finra

FINRA List of Members - A

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A & M SECURITIES, LLC

2475 NORTHWINDS PKWY, SUITE 200, ALPHARETTA, GA 30004

 

A&A SECURITIES LLC

1151 GIBSON RD, SELAH, WA 98942

 

A. P. SECURITIES, INC.

15 WATERVIEW DR, CENTERPORT, NY 11721

Mailing Address: P. O. BOX 434, CENTERPORT, NY 11721

 

A. R. SCHMEIDLER & CO., INC.

500 FIFTH AVENUE, NEW YORK, NY 10110-1405

 

A.BRIDGE REALVEST SECURITIES CORPORATION

14 VERVALEN STREET, SUITE 100, CLOSTER, NJ 07624

 

A.C.R. SECURITIES, INC.

687 PARK LANE, CEDARHURST, NY 11516

 

A.G. QUINTAL INVESTMENT COMPANY INC.

2177 ACUSHNET AVE., NEW BEDFORD, MA 02745-6316

 

A.J. SLOANE & COMPANY, LLC

623 FIFTH AVENUE, 28TH FLOOR, NEW YORK, NY 10022

 

A.M. OPPENHEIMER SECURITIES,INC.

1150 SILVERADO, LA JOLLA, CA 92037

 

AARON CAPITAL INCORPORATED

5180 PARK, SUITE 250, MEMPHIS, TN 38119

 

ABACUS INTERNATIONAL CAPITAL CORP.

6 BOWERY, 4TH FLOOR, NEW YORK, NY 10013

 

ABACUS INVESTMENTS, INC.

138 N. MAIN ST, OCONOMOWOC, WI 53066

 

ABBEY CAPITAL (US) LLC

330 MADISON AVE, SUITE 602, NEW YORK, NY 10017-5001

 

ABEL/NOSER CORP.

ONE BATTERY PARK PLAZA, 6TH FLOOR, NEW YORK, NY 10004

 

ABERDEEN FUND DISTRIBUTORS, LLC

1735 MARKET STREET, 32 ND FLOOR, PHILADELPHIA, PA 19103

 

ABG SECURITIES, LLC

7007 COLLEGE BLVD., SUITE 400, OVERLAND PARK, KS 66211

 

ABG SUNDAL COLLIER INC.

535 MADISON AVENUE, NEW YORK, NY 10022-4212

 

ABN AMRO CLEARING CHICAGO LLC

175 WEST JACKSON BLVD, STE 400, CHICAGO, IL 60604

 

ABN AMRO SECURITIES (USA) LLC

100 PARK AVENUE, 17 FLOOR, NEW YORK, NY 10017-5516

 

ABNER HERRMAN & BROCK, LLC

HARBORSIDE FINANCIAL CENTER, PLAZA 5, SUITE 1640, JERSEY CITY, NJ 07311

 

ABOUT CORPORATE FINANCE CORPORATION

39 BROADWAY, SUITE 3300, NEW YORK, NY 10006

 

ABRAHAM & CO., INC.

3724 47TH STREET CT. NW, GIG HARBOR, WA 98335

 

ABRAMENKO & COMPANY, INC.

115 WEST CENTURY ROAD, SUITE 360, PARAMUS, NJ 07652

 

ABRAMSON FINANCIAL, LLC

293 EISENHOWER PARKWAY, SUITE 330, LIVINGSTON, NJ 07039

Mailing Address: 293 EISENHOWER PARKWAY, NINTH FLOOR, LIVINGSTON, NJ 07039

 

ABUNDANT POWER SECURITIES, LLC

2201 SOUTH BOULEVARD, SUITE 300, CHARLOTTE, NC 28203

Mailing Address: 2201 SOUTH BOULEVARD, SUITE 200, CHARLOTTE, NC 28203

 

ACA/PRUDENT INVESTORS PLANNING CORPORATION

326 ROUTE 22 WEST, UNIT 12B, GREEN BROOK, NJ 08812

 

ACADEMY SECURITIES, INC.

1 CHASE MANHATTAN PLAZA, 39TH FLOOR, NEW YORK, NY 10005

 

ACAP FINANCIAL INC.

57 WEST 200 SOUTH STE 202, SALT LAKE CITY, UT 84101

 

ACC SECURITIES, LLC

5429 LBJ FREEWAY-SUITE 750, DALLAS, TX 75240

Mailing Address: 5429 LBJ FREEWAY-SUITE 750, DALLAS, TX 75240

 

ACCELERATED CAPITAL GROUP

18301 VON KARMAN, SUITE #400, IRVINE, CA 92612

 

ACCESS FINANCIAL GROUP, INC.

118 NORTH CLINTON ST-SUITE 450, CHICAGO, IL 60661

 

ACCESS INVESTMENTS, INC.

3621 NW 63RD, OKLAHOMA CITY, OK 73116-2000

 

ACCESS SECURITIES, LLC

30 BUXTON FARM ROAD STE 300, STAMFORD, CT 06905

 

ACCESSALPHA WORLDWIDE LLC

630 DAVIS STREET, SUITE 201, EVANSTON, IL 60201-4468

 

ACCORD CAPITAL PARTNERS LLC

50 CALIFORNIA STREET, 15TH FLOOR, SAN FRANCISCO, CA 94111

 

ACCRUED EQUITIES INC.

150 BROADHOLLOW RD, SUITE PH 02, MELVILLE, NY 11747

 

ACE DIVERSIFIED CAPITAL, INC.

923 EAST VALLEY BLVD.,, SUITE 213, SAN GABRIEL,, CA 91776

 

ACF INTERNATIONAL INC.

50 CONGRESS STREET, SUITE 6, BOSTON, MA 02109

 

ACGM, INC.

590 MADISON AVENUE, 41ST FLOOR, SUITE 4103, NEW YORK, NY 10022

 

ACHATES CAPITAL ADVISORS LLC

3201 NEW MEXICO AVENUE, N.W., SUITE 247, WASHINGTON, DC 20016

 

ACHELOUS PARTNERS, LLC

THE CHRYSLER BUILDING, 405 LEXINGTON AVENUE, 7TH FLOOR, NEW YORK CITY, NY 10174-0002

 

ACKRELL CAPITAL, LLC

38 KEYES AVE., SUITE 200, SAN FRANCISCO, CA 94129

Mailing Address: 475 MARINA BOULEVARD, SAN FRANCISCO, CA 94123

 

ACN SECURITIES INC.

100 PARK AVENUE - SUITE 1600, NEW YORK, NY 10017

 

ACORNS SECURITIES, LLC

4600 CAMPUS DRIVE #110, NEWPORT BEACH, CA 92660

 

ACP SECURITIES, LLC

1450 BRICKELL AVENUE, SUITE 1460, MIAMI, FL 33131

 

ACQUEST SECURITIES LLC

1221 MCKINNEY STREET, SUITE 3250, HOUSTON, TX 77010

 

ACTINVER SECURITIES, INC.

5075 WESTHEIMER, SUITE 650, HOUSTON, TX 77056

 

ADIRONDACK TRADING GROUP LLC

2123 MAIN STREET, NEW WOODSTOCK, NY 13122

 

ADP BROKER-DEALER, INC.

ONE ADP BOULEVARD, ROSELAND, NJ 07068-1786

 

ADVANCE CAPITAL SERVICES, INC.

ONE TOWNE SQUARE, SUITE 444, SOUTHFIELD, MI 48076

 

ADVANCED ADVISOR GROUP, LLC

440 EMERSON STREET N., SUITE 4, CAMBRIDGE, MN 55008

 

ADVANCED ASSET TRADING, INC

370 ST ANDREWS FAIRWAY, MEMPHIS, TN 38111

 

ADVANCED EQUITIES SERVICES CORP.

C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET SUITE 1704, NEW YORK, NY 10005

Mailing Address: 130 BROAD BROOK ROAD, BEDFORD HILLS, NY 10507

 

ADVANCED GLOBAL SECURITES CORP.

ONE HUDSON CITY CENTER, LOWER LEVEL, HUDSON, NY 12534

Mailing Address: ONE HUDSON CITY CENTER, LOWER LEVEL, HUDSON, NY 10534

 

ADVANCED STRATEGIES BROKER DEALER LLC

1308 DALLAS ROAD, CHATTANOOGA, TN 37405

 

ADVANTAGE GFC LLC

2 WALL STREET, NEW YORK, NY 10005

 

ADVANTAGE SECURITIES LLC

231 S. LASALLE STREET, SUITE 1400, CHICAGO, IL 60604

 

ADVISER DEALER SERVICES, INC.

6125 MEMORIAL DRIVE, DUBLIN, OH 43017-9767

Mailing Address: P.O. BOX 7177, DUBLIN, OH 43017-9767

 

ADVISOR DIRECT

6 KIMBALL LANE, LYNNFIELD, MA 01940

 

ADVISORS ASSET MANAGEMENT, INC.

18925 BASE CAMP ROAD, MONUMENT, CO 80132-0000

Mailing Address: 18925 BASE CAMP ROAD, MONUMENT, CO 80132

 

ADVISORS CLEARING NETWORK, INC.

7 N. FAIR OAKS AVENUE, PASADENA, CA 91103

 

ADVISORY GROUP EQUITY SERVICES LTD.

444 WASHINGTON STREET, SUITE 407, WOBURN, MA 01801

 

AEGIS CAPITAL CORP.

810 7TH AVE, 18TH FLOOR, NEW YORK, NY 10019

 

AEGIS ENERGY ADVISORS CORP.

708 THIRD AVENUE, 6TH FLOOR, NEW YORK, NY 10017-4201

 

AEGIS INVESTMENTS, INC.

4915 WEST 35TH STREET, SUITE 206, ST LOUIS PARK, MN 55416

 

AEI SECURITIES, INC.

1300 WELLS FARGO PLACE, 30 SEVENTH STREET EAST, ST. PAUL, MN 55101-4901

 

AERIS PARTNERS LLC

ONE BROADWAY, 11TH FLOOR, CAMBRIDGE, MA 02142-1187

Mailing Address: ONE BROADWAY, 14TH FLOOR, CAMBRIDGE, MA 02142-1187

 

AETHLON CAPITAL, L.L.C

225 SOUTH SIXTH ST., SUITE 1790, MINNEAPOLIS, MN 55402

 

AFFILIATED BANKERS CAPITAL, L.L.C.

901 SOUTH MOPAC EXPRESSWAY, BARTON OAKS PLAZA V, SUITE 140, AUSTIN, TX 78746

 

AG BD LLC

245 PARK AVENUE, 26TH FLOOR, NEW YORK, NY 10167-0094

 

AGC PARTNERS

99 HIGH STREET, FLOOR 22, BOSTON, MA 02110

 

AGECROFT PARTNERS, LLC

103 CANTERBURY ROAD, RICHMOND, VA 23221-3211

 

AGENCY TRADING GROUP, INC.

235 EAST LAKE STREET, WAYZATA, MN 55391

Mailing Address: 235 EAST LAKE STREET, 2ND FLOOR, WAYZATA, MN 55391

 

AGINCOURT, LTD.

NEW VENTURE HOUSE, 3RD FLOOR, 3 MILL CREEK ROAD, PEMBROKE, HM05 BERMUDA

Mailing Address: P.O. BOX HM695, HAMILTON, HM CX, HM695 BERMUDA

 

AGM SECURITIES LLC

277 PARK AVENUE, 49TH FLOOR, NEW YORK, NY 10172

 

AGRICAPITAL SECURITIES INC.

1410 BROADWAY, SUITE 1802, NEW YORK, NY 10018

 

AI SECURITIES,INC.

33 UNION STREET, BOSTON, MA 02108-2406

 

AIG CAPITAL SERVICES, INC.

HARBORSIDE FINANCIAL CENTER, 3200 PLAZA 5, JERSEY CITY, NJ 07311-4992

 

AIG GLOBAL CAPITAL MARKETS SECURITIES, LLC

50 DANBURY ROAD, WILTON, CT 06897

 

AILERON CAPITAL MANAGEMENT, LLC

5510 W. LASALLE STREET, 3RD FLOOR, TAMPA, FL 33607

 

AK CAPITAL LLC

445 PARK AVENUE, 9TH FLOOR, NEW YORK, NY 10022

Mailing Address: 445 PARK AVENUE 9TH FLOOR, NEW YORK, NY 10022

 

AKAR CAPITAL MANAGEMENT, INC.

8551 W. SUNRISE BLVD. #102A, PLANTATION, FL 33322

Mailing Address: 8551 W. SUNRISE BLVD #102A, PLANTATION, FL 33322

 

AKIN BAY COMPANY LLC

780 THIRD AVENUE, NEW YORK, NY 10017

 

ALAMO CAPITAL

201 N CIVIC DR, SUITE 360, WALNUT CREEK, CA 94596

 

ALBERT FRIED & COMPANY, LLC

45 BROADWAY, 24TH FLOOR, NEW YORK, NY 10006

 

ALBRIGHT SECURITIES LLC

1101 NEW YORK AVENUE, NW, SUITE 900, WASHINGTON, DC 20005

 

ALCOVE CAPITAL PARTNERS, LLC

100 TRI STATE INTERNATIONAL, SUITE 138, LINCOLNSHIRE, IL 60069

 

ALDERMAN & COMPANY CAPITAL, LLC

35 WARRINGTON ROUND, DANBURY, CT 06810

 

ALDWYCH SECURITIES LLC

950 THIRD AVENUE, 16TH FLOOR, NEW YORK, NY 10022

 

ALERUS SECURITIES CORPORATION

2300 COLUMBIA ROAD SOUTH, GRAND FORKS, ND 58201

Mailing Address: P.O. BOX 6001, GRAND FORKS, ND 58206

 

ALEXANDER CAPITAL, L.P.

17 STATE STREET, 5TH FLOOR, NEW YORK, NY 10004

 

ALEXANDER INVESTMENT SERVICES CO.

909 LILY CREEK ROAD #101, LOUISVILLE, KY 40243-2808

 

ALFORMA CAPITAL MARKETS, INC.

1270 AVENUE OF THE AMERICAS, SUITE 1805, NEW YORK, NY 10020

 

ALGOPARTNERS, LLC

50 TICE BLVD, 3RD FLOOR;, WOODCLIFF LAKE, NJ 07677

 

ALIGNED MANAGER SERVICES LLC

263 TRESSER BOULEVARD, SUITE 1401, STAMFORD, CT 06901

 

ALLEGHENY INVESTMENTS, LTD.

STONE QUARRY CROSSING, 811 CAMP HORNE ROAD, SUITE 100, PITTSBURGH, PA 15237

 

ALLEGIS INVESTMENT SERVICES, LLC

2410 E. 25TH CIRCLE, IDAHO FALLS, ID 83404

 

ALLEGRO SECURITIES LLC

504 KING WILLIAM, SAN ANTONIO, TX 78204

Mailing Address: 504 KING WILLIAM, FL 10, SAN ANTONIO, TX 78204

 

ALLEN & COMPANY LLC

711 FIFTH AVENUE, NEW YORK, NY 10022

 

ALLEN & COMPANY OF FLORIDA, INC.

1401 SOUTH FLORIDA AVENUE, LAKELAND, FL 33803

Mailing Address: P.O. BOX 387, LAKELAND, FL 33802

 

ALLEN C. EWING & CO.

50 NORTH LAURA STREET, SUITE 3625, JACKSONVILLE, FL 32202

Mailing Address: 50 N LAURA STREET, SUITE 3625, JACKSONVILLE, FL 32202

 

ALLEN, MOONEY & BARNES BROKERAGE SERVICES, LLC

135 S. MADISON STREET, THOMASVILLE, GA 31792

Mailing Address: POST OFFICE BOX 1116, THOMASVILLE, GA 31799

 

ALLIANCE ADVISORY & SECURITIES, INC.

3390 AUTO MALL DRIVE, WESTLAKE VILLAGE, CA 91362

 

ALLIANCE AFFILIATED EQUITIES CORPORATION

7227 METCALF AVENUE, SUITE 201, OVERLAND PARK, KS 66204

 

ALLIANCE FINANCIAL GROUP, INC.

5950 BERKSHIRE LANE #1060, DALLAS, TX 75225

 

ALLIANCEBERNSTEIN INVESTMENTS, INC.

1345 AVENUE OF THE AMERICAS, NEW YORK, NY 10105-0096

 

ALLIANT EQUITY INVESTMENTS, LLC

21600 OXNARD STREET - SUITE 1200, WOODLAND HILLS, CA 91367

Mailing Address: 21600 OXNARD STREET-SUITE 1200, WOODLAND HILLS, CA 91367

 

ALLIANT SECURITIES, INC. TURNER, NORD, KIENBAUM

695 NORTH LEGACY RIDGE DRIVE SUITE 300, LIBERTY LAKE, WA 99019

 

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

1633 BROADWAY, NEW YORK, NY 10019

 

ALLIANZ LIFE FINANCIAL SERVICES, LLC

5701 GOLDEN HILLS DRIVE, MINNEAPOLIS, MN 55416-1297

Mailing Address: P O BOX 1117, MINNEAPOLIS, MN 55440-1117

 

ALLIED ASSET MANAGEMENT, INC.

2033 6TH AVENUE, SUITE 1009, SEATTLE, WA 98121

 

ALLISON-WILLIAMS COMPANY

90 SOUTH 7TH STREET, SUITE 3850, MINNEAPOLIS, MN 55402-2441

 

ALLSTATE DISTRIBUTORS, L.L.C.

3100 SANDERS ROAD, STE M4, NORTHBROOK, IL 60062

 

ALLSTATE FINANCIAL SERVICES, LLC

2920 S 84TH STREET, LINCOLN, NE 68506

Mailing Address: PO BOX 83271, LINCOLN, NE 68501-3271

 

ALLUVION SECURITIES, LLC

5101 WHEELIS DRIVE, SUITE 200, MEMPHIS, TN 38117

 

ALLY SECURITIES LLC

1177 AVENUE OF THE AMERICAS, 16TH FLOOR, NEW YORK, NY 10036

Mailing Address: 300 GALLERIA OFFICENTRE STE 200, SOUTHFIELD, MI 48034

 

ALMAX FINANCIAL SOLUTIONS, LLC

12 VAN SYCKLES ROAD, CLINTON, NJ 08809

 

ALPHASOURCE CAPITAL SECURITIES LLC

32 EAST 57TH STREET, 12TH FLOOR, NEW YORK, NY 10022

 

ALPINA CAPITAL, LLC

100 JACKSON STREET, SUITE 101, DENVER, CO 80206

 

ALPINE SECURITIES CORPORATION

39 EXCHANGE PLACE, SALT LAKE CITY, UT 84111

 

ALPS DISTRIBUTORS, INC.

1290 BROADWAY, SUITE 1100, DENVER, CO 80203

Mailing Address: PO BOX 328, DENVER, CO 80201-0328

 

ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC.

1290 BROADWAY, SUITE 1100, DENVER, CO 80203

Mailing Address: P.O. BOX 328, DENVER, CO 80201-0328

 

ALTACORP CAPITAL (USA) INC.

888 - 3RD STREET SW, SUITE 1100, CALGARY, T2P 5C5 AB CANADA

 

ALTEGRIS INVESTMENTS, INC.

1200 PROSPECT STREET, SUITE 400, LA JOLLA, CA 92037

 

ALTERNATIVE ACCESS CAPITAL, LLC

700 LARKSPUR LANDING CIR, SUITE 245, LARKSPUR, CA 94939

 

ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC

2 W. 47TH STREET, SUITE 1004, NEW YORK, NY 10036

Mailing Address: BOX 5274, ROCKEFELLER STATION, NEW YORK, NY 10185-5274

 

ALTERNATIVE EXECUTION GROUP

708 THIRD AVENUE, 5TH FLOOR, NEW YORK, NY 10017

 

ALTERNATIVE INVESTMENT SERVICES, LLC

141 W. JACKSON BLVD., SUITE 1340A, CHICAGO, IL 60604

 

ALTERNATIVE STRATEGIES BROKERAGE SERVICES, INC.

401 SOUTH TRYON STREET, D1050-026, CHARLOTTE, NC 28202

 

ALTERNET SECURITIES INC.

ONE LIBERTY PLAZA, 165 BROADWAY, 4TH FL., NEW YORK, NY 10006

 

ALTO SECURITIES, LLC

850 THIRD AVENUE, 16TH FLOOR, NEW YORK, NY 10022

 

ALTON SECURITIES GROUP INC.

2410 STATE STREET, P.O. BOX 160, ALTON, IL 62002

Mailing Address: P.O. BOX 160, ALTON, IL 62002

 

ALTRUSHARE SECURITIES LLC

3814 MAIN STREET, MANCHESTER, VT 05254

 

ALVAREZ & MARSAL SECURITIES, LLC

600 MADISON AVE, 8TH FLOOR, NEW YORK, NY 10022

Mailing Address: 600 MADISON AVE, 8TH FLOOR, NEW YORK, NY 10022

 

ALYSSA LLC

888 7TH AVENUE, 41ST FLOOR, NEW YORK, NY 10106

 

AMA SECURITIES LLC

405 LEXINGTON AVENUE, 67TH FLOOR, NEW YORK, NY 10174

 

AMBASSADOR FINANCIAL GROUP, INC.

1605 NORTH CEDAR CREST BOULEVARD, SUITE 508, ALLENTOWN, PA 18104

 

AMBATA SECURITIES, LLC

1201 PEACHTREE ST., NE, BUILDING 400, SUITE 1720, ATLANTA, GA 30361

 

AMD CAPITAL, LLC

100 TRI-STATE INTERNATIONAL, SUITE 138, LINCOLNSHIRE, IL 60069

 

AMEGY INVESTMENTS, INC.

4400 POST OAK PARKWAY, HOUSTON, TX 77027

Mailing Address: P.O. BOX 27459, HOUSTON, TX 77227-7459

 

AMERICAFIRST SECURITIES, INC.

8150 SIERRA COLLEGE BLVD, SUITE 290, ROSEVILLE, CA 95661

 

AMERICAN CAPITAL PARTNERS, LLC

205 OSER AVE., HAUPPAUGE, NY 11788

 

AMERICAN CENTURY INVESTMENT SERVICES INC.

4500 MAIN STREET, KANSAS CITY, MO 64111

Mailing Address: P.O. BOX 410141, KANSAS CITY, MO 64141-0141

 

AMERICAN DIVERSIFIED FINANCIAL GROUP LLC

600 NORTH WEINBACH, SUITE 460, EVANSVILLE, IN 47711

 

AMERICAN ENTERPRISE INVESTMENT SERVICES INC.

707 2ND AVENUE SOUTH, MINNEAPOLIS, MN 55402

Mailing Address: 5221 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN 55474

 

AMERICAN EQUITY CAPITAL, INC.

6000 WESTOWN PARKWAY, 2ND FLOOR, WEST DES MOINES, IA 50266-7711

Mailing Address: P.O. BOX 71607, DES MOINES, IA 50325

 

AMERICAN EQUITY INVESTMENT CORPORATION

4222 GRANTLINE ROAD, NEW ALBANY, IN 47150

 

AMERICAN FIDELITY SECURITIES, INC.

2000 CLASSEN BLVD., OKLAHOMA CITY, OK 73106-6092

Mailing Address: P.O. BOX 25523, OKLAHOMA CITY, OK 73125-0523

 

AMERICAN FINANCIAL ASSOCIATES, INC.

1700 NORTHAMPTON STREET, SUITE A, EASTON, PA 18042-1659

Mailing Address: 1700 NORTHAMPTON STREET, SUITE A, EASTON, PA 18042-1659

 

AMERICAN FINANCIAL SECURITIES, INC.

6003 UNIVERSITY AVE. - SUITE C, CEDAR FALLS, IA 50613

Mailing Address: 6003 UNIVERSITY AVE.- SUITE C, CEDAR FALLS, IA 50613

 

AMERICAN FUNDS & TRUSTS INCORPORATED

3030 SOUTH MAIN STREET, SUITE 100, SALT LAKE CITY, UT 84115-3554

 

AMERICAN FUNDS DISTRIBUTORS, INC.

333 S. HOPE ST. 55TH FL., LOS ANGELES, CA 90071

 

AMERICAN HERITAGE SECURITIES, INC.

655 W MARKET STREET, AKRON, OH 44303-1438

 

AMERICAN INDEPENDENT SECURITIES GROUP, LLC

1036 E. IRON EAGLE DR., SUITE 105, EAGLE, ID 83616

 

AMERICAN INVESTORS COMPANY

2682 BISHOP DR., SUITE 123, SAN RAMON, CA 94583

Mailing Address: P. O. BOX 1307, SAN RAMON, CA 94583

 

AMERICAN INVESTORS GROUP, INC.

10237 YELLOW CIRCLE DRIVE, MINNETONKA, MN 55343

 

AMERICAN MUNICIPAL SECURITIES, INC.

720 SECOND AVE S., ST. PETERSBURG, FL 33701

Mailing Address: P.O. BOX 11749, ST. PETERSBURG, FL 33733-1749

 

AMERICAN NETWORK SECURITIES CORP.

10104 W. COGGINS DRIVE, AMERICAN NETWORK PLAZA, SUN CITY, AZ 85351-3405

 

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

4250 VETERANS MEMORIAL HIGHWAY, 4TH FLOOR EAST, HOLBROOK, NY 11741

Mailing Address: 4250 VETERANS MEMORIAL HWY, 4TH FLOOR EAST, HOLBROOK, NY 11741

 

AMERICAN REPUBLIC EQUITIES CORPORATION

601 SIXTH AVE, DES MOINES, IA 50309

 

AMERICAN TRUST INVESTMENT SERVICES, INC.

1244 119TH STREET, WHITING, IN 46394-1003

 

AMERICAN WEALTH MANAGEMENT, INC.

1050 CROWN POINTE PARKWAY SUITE 1230, ATLANTA, GA 30338

 

AMERIPRISE FINANCIAL SERVICES, INC.

707 2ND AVENUE SOUTH, MINNEAPOLIS, MN 55402

Mailing Address: 5221 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN 55474

 

AMERITAS INVESTMENT CORP.

5900 "O" STREET, LINCOLN, NE 68510-2234

Mailing Address: PO BOX 5507, LINCOLN, NE 68505-0507

 

AMERITECH ADVISORS

708 THIRD AVENUE, 5TH FLOOR, NEW YORK, NY 10017

 

AMERIVET SECURITIES, INC.

26550 SILVERADO COURT, MORENO VALLEY, CA 92555

Mailing Address: POB 1074, INGLEWOOD, CA 90308

 

AMHERST SECURITIES GROUP, L.P.

5001 PLAZA ON THE LAKE BLVD., SUITE 200, AUSTIN, TX 78746

 

AMUNDI DISTRIBUTORS USA, LLC

280 SOUTH MANGUM STREET, SUITE 301, DURHAM, NC 27701

Mailing Address: 1301 AVENUE OF THE AMERICAS, 14TH FLOOR, NEW YORK, NY 10019

 

AMUR ADVISORS LLC

ONE NORTH LEXINGTON AVENUE, SUITE 1101, WHITE PLAINS, NY 10601

 

ANCHIN CAPITAL ADVISORS LLC

1375 BROADWAY, 18TH FLOOR, NEW YORK, NY 10018

Mailing Address: 1375 BROADWAY, 18TH FLOOR, NEW YORK CITY, NY 10018

 

ANCHOR ASSET MANAGEMENT LLC

267 FIFTH AVE., SUITE 800, NEW YORK, NY 10016

 

ANCHOR BAY SECURITIES, LLC

5780 FLEET STREET, SUITE 308, CARLSBAD, CA 92008

 

ANCORA SECURITIES, INC

2000 AUBURN DRIVE, SUITE 120, CLEVELAND, OH 44122

 

ANDBANC BROKERAGE, LLC

1221 BRICKELL AVENUE SUITE 1550, MIAMI, FL 33131

 

ANDERSON LENEAVE & CO.

6000 FAIRVIEW ROAD, SUITE 625, CHARLOTTE, NC 28210

 

ANDES CAPITAL GROUP, LLC

211 WEST WACKER DRIVE, SUITE 1810, CHICAGO, IL 60606

 

ANDREW GARRETT INC.

140 EAST 45TH STREET, 11TH FLOOR, NEW YORK, NY 10017

 

ANDREWS PARTNERS

50 S.STEELE STREET, SUITE 390, DENVER, CO 80209

Mailing Address: 50 S. STEELE STREET, SUITE 390, DENVER, CO 80209

 

ANGELES CAPITAL GROUP, LLC

334 MEADOW GROVE ST., LACANADA FLINTRIDGE, CA 91011

 

ANICO FINANCIAL SERVICES, INC.

ONE MOODY PLAZA, SUITE 1423, GALVESTON, TX 77550

Mailing Address: ONE MOODY PLAZA SUITE 1423, GALVESTON, TX 77550

 

ANNASCAUL ADVISORS LLC

1177 HIGH RIDGE ROAD, STAMFORD, CT 06905

 

ANOVEST FINANCIAL SERVICES, INC.

3225 SHALLOWFORD ROAD, SUITE 220, MARIETTA, GA 30062

 

ANSLEY SECURITIES LLC

300 EAST FIFTH AVENUE, SUITE 420, NAPERVILLE, IL 60563

 

ANTARCTICA ADVISORS

1200 BRICKELL AVE. SUITE 1950, MIAMI, FL 33131

 

ANTHEM SECURITIES, INC.

PARK PLACE CORPORATE CENTER ONE, 1000 COMMERCE DRIVE, SUITE 410, PITTSBURGH, PA 15275-1011

 

ANUBIS SECURITIES LLC

717 FIFTH AVENUE, 18TH FLOOR, NEW YORK, NY 10022

 

ANZ SECURITIES, INC.

277 PARK AVENUE, FLOOR 31, NEW YORK, NY 10172-0003

 

AON BENFIELD SECURITIES, INC.

200 EAST RANDOLPH STREET, CHICAGO, IL 60601

 

APB FINANCIAL GROUP, LLC

17 STATE ST. - 16 FLOOR, NEW YORK, NY 10004

 

APEX CLEARING CORPORATION

ONE DALLAS CENTER, 350 N. ST. PAUL, SUITE 1300, DALLAS, TX 75201

 

APOLLO GLOBAL SECURITIES, LLC

9 WEST 57TH STREET, 48TH FL, NEW YORK, NY 10019-2701

 

APPLE LANE GROUP LLC

2393 MAIN STREET, LANCASTER, MA 01523

 

APPLIED CAPITAL, LLC

30 S. MERIDIAN STREET, SUITE 250, INDIANAPOLIS, IN 46204

 

APTO PARTNERS, LLC

4 CAMPUS DRIVE, PARSIPPANY, NJ 07054

Mailing Address: 4 CAMPUS DRIVE, 1ST FLOOR NORTH, PARSIPPANY, NJ 07054

 

AQUA SECURITIES L.P.

125 PARK AVENUE, NEW YORK, NY 10017

 

AQUEDUCT CAPITAL GROUP, LLC

2820 SELWYN AVENUE, SUITE 550, CHARLOTTE, NC 28209

 

AQUILA DISTRIBUTORS, INC.

120 WEST 45TH STREET, SUITE 3600, NEW YORK, NY 10036

 

AQUILO PARTNERS, L.P.

ONE MARITIME PLAZA, 14TH FLOOR, SAN FRANCISCO, CA 94111

 

ARBOR ADVISORS, LLC

1950 UNIVERSITY AVE, STE. 204, E. PALO ALTO, CA 94303

 

ARBOR COURT CAPITAL, LLC

2000 AUBURN DRIVE, SUITE 120, CLEVELAND, OH 44122

 

ARBOR RESEARCH & TRADING, LLC

1000 HART ROAD, SUITE 260, BARRINGTON, IL 60010

 

ARC SECURITIES, LLC

1330 CONNECTICUT AVENUE, NW, SUITE 223, WASHINGTON, DC 20036

 

ARCA CAPITAL INVESTMENTS, INC.

WELLS FARGO CENTER, 333 AVENUE OF THE AMERICAS, SUITE 2530, MIAMI, FL 33131

 

ARCADIA INVESTMENT CORPORATION

1314 N.W. IRVING STREET, SUITE 608, PORTLAND, OR 97209

 

ARCADIA SECURITIES, LLC

720 FIFTH AVE, 10TH FL, NEW YORK, NY 10019

Mailing Address: 720 FIFTH AVE, 10TH FLOOR, NEW YORK, NY 10019

 

ARCHER DISTRIBUTORS, LLC

2943 OLNEY-SANDY SPRING RD., STE. A, OLNEY, MD 20832

 

ARCHIPELAGO SECURITIES L.L.C.

100 SOUTH WACKER DRIVE, SUITE #1800, CHICAGO, IL 60606

 

ARCHIPELAGO TRADING SERVICES, INC.

100 S. WACKER DR., SUITE 1800, CHICAGO, IL 60606

Mailing Address: 100 SOUTH WACKER DRIVE, SUITE 1800, CHICAGO, IL 60606

 

ARCHPOINT PARTNERS LLC

101 HOWARD STREET, SUITE 404, SAN FRANCISCO, CA 94105

 

ARDEN SECURITIES LLC

3 CANAL PLAZA, 3RD FLOOR, PORTLAND, ME 04101

Mailing Address: 3 CANAL PLAZA, SUITE 100, PORTLAND, ME 04101

 

ARDOUR CAPITAL INVESTMENTS, LLC

350 5TH AVENUE, SUITE 3018, NEW YORK, NY 10118

 

ARES INVESTOR SERVICES LLC

2000 AVENUE OF THE STARS, 12TH FLOOR, LOS ANGELES, CA 90067

 

ARETE RESEARCH LLC

15 BROAD ST., 1ST FLOOR, BOSTON, MA 02109

 

ARETE WEALTH MANAGEMENT, LLC

1699 E. WOODFIELD RD., SUITE 565, SCHAUMBURG, IL 60173

 

ARI FINANCIAL SERVICES, INC.

7709 W. 151ST ST., OVERLAND PARK, KS 66223

Mailing Address: 4745 WEST 136TH STREET, SUITE 91, LEAWOOD, KS 66224

 

ARIA CAPITAL ADVISORS, LLC

475 CENTRAL AVENUE, SUITE M1, ST. PETERSBURG, FL 33701

 

ARIANE CAPITAL PARTNERS LLC

501 CANDACE LANE, SUITE 100, VILLANOVA, PA 19085

Mailing Address: 501 CANDACE LANE, VILLANOVA, PA 19085

 

ARIEL DISTRIBUTORS, LLC

200 EAST RANDOLPH STREET, SUITE 2900, CHICAGO, IL 60601

 

ARIVE CAPITAL MARKETS

325 CEDAR STREET, SUITE 910, ST. PAUL, MN 55101

 

ARJENT LLC

570 LEXINGTON AVENUE, 22ND FLOOR, NEW YORK, NY 10022

 

ARK INVESTMENTS

16170 CANAANVILLE ROAD, ATHENS, OH 45701-0500

Mailing Address: P.O. BOX 500, ATHENS, OH 45701-0500

 

ARLINGTON SECURITIES, INC.

140 MARINE LANE, ST. LOUIS, MO 63146-2236

 

ARMA FINANCIAL SERVICES, INC.

18899 N. THOMPSON PEAK PKWY., SUITE 100, SCOTTSDALE, AZ 85255

Mailing Address: 18899 N. THOMPSON PEAK PKWY., SUITE 100, SCOTTSDALE, AZ 85255

 

ARONSON CAPITAL ADVISORS, LLC

805 KING FARM BOULEVARD, SUITE 300, ROCKVILLE, MD 20850

 

ARQUE CAPITAL, LTD.

7501 E MCCORMICK PKWY, STE 111N, SCOTTSDALE, AZ 85258

 

ARROW INVESTMENTS, INC.

3010 WESTCHESTER AVENUE, SUITE 203, PURCHASE, NY 10577

 

ARTISAN PARTNERS DISTRIBUTORS LLC

875 E. WISCONSIN AVENUE, SUITE 800, MILWAUKEE, WI 53202

 

ARTIST CAPITAL INC.

601 LEXINGTON AVENUE, SUITE 5100, NEW YORK, NY 10022

 

ARVEST ASSET MANAGEMENT

921 WEST MONROE AVENUE, LOWELL, AR 72745

Mailing Address: P.O. BOX 1515, LOWELL, AR 72745-1515

 

ASANTE CAPITAL GROUP ADVISORS LLC

2ND FLOOR, BERKELEY SQUARE HOUSE, BERKELEY SQUARE, LONDON, W1J 6BD ENGLAND

 

ASCENDANT FINANCIAL PARTNERS, LLC

5347 SOUTH VALENTIA WAY, SUITE 250, GREENWOOD VILLAGE, CO 80111

 

ASCENDIANT CAPITAL MARKETS, LLC

18881 VON KARMAN, 16TH FLOOR, IRVINE, CA 92612

 

ASCENDIANT SECURITIES, LLC

18881 VON KARMAN, SUITE 1630, IRVINE, CA 92612

 

ASCENT REAL ESTATE SECURITIES, LLC

5690 DTC BOULEVARD, SUITE 130 W, GREENWOOD VILLAGE, CO 80111

 

ASCENTAGE ADVISORS, LLC

10 PLEASANT STREET, 2ND FLOOR, PORTSMOUTH, NH 03801

 

ASG SECURITIES, INC.

275 COMMERCIAL BLVD, SUITE 200-B, FT. LAUDERDALE, FL 33308

Mailing Address: 4737 N. OCEAN DR., #213, LAUDERDALE BY THE SEA, FL 33308

 

ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION

122 E. 42ND ST, STE 5005, NEW YORK, NY 10168

 

ASHTON STEWART & CO., INC.

1271 AVENUE OF AMERICAS, 43RD FLOOR, NEW YORK, NY 10020

 

ASHTON YOUNG, INC.

2150 BUTTERFIELD DRIVE, SUITE 110, TROY, MI 48084

 

ASIA PACIFIC FINANCIAL MANAGEMENT GROUP, INC.

145 ASPINALL AVE, HAGATNA, 96910 GUAM, USA

Mailing Address: 145 ASPINALL AVE., HAGATNA, 96910 GUAM, USA

 

ASPEN EQUITY PARTNERS, LLC

2828 N. HARWOOD STREET, #1700, DALLAS, TX 75201

 

ASPEN RIVER SECURITIES, LLC

415 WATERFORD DRIVE, CARTERSVILLE, GA 30120

 

ASPERION GROUP LLC

152 WEST 57TH STREET, 18TH FLOOR, NEW YORK, NY 10019

 

ASSOCIATED BOND BROKERS, INC.

3232 MCKINNEY AVE, STE 690, DALLAS, TX 75204

 

ASSOCIATED INVESTMENT SERVICES, INC.

433 MAIN STREET, GREEN BAY, WI 54301-5114

Mailing Address: P.O. BOX 640, GREEN BAY, WI 54305-0640

 

AST INVESTOR SERVICES LLC

6201 15TH AVENUE, BROOKLYN, NY 11219

 

ASTORIA CAPITAL MARKETS, INC.

30-08 36TH STREET, LONG ISLAND CITY, NY 11103

 

ATEL SECURITIES CORPORATION

THE TRANSAMERICA PYRAMID 600 MONTGOMERY STREET, 9TH FLOOR, SAN FRANCISCO, CA 94111

 

ATIS, INC

9717 PRAIRIE AVENUE, HIGHLAND, IN 46322

 

ATLANTIC - PACIFIC CAPITAL, INC.

102 GREENWICH AVENUE, 2ND FLOOR, GREENWICH, CT 06830

 

ATLANTIC SECURITIES, INC.

920 PROVIDENCE RD., SUITE 201, TOWSON, MD 21286-2988

 

ATLANTIC STATE PARTNERS, LLC

7 AVON ROAD, LARCHMONT, NY 10538-1420

 

ATLAS ONE FINANCIAL GROUP, LLC

200 SOUTH BISCAYNE BOULEVARD, SUITE 1860, MIAMI, FL 33131

 

ATLAS STRATEGIC ADVISORS, LLC

140 EAST 45TH STREET, 18TH FLOOR, NEW YORK, NY 10017

 

ATLAS TECHNOLOGY GROUP LLC

38 KEYES AVE., SUITE 102, SAN FRANCISCO, CA 94129

 

ATM

599 LEXINGTON AVENUE, 21ST FLOOR, NEW YORK, NY 10022

 

ATM EXECUTION LLC

599 LEXINGTON AVE, 21 FLOOR, NEW YORK, NY 10022

 

ATRIUM TRADING, INC

141 WEST JACKSON BLVD. - SUITE 1340A, CHICAGO, IL 60604

 

AUERBACH GRAYSON & COMPANY LLC

25W 45TH STREET SUITE 16, NEW YORK, NY 10036

Mailing Address: 25W 45TH STREET SUITE 16, NEW YORK, NY 10036

 

AUFHAUSER SECURITIES, INC.

112 WEST 56TH STREET, NEW YORK, NY 10019-3841

 

AUGEO ADVISORS, LLC

10801 NATIONAL BLVD., SUITE 500, LOS ANGELES, CA 90024

Mailing Address: 10940 WILSHIRE BLVD., 16TH FLOOR, LOS ANGELES, CA 90024

 

AURIGA USA, LLC

546 5TH AVENUE, 9TH FLOOR, NEW YORK, NY 10036-5000

 

AURORA CAPITAL LLC

17 PARK AVENUE, #201, NEW YORK, NY 10016

 

AURORA SECURITIES

111 CONGRESSIONAL BLVD., SUITE 114, CARMEL, IN 46032-5639

 

AURUS ADVISORS, INC.

345 LORTON AVE., SUITE 105, BURLINGAME, CA 94010

 

AUSDAL FINANCIAL PARTNERS, INC.

5187 UTICA RIDGE RD, DAVENPORT, IA 52807

 

AUTOMATED EQUITY FINANCE MARKETS, INC.

545 WASHINGTON BOULEVARD, 7TH FLOOR, JERSEY CITY, NJ 07310

 

AUTOMATED TRADING DESK FINANCIAL SERVICES, LLC

11 EWALL STREET, MT. PLEASANT, SC 29464

 

AUTONOMOUS RESEARCH LLP

FLOOR 2, 1 BARTHOLOMEW LANE, LONDON, EC2N 2AX UNITED KINGDOM

Mailing Address: FLOOR 2, 1 BARTHOLOMEW LANE, LONDON, EC2N 2AX UNITED KINGDOM

 

AUTONOMOUS RESEARCH US LP

SUITE 2303, 23RD FLOOR, 1325 AVENUE OF THE AMERICAS, NEW YORK, NY 10019

 

AVALON INVESTMENT & SECURITIES GROUP, INC.

404 AVALON AVENUE, SUTE 200, MUSCLE SHOALS, AL 35661

 

AVALON SECURITIES, LTD.

1410 BROADWAY, 34TH FLOOR, NEW YORK, NY 10018

 

AVALON WEALTH MANAGEMENT LLC

2929 ALLEN PKWY STE 3000, HOUSTON, TX 77019-7100

 

AVANTI SECURITIES CORPORATION

22 ST. CLAIR AVENUE EAST - SUITE 1700, TORONTO, M4T 2S3 CANADA

Mailing Address: 22 ST CLAIR AVENUE EAST SUITE 1700, TORONTO, M4T 2S3 CANADA

 

AVATAR CAPITAL GROUP LLC

7 WORLD TRADE CENTER, 32ND FLOOR, NEW YORK, NY 10007

 

AVENDUS CAPITAL, INC.

499 PARK AVENUE 12TH FLOOR, NEW YORK, NY 10022

 

AVENIR FINANCIAL GROUP

130 WILLIAM STREET, SUITE 803, NEW YORK, NY 10038

Mailing Address: PO BOX 556, BETHEL, VT 05032

 

AVENTURA SECURITIES, LLC

2875 NE 191ST STREET, SUITE 524, AVENTURA, FL 33180

Mailing Address: 2875 NE 191ST STREET, SUITE 524, AVENTURA, FL 33180

 

AVERIL CAPITAL MARKETS GROUP, INC.

1901 AVENUE OF THE STARS, SUITE 350, LOS ANGELES, CA 90067

 

AVIATE GLOBAL (US) LLP

40 ARGYLL STREET, LONDON, W1F 7EB U.K.

 

AVILA CAPITAL MARKETS, INC.

150 EAST 52ND STREET, 16002, NEW YORK, NY 10022

Mailing Address: 150 EAST 52ND STREET, 16TH FLOOR, SUITE 2, NEW YORK, NY 10022

 

AVIOR CAPITAL, LLC

4660 LA JOLLA VILLAGE DRIVE, SUITE 500 PMB #52, SAN DIEGO, CA 92122

Mailing Address: PO BOX 19876, SAN DIEGO, CA 92159

 

AVISEN SECURITIES, INC.

3620 AMERICAN RIVER DRIVE, SUITE 145, SACRAMENTO, CA 95864-7256

 

AVIVA SECURITIES, LLC

841 APOLLO STREET, SUITE 150, EL SEGUNDO, CA 90245

 

AVM, L.P.

777 YAMATO ROAD, SUITE 300, BOCA RATON, FL 33431

 

AVONDALE PARTNERS, LLC

3102 WEST END AVENUE, SUITE 1100, NASHVILLE, TN 37203

Mailing Address: 3102 WEST END AVE, SUITE 1100, NASHVILLE, TN 37203

 

AWM SERVICES, LLC

1330 POST OAK BOULEVARD, SUITE 1550, HOUSTON, TX 77056

 

AX TRADING, LLC

ONE DOCK STREET, SUITE 620, STAMFORD, CT 06902

 

AXA ADVISORS, LLC

1290 AVENUE OF THE AMERICAS, NEW YORK, NY 10104

Mailing Address: 1290 AVENUE OF THE AMERICAS, 12TH FLOOR, NEW YORK, NY 10104

 

AXA DISTRIBUTORS, LLC

525 WASHINGTON BOULEVARD, JERSEY CITY, NJ 07310

 

AXCESSNET, LLC

192 PARTRIDGE LANE, CONCORD, MA 02421

 

AXIOM CAPITAL MANAGEMENT, INC.

780 THIRD AVENUE, 43RD FLOOR, NEW YORK, NY 10017-2024

 

Last Updated: 4/15/2014