston, MA
 

Carol Anthony (John) Davidson
(Public)
Retired
Princeton, NJ


John F. X. Dolan
(Industry)
Knight Capital Americas, L.P.
Stowe, VT

W. Dennis Ferguson
(Industry)
Sterne, Agee & Leach, Inc.
Boca Raton, FL

Gregory J. Fleming
(Industry)
Morgan Stanley Smith Barney
Purchase, NY

Harvey J. Goldschmid
(Public)
Columbia University Law School
New York, NY

 

William H. Heyman
(Public)
The Travelers Companies, Inc.
Saint Paul, MN

 

Robert Keenan

(Industry)

St. Bernard Financial Services

Russellville, AR
 

Shelly Lazarus

(Public)

Ogilvy & Mather

New York, NY

 

Brigitte C. Madrian
(Public)
Harvard Kennedy School of Government
Cambridge, MA


Ken Norensberg
(Industry)
Tritaurian Capital Inc.
New York, NY

Richard S. Pechter
(Public)
Retired
New York, NY

John W. Schmidlin
(Public)
Retired
New York, NY

 

Leslie Seidman

(Public)

Former Chairman, Financial Accounting Standards Board

Westport, CT

Joel Seligman
(Public)
University of Rochester
Rochester, NY

Kurt P. Stocker
(Public)
Retired
Westcliffe, CO

 

Luis M. Viceira
(Public)
Harvard Business School
Boston, MA

Seth H. Waugh
(Industry)
Deutsche Bank Americas
New York, NY

James D. Weddle
(Industry)
Edward Jones
St. Louis, MO

 

    Last Updated: 4/24/2014