finra

Marcia E. Asquith


Senior Vice President and Corporate Secretary

 

Photo of Marcia E. Asquith

Marcia Asquith is Senior Vice President and Corporate Secretary of FINRA. In her role as Corporate Secretary, she serves as liaison between FINRA and its Board of Governors, and is responsible for the agenda for Board and Committee meetings as well as FINRA's annual meeting. She also coordinates the flow of information and material among senior staff and manages the administration of various corporate elections, including those for the District Committees and Board of Governors.

Ms. Asquith's tenure at FINRA began in 2001 when she was hired as the Director of Government Relations. In 2004 she was promoted to Vice President of Government Relations and in 2007 she was named Deputy Corporate Secretary.

Ms. Asquith joined FINRA from the Senate Agriculture Committee, where she served as Counsel to the Committee and helped write historic legislation on the regulation of futures and commodities. She has extensive knowledge of SROs and other financial services businesses.

Ms. Asquith holds a BA in Economics from Oklahoma State University and a JD from the Marshall Wythe School of Law at the College of William and Mary.