FINRA Executives

Richard G. Ketchum
Chairman & Chief Executive Officer

Stephen Luparello
Vice Chairman

Marcia E. Asquith
Senior Vice President and Corporate Secretary

John M. Gannon
Senior Vice President, Office of Investor Education

Grant Callery
Executive Vice President and General Counsel

Steven A. Jarrett
Senior Vice President, Human Resources

Martin Colburn
Executive Vice President and Chief Technology Officer

Marc Menchel
Executive Vice President and General Counsel for Regulation

Todd Diganci
Executive Vice President and Chief Financial Officer

Susan L. Merrill
Executive Vice President, Chief of Enforcement

James P. Donovan
Senior Executive Vice President for Technology and Strategy

Howard Schloss
Executive Vice President, Corporate Communications and Government Relations

Robert C. Errico
Executive Vice President, Member Regulation

Thomas M. Selman

Executive Vice President, Regulatory Policy

Linda D. Fienberg
President, Dispute Resolution and
Executive Vice President and Chief Hearing Officer

Grace B. Vogel
Executive Vice President, Member Regulation