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For the period of 4/1/2013 through 4/30/2013: SCOTT & STRINGFE SCOTT & STRINGFELLOW, LLC RICHMOND, VA, UNITED STATES RESIGNED SFRI SECURITIES SFRI SECURITIES LLC SAN FRANCISCO, CA RESIGNED SHORELINE PACIFI SHORELINE PACIFIC, LLC SAN FRANCISCO, CA, UNITED STATES RESIGNED STRATFORD SECURI STRATFORD SECURITIES, INC. 401 WEST A STREET, SUITE 2300, SAN DIEGO, CA 92101 ADMITTED SUNGARD BROKERAG SUNGARD BROKERAGE & SECURITIES SERVICES, LLC NAME CHANGED TO: SUNGARD BROKERAGE & SECURITIES SERVICES LLC SUNGARD BROKERAG SUNGARD BROKERAGE & SECURITIES SERVICES LLC NEW NAME OF: SUNGARD BROKERAGE & SECURITIES SERVICES, LLC |