finra

FINRA Executives


Richard G. Ketchum    Richard G. Ketchum
Chairman & Chief Executive Officer
Stephen Luparello    Stephen Luparello
Vice Chairman
Marcia E. Asquith    Marcia E. Asquith
Senior Vice President and Corporate Secretary
Samuel H. Gaer    Samuel H. Gaer
Chief Information Officer and
Executive Vice President, Business Services
Susan Axelrod    Susan F. Axelrod
Executive Vice President, Member Regulation Sales Practice
Tracy Johnson    Tracy Johnson
Senior Vice President, Human Resources
J. Bradley Bennett    J. Bradley Bennett
Executive Vice President, Enforcement
Marc Menchel    Marc Menchel
Executive Vice President and General Counsel for Regulation
Grant Callery    T. Grant Callery
Executive Vice President and General Counsel
Howard Schloss    Howard M. Schloss
Executive Vice President, Corporate Communications and Government Relations
Martin Colburn    Martin P. Colburn
Executive Vice President and Chief Technology Officer
Thomas M. Selman    Thomas M. Selman
Executive Vice President, Regulatory Policy
Todd Diganci    Todd T. Diganci
Executive Vice President and Chief Financial Officer
Grace B. Vogel    Grace B. Vogel
Executive Vice President, Member Regulation
Linda D. Fienberg    Linda D. Fienberg
President, Dispute Resolution and
Executive Vice President, and Chief Hearing Officer

Gerri Walsh - Small Photo    Gerri Walsh
President, FINRA Investor Education Foundation
Vice President, FINRA Investor Education

 

Last Updated: 10/3/2011