finra

Changes to List of Members - A

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For the period of 1/1/2012 through 1/31/2012:

 

A.K. CAPITAL, LL

A.K. CAPITAL, LLC

NAME CHANGED TO: AK CAPITAL LLC

 

A.K. CAPITAL, LL

AK CAPITAL LLC

NEW NAME OF: A.K. CAPITAL, LLC

 

ALCOVE CAPITAL P

ALCOVE CAPITAL PARTNERS, LLC

100 TRI STATE INTERNATIONAL, SUITE 138, LINCOLNSHIRE, IL 60069

ADMITTED

 

ALLEGIANT SECURI

ALLEGIANT SECURITIES L.L.C.

MIAMI, FL, USA

CANCELLED FOR FAILURE TO PAY FEES

 

AMERICAN CLASSIC

AMERICAN CLASSIC FINANCIAL COMPANY

COLORADO SPRINGS, CO, UNITED STATES

CANCELLED FOR FAILURE TO PAY FEES

 

ASSENT LLC

ASSENT LLC

NAME CHANGED TO: SUNGARD BROKERAGE & SECURITIES SERVICES, LLC

 

ASSENT LLC

SUNGARD BROKERAGE & SECURITIES SERVICES, LLC

NEW NAME OF: ASSENT LLC

 

ATHENA CAPITAL P

ATHENA CAPITAL PARTNERS, INC.

TAMPA, FL, USA

RESIGNED

 

ATON SECURITIES

ATON SECURITIES INC.

14 WALL STREET, OFFICE 2040, NEW YORK, NY 10005

ADMITTED