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FINRA Executives
Richard G. Ketchum
Chairman & Chief Executive Officer
Stephen Luparello
Vice Chairman
Marcia E. Asquith
Senior Vice President and Corporate Secretary
Samuel H. Gaer
Chief Information Officer and
Executive Vice President, Business Services
Susan F. Axelrod
Executive Vice President, Member Regulation Sales Practice
Tracy Johnson
Senior Vice President, Human Resources
J. Bradley Bennett
Executive Vice President, Enforcement
Marc Menchel
Executive Vice President and General Counsel for Regulation
T. Grant Callery
Executive Vice President and General Counsel
Howard M. Schloss
Executive Vice President, Corporate Communications and Government Relations
Martin P. Colburn
Executive Vice President and Chief Technology Officer
Thomas M. Selman
Executive Vice President, Regulatory Policy
Todd T. Diganci
Executive Vice President and Chief Financial Officer
Grace B. Vogel
Executive Vice President, Member Regulation
Linda D. Fienberg
President, Dispute Resolution and
Executive Vice President, and Chief Hearing Officer
Gerri Walsh
President, FINRA Investor Education Foundation
Vice President, FINRA Investor Education
Last Updated: 10/3/2011