finra

Changes to List of Members - N

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For the period of 1/1/2012 through 1/31/2012:

 

NLCG DISTRIBUTOR

NLCG DISTRIBUTORS, LLC

44 COOK STREET, SUITE 1020, DENVER, CO 80206

ADMITTED

 

NOMURA SECURITIE

NOMURA SECURITIES NORTH AMERICA, LLC

NEW YORK, NY, USA

RESIGNED

 

NUTMEG SECURITIE

NUTMEG SECURITIES, LLC

NAME CHANGED TO: FIELDPOINT PRIVATE SECURITIES, LLC

 

NUTMEG SECURITIE

FIELDPOINT PRIVATE SECURITIES, LLC

NEW NAME OF: NUTMEG SECURITIES, LLC