FINRA Board of Governors
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Richard G. Ketchum, Chairman |
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| Charles A. Bowsher (Public) Former Comptroller General of the U.S. Bethesda, MD John J. Brennan (Industry) The Vanguard Group, Inc. Malvern, PA Ellyn L. Brown (Public) Brown & Associates Lutherville, MD Richard F. Brueckner (Industry) Pershing LLC Jersey City, NJ Mari Buechner (Industry) Coordinated Capital Securities, Inc. Madison, WI James E. Burton (Public) World Gold Council (retired) Sacramento, CA Mark S. Casady (Industry) LPL Financial Boston, MA John F. X. Dolan (Industry) Kellogg Specialist Group, LLC Stowe, VT James F. Duffy (Neutral) NYSE Regulation, Inc. New York, NY W. Dennis Ferguson (Industry) Sterne, Agee & Leach, Inc. Boca Raton, FL Harvey J. Goldschmid (Public) Columbia University Law School New York, NY |
William H. Heyman (Public) The Travelers Companies, Inc. Saint Paul, MN Dr. Shirley Ann Jackson (Public) Rensselaer Polytechnic Institute Troy, NY Richard S. Pechter (Public) DLJ Financial Services Group & DLJ Direct (retired) New York, NY John W. Schmidlin (Public) JPMorgan Chase & Co. (retired) New York, NY Joel Seligman (Public) University of Rochester Rochester, NY G. Donald Steel (Industry) Planned Investment Company, Inc. Indianapolis, IN Gary H. Stern (Public) Federal Reserve Bank of Minneapolis (retired) Minneapolis, MN Kurt P. Stocker (Public) Northwestern University Westcliffe, CO Seth H. Waugh (Industry) Deutsche Bank Americas New York, NY James D. Weddle (Industry) Edward Jones St. Louis, MO Duncan F. Williams (Industry) Duncan - Williams, Inc. Memphis, TN |
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Last Updated: 10/15/2009
