finra

FINRA List of Members - A

#  A  B  C  D  E  F  G  H  I  J  K  L  M  N  O  P  Q  R  S  T  U  V  W  X  Y  Z 

A & M SECURITIES, LLC

2475 NORTHWINDS PKWY, SUITE 200, ALPHARETTA, GA 30004

 

A B WONG CAPITAL LLC

10 CATHERINE SLIP 15H, NEW YORK, NY 10038

Mailing Address: P.O.BOX 479, NEW YORK, NY 10272

 

A&F FINANCIAL SECURITIES, INC.

3366 PARK AVENUE, SUITE 300, WANTAGH, NY 11793

 

A. CERQUEIRA TRADING, INC.

10082 SUNRISE LANE, SANTA ANA, CA 92705

Mailing Address: 8502 E. CHAPMAN AVE #605, ORANGE, CA 92869

 

A. P. SECURITIES, INC.

15 WATERVIEW DR, CENTERPORT, NY 11721

Mailing Address: P. O. BOX 434, CENTERPORT, NY 11721

 

A. R. SCHMEIDLER & CO., INC.

500 FIFTH AVENUE, NEW YORK, NY 10110-1405

 

A.B. WATLEY DIRECT, INC.

50 BROAD STREET,  SUITE 1614, NEW YORK, NY 10004

 

A.BRIDGE REALVEST SECURITIES CORPORATION

14 VERVALEN STREET, SUITE 100, CLOSTER, NJ 07624

 

A.C.R. SECURITIES, INC.

687 PARK LANE, CEDARHURST, NY 11516

 

A.G. QUINTAL INVESTMENT COMPANY INC.

2177 ACUSHNET AVE., NEW BEDFORD, MA 02745-6316

 

A.H. HAYNES & CO., INC.

711 FIFTH AVENUE, 5TH FLOOR, NEW YORK, NY 10022

 

A.J. PACE & CO., INC.

39 BROADWAY, SUITE 1601, NEW YORK, NY 10006

Mailing Address: 39 BROADWAY, SUITE 1601, NEW YORK, NY 10006

 

A.J. SLOANE & COMPANY, LLC

623 FIFTH AVENUE, 28TH FLOOR, NEW YORK, NY 10022

 

A.K. CAPITAL, LLC

445 PARK AVENUE, 9TH FLOOR, NEW YORK, NY 10022

Mailing Address: 445 PARK AVENUE 9TH FLOOR, NEW YORK, NY 10022

 

A.L. WATERS CAPITAL, LLC

50 BRAINTREE HILL OFFICE PARK, SUITE 106, BRAINTREE, MA 02184

 

A.M. OPPENHEIMER SECURITIES,INC.

1150 SILVERADO, LA JOLLA, CA 92037

 

A.T.A.P. FINANCIAL SERVICES, INC.

555 SOUTH HIGHLAND ST., MT. DORA, FL 32757

 

AARON CAPITAL, INCORPORATED

320 ENCINITAS BLVD., SUITE A, ENCINITAS, CA 92024

Mailing Address: 320 ENCINITA BLVD., SUITE A, ENCINITAS, CA 92024

 

ABA BUSINESS SERVICES, LLC

1120 CONNECTICUT AVE, NW, WASHINGTON, DC 20036

Mailing Address: 1120 CONNECTICUT AVE, NW, ATTN: HELEN SULLIVAN, 7TH FLOOR, WASHINGTON, DC 20036

 

ABACUS INTERNATIONAL CAPITAL CORP.

181 CANAL STREET-2ND FLOOR, NEW YORK, NY 10013

Mailing Address: 181 CANAL STREET - 2ND FLOOR, NEW YORK, NY 10013

 

ABACUS INVESTMENTS, INC.

N9673 TURKE LANE, WATERTOWN, WI 53094

 

ABAX BROKERAGE SERVICES, INC.

31658 ROCHEN ROAD, WALLER, TX 77484

Mailing Address: P.O. BOX 40506, HOUSTON, TX 77240-0506

 

ABBEY NATIONAL SECURITIES INC.

400 ATLANTIC STREET, STAMFORD, CT 06901

Mailing Address: 400 ATLANTIC STREET, 2ND FLOOR, STAMFORD, CT 06901

 

ABEL/NOSER CORP.

ONE BATTERY PARK PLAZA, 6TH FLOOR, NEW YORK, NY 10004

 

ABERDEEN FUND DISTRIBUTORS, LLC

1735 MARKET STREET, 32 ND FLOOR, PHILADELPHIA, PA 19103

 

ABG SUNDAL COLLIER INC.

535 MADISON AVENUE, NEW YORK, NY 10022-4212

 

ABNER HERRMAN & BROCK, LLC

HARBORSIDE FINANCIAL CENTER, PLAZA 5, SUITE 1640, JERSEY CITY, NJ 07311

 

ABRAHAM & CO., INC.

3724 47TH STREET CT. NW, GIG HARBOR, WA 98335

 

ABRAMSON FINANCIAL, LLC

1633 BROADWAY, NINTH FLOOR, NEW YORK, NY 10019

 

ABSHIER WEBB DONNELLY & BAKER, INC.

2500 CITY WEST BLVD., SUITE 590, HOUSTON, TX 77042

 

ACA/PRUDENT INVESTORS PLANNING CORPORATION

239 ROUTE 22 EAST, THIRD FLOOR, GREEN BROOK, NJ 08812

 

ACAP FINANCIAL INC.

57 WEST 200 SOUTH STE 202, SALT LAKE CITY, UT 84101

 

ACCENT CAPITAL ADVISORS, L.L.C.

ONE FERRY BUILDING, SUITE 210, SAN FRANCISCO, CA 94111

 

ACCESS FINANCIAL GROUP, INC.

118 NORTH CLINTON ST-SUITE 450, CHICAGO, IL 60661

 

ACCESS INVESTMENTS, INC.

3621 NW 63RD, OKLAHOMA CITY, OK 73116-2000

 

ACCESS SECURITIES, INC.

30 BUXTON FARM ROAD STE 300, STAMFORD, CT 06905

 

ACCESSALPHA WORLDWIDE LLC

630 DAVIS STREET, SUITE 201, EVANSTON, IL 60201-4468

 

ACCREDITED EQUITIES INCORPORATED

3985 RESEARCH PARK DRIVE, SUITE 800, ANN ARBOR, MI 48108

Mailing Address: 3985 RESEARCH PARK DRIVE, ANN ARBOR, MI 48108

 

ACCRUED EQUITIES INC.

150 BROADHOLLOW RD, SUITE PH 02, MELVILLE, NY 11747

 

ACCUMULATION PLANNING, INC.

6172 NORTH 28 PLACE, PHOENIX, AZ 85016

Mailing Address: POST OFFICE BOX 32429, PHOENIX, AZ 85064-2429

 

ACE DIVERSIFIED CAPITAL, INC.

923 EAST VALLEY BLVD.,, SUITE 106, SAN GABRIEL,, CA 91776

 

ACF INTERNATIONAL INC.

50 CONGRESS STREET, SUITE 6, BOSTON, MA 02109

 

ACHELOUS PARTNERS, LLC

THE CHRYSLER BUILDING, 405 LEXINGTON AVENUE, 26TH FLOOR, NEW YORK CITY, NY 10174-0002

 

ACKRELL CAPITAL, LLC

38 KEYES AVE., SUITE 200, SAN FRANCISCO, CA 94129

Mailing Address: 475 MARINA BOULEVARD, SAN FRANCISCO, CA 94123

 

ACN SECURITIES INC.

100 PARK AVENUE - SUITE 1600, NEW YORK, NY 10017

 

ACP SECURITIES, LLC

444 BRICKELL AVENUE, SUITE 900, MIAMI, FL 33131

 

ACQUEST ADVISORS L.L.C.

700 LOUISIANA, SUITE 2450, HOUSTON, TX 77002

 

ACS SECURITIES CORP.

10 EAST DOTY STREET, SUITE 320, MADISON, WI 53703

 

ACTINVER SECURITIES, INC.

5075 WESTHEIMER, SUITE 650, HOUSTON, TX 77056

 

ADIRONDACK TRADING GROUP LLC

13 HAYSLETTE DRIVE, LAKE LUZERNE, NY 12846

 

ADMINISTRATIVE SYSTEMS, INC.

111 QUEEN ANNE AVE. N. #200, SEATTLE, WA 98109

 

ADP BROKER-DEALER, INC.

ONE ADP BOULEVARD, ROSELAND, NJ 07068-1786

 

ADVANCE CAPITAL SERVICES, INC.

ONE TOWNE SQUARE, SUITE 444, SOUTHFIELD, MI 48076

 

ADVANCED ADVISOR GROUP, LLC

440 EMERSON STREET N., SUITE 4, CAMBRIDGE, MN 55008

 

ADVANCED ASSET TRADING, INC

5050 POPLAR AVE, SUITE 528, MEMPHIS, TN 38157

Mailing Address: 5050 POPLAR AVE NO.528, MEMPHIS, TN 38157

 

ADVANCED EQUITIES SERVICES CORP.

C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005

Mailing Address: 130 BROAD BROOK ROAD, BEDFORD HILLS, NY 10507

 

ADVANCED EQUITIES, INC.

311 SOUTH WACKER DRIVE, SUITE 1650, CHICAGO, IL 60606

 

ADVANTAGE GFC LLC

2 WALL STREET, NEW YORK, NY 10005

 

ADVANTAGE SECURITIES LLC

30 S. WACKER DRIVE, SUITE 2020, CHICAGO, IL 60606

 

ADVENT SECURITIES, INC.

7501 BOULDERS VIEW DR, SUITE 601, RICHMOND, VA 23225

 

ADVISER DEALER SERVICES, INC.

6125 MEMORIAL DRIVE, DUBLIN, OH 43017-9767

Mailing Address: P.O. BOX 7177, DUBLIN, OH 43017-9767

 

ADVISORS ASSET MANAGEMENT, INC.

18925 BASE CAMP ROAD, MONUMENT, CO 80132-0000

Mailing Address: 18925 BASE CAMP ROAD, MONUMENT, CO 80132

 

ADVISORS CLEARING NETWORK, INC.

7 N. FAIR OAKS AVENUE, PASADENA, CA 91103

 

ADVISORS EDGE SECURITIES, LLC

21650 OXNARD STREET, SUITE 1825, WOODLAND HILLS, CA 91367

Mailing Address: 18425 BURBANK BLVD., SUITE 715, TARZANA, CA 91356

 

ADVISORS UNLIMITED

456 WEST O'BRIEN DRIVE; STE 103D, HAGATNA, 96910 GUAM

 

ADVISORY GROUP EQUITY SERVICES LTD.

161 ASH STREET SUITE D, READING, MA 01867

 

AEB CORPORATION

518 SOUTH MAIN STREET, GREAT BARRINGTON, MA 01230

 

AEGIS CAPITAL CORP.

810 7TH AVE, 11TH FLOOR, NEW YORK, NY 10019

 

AEGIS ENERGY ADVISORS CORP.

708 THIRD AVENUE, 6TH FLOOR, NEW YORK, NY 10017-4201

 

AEGIS INVESTMENTS, INC.

431 S 7TH STREET, SUITE 2400, MINNEAPOLIS, MN 55415-1854

 

AEI SECURITIES, INC.

1300 WELLS FARGO PLACE, 30 SEVENTH STREET EAST, ST. PAUL, MN 55101-4901

 

AETHLON CAPITAL, L.L.C

80 SOUTH 8TH STREET SUITE 4920, MINNEAPOLIS, MN 55402

 

AFA FINANCIAL GROUP, LLC

26637 W. AGOURA RD, CALABASAS, CA 91302

Mailing Address: 26637 W. AGOURA RD., CALASBASAS, CA 91302

 

AFFILIATED BANKERS CAPITAL, L.L.C.

2801 VIA FORTUNA DRIVE, SUITE 625, AUSTIN, TX 78746

 

AFFILIATED FUNDING CORP.

3801 E. FLORIDA AVENUE, SUITE 400, DENVER, CO 80210

Mailing Address: P. O. BOX 218, DANIA BEACH, FL 33004

 

AFFINA BROKERAGE SERVICES, LLC

600 MIDLAND AVE, SUITE 101, RYE, NY 10580-3999

 

AFFINITY INVESTMENT SERVICES, LLC

73 MOUNTAIN VIEW BLVD., BUILDING 200, BASKING RIDGE, NJ 07920

 

AG BD LLC

245 PARK AVENUE, 26TH FLOOR, NEW YORK, NY 10167-0094

 

AGECROFT PARTNERS, LLC

103 CANTERBURY ROAD, RICHMOND, VA 23221-3211

 

AGENCY TRADING GROUP, INC.

235 EAST LAKE STREET, WAYZATA, MN 55391

Mailing Address: 235 EAST LAKE STREET, 2ND FLOOR, WAYZATA, MN 55391

 

AGF SECURITIES, INC.

31ST FLOOR TORONTO DOMINION BANK TOWER, TORONTO DOMINION CENTRE, M5K 1E9 CANADA

Mailing Address: 31ST FLOOR TORONTO DOM BANK TOWER, TORONTO DOM CENTRE, TORONTO, M5K 1E9 CANADA

 

AGINCOURT, LTD.

INVESTORS GUARANTY CENTRE, CHESNEY HOUSE, 96 PITTS BAY ROAD, PEMBROKE, HM08 BERMUDA

Mailing Address: P.O. BOX HM 2571, HAMILTON, HM KX BERMUDA

 

AGM SECURITIES LLC

277 PARK AVENUE, 49TH FLOOR, NEW YORK, NY 10172

 

AGRICAPITAL SECURITIES INC.

1410 BROADWAY, SUITE 1802, NEW YORK, NY 10018

 

AHT FINANCIAL GROUP, LTD.

432 NORTH HOUGH STREET, BARRINGTON, IL 60010

 

AI SECURITIES,INC.

33 UNION STREET, BOSTON, MA 02108-2406

 

AIG EQUITY SALES CORP.

70 PINE STREET, NEW YORK, NY 10270

 

AIG FINANCIAL SECURITIES CORP.

50 DANBURY ROAD, WILTON, CT 06897-4444

 

AIS FINANCIAL, INC.

31111 AGOURA ROAD, STE. 245, WESTLAKE VILLAGE, CA 91361

 

AJAX INVESTMENTS, LLC

600 CENTRAL AVE.   SUITE 322, C/O ARLENE BUSCH, HIGHLAND PARK, IL 60035

Mailing Address: 600 CENTRAL AVE. SUITE 322, C/O ARLENE BUSCH, HIGHLAND PARK, IL 60035

 

AKAR CAPITAL MANAGEMENT, INC.

8551 W. SUNRISE BLVD. #102A, PLANTATION, FL 33322

Mailing Address: 8551 W. SUNRISE BLVD #102A, PLANTATION, FL 33322

 

AKIN BAY COMPANY LLC

780 THIRD AVENUE, NEW YORK, NY 10017

 

AKJ

PW MARINE CENTER, UPPER FLOOR, 37 SERPENTINE ROAD, HAMILTON, HMPX BERMUDA

Mailing Address: PO BOX HM3306, HAMILTON, HMPX BERMUDA

 

ALADDIN CAPITAL LLC

SIX LANDMARK SQUARE, STAMFORD, CT 06901

 

ALAMO CAPITAL

201 N CIVIC DR, SUITE 145, WALNUT CREEK, CA 94596

 

ALARE CAPITAL SECURITES, LLC

17550 NORTH PERIMETER DRIVE, SUITE 350, SCOTTSDALE, AZ 85255

Mailing Address: 17550 NORTH PERIMETER DRIVE, SUITE 350, SUITE 105, SCOTTSDALE, AZ 85255

 

ALARIS TRADING PARTNERS, LLC

2002 JIMMY DURANTE BLVD, SUITE 202, DEL MAR, CA 92014

 

ALBERT FRIED & COMPANY, LLC

60 BROAD STREET, 39TH FLOOR, NEW YORK, NY 10004

Mailing Address: 60 BROAD STREET; 39TH FLOOR, NEW YORK, NY 10004

 

ALBRIGHT SECURITIES LLC

1101 NEW YORK AVENUE, NW, SUITE 900, WASHINGTON, DC 20005

 

ALCHEMY ALTERNATIVES, INC.

777 MARINER'S ISLAND BLVD., SUITE 750, SAN MATEO, CA 94404

Mailing Address: 751 LAUREL STREET, SUITE 119, SAN CARLOS, CA 94070

 

ALDERMAN & COMPANY CAPITAL, LLC

20 SILVER BROOK ROAD, RIDGEFIELD, CT 06877

 

ALDERWOOD CAPITAL LLC

505 MONTGOMERY STREET, 11TH FLOOR, SAN FRANCISCO, CA 94111

 

ALERUS SECURITIES CORPORATION

2300 COLUMBIA ROAD SOUTH, GRAND FORKS, ND 58201

Mailing Address: P.O. BOX 6001, GRAND FORKS, ND 58206

 

ALETHEIA SECURITIES, INC.,

100 WILSHIRE BLVD STE 1960, SANTA MONICA, CA 90401

 

ALEXANDER CAPITAL, L.P.

445 BROADHOLLOW RD, SUITE 42, MELVILLE, NY 11747

 

ALEXANDER DUNHAM SECURITIES, INC.

520 SOUTH GRAND AVE., SUITE 700, LOS ANGELES, CA 90071

 

ALEXANDER INVESTMENT SERVICES CO.

12701 TOWNEPARK WAY, SUITE 303, LOUISVILLE, KY 40243-2301

 

ALFORMA CAPITAL MARKETS, INC.

540 MADISON AVENUE, 30TH FLOOR, NEW YORK, NY 10022

 

ALFS, INC.

3100 SANDERS RD, STE N3B, NORTHBROOK, IL 60062-7156

Mailing Address: 3100 SANDERS ROAD, STE N3B, NORTHBROOK, IL 60062

 

ALL FUNDS, INC.

1444 ORANGE TURNPIKE, MONROE, NY 10950-3716

Mailing Address: PO DRAWER H, VALLEY COTTAGE, NY 10989

 

ALLEGHENY INVESTMENTS, LTD.

STONE QUARRY CROSSING, 811 CAMP HORNE ROAD, SUITE 100, PITTSBURGH, PA 15237

 

ALLEGIANCE CAPITAL, L.L.C.

50 DONALD B. DEAN DRIVE, SUITE ONE, SOUTH PORTLAND, ME 04106

 

ALLEGIANT SECURITIES L.L.C.

200 S.E. 1ST STREET, SUITE 502, MIAMI, FL 33131

 

ALLEN & COMPANY LLC

711 FIFTH AVENUE, NEW YORK, NY 10022

 

ALLEN & COMPANY OF FLORIDA, INC.

1401 SOUTH FLORIDA AVENUE, LAKELAND, FL 33803

Mailing Address: P.O. BOX 387, LAKELAND, FL 33802

 

ALLEN C. EWING & CO.

50 NORTH LAURA STREET, SUITE 3625, JACKSONVILLE, FL 32202

Mailing Address: 50 N LAURA STREET, SUITE 3625, JACKSONVILLE, FL 32202

 

ALLEN, MOONEY & BARNES BROKERAGE SERVICES, LLC

135 S. MADISON STREET, THOMASVILLE, GA 31792

Mailing Address: POST OFFICE BOX 1116, THOMASVILLE, GA 31799

 

ALLIANCE ADVISORY & SECURITIES, INC.

3390 AUTO MALL DRIVE, WESTLAKE VILLAGE, CA 91362

 

ALLIANCE AFFILIATED EQUITIES CORPORATION

ONE WARD PARKWAY, #345, KANSAS CITY, MO 64112

 

ALLIANCE FINANCIAL GROUP, INC.

5950 BERKSHIRE LANE #1060, DALLAS, TX 75225

 

ALLIANCEBERNSTEIN INVESTMENTS, INC.

1345 AVENUE OF THE AMERICAS, NEW YORK, NY 10105-0096

 

ALLIANT EQUITY INVESTMENTS, LLC

21600 OXNARD STREET - SUITE 1200, WOODLAND HILLS, CA 91367

Mailing Address: 21600 OXNARD STREET-SUITE 1200, WOODLAND HILLS, CA 91367

 

ALLIANT SECURITIES, INC. TURNER, NORD, KIENBAUM

695 NORTH LEGACY RIDGE DRIVE SUITE 300, LIBERTY LAKE, WA 99019

 

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

1345 AVENUE OF THE AMERICAS, NEW YORK, NY 10105

 

ALLIANZ LIFE FINANCIAL SERVICES, LLC

5701 GOLDEN HILLS DRIVE, MINNEAPOLIS, MN 55416-1297

Mailing Address: P O BOX 1117, MINNEAPOLIS, MN 55440-1117

 

ALLIED ASSET MANAGEMENT, INC.

2033 6TH AVENUE, SUITE 1009, SEATTLE, WA 98121

 

ALLISON-WILLIAMS COMPANY

90 SOUTH 7TH STREET, SUITE 3850, MINNEAPOLIS, MN 55402-2441

 

ALLSTATE DISTRIBUTORS, L.L.C.

3100 SANDERS ROAD, STE N3B, NORTHBROOK, IL 60062

 

ALLSTATE FINANCIAL SERVICES, LLC

2920 S 84TH STREET, LINCOLN, NE 68506

Mailing Address: PO BOX 83271, LINCOLN, NE 68501-3271

 

ALLUVION SECURITIES, LLC

5100 POPLAR AVENUE, SUITE 809, MEMPHIS, TN 38137

 

ALMAX FINANCIAL SOLUTIONS, LLC

12 VAN SYCKLES ROAD, CLINTON, NJ 08809

 

ALPHA FINANCE US CORPORATION

410 PARK AVE, NEW YORK, NY 10022

 

ALPHA OMEGA CAPITAL SECURITIES, LLC

7202 GLEN FOREST DRIVE, SUITE 300, RICHMOND, VA 23226

 

ALPHASOURCE CAPITAL SECURITIES LLC

32 EAST 57TH STREET, 12TH FLOOR, NEW YORK, NY 10022

 

ALPINA CAPITAL, LLC

100 JACKSON STREET, SUITE 101, DENVER, CO 80206

 

ALPINE ASSOCIATES, A LIMITED PARTNERSHIP

100 UNION AVENUE, CRESSKILL, NJ 07626

 

ALPINE PARTNERS, L.P.

100 UNION AVENUE, CRESSKILL, NJ 07626

 

ALPINE SECURITIES CORPORATION

440 EAST 400 SOUTH, SALT LAKE CITY, UT 84111

 

ALPS DISTRIBUTORS, INC.

1290 BROADWAY, SUITE 1100, DENVER, CO 80203

Mailing Address: PO BOX 328, DENVER, CO 80201-0328

 

ALTA VISTA FINANCIAL, INC.

2776 GATEWAY ROAD, CARLSBAD, CA 92009

 

ALTEA CAPITAL, LLC

ONE EAST END AVENUE, SUITE 10A, NEW YORK, NY 10075

Mailing Address: ONE EAST END AVE. SUITE 10A, NEW YORK, NY 10075

 

ALTEGRIS INVESTMENTS, INC.

1200 PROSPECT STREET, SUITE 400, LA JOLLA, CA 92037

 

ALTERNATIVE ACCESS CAPITAL, LLC

2 WILLIAM STREET, SUITE 402, WHITE PLAINS, NY 10601

 

ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC

650 5TH AVENUE, 17TH FLOOR, NEW YORK, NY 10019

Mailing Address: BOX 5274, ROCKEFELLER STATION, NEW YORK, NY 10185-5274

 

ALTERNATIVE INVESTMENT SERVICES, LLC

141 W. JACKSON BLVD., SUITE 1340A, CHICAGO, IL 60604

 

ALTERNATIVE WEALTH STRATEGIES, INC.

1040 N. KINGS HIGHWAY, SUITE 405, CHERRY HILL, NJ 08034

 

ALTERNET SECURITIES INC.

380 MADISON AVENUE, 4TH FLOOR, NEW YORK, NY 10017

 

ALTIMA SECURITIES LP

399 PARK AVENUE, SUITE 3830, NEW YORK, NY 10022

 

ALTON SECURITIES GROUP INC.

2410 STATE STREET, P.O. BOX 160, ALTON, IL 62002

Mailing Address: P.O. BOX 160, ALTON, IL 62002

 

ALTRUSHARE SECURITIES LLC

10 MIDDLE STREET, 6TH FLOOR, BRIDGEPORT, CT 06604

 

ALVAREZ & MARSAL SECURITIES, LLC

600 LEXINGTON AVE, 6TH FLOOR, NEW YORK, NY 10022

Mailing Address: 600 LEXINGTON AVE, 6TH FLOOR, NEW YORK, NY 10022

 

ALYSSA LLC

888 7TH AVENUE, 41ST FLOOR, NEW YORK, NY 10106

 

AMBASSADOR FINANCIAL GROUP, INC.

1605 NORTH CEDAR CREST BOULEVARD, SUITE 508, ALLENTOWN, PA 18104

 

AMCORE INVESTMENT SERVICES, INC

501 7TH STREET, ROCKFORD, IL 61104-1242

 

AMD CAPITAL, LLC

100 TRI-STATE INTERNATIONAL, SUITE 138, LINCOLNSHIRE, IL 60069

 

AMEGY INVESTMENTS, INC.

4400 POST OAK PARKWAY, HOUSTON, TX 77027

Mailing Address: P.O. BOX 27459, HOUSTON, TX 77227-7459

 

AMEREST SECURITIES, INC.

2828 NORTH HARWOOD SUITE 2000, DALLAS, TX 75201

 

AMERICA INVEST ONLINE, INC.

99 JERICHO TURNPIKE, SUITE 305, JERICHO, NY 11753

Mailing Address: 99 JERICHO TURNPIKE, JERICHO, NY 11753

 

AMERICA'S CHOICE EQUITIES LLC

840 US HIGHWAY 1, SUITE 315, PALM BEACH GARDENS, FL 33408

 

AMERICA'S GROWTH CAPITAL, LLC

125 HIGH STREET, HIGH STREET TOWER, FLOOR 30, BOSTON, MA 02110

 

AMERICAN CAPITAL PARTNERS, LLC

205 OSER AVE., HAUPPAUGE, NY 11788

 

AMERICAN CENTURY BROKERAGE, INC.

1665 CHARLESTON RD, MOUNTAIN VIEW, CA 94043

 

AMERICAN CENTURY INVESTMENT SERVICES INC.

4500 MAIN STREET, KANSAS CITY, MO 64111

Mailing Address: P.O. BOX 410141, KANSAS CITY, MO 64141-0141

 

AMERICAN CLASSIC FINANCIAL COMPANY

15745 ROLLER COASTER ROAD, COLORADO SPRINGS, CO 80921

 

AMERICAN CLASSIC SECURITIES, INC.

201 ATP TOUR BLVD., SUITE 150, PONTE VEDRA, FL 32082

 

AMERICAN DIVERSIFIED FINANCIAL GROUP LLC

600 NORTH WEINBACH, SUITE 460, EVANSVILLE, IN 47711

 

AMERICAN ENTERPRISE INVESTMENT SERVICES INC.

707 2ND AVENUE SOUTH, MINNEAPOLIS, MN 55402

Mailing Address: 5221 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN 55474

 

AMERICAN EQUITY CAPITAL, INC.

5000 WESTOWN PARKWAY, WEST DES MOINES, IA 50266-5921

Mailing Address: P.O. BOX 71216, DES MOINES, IA 50325-0216

 

AMERICAN EQUITY INVESTMENT CORPORATION

4222 GRANTLINE ROAD, NEW ALBANY, IN 47150

 

AMERICAN FAMILY SECURITIES, LLC

6000 AMERICAN PARKWAY, MADISON, WI 53783-0001

 

AMERICAN FIDELITY SECURITIES, INC.

2000 CLASSEN BLVD., OKLAHOMA CITY, OK 73106-6092

Mailing Address: P.O. BOX 25523, OKLAHOMA CITY, OK 73125-0523

 

AMERICAN FINANCIAL ASSOCIATES, INC.

1700 NORTHAMPTON STREET, SUITE A, EASTON, PA 18042-1659

Mailing Address: 1700 NORTHAMPTON STREET, SUITE A, EASTON, PA 18042-1659

 

AMERICAN FINANCIAL SECURITIES, INC.

6003 UNIVERSITY AVE. - SUITE C, CEDAR FALLS, IA 50613

Mailing Address: 6003 UNIVERSITY AVE.- SUITE C, CEDAR FALLS, IA 50613

 

AMERICAN FUNDS & TRUSTS INCORPORATED

3030 SOUTH MAIN STREET, SUITE 100, SALT LAKE CITY, UT 84115-3554

 

AMERICAN FUNDS DISTRIBUTORS, INC.

333 S. HOPE ST. 55TH FL., LOS ANGELES, CA 90071

 

AMERICAN GENERAL DISTRIBUTORS, INC.

2929 ALLEN PARKWAY, HOUSTON, TX 77019

Mailing Address: 2929 ALLEN PARKWAY L4-01, HOUSTON, TX 77019

 

AMERICAN GENERAL EQUITY SERVICES CORPORATION

2727-A ALLEN PARKWAY, 2-G7, HOUSTON, TX 77019

 

AMERICAN HERITAGE SECURITIES, INC.

655 W MARKET STREET, AKRON, OH 44303-1438

 

AMERICAN INDEPENDENT SECURITIES GROUP, LLC

1036 E. IRON EAGLE DR., SUITE 105, EAGLE, ID 83616

 

AMERICAN INVESTORS COMPANY

2682 BISHOP DR., SUITE 123, SAN RAMON, CA 94583

Mailing Address: P. O. BOX 1307, SAN RAMON, CA 94583

 

AMERICAN INVESTORS GROUP, INC.

10237 YELLOW CIRCLE DRIVE, MINNETONKA, MN 55343

 

AMERICAN MUNICIPAL SECURITIES, INC.

720 SECOND AVE S., ST. PETERSBURG, FL 33701

Mailing Address: P.O. BOX 11749, ST. PETERSBURG, FL 33733-1749

 

AMERICAN NETWORK SECURITIES CORP.

10104 W. COGGINS DRIVE, AMERICAN NETWORK PLAZA, SUN CITY, AZ 85351-3405

 

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

4250 VETERANS MEMORIAL HIGHWAY, 4TH FLOOR EAST, HOLBROOK, NY 11741

Mailing Address: 4250 VETERANS MEMORIAL HWY, 4TH FLOOR EAST, HOLBROOK, NY 11741

 

AMERICAN REAL ESTATE SECURITIES, INC.

110-110TH AVENUE, SUITE 520, BELLEVUE, WA 98004

 

AMERICAN REALTY CAPITAL MARKETS, LLC

9211 FOREST HILL AVENUE, SUITE 201, RICHMOND, VA 23235

 

AMERICAN REPUBLIC EQUITIES CORPORATION

601 SIXTH AVE, DES MOINES, IA 50309

 

AMERICAN RESEARCH & MANAGEMENT COMPANY

145 FRONT ST, MARION, MA 02738-0576

Mailing Address: P.O. BOX 576, MARION, MA 02738-0576

 

AMERICAN SECURITIES GROUP, INC.

17607 MEADOW BOTTOM RD, CHARLOTTE, NC 28277

 

AMERICAN SECURITIES TEAM, INC.

500 W CUMMINGS PARK-SUITE 6050, WOBURN, MA 01801

 

AMERICAN TRUST INVESTMENT SERVICES, INC.

1349 CALUMET AVENUE, HAMMOND, IN 46394-1003

Mailing Address: 1349 CALUMET AVENUE, WHITING, IN 46394-1003

 

AMERICAN UNION SECURITIES, INC.

100 WALL STREET, 15TH FLOOR, NEW YORK, NY 10005

 

AMERICAN WEALTH MANAGEMENT, INC.

1050 CROWN POINTE PARKWAY SUITE 1230, ATLANTA, GA 30338

 

AMERIFUND CAPITAL SECURITIES, LLC

1177 WEST LOOP SOUTH, SUITE 1725, HOUSTON, TX 77027

Mailing Address: 1177 WEST LOOP SOUTH, 1725, HOUSTON, TX 77027

 

AMERIPRISE ADVISOR SERVICES, INC.

719 GRISWOLD STREET, SUITE 1700, DETROIT, MI 48226

Mailing Address: 719 GRISWOLD STREET, SUITE1700, DETROIT, MI 48226

 

AMERIPRISE FINANCIAL SERVICES, INC.

707 2ND AVENUE SOUTH, MINNEAPOLIS, MN 55402

Mailing Address: 5221 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN 55474

 

AMERITAS INVESTMENT CORP.

5900 "O" STREET, LINCOLN, NE 68510-2234

Mailing Address: PO BOX 5507, LINCOLN, NE 68505-0507

 

AMERIVET SECURITIES, INC.

26550 SILVERADO COURT, MORENO VALLEY, CA 92555

Mailing Address: POB 1074, INGLEWOOD, CA 90308

 

AMHERST SECURITIES GROUP, L.P.

7801 NORTH CAPITAL OF TEXAS HIGHWAY, SUITE 300, AUSTIN, TX 78731

 

AMPER INVESTMENT BANKING L.L.C.

2015 LINCOLN HIGHWAY, EDISON, NJ 08818

 

AMREIT SECURITIES COMPANY

8 GREENWAY PLAZA, SUITE 1000, HOUSTON, TX 77046

 

AMTRUST INVESTMENT SERVICES, INC.

1801 E. NINTH ST, CLEVELAND, OH 44114

 

AMVEST SECURITIES, INCORPORATED

1395 E. DUBLIN-GRANVILLE RD., #203, COLUMBUS, OH 43229-3314

 

ANCHIN CAPITAL ADVISORS LLC

1375 BROADWAY, 18TH FLOOR, NEW YORK, NY 10018

 

ANCHOR ASSET MANAGEMENT LLC

600 MADISON AVENUE, 26TH FLOOR, NEW YORK, NY 10022

 

ANCHOR BAY SECURITIES, LLC

5780 FLEET STREET, SUITE 308, CARLSBAD, CA 92008

 

ANCORA SECURITIES, INC.

2000 AUBURN DRIVE, SUITE 300, CLEVELAND, OH 44122

 

ANDEREN CAPITAL

301 SOUTH MISSOURI AVENUE, 2ND FLOOR, CLEARWATER, FL 33756

 

ANDERSON & STRUDWICK, INCORPORATED

707 E. MAIN STREET 20TH FLOOR, RICHMOND, VA 23219

Mailing Address: P.O. BOX 1459, RICHMOND, VA 23218-1459

 

ANDERSON LENEAVE & CO.

6000 FAIRVIEW ROAD, SUITE 625, CHARLOTTE, NC 28210

 

ANDES CAPITAL GROUP, LLC

233 SOUTH WACKER DRIVE, SUITE 5400, CHICAGO, IL 60606

 

ANDREW GARRETT INC.

140 EAST 45TH STREET, 11TH FLOOR, NEW YORK, NY 10017

 

ANDREWS SECURITIES, LLC

5251 DTC PARKWAY, SUITE 1090, GREENWOOD VILLAGE, CO 80111-2739

 

ANGELES CAPITAL GROUP, LLC

520 SOUTH GRAND AVE, SUITE 700, LOS ANGELES, CA 90071

Mailing Address: 520 SOUTH GRAND AVE, SUITE 700, LOS ANGELES, CA 90071

 

ANNASCAUL ADVISORS LLC

1177 HIGH RIDGE ROAD, STAMFORD, CT 06905

 

ANOVEST FINANCIAL SERVICES, INC.

3225 SHALLOWFORD ROAD, SUITE 220, MARIETTA, GA 30062

 

ANSLEY SECURITIES LLC

55 SOUTH MAIN STREET, SUITE 367, NAPERVILLE, IL 60540-5381

 

ANTAEUS CAPITAL, INC.

1875 CENTURY PARK EAST, SUITE 1460, LOS ANGELES, CA 90067

 

ANTHEM SECURITIES, INC.

1550 CORAOPOLIS HEIGHTS RD., SUITE 300, MOON TOWNSHIP, PA 15108

 

ANZ SECURITIES, INC.

1177 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

 

AON BENFIELD SECURITIES, INC.

200 EAST RANDOLPH STREET, CHICAGO, IL 60601

 

AOS, INC.

311 S. WACKER DR., STE 650, CHICAGO, IL 60606

 

APB FINANCIAL GROUP, LLC

17 STATE ST. - SUITE 1650, NEW YORK, NY 10004

 

APPLE LANE GROUP LLC

2393 MAIN STREET, LANCASTER, MA 01523

 

APPLE TREE INVESTMENTS, INC.

15300 KANIS ROAD, LITTLE ROCK, AR 72223

 

APS FINANCIAL CORPORATION

1301 CAPITAL OF TEXAS HIGHWAY, #B220, AUSTIN, TX 78746

Mailing Address: 1301 CAPITAL OF TEXAS HIGHWAY #B-220, AUSTIN, TX 78746

 

AQUA SECURITIES L.P.

110 EAST 59TH STREET, NEW YORK, NY 10022

 

AQUEDUCT CAPITAL GROUP, LLC

201 SOUTH COLLEGE STREET, SUITE 1440, CHARLOTTE, NC 28244

 

AQUILA DISTRIBUTORS, INC.

380 MADISON AVENUE #2300, NEW YORK, NY 10017-2598

Mailing Address: 380 MADISON AVENUE, SUITE 2300, NEW YORK, NY 10017

 

AQUILO PARTNERS, L.P.

ONE MARITIME PLAZA, 14TH FLOOR, SAN FRANCISCO, CA 94111

 

ARBOR ADVISORS, LLC

1950 UNIVERSITY AVE, STE. 204, E. PALO ALTO, CA 94303

Mailing Address: 1950 UNIVERSITY AVE, STE. 204, E. PALO ALTO, CA 94304

 

ARBOR COURT CAPITAL, LLC

30775 BAINBRIDGE ROAD, SUITE 100, CLEVELAND, OH 44139

 

ARBOR RESEARCH & TRADING, INC.

1000 HART ROAD, SUITE 260, BARRINGTON, IL 60010

 

ARBORHEDGE INVESTMENTS, INC.

2024 SOUTH WABASH AVENUE, STE. 401, CHICAGO, IL 60616

 

ARCADIA INVESTMENT CORPORATION

1314 N.W. IRVING STREET, SUITE 608, PORTLAND, OR 97209

 

ARCADIA SECURITIES, LLC

720 FIFTH AVE, 10TH FL, NEW YORK, NY 10019

Mailing Address: 720 FIFTH AVE, 10TH FLOOR, NEW YORK, NY 10019

 

ARCHIPELAGO SECURITIES L.L.C.

100 SOUTH WACKER DRIVE, SUITE #1800, CHICAGO, IL 60606

 

ARCHIPELAGO TRADING SERVICES, INC.

100 S. WACKER DR., SUITE 1800, CHICAGO, IL 60606

Mailing Address: 100 SOUTH WACKER DRIVE, SUITE 1800, CHICAGO, IL 60606

 

ARDOUR CAPITAL INVESTMENTS, LLC

350 5TH AVENUE, SUITE 3018, NEW YORK, NY 10118

 

ARETE RESEARCH LLC

3 POST OFFICE SQUARE, 7TH FLOOR, BOSTON, MA 02109

 

ARETE WEALTH MANAGEMENT, LLC

9 CRYSTAL LAKE RD., SUITE 100, LAKE IN THE HILLS, IL 60156

 

ARI FINANCIAL SERVICES, INC.

5204 W. 128TH STREET, LEAWOOD, KS 66209

Mailing Address: 4745 WEST 136TH STREET, SUITE 91, LEAWOOD, KS 66224

 

ARIA CAPITAL ADVISORS, LLC

475 CENTRAL AVENUE, SUITE 400, ST. PETERSBURG, FL 33701

 

ARIANE CAPITAL PARTNERS LLC

501 CANDACE LANE, VILLANOVA, PA 19085

Mailing Address: P.O. BOX 32, CONSHOHOCKEN, PA 19428

 

ARIEL DISTRIBUTORS, LLC

200 EAST RANDOLPH DRIVE, SUITE 2900, CHICAGO, IL 60601

 

ARJENT SERVICES LLC

570 LEXINGTON AVENUE, 22ND FLOOR, NEW YORK, NY 10022

 

ARK INVESTMENTS

16170 CANAANVILLE ROAD, ATHENS, OH 45701-0500

Mailing Address: P.O. BOX 500, ATHENS, OH 45701-0500

 

ARLINGTON SECURITIES, INC.

140 MARINE LANE, ST. LOUIS, MO 63146-2236

 

ARMA FINANCIAL SERVICES, INC.

8585 E. HARTFORD DRIVE, SUITE 118, SCOTTSDALE, AZ 85255

 

ARMONK CAPITAL SECURITIES LLC

16 ROSE HILL DRIVE, ARMONK, NY 10504

 

ARONSON CAPITAL ADVISORS, LLC

805 KING FARM BOULEVARD, SUITE 300, ROCKVILLE, MD 20850

 

ARQUE CAPITAL, LTD.

5080 NORTH 40TH STREET, SUITE 103, PHOENIX, AZ 85018

 

ARROW INVESTMENTS, INC.

3010 WESTCHESTER AVENUE, SUITE 203, PURCHASE, NY 10577

 

ARROWHEAD INVESTMENT CENTER, LLC

550 E. HOSPITALITY LANE, SUITE 220, SAN BERNARDINO, CA 92408

 

ARTISAN DISTRIBUTORS LLC

875 E. WISCONSIN AVENUE, SUITE 800, MILWAUKEE, WI 53202

 

ARVCO FINANCIAL VENTURES, LLC

295 HIGHWAY 50, SUITE 20, STATELINE, NV 89449

Mailing Address: P.O. BOX 1460, ZEPHYR COVE, NV 89448

 

ARVEST ASSET MANAGEMENT

921 WEST MONROE AVENUE, LOWELL, AR 72745

Mailing Address: P.O. BOX 1515, LOWELL, AR 72745-1515

 

ASANTE PARTNERS LLC

ONE BATTERY PARK PLAZA, 24TH FLOOR, NEW YORK, NY 10004

 

ASB SECURITIES, LLC

1345 AVENUE OF THE AMERICAS, NEW YORK, NY 10105-4300

 

ASCENDANT FINANCIAL PARTNERS, LLC

5555 DTC PARKWAY,, SUITE A-4000, GREENWOOD VILLAGE, CO 80111

 

ASCENDIANT SECURITIES, LLC

18881 VON KARMAN, SUITE 1630, IRVINE, CA 92612

 

ASCENT REAL ESTATE SECURITIES, LLC

8400 E. CRESCENT PARKWAY, SUITE 600, GREENWOOD VILLAGE, CO 80111

Mailing Address: 8400 E. CRESCENT PARKWAY, SITE 600, GREENWOOD VILLAGE, CO 80111

 

ASCENTAGE ADVISORS, LLC

2 PILLSBURY STREET, SUITE 405, CONCORD, NH 03301

 

ASCHER/DECISION SERVICES, INC.

1210 MILL LANE, SAN MARINO, CA 91108

Mailing Address: P.O. BOX 2139, PASADENA, CA 91102-2139

 

ASD FINANCIAL SERVICES CORP

25 SOUTHEAST 2ND AVENUE, SUITE 606, MIAMI, FL 33131

 

ASG SECURITIES, INC.

2605 EAST ATLANTIC BOULEVARD, SUITE 201, POMPANO BEACH, FL 33062

 

ASHTON GARNETT SECURITIES, LLC

12715 NE 36TH STREET, BELLEVUE, WA 98005

Mailing Address: 14150 NE 20TH STREET SUITE 81, BELLEVUE, WA 98007

 

ASHTON YOUNG, INC.

2150 BUTTERFIELD DRIVE, SUITE 110, TROY, MI 48084

 

ASIA PACIFIC FINANCIAL MANAGEMENT GROUP, INC.

145 ASPINALL AVE, HAGATNA, 96910 GUAM, USA

Mailing Address: 145 ASPINALL AVE., HAGATNA, 96910 GUAM, USA

 

ASKAR CORP.

8101 34TH AVENUE S, SUITE #300, BLOOMINGTON, MN 55425

 

ASPEN EQUITY PARTNERS, LLC

2100 MCKINNEY AVENUE, SUITE 1550, DALLAS, TX 75201

 

ASPERION GROUP LLC

300 PARK AVENUE, 17TH FLOOR, NEW YORK, NY 10022

 

ASSENT LLC

5 MARINE VIEW PLAZA, HOBOKEN, NJ 07030

 

ASSIST INVESTMENT MANAGEMENT COMPANY, INC.

11300 TOMAHAWK CREEK PARKWAY, SUITE 240, LEAWOOD, KS 66211-2670

Mailing Address: P.O. BOX 11322, SHAWNEE MISSION, KS 66207-1022

 

ASSOCIATED BOND BROKERS, INC.

3232 MCKINNEY AVE, STE 690, DALLAS, TX 75204

 

ASSOCIATED FINANCIAL SERVICES, INC.

118 BROADWAY, SUITE 504 (BLACK BLDG), FARGO, ND 58102

Mailing Address: P.O. BOX 2163, FARGO, ND 58107

 

ASSOCIATED INVESTMENT SERVICES, INC.

2985 S. RIDGE ROAD, SUITE C, GREEN BAY, WI 54304

Mailing Address: P.O. BOX 640, GREEN BAY, WI 54395-0640

 

ASSOCIATED SECURITIES CORP.

222 N. SEPULVEDA BLVD, 18TH FLOOR, EL SEGUNDO, CA 90245

 

ASTORIA CAPITAL MARKETS, INC.

30-08 36TH STREET, LONG ISLAND CITY, NY 11103

 

ATEL SECURITIES CORPORATION

600 CALIFORNIA STREET, 6TH FLOOR, SAN FRANCISCO, CA 94108

 

ATHENA CAPITAL PARTNERS, INC.

4811 W BEACHWAY DR, TAMPA, FL 33609

 

ATIS, INC

8252 HOHMAN AVENUE, MUNSTER, IN 46321

 

ATLANTIC - PACIFIC CAPITAL, INC.

102 GREENWICH AVENUE, 2ND FLOOR, GREENWICH, CT 06830

 

ATLANTIC COAST SECURITIES CORPORATION

3800 WEST BAY TO BAY BLVD, SUITE 22 & 23, TAMPA, FL 33629-6844

Mailing Address: 3800 W. BAY TO BAY BLVD, SUITE 22 &23, TAMPA, FL 33629

 

ATLANTIC FINANCIAL SERVICES OF MAINE, INC.

45 EXCHANGE STREET, PORTLAND, ME 04101

 

ATLANTIC SECURITIES, INC.

920 PROVIDENCE RD., SUITE 201, TOWSON, MD 21286-2988

 

ATLANTIC STATE PARTNERS, LLC

7 AVON ROAD, LARCHMONT, NY 10538-1420

 

ATLAS ONE FINANCIAL GROUP, LLC

200 SOUTH BISCAYNE BOULEVARD, SUITE 4400, MIAMI, FL 33131

 

ATLAS STRATEGIC ADVISORS, LLC

140 EAST 45TH STREET, NEW YORK, NY 10017

 

ATM USA, LLC

39 BROADWAY, SUITE 1601, NEW YORK, NY 10006

 

ATRIUM SECURITIES, INC.

141 WEST JACKSON BLVD. - SUITE 1340A, CHICAGO, IL 60604

 

AUERBACH GRAYSON & COMPANY INCORPORATED

25W 45TH STREET SUITE 16, NEW YORK, NY 10036

Mailing Address: 25W 45TH STREET SUITE 16, NEW YORK, NY 10036

 

AUFHAUSER SECURITIES, INC.

112 WEST 56TH STREET, NEW YORK, NY 10019-3841

 

AUGUSTUS CAPITAL L.L.C.

550 MAMARONECK AVENUE, SUITE 508, HARRISON, NY 10528

 

AURA FINANCIAL SERVICES, INC.

181 WEST VALLEY AVENUE, SUITE 107, BIRMINGHAM, AL 35209

 

AURIGA USA, LLC

ONE PENN PLAZA, 46TH FLOOR, NEW YORK, NY 10119

 

AURORA CAPITAL LLC

205 EAST 22ND STREET., #4L, NEW YORK, NY 10010

 

AURORA SECURITIES

111 CONGRESSIONAL BLVD., SUITE 114, CARMEL, IN 46032-5639

 

AURUS ADVISORS, INC.

520 S. EL CAMINO REAL, SUITE 655, SAN MATEO, CA 94402

 

AUSDAL FINANCIAL PARTNERS, INC.

220 NORTH MAIN ST, STE 400, DAVENPORT, IA 52801-1921

 

AUTO CLUB FUNDS, INC.

1 AUTO CLUB DRIVE, DEARBORN, MI 48126

Mailing Address: 1 AUTO CLUB DR, DEARBORN, MI 48126

 

AUTOMATED EQUITY FINANCE MARKETS, INC.

529 5TH AVENUE, 14TH FL., NEW YORK, NY 10017

 

AUTOMATED TRADING DESK BROKERAGE SERVICES, LLC

11 EWALL STREET, MT. PLEASANT, SC 29464

 

AUTOMATED TRADING DESK FINANCIAL SERVICES, LLC

11 EWALL STREET, MT. PLEASANT, SC 29464

 

AVALON INVESTMENT & SECURITIES GROUP, INC.

404 AVALON AVENUE, SUTE 200, MUSCLE SHOALS, AL 35661

 

AVALON PARTNERS, INC.

30 BROAD STREET, FLOOR 24, NEW YORK, NY 10004

 

AVALON SECURITIES, LTD.

1375 BROADWAY, NEW YORK, NY 10018

Mailing Address: 1375 BRODWAY, NEW YORK, NY 10018

 

AVANTI SECURITIES CORPORATION

22 ST. CLAIR AVENUE EAST - SUITE 1700, TORONTO, M4T 2S3 CANADA

Mailing Address: 22 ST CLAIR AVENUE EAST SUITE 1700, TORONTO, M4T 2S3 CANADA

 

AVENTURA SECURITIES, LLC

2875 NE 191ST STREET, SUITE 524, AVENTURA, FL 33180

Mailing Address: 2875 NE 191ST STREET, SUITE 524, AVENTURA, FL 33180

 

AVERIL CAPITAL MARKETS GROUP, INC.

1901 AVENUE OF THE STARS, SUITE 350, LOS ANGELES, CA 90067

 

AVIAN SECURITIES, LLC

260 FRANKLIN STREET, SUITE 1010, BOSTON, MA 02110

 

AVISEN SECURITIES, INC.

3626 FAIR OAKS BLVD., SUITE 300, SACRAMENTO, CA 95864-7256

 

AVIVA SECURITIES, LLC

699 WALNUT STREET, SUITE 1700, DES MOINES, IA 50309

 

AVM, L.P.

777 YAMATO ROAD, SUITE 300, BOCA RATON, FL 33431

 

AVONDALE PARTNERS, LLC

3102 WEST END AVENUE, SUITE 1100, NASHVILLE, TN 37203

Mailing Address: 3102 WEST END AVE, SUITE 1100, NASHVILLE, TN 37203

 

AXA ADVISORS, LLC

1290 AVENUE OF THE AMERICAS, NEW YORK, NY 10104

Mailing Address: 1290 AVENUE OF THE AMERICAS, 12TH FLOOR, NEW YORK, NY 10104

 

AXA DISTRIBUTORS, LLC

1290 AVENUE OF THE AMERICAS, NEW YORK, NY 10104

Mailing Address: 1290 AVENUE OF THE AMERICAS, 11TH FLOOR, NEW YORK, NY 10104

 

AXCESSNET, LLC

ONE CRANBERRY HILL, SUITE 6, LEXINGTON, MA 02421

 

AXIOM CAPITAL MANAGEMENT, INC.

780 THIRD AVENUE, 43RD FLOOR, NEW YORK, NY 10017-2024

 

AXIS THOUGHT CAPITAL, LLC

708 THIRD AVENUE, SUITE 500, NEW YORK, NY 10017

 

AYRE INVESTMENTS, INC.

648 MAIN STREET, AGAWAM, MA 01001

Last Updated: 11/4/2009