finra

FINRA Board of Governors


Richard G. Ketchum, Chairman
Chief Executive Officer
FINRA
Washington, DC

 

Jed Bandes

(Industry)

Mutual Trust Company of America Securities

Clearwater, FL

Charles A. Bowsher
(Public)
Former Comptroller General of the U.S.
Bethesda, MD

John J. Brennan
(Industry)
The Vanguard Group, Inc.
Malvern, PA

James E. Burton
(Public)
California Strategies LLC
Sacramento, CA

 

Kevin Carreno
(Industry)
International Assets Advisory, LLC

Orlando, FL

Mark S. Casady
(Industry)
LPL Financial
Boston, MA
 

Carol Anthony (John) Davidson
Public
Tyco International (retired)
Princeton, NJ


John F. X. Dolan
(Industry)
Knight Capital Americas, L.P.
Stowe, VT

W. Dennis Ferguson
(Industry)
Sterne, Agee & Leach, Inc.
Boca Raton, FL

Gregory J. Fleming
(Industry)
Morgan Stanley Smith Barney
Purchase, NY

Harvey J. Goldschmid
(Public)
Columbia University Law School
New York, NY

 


 

William H. Heyman
(Public)
The Travelers Companies, Inc.
Saint Paul, MN


Dr. Shirley Ann Jackson
(Public)
Rensselaer Polytechnic Institute
Troy, NY

 

Ken Norensberg
(Industry)
Tritaurian Capital Inc.
New York, NY

Richard S. Pechter
(Public)
Retired
New York, NY

John W. Schmidlin
(Public)
Retired
New York, NY

Joel Seligman
(Public)
University of Rochester
Rochester, NY

Gary H. Stern
(Public)
Federal Reserve Bank of Minneapolis (retired)
Minneapolis, MN

Kurt P. Stocker
(Public)
Northwestern University
Westcliffe, CO

Seth H. Waugh
(Industry)
Deutsche Bank Americas
New York, NY

James D. Weddle
(Industry)
Edward Jones
St. Louis, MO

 

Last Updated: 1/2/2013