finra

Former Chairmen of the Board of Governors

   

B. Howell Griswold, Jr.
Alex, Brown & Sons, Baltimore, MD

1939

   

Francis A. Bonner
Blair, Bonner & Company, Chicago, IL

1940

   

Robert W. Baird
The Wisconsin Company, Milwaukee, WI

1941

   

H. H. Dewar
Dewar, Robertson & Pancoast, San Antonio, TX

1942

   

Henry G. Riter, 3rd
Riter & Co., New York, NY

1943

   

Ralph Chapman
Farwell, Chapman & Co., Chicago, IL

1944

   

Ralph E. Phillips
Dean Witter & Co., Los Angeles, CA

1945

   

William K. Barclay, Jr.
Stein Bros. & Boyce, Philadelphia, PA

1946

   

Herbert F. Boynton
H. F. Boynton & Co., Inc., New York, NY

1947

   

L. Raymond Billett
McCormick & Co., Chicago, IL

1948

   

Clement A. Evans
Clement A. Evans & Company, Inc., Atlanta, GA

1949

   

John J. Sullivan
Bosworth, Sullivan & Company, Denver, CO

1950

   

Howard E. Buhse
Hornblower & Weeks, Chicago, IL

1951

   

Clarence A. Bickel
Robert W. Baird & Co., Milwaukee, WI

1952

   

Carl Stolleg
A. Saxton & Co., Inc., New York, NY

1953

   

Edward C. George
Harriman Ripley & Co., Inc., Chicago, IL

1954

   

Harold E. Wood
Harold E. Wood & Company, St. Paul, MN

1955

   

Frank H. Hunter
McKelvy & Company, Pittsburgh, PA

1956

   

Frank L. Reissner
Indianapolis Bond and Share Corporation, Indianapolis, IN

1957

   

Charles L. Bergmann
R.W. Pressprich & Co., New York, NY

1958

   

Alexander Yearley, IV
The Robinson-Humphrey Company, Inc., Atlanta, GA

1959

   

Glenn E. Anderson
Carolina Securities Corporation, Raleigh, NC

1960

   

William H. Claflin, III
Tucker, Anthony & R.L. Day, Boston, MA

1961

   

Avery Rockefeller, Jr.
Dominick & Dominick, New York, NY

1962

   

Merrill M. Cohen
J.M. Dain & Co., Inc., Minneapolis, MN

1963

   

Hudson B. Lemkau
Morgan Stanley & Co., New York, NY

1963

   

Robert W. Haack
Robert W. Baird & Co., Incorporated, Milwaukee, WI

1964

   

Robert R. Miller
Hornblower & Weeks-Hemphill, Noyes, Los Angeles, CA

1964

   

G. Shelby Friedrichs
Howard, Weil, Labouisse, Friedrichs and Company, New Orleans, LA

1965

   

Allan C. Eustis, Jr.
Spencer Trask & Co., New York, NY

1966

   

Robert M. Gardiner
Reynolds & Co., New York, NY

1967

   

Phil E. Pearce
G. H. Crawford Co., Inc., Columbia, SC

1968

   

Kenneth H. Sayre
Irving Lundborg & Co., San Francisco, CA

1969

   

Gordon L. Teach
Shearson, Hammill & Co., Inc., Chicago, IL

1970

   

J. Coleman Budd
The Robinson-Humphrey Company, Inc., Atlanta, GA

1971

   

Peter C. Barnes
H.O. Peet & Co., Inc., Kansas City, MO

1972

   

J. Logan Burke, Jr.
W.E. Hutton & Co., New York, NY

1973

   

David R. Murphey, III
The Pierce, Wulbern, Murphey Corporation, Tampa, FL

1974

   

Raymond A. Mason
First Regional Securities Inc., Washington, DC

1975

   

Robert W. Swinarton
Dean Witter & Co. Incorporated, New York, NY

1976

   

Eugene Arnold, Jr.
Hopper Soliday & Co., Inc., Philadelphia, PA

1977

   

David W. Mesker
A. G. Edwards & Sons, Inc., St. Louis, MO

1978

   

J. Stephen Putnam
F. L. Putnam & Company, Inc., Boston, MA

1979

   

James F. Keegan
Morgan Keegan & Company, Inc., Memphis, TN

1980

   

L. C. Petersen
Kirkpatrick, Pettis, Smith, Polian, Inc., Omaha, NE

1981

   

Ernest F. Rice, Jr.
Blunt Ellis & Loewi Incorporated, Milwaukee, WI

1982

   

Norman T. Wilde, Jr.
Janney Montgomery Scott, Inc., Philadelphia, PA

1983

   

Carl P. Sherr
Carl P. Sherr & Co., Worcester, MA

1984

   

Peter D. Byrne
Dean Witter Reynolds, Inc.

1985

   

David W. Hunter
Parker/Hunter Incorporated, Pittsburgh, PA

1986

   

Joseph R. Hardiman
Alex, Brown & Sons Incorporated, Baltimore, MD

1987

   

James M. Davin
Drexel Burnham Lambert Incorporated, New York, NY

1987

   

Stephen L. Hammerman
Merrill Lynch World Headquarters, New York, NY

1988

   

William L. Tedford, Jr.
Stephens, Inc., Little Rock, AR

1989

   

Kenneth J. Wessels
Wessels, Arnold & Henderson, L.P., Minneapolis, MN

1990

   

William B. Summers, Jr.
McDonald & Company Securities, Inc., Cleveland, OH

1991

   

Charles B. Johnson
Franklin Distributors, Inc., San Mateo, CA

1992

   

Fredric M. Roberts
F.M. Roberts & Co., Los Angeles, CA

1993

   

Joseph J. Grano, Jr.
PaineWebber, New York, NY

1994

   

Ian B. Davidson
D. A. Davidson & Company, Great Falls, MT

1995

   

Mary Alice Brophy
Dain Bosworth Incorporated, Minneapolis, MN

January - April 1996

   

Daniel P. Tully
Merrill Lynch & Co., Inc., New York, NY

April 1996 -
April 1997

   

Frank G. Zarb
National Association of Securities Dealers, Inc.

April 1997 - September 2001

   

Robert R. Glauber
NASD

September 2001 - September 2006

   

Mary L. Schapiro
NASD

September 2006 – July 2007