finra

Changes to List of Members - B

#  A  B  C  D  E  F  G  H  I  J  K  L  M  N  O  P  Q  R  S  T  U  V  W  X  Y  Z 

For the period of 5/1/2013 through 5/31/2013:

 

BALANCED FINANCI

BALANCED FINANCIAL SECURITIES LLC

NAME CHANGED TO: PTX SECURITIES, LLC

 

BALANCED FINANCI

PTX SECURITIES, LLC

NEW NAME OF: BALANCED FINANCIAL SECURITIES LLC

 

BBVA SECURITIES

INVERMEXICO USA, INC.

MERGED BBVA COMPASS INVESTMENT SOLUTIONS, INC

COMPASS BROKERAGE, INC.

CENTRAL BROKERAGE SERVICES, INC.

TO FORM BBVA SECURITIES INC.

 

BIGELOW & COMPAN

BIGELOW & COMPANY

NAME CHANGED TO: AMERICUS INVESTMENT CORP.

 

BIGELOW & COMPAN

AMERICUS INVESTMENT CORP.

NEW NAME OF: BIGELOW & COMPANY

 

BLACKWATCH BROKE

BLACKWATCH BROKERAGE INC.

BOSTON, MA, UNITED STATES

RESIGNED

 

BRIMBERG & CO.

BRIMBERG & CO.

NEW YORK, NY, UNITED STATES

EXPELLED FOR FAILURE TO PAY FINES AND/OR COSTS