finra

Firms We Regulate - B

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B&A CAPITAL, INC.

1070 DUNDEE AVE, SUITE C, EAST DUNDEE, IL 60118

Mailing Address: 1070 DUNDEE AVE., SUITE C, EAST DUNDEE, IL 60118

 

B. C. ZIEGLER AND COMPANY

200 SOUTH WACKER DRIVE, SUITE 2000, CHICAGO, IL 60606

 

B. RILEY & CO., LLC

11100 SANTA MONICA BLVD., SUITE 800, LOS ANGELES, CA 90025

 

B.B. GRAHAM & COMPANY, INC.

1700 W. KATELLA AVE., ORANGE, CA 92867

 

BA SECURITIES, LLC

FOUR TOWER BRIDGE, 200 BARR HARBOR DRIVE, SUITE 400, W. CONSHOHOCKEN, PA 19428

 

BABSON CAPITAL SECURITIES LLC

INDEPENDENCE WHARF, 470 ATLANTIC AVENUE, BOSTON, MA 02210

 

BAC FLORIDA INVESTMENTS

2333 PONCE DE LEON BLVD., SUITE 700, CORAL GABLES, FL 33134

 

BACK BAY LIFE SCIENCE ADVISORY, LLC

545 BOYLSTON STREET, 12TH FLOOR, BOSTON, MA 02116

 

BACKSTROM MCCARLEY BERRY & CO., LLC

115 SANSOME STREET, MEZ. A, SAN FRANCISCO, CA 94104

 

BAILARD FUND SERVICES, INC.

950 TOWER LANE, STE #1900, FOSTER CITY, CA 94404-2131

Mailing Address: 950 TOWER LANE STE, #1900, FOSTER CITY, CA 94404-2131

 

BAIRD, PATRICK & CO., INC.

HARBORSIDE FINANCIAL CENTER, 305 PLAZA 10, JERSEY CITY, NJ 07311

Mailing Address: HARBORSIDE FINANCIAL CENTER, 305 PLAZA 10, JERSEY CITY `, NJ 07311

 

BAKER & CO., INCORPORATED

19111 DETROIT AVE, SUITE 100, ROCKY RIVER, OH 44116

Mailing Address: 19111 DETROIT RD, SUITE 100, ROCKY RIVER, OH 44116

 

BAKER TILLY CAPITAL, LLC

TEN TERRACE COURT, MADISON, WI 53718

Mailing Address: PO BOX 7398, MADISON, WI 53707-7398

 

BALANCED SECURITY PLANNING, INC.

16956 MCGREGOR BLVD. # 7, FORT MYERS, FL 33908

 

BALLEW INVESTMENTS, INC.

4800 I-55 NORTH, SUITE 21, JACKSON, MS 39211

Mailing Address: P.O. BOX 14888, JACKSON, MS 39236-4888

 

BALTRA CAPITAL LLC

200 PARK AVENUE, SUITE 1700, NEW YORK, NY 10166

 

BANCA IMI SECURITIES CORP.

1 WILLIAM STREET, NEW YORK, NY 10004

 

BANCO DO BRASIL SECURITIES LLC

535 MADISON AVENUE, 34TH FLOOR, NEW YORK, NY 10022

 

BANCO VOTORANTIM SECURITIES, INC.

126 EAST 56TH STREET, 9TH FLOOR, SUITE 920, NEW YORK, NY 10022-3613

 

BANCWEST INVESTMENT SERVICES, INC.

13220 CALIFORNIA STREET, 2ND FLOOR, OMAHA, NE 68154-9750

 

BANIF SECURITIES INC

1001 BRICKELL BAY DR., SUITE 2904, MIAMI, FL 33131

Mailing Address: 1001 BRICKELL BAY DR., SUITE 2906, MIAMI, FL 33131

 

BANK FUND EQUITIES, INC.

955 W. MAIN STREET, ABINGDON, VA 24210

 

BANKERS & INVESTORS CO.

1300 N. 78TH STREET, SUITE G-3, KANSAS CITY, KS 66112

Mailing Address: 1300 N. 78TH STREET, KANSAS CITY, KS 66112

 

BANKOH INVESTMENT SERVICES, INC.

130 MERCHANT STREET, SUITE 850, HONOLULU, HI 96813-4405

 

BANORTE-IXE SECURITIES INTERNATIONAL, LTD.

140 EAST 45TH STREET, 32ND FLOOR, NEW YORK, NY 10017

 

BANYAN SECURITIES, LLC

100 DRAKE'S LANDING ROAD, SUITE 125, GREENBRAE, CA 94904

 

BARCLAY INVESTMENTS, INC.

254 WEST 54TH STREET, 16TH FLOOR, NEW YORK, NY 10019

 

BARCLAYS CAPITAL INC.

745 7TH AVENUE, NEW YORK, NY 10019

 

BARDI CO. LLC

633 WEST 5TH ST.,, 28TH FLOOR, LOS ANGELES, CA 90071

 

BARNARD/MONTAGUE SECURITIES, LLC

601 CALIFORNIA STREET, SUITE 800, SAN FRANCISCO, CA 94108

 

BARNETT & PARTNERS ADVISORS, LLC

757 THIRD AVENUE, SUITE 1703, NEW YORK, NY 10017

 

BARON CAPITAL, INC.

767 FIFTH AVENUE, 49TH FLOOR, NEW YORK, NY 10153

 

BARRETT & COMPANY

42 WEYBOSSET ST, PROVIDENCE, RI 02903

Mailing Address: THE WILCOX BUILDING, 42 WEYBOSSET STREET, PROVIDENCE, RI 02903

 

BARRETTO SECURITIES INC

1152 MAINLAND ST, SUITE 224, VANCOUVER, V6B4X2 CANADA

Mailing Address: 1916 PIKE PLACE - STE 12, SEATTLE, WA 98101

 

BARRINGTON RESEARCH ASSOCIATES, INC.

161 N. CLARK ST., SUITE 2950, CHICAGO, IL 60601-3221

 

BASS CREEK ADVISORS, LTD

605 SOUTH SECOND STREET WEST, MISSOULA, MT 59801

 

BATES SECURITIES, INC.

8437 NORTHERN AVE, ROCKFORD, IL 61107

 

BATS TRADING, INC.

8050 MARSHALL DRIVE, SUITE 120, LENEXA, KS 66214

 

BATTERY EAST GROUP, LLC

ONE FERRY BUILDING, SUITE 255, SAN FRANCISCO, CA 94111

 

BAY CREST PARTNERS, LLC

40 WALL STREET, 42ND FLOOR, NEW YORK, NY 10005

 

BAY MUTUAL FINANCIAL, LLC

2425 OLYMPIC BLVD; SUITE #140 EAST, SANTA MONICA, CA 90404

 

BAYES CAPITAL LLC

54 JEFFERSON AVENUE, SUITE #2, WESTWOOD, NJ 07675

 

BAYRIDGE SECURITIES, LLC

600 MONTGOMERY STREET, SAN FRANCISCO, CA 94111

 

BAYSHORE PARTNERS, LLC

401 EAST LAS OLAS BOULEVARD, SUITE 2360, FORT LAUDERDALE, FL 33301

 

BAYSTATE CAPITAL SERVICES, INC.

330 WHITNEY AVENUE, SUITE 500, HOLYOKE, MA 01040

 

BAYTIDE SECURITIES CORPORATION

7105 EAST ADMIRAL PLACE, TULSA, OK 74115

Mailing Address: P.O. BOX 580220, SUITE 500, TULSA, OK 74158

 

BB&T INVESTMENT SERVICES, INC.

200 SOUTH COLLEGE STREET, 8TH FLOOR, CHARLOTTE, NC 28202

 

BB&T SECURITIES, LLC

901 EAST BYRD STREET, RIVERFRONT PLAZA, WEST TOWER, RICHMOND, VA 23219

 

BBVA SECURITIES INC.

1345 AVENUE OF THE AMERICAS 44TH FLOOR, NEW YORK, NY 10105-0302

Mailing Address: 15 SOUTH 20TH, 6TH FLOOR, BIRMINGHAM, AL 35233

 

BCC ADVISORY SERVICES, LLC

4685 MACARTHUR COURT, SUITE 370, NEWPORT BEACH, CA 92660

 

BCG SECURITIES, INC.

51 HADDONFIELD ROAD, SUITE 210, CHERRY HILL, NJ 08002

 

BCI SECURITIES, INC.

200 S. BISCAYNE BLVD., SUITE 2350, MIAMI, FL 33131

 

BCMS CAPITAL ADVISORS LLC

747 THIRD AVE. 2ND FLOOR, NEW YORK, NY 10017

 

BCP SECURITIES, LLC

289 GREENWICH AVENUE - 4TH FL, GREENWICH, CT 06830

 

BCS PLACEMENTS, LLC

71 MURRAY STREET, NO. 8, NEW YORK, NY 10007

 

BCW SECURITIES LLC

WESTPORT VIEW CORPORATE CENTER, 8 WRIGHT STREET, WESTPORT, CT 06880

Mailing Address: WESTPORT VIEW CORPORATE CENTER, 8 WRIGHT STREET, 1ST FLOOR, WESTPORT, CT 06880

 

BDA ADVISORS INC.

1270 AVENUE OF THE AMERICAS, SUITE 2310, NEW YORK, NY 10020

 

BDO CAPITAL ADVISORS, LLC

TWO INTERNATIONAL PLACE, 4TH FLOOR, BOSTON, MA 02110

 

BDT & COMPANY, LLC

401 N. MICHIGAN AVE. SUITE 3100, CHICAGO, IL 60611-4250

 

BD|APCO

1031 S DOUGLAS STREET, SALT LAKE CITY, UT 84105

Mailing Address: 724 E. 1220 N., OREM, UT 84097

 

BEACON GATE LLC

90 PARK AVENUE, 5TH FLOOR, NEW YORK, NY 10016

 

BEACON HILL FINANCIAL CORPORATION

ONE INTERNATIONAL PLACE, SUITE 1400, BOSTON, MA 02110

 

BEACONSFIELD FINANCIAL SERVICES, INC.

SOUTHPOINTE INDUSTRIAL PARK, 160 TECHNOLOGY DR., SUITE 101, CANONSBURG, PA 15317

Mailing Address: SOUTHPOINT INDUSTRIAL PARK, 160 TECHNOLOGY DR., SUITE 101, CANONSBURG, PA 15317

 

BEAR CREEK SECURITIES LLC

1200 17TH STREET SUITE 970, DENVER, CO 80202

 

BEARD FINANCIAL SERVICES, INC.

108 WEST WESTERN RESERVE ROAD, YOUNGSTOWN, OH 44514

 

BECHTEL FINANCING SERVICES, LLC

50 BEALE STREET, SAN FRANCISCO, CA 94105-1895

Mailing Address: P.O. BOX 193965, SAN FRANCISCO, CA 94119-3965

 

BEDMINSTER FINANCIAL GROUP, LIMITED

4920 YORK ROAD, SUITE 2DD1, PO BOX 295, HOLICONG, PA 18928-0295

 

BEDROK SECURITIES LLC

555 THEODORE FREMD AVENUE, C-301, RYE, NY 10580

 

BEECH HILL SECURITIES, INC.

880 3RD AVENUE 16TH FLOOR, NEW YORK, NY 10022-4730

 

BEEKMAN SECURITIES, INC.

733 THIRD AVENUE, NEW YORK, NY 10017

 

BEHRINGER SECURITIES LP

ONE ADDISON CIRCLE, 15601 DALLAS PARKWAY, SUITE 600, ADDISON, TX 75001

 

BEL AIR SECURITIES LLC

1999 AVENUE OF THE STARS, STE. 2800, LOS ANGELES, CA 90067

 

BELLE HAVEN INVESTMENTS, L.P.

1133 WESTCHESTER AVE., SUITE S221, WHITE PLAINS, NY 10604

 

BELLMARK PARTNERS, LLC

635 WEST LAKESIDE AVE, SUITE 606, CLEVELAND, OH 44113

 

BELMONT CAPITAL

115 EAST 57TH STREET, NEW YORK, NY 10022

 

BELVEDERE GLOBAL INVESTORS LLC

1896 MOUNTAIN VIEW DR, TIBURON, CA 94920

 

BENCHMARK INVESTMENTS, INC.

509 MAIN STREET, ARKADELPHIA, AR 71923

 

BENCHMARK SECURITIES LLC

206 S PARK AVE, SUITE A, WINTER PARK, FL 32789

 

BENDIGO SECURITIES, LLC

535 FIFTH AVENUE, 30TH FLOOR, NEW YORK, NY 10017

 

BENEDETTO, GARTLAND & COMPANY, INC.

1180 AVENUE OF THE AMERICAS, 16TH FLOOR, NEW YORK, NY 10036

 

BENEFIT FINANCE SECURITIES, LLC

SIX CITYPLACE DRIVE, SUITE 400, ST. LOUIS, MO 63141-7164

 

BENEFIT FUNDING SERVICES, LLC

6301 OWENSMOUTH AVENUE, SUITE #750, WOODLAND HILLS, CA 91367

 

BENGAL PARTNERS LLC

3 PARKLANDS DRIVE, DARIEN, CT 06820

 

BENGUR BRYAN & CO., INC.

509 SOUTH EXETER STREET, SUITE 210, BALTIMORE, MD 21202

 

BENJAMIN & JEROLD BROKERAGE I, LLC

80 BROAD STREET, 6TH FLOOR, NEW YORK, NY 10005

 

BENJAMIN F. EDWARDS & COMPANY, INC.

ONE NORTH BRENTWOOD BLVD, SUITE 850, ST. LOUIS, MO 63105

 

BENJAMIN SECURITIES INVESTMENT COMPANY, INC.

3603 RIDGEVIEW DRIVE, MISSOURI CITY, TX 77459

 

BENJAMIN SECURITIES, INC.

750 VETERANS MEMORIAL HIGHWAY SUITE 210, HAUPPAUGE, NY 11788

 

BENTLEY SECURITIES CORPORATION

250 PARK AVENUE, SUITE 1101, NEW YORK, NY 10177

Mailing Address: 250 PARK AVENUE, SUITE 1101, NEW YORK, NY 10177

 

BERCHWOOD PARTNERS LLC

717 FIFTH AVENUE, 14TH FLOOR, NEW YORK, NY 10022

 

BERENBERG CAPITAL MARKETS LLC

255 STATE STREET, 9TH FLOOR, BOSTON, MA 02109

 

BERENSON & COMPANY, LLC

667 MADISON AVENUE- 4TH FLOOR, 667 MADISON AVENUE, NEW YORK, NY 10065

Mailing Address: 667 MADISON AVENUE-4TH FLOOR, NEW YORK, NY 10065

 

BERGHOFF & COMPANY, INC.

130 SOUTH CANAL STREET, SUITE 817, CHICAGO, IL 60606-4004

 

BERKADIA CAPITAL MARKETS LLC

4243 JACKSON STREET, SUITE 102A, THE PLAINS, VA 20198

Mailing Address: P.O. BOX 11, THE PLAINS, VA 20198

 

BERKERY NOYES SECURITIES, LLC

ONE LIBERTY PLAZA, 13TH FLOOR, NEW YORK, NY 10006

 

BERKSHIRE BRIDGE CAPITAL, LLC

2596 GRASSY SPRING PL, LAS VEGAS, NV 89135

 

BERKSHIRE CAPITAL SECURITIES LLC

535 MADISON AVENUE, 19TH FLOOR, NEW YORK, NY 10022-4212

Mailing Address: 535 MADISON AVENUE, 19TH FLOOR, NEW YORK, NY 10022-4212

 

BERMAN CAPITAL, LLC

435 HILL STREET, SAN FRANCISCO, CA 94114

Mailing Address: P. O. BOX 330249, SAN FRANCISCO, CA 94133

 

BERNARD HEROLD & CO., INC.

805 3RD AVENUE, NEW YORK, NY 10022-7513

Mailing Address: 805 3RD AVENUE, 18TH FLOOR, NEW YORK, NY 10022-7513

 

BERNARDI SECURITIES, INC.

20 S CLARK ST, SUITE 2700, CHICAGO, IL 60603

 

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

701 TAMA STREET, BUILDING B, MARION, IA 52302-0609

Mailing Address: P. O. BOX 609, MARION, IA 52302-0609

 

BERWYN FINANCIAL SERVICES CORP.

1189 LANCASTER AVE, BERWYN, PA 19312-1243

Mailing Address: 1189 LANCASTER AVE., BERWYN, PA 19312-1243

 

BESSEMER INVESTOR SERVICES, INC.

630 FIFTH AVENUE, NEW YORK, NY 10111-0333

 

BESTVEST INVESTMENTS, LTD.

600 NORTH JACKSON STREET, SUITE 305, MEDIA, PA 19063

 

BETA CAPITAL MANAGEMENT, L.P.

777 BRICKELL AVENUE, SUITE 1201, MIAMI, FL 33131

 

BETTERMENT SECURITIES

61 WEST 23RD STREET, 5TH FLOOR, NEW YORK, NY 10010

 

BETTINGER & LEECH FINANCIAL CORP.

600 PALISADE AVENUE, ENGLEWOOD CLIFFS, NJ 07632

 

BEXIL SECURITIES LLC

11 HANOVER SQUARE, NEW YORK, NY 10005

 

BFIM SECURITIES LP

101 ARCH ST, BOSTON, MA 02110

 

BFINANCE US LTD.

CLAREVILLE HOUSE, 26-27 OXENDON STREET, LONDON, SW1Y 4EL UK

 

BFP SECURITIES, LLC

6 CITYPLACE DRIVE, SUITE 400, ST. LOUIS, MO 63141

 

BFT FINANCIAL GROUP, LLC

2312 SCHOOL LANE, BEDFORD, TX 76021

 

BG STRATEGIC ADVISORS LLC

525 SOUTH FLAGLER DRIVE, SUITE 200, WEST PALM BEACH, FL 33401

 

BG WORLDWIDE SECURITIES, INC.

6301 OWENSMOUTH AVENUE, SUITE 750, WOODLAND HILLS, CA 91367

 

BGC FINANCIAL, L.P.

ONE SEAPORT PLAZA, 19TH FLOOR, NEW YORK, NY 10038

 

BH SECURITIES, LLC

1934 W. EVERGREEN, CHICAGO, IL 60622

 

BHA SELECT NETWORK, LLC

2 PARK CENTRAL DRIVE, SUITE 300, SOUTHBOROUGH, MA 01772

 

BHARGAVA CAPITAL

609 WHITE PINE ROAD, FRANKLIN LAKES, NJ 07417

 

BHIL DISTRIBUTORS, INC.

4041 N. HIGH STREET, SUITE 402, COLUMBUS, OH 43214

Mailing Address: 4041 N. HIGH STREET, SUITE 402, COLUMBUS, OH 43214

 

BHIRUD ASSOCIATES, INC.

6 THORNDAL CIRCLE, SUITE 205, DARIEN, CT 06820

 

BHK SECURITIES, LLC

2200 LAKESHORE DRIVE, SUITE 250, BIRMINGHAM, AL 35209

 

BIA CAPITAL STRATEGIES, LLC

15120 ENTERPRISE COURT, SUITE 100, CHANTILLY, VA 20151

Mailing Address: 15120 ENTERPRISE COURT, SUITE 100, CHANTILLY, VA 20151

 

BIC DISTRIBUTORS, LLC

8355 E HARTFORD DRIVE, SUITE 102, SCOTTSDALE, AZ 85255

 

BIDS TRADING L.P.

111 BROADWAY, SUITE 1603, NEW YORK, NY 10006

 

BIG SKY ENERGY CAPITAL, LLC

5806 HAMMOCK ISLES DRIVE, NAPLES, FL 34119

Mailing Address: 2338 IMMOKALEE RD., SUITE 423, NAPLES, FL 34110

 

BIGELOW CAPITAL SECURITIES LLC

ONE HARBOUR PLACE, SUITE 215, PORTSMOUTH, NH 03801

 

BILL FEW SECURITIES, INC.

107 MT. NEBO POINTE, SUITE 200, PITTSBURGH, PA 15237

 

BILL PARKER AGENCY

4528 MILLRACE RD., SACRAMENTO, CA 95864-0826

Mailing Address: 4528 MILLRACE RD., SACRAMENTO, CA 95864

 

BILLOW BUTLER & COMPANY, L.L.C.

10 S. WACKER DRIVE SUITE 2050, CHICAGO, IL 60606-7411

 

BILTMORE INTERNATIONAL CORPORATION

1090 KING GEORGES POST ROAD, SUITE 203, EDISON, NJ 08837

 

BIONDO ASSET MANAGEMENT LLC

540 ROUTE 6 & 209, P.O. BOX 909, MILFORD, PA 18337

 

BIRCHWOOD SECURITIES CORP.

106 N LAKESIDE DRIVE E, MEDFORD, NJ 08055

Mailing Address: 106 NORTH LAKESIDE DRIVE EAST, MEDFORD, NJ 08055

 

BIRKELBACH & CO.

8080 CYPRESS HOLLOW COURT, PONTE VEDRA BEACH, FL 32082

 

BISHOP, ROSEN & CO., INC.

100 BROADWAY, NEW YORK, NY 10005

 

BISMARCK CAPITAL, LLC

745 FIFTH AVENUE, 31ST FLOOR, NEW YORK, NY 10151

 

BKD CORPORATE FINANCE, LLC

910 EAST ST. LOUIS STREET, SUITE 200, SPRINGFIELD, MO 65806

Mailing Address: P.O. BOX 2025, SPRINGFIELD, MO 65801-2025

 

BLACK OAK SECURITIES, INC.

205 S. WALNUT, ROCHESTER, IL 62563

 

BLACKARCH SECURITIES LLC

227 W. TRADE STREET, SUITE 2200, CHARLOTTE, NC 28202

 

BLACKBOOK CAPITAL LLC

420 LEXINGTON AVENUE, SUITE 2525, NEW YORK, NY 10170

 

BLACKHILL ADVISORS LP

2651 N. HARWOOD ST., STE. 120, DALLAS, TX 75201

 

BLACKROCK EXECUTION SERVICES

400 HOWARD STREET, SAN FRANCISCO, CA 94105-2204

 

BLACKROCK INVESTMENTS, LLC

55 EAST 52ND STREET, NEW YORK, NY 10055

Mailing Address: 400 HOWARD STREET, SAN FRANCISCO, CA 94105

 

BLACKSTONE ADVISORY PARTNERS L.P.

345 PARK AVENUE, NEW YORK, NY 10154-0191

 

BLACKTORCH SECURITIES, LLC

23505 SMITHTOWN ROAD, SUITE #110, EXCELSIOR, MN 55331

 

BLAKESLEE AND BLAKESLEE INC.

1101 MARSH STREET, SAN LUIS OBISPO, CA 93401

 

BLAYLOCK BEAL VAN, LLC

600 LEXINGTON AVENUE, 3RD FLOOR, NEW YORK, NY 10022

Mailing Address: 600 LEXINGTON AVENUE, 3RD FLOOR, NEW YORK, NY 10022

 

BLEY INVESTMENTS GROUP, INC.

4200 S. HULEN ST STE 519, FT. WORTH, TX 76109

Mailing Address: 4200 S. HULEN ST STE 519, FORT. WORTH, TX 76109

 

BLOCK ORDERS EXECUTION, LLC

450 SEVENTH AVENUE, 25TH FLOOR, NEW YORK, NY 10123

 

BLOOMBERG TRADEBOOK LLC

120 PARK AVE, NEW YORK, NY 10017

 

BLP ADVISORS, LLC

19 WELCH RD., LONDONDERRY, NH 03053

 

BLUE BELLE INVESTMENT CO., INC.

2001 KIRBY DRIVE, SUITE 909, HOUSTON, TX 77019

 

BLUE CAPITAL SECURITIES, INC.

29 BROADWAY, SUITE 1508, NEW YORK, NY 10006

 

BLUE CREEK SECURITIES, LLC

100 CHURCH STREET, SUITE 500, HUNTSVILLE, AL 35801

 

BLUE POINT SECURITIES INC.

C/O BUTTONWOOD BUSINESS SOLUTIONS, LLC., 30 BROAD STREET - 14TH FLOOR, NEW YORK, NY 10004

 

BLUE ROCK GLOBAL PARTNERS, INC.

445 EAST LAKE STREET, SUITE 120, WAYZATA, MN 55391

Mailing Address: 445 EAST LAKE STREET, SUITE 120, WAYZATA, MN 55391

 

BLUE SAND SECURITIES LLC

15210 N. SCOTTSDALE RD, STE. 305, SCOTTSDALE, AZ 85254

Mailing Address: 15210 N. SCOTTSDALE RD, SCOTTSDALE, AZ 85254

 

BLUE TIGER WEALTH MANAGEMENT

2329 W. MAIN STREET, SUITE 202, LITTLETON, CO 80120

 

BLUE VASE SECURITIES, LLC

8 LIVINGSTON STREET, SUITE 10, RHINEBECK, NY 12572

 

BLUE VISTA CAPITAL, LLC

111 S. WACKER DR., SUITE 3300, CHICAGO, IL 60606-4719

Mailing Address: 111 S. WACKER DR., SUITE 3300, CHICAGO, IL 60606-4719

 

BLUEFIN RESEARCH PARTNERS, INC.

60 STATE STREET, SUITE 1020, BOSTON, MA 02109

 

BLUEROCK CAPITAL MARKETS LLC

11 FISH COVE ROAD, MEREDITH, NH 03253

Mailing Address: 11 FISH COVE ROAD, MEREDITH, NH 03253

 

BLUESTONE CAPITAL PARTNERS, LLC

1650 TYSONS BOULEVARD, SUITE 1530, MCLEAN, VA 22102

 

BLUESTONE INVESTMENT BANKING GROUP, LLC

3600 SOUTH YOSEMITE STREET - SUITE 600, DENVER, CO 80237

 

BMA SECURITIES

2321 ROSECRANS AVENUE, SUITE 3285, EL SEGUNDO, CA 90245

 

BML SECURITIES LLC

33 BROAD STREET, SUITE 1100, BOSTON, MA 02109

 

BMO CAPITAL MARKETS CORP.

3 TIMES SQUARE, NEW YORK, NY 10036

 

BMO CAPITAL MARKETS GKST INC.

115 S. LASALLE, 37TH FLOOR, CHICAGO, IL 60603

 

BMO HARRIS FINANCIAL ADVISORS, INC.

115 S LASALLE STREET, 13 W, CHICAGO, IL 60603

 

BMO INVESTMENT DISTRIBUTORS, LLC

111 EAST KILBOURN AVENUE, 9TH FLOOR, MILWAUKEE, WI 53202-2039

Mailing Address: 111 EAST KILBOURN AVENUE, 9TH FLOOR, MILWAUKEE, WI 53202-2039

 

BMO NESBITT BURNS SECURITIES LTD.

C/O LEGAL DEPT. 21 ST FLOOR 1 FIRST CANADIAN PLACE, M5X 1A1, TORONTO, ONTARIO, M5X 1A1 CANADA

Mailing Address: C/O LEGAL DEPT. 21ST FLOOR, 1 FIRST CANADIAN PLACE, M5X 1A1, TORONTO, ONTARIO, M5X 1A1 CANADA

 

BMS CAPITAL ADVISORY, INC.

230 PARK AVENUE, SUITE 1160, NEW YORK, NY 10169

Mailing Address: 7650 EDINBOROUGH WAY, SUITE 600, EDINA, MN 55435

 

BNP PARIBAS INVESTMENT SERVICES, LLC

201 S. BISCAYNE BLVD., SUITE 1800, MIAMI, FL 33131

 

BNP PARIBAS PRIME BROKERAGE, INC.

787 7TH AVENUE, NEW YORK, NY 10019

Mailing Address: 525 WASHINGTON BLVD, 5TH FLOOR, JERSEY CITY, NJ 07310

 

BNP PARIBAS SECURITIES CORP.

787 SEVENTH AVENUE, NEW YORK, NY 10019

Mailing Address: 525 WASHINGTON AVENUE, JERSEY CITY, NJ 07310

 

BNY MELLON CAPITAL MARKETS, LLC

101 BARCLAY STREET, 3RD FLOOR, NEW YORK, NY 10286

 

BOC INTERNATIONAL (USA) INC.

1270 AVE. OF THE AMERICAS - RM. 202, NEW YORK, NY 10020

Mailing Address: 1270 AVE. OF THE AMERICAS- RM 202, NEW YORK, NY 10020

 

BODELL OVERCASH ANDERSON & CO., INC.

FENTON BUILDING, SUITE 200, JAMESTOWN, NY 14701

Mailing Address: FENTON BUILDING, SUITE 200, PO BOX 1237, JAMESTOWN, NY 14702-1237

 

BODINGTON & COMPANY

50 CALIFORNIA ST, SAN FRANCISCO, CA 94111-0050

 

BOE SECURITIES INC.

2 PENN CENTER PLAZA, 1500 JFK BLVD., SUITE1815, PHILADELPHIA, PA 19102

 

BOENNING & SCATTERGOOD, INC.

4 TOWER BRIDGE-200 BARR HARBOR DR-NO.300, WEST CONSHOHOCKEN, PA 19428-2979

 

BOFA DISTRIBUTORS, INC.

100 FEDERAL STREET, BOSTON, MA 02110

Mailing Address: 100 FEDERAL STREET, MA5-100-12-01, BOSTON, MA 02110

 

BOLTON GLOBAL CAPITAL

579 MAIN STREET, BOLTON, MA 01740

 

BOLTON SECURITIES CORPORATION

579 MAIN STREET, BOLTON, MA 01740

 

BOND LANE PARTNERS LLC

11812 SAN VICENTE BLVD SUITE 510, LOS ANGELES, CA 90049

 

BONDS.COM, INC.

14 WALL STREET, SUITE 4G, NEW YORK, NY 10005

Mailing Address: 14 WALL STREET, SUITE 4G, NEW YORK, NY 10005

 

BONWICK CAPITAL PARTNERS, LLC

399 PARK AVE., SUITE 3805, NEW YORK, NY 10022

 

BOOMERANG CAPITAL LLC

9 OLD KINGS HIGHWAY SOUTH, 3RD FLOOR, DARIEN, CT 06820

 

BOSC, INC.

ONE WILLIAMS CENTER, PLAZA SOUTHEAST, TULSA, OK 74172

Mailing Address: P.O. BOX 2300, TULSA, OK 74192

 

BOSTON CAPITAL SECURITIES, INC.

ONE BOSTON PLACE, BOSTON, MA 02108

 

BOSTON EQUITY ADVISORS, LLC

21 YORK BROOK ROAD, CANTON, MA 02021

Mailing Address: P.O. BOX 311, SUITE 202, RANDOLPH, MA 02368

 

BOSTONIA GLOBAL SECURITIES, LLC

699 BOYLSTON STREET, SEVENTH FLOOR, BOSTON, MA 02116

Mailing Address: 699 BOYLSTON STREET, SEVENTH FLOOR, BOSTON, MA 02116

 

BOUCHEY & ASSOCIATES, INC.

131 ELM ST., SARATOGA SPRINGS, NY 12866

Mailing Address: P.O. BOX 3019, SARATOGA SPRINGS, NY 12866

 

BOURNE PARTNERS SECURITIES, LLC

550 SOUTH CALDWELL STREET, SUITE 900, CHARLOTTE, NC 28202

 

BOURSA INVESTMENTS

525 B STREET, SUITE 910, SAN DIEGO, CA 92101

 

BOWEN ADVISORS, INC.

25 RECREATION PARK DRIVE, SUITE 210, HINGHAM, MA 02043

 

BOWERS SECURITIES INC.

C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET - SUITE 1704, NEW YORK, NY 10005

 

BOWNE PARK CAPITAL, INC.

130 DEWEY AVE, ALBERTSON, NY 11507-1700

 

BPU INVESTMENT MANAGEMENT INC.

ONE OXFORD CENTRE, 301 GRANT STREET, SUITE 3300, PITTSBURGH, PA 15219

 

BRADESCO SECURITIES, INC.

450 PARK AVENUE, 32ND FLOOR, NEW YORK, NY 10022

 

BRADLEY WOODS & CO. LTD.

805 THIRD AVE, 18TH FL., NEW YORK, NY 10022

 

BRADY WARE CORPORATE FINANCE, LLC

1 S. MAIN ST.,, SUITE 600, DAYTON, OH 45402

 

BRANDIS TALLMAN LLC

22 BATTERY STREET, SUITE 500, SAN FRANCISCO, CA 94111

 

BRANDON INVESTMENTS, INC.

5101 WHEELIS ROAD, SUITE 112, MEMPHIS, TN 38117

Mailing Address: P O BOX 770870, MEMPHIS, TN 38177-0870

 

BRANDT, KELLY & SIMMONS SECURITIES, LLC

28411 NORTHWESTERN HIGHWAY (#200), SOUTHFIELD, MI 48034

 

BRANDYWINE INVESTMENT SECURITIES, LLC

2 PONDS EDGE DRIVE, CHADDS FORD, PA 19317-9667

 

BRANT POINT CAPITAL, LLC

712 FIFTH AVE., 24TH FL., NEW YORK, NY 10019

Mailing Address: 712 FIFTH AVE., 24TH FLOOR, NEW YORK, NY 10019

 

BRASIL PLURAL SECURITIES LLC

545 MADISON AVENUE,, 8TH FLOOR, NEW YORK, NY 10022

 

BRATTLE ADVISORS LLC

ONE INTERNATIONAL PLACE, 24TH FLOOR, BOSTON, MA 02110

 

BRAUVIN SECURITIES, INC.

205 NORTH MICHIGAN AVENUE, SUITE 1900, CHICAGO, IL 60601

Mailing Address: 205 NORTH MICHIGAN AVENUE, SUIE 1900, CHICAGO, IL 60601

 

BRAVER STERN SECURITIES LLC

156 WEST 56TH STREET, 10TH FLOOR, NEW YORK, NY 10019

 

BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD.

166 SCHREINER PL, SAN ANTONIO, TX 78212

Mailing Address: PO BOX 12388, SAN ANTONIO, TX 78212

 

BRAZOS SECURITIES, INC.

12400 COIT ROAD, SUITE 1040, DALLAS, TX 75251

Mailing Address: 6454 VICKERY BLVD., DALLAS, TX 75214

 

BREAKWATER GROUP LLC

350 MADISON AVENUE, NEW YORK, NY 10017

 

BREAN CAPITAL, LLC

1345 AVENUE OF THE AMERICAS, 29TH FLOOR, NEW YORK, NY 10105

 

BRECHLING ANDERSEN SECURITIES

ONE PARK PLAZA BLDG, 3250 WILSHIRE BLVD SUITE1750 #I, LOS ANGELES, CA 90010-1502

Mailing Address: ONE PARK PLAZA BLDG., 3250 WILSHIRE BLVD SUITE 1750 #I, LOS ANGELES, CA 90010-1502

 

BREN VENTURES LLC

590 MADISON AVENUE, 26TH FLOOR, NEW YORK, NY 10022

 

BRENDAN E. CRYAN AND COMPANY, L.L.C.

30 BROAD ST, 14TH FLOOR (SUITE 1416), NEW YORK, NY 10004

 

BRENTWOOD CAPITAL ADVISORS LLC

5000 MERIDIAN BLVD., SUITE 350, FRANKLIN, TN 37067

 

BREVAN HOWARD US LLC

590 MADISON AVENUE, NINTH FLOOR, NEW YORK, NY 10022

 

BRIAN COHN, INCORPORATED

5525 SHERIER PLACE, NW, WASHINGTON, DC 20016

 

BRIDGE 1 ADVISORS, LLC

1 WESTMERE AVENUE, ROWAYTON, CT 06853

Mailing Address: 6 LANDMARK SQUARE, SUITE 400, STAMFORD, CT 06901

 

BRIDGE CAPITAL ASSOCIATES, INC.

127 MAIN STREET, LILBURN, GA 30047

 

BRIDGE STREET SECURITIES, LLC

135 MAIN STREET, 12TH FLOOR, SAN FRANCISCO, CA 94105

Mailing Address: 27 SKYLINE TERRACE, MILL VALLEY, CA 94941

 

BRIDGEPORT PARTNERS, LLC

3700 S. EMERALD AVE, CHICAGO, IL 60609-1639

 

BRIDGEROCK SECURITIES LLC

1120 AVENUE OF THE AMERICAS, 4TH FLOOR, NEW YORK, NY 10036

 

BRIDGEWATER JAMES LIMITED, LLC

ONE MARITIME PLAZA, SUITE 1600, SAN FRANCISCO, CA 94111

Mailing Address: ONE MARITIME PLAZA, SUITE 1925, SAN FRANCISCO, CA 94111

 

BRIDGEWOOD ADVISORS INC.

126 N. JEFFERSON ST., #330, MILWAUKEE, WI 53202

 

BRIGHTCHOICE FINANCIAL, LLC

618 CHURCH STREET, SUITE 430, NASHVILLE, TN 37219

 

BRIGHTON SECURITIES CORP.

1703 MONROE AVENUE, ROCHESTER, NY 14618-1487

 

BRILL SECURITIES, INC.

152 W 57TH STREET, 16TH FLOOR, NEW YORK, NY 10019

 

BRILLIQUID LLC

51 JFK PARKWAY, FIRST FLOOR WEST, SUITE 119, SHORT HILLS, NJ 07078-2702

 

BRINKER CAPITAL SECURITIES, INC.

1055 WESTLAKES DRIVE, SUITE 250, BERWYN, PA 19312

 

BRINSON PATRICK SECURITIES CORPORATION

3 COLUMBUS CIRCLE, 15TH FLOOR, NEW YORK, NY 10019

 

BRISTOL FINANCIAL SERVICES, INC

255 EXECUTIVE DRIVE, SUITE 209, PLAINVIEW, NY 11803

 

BRISTOL INVESTMENT GROUP, INC.

110 EAST 59TH STREET, 22TH FL., NEW YORK, NY 10022

 

BRITANNICA CAPITAL PARTNERS, LLC

44 WALL STREET, 13 FLOOR, NEW YORK, NY 10005

 

BRITTANY CAPITAL GROUP, INC.

666 FIFTH AVENUE, 26TH FLOOR, NEW YORK, NY 10103

 

BRITTINGHAM, INC.

5809 KENNETT PIKE, WILMINGTON, DE 19807

 

BROADBAND CAPITAL MANAGEMENT, LLC

712 FIFTH AVENUE, 22ND FLOOR, NEW YORK, NY 10019

 

BROADHAVEN SECURITIES LLC

180 N. LASALLE STREET, SUITE 3050, CHICAGO, IL 60601

 

BROADMARK CAPITAL, LLC

600 UNIVERSITY STREET, SUITE 2800, SEATTLE, WA 98101

 

BROADOAK PARTNERS, LLC

7272 WISCONSIN AVENUE, SUITE 320, BETHESDA, MD 20814

Mailing Address: 7272  WISCONSIN AVENUE, SUITE 320, BETHESDA, MD 20814

 

BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC

300 EXECUTIVE DRIVE, EDGEWOOD, NY 11717

 

BROADSPAN SECURITIES LLC

1450 BRICKELL AVENUE, SUITE 2620, MIAMI, FL 33131

 

BROADWAY DIRECT INVESTMENTS, LLC

3 PICKWICK PLAZA, 4TH FL, GREENWICH, CT 06830

 

BROCK SECURITIES LLC

622 THIRD AVENUE, FLOOR 12, NEW YORK, NY 10017

 

BROCKETT TAMNY & CO. INCORPORATED

444 SOUTH FLOWER STREET, SUITE 2350, LOS ANGELES, CA 90071

 

BROKER DEALER FINANCIAL SERVICES CORP.

140 SO. 68TH STREET, SUITE 2200, WEST DES MOINES, IA 50266

Mailing Address: PO BOX 71339, CLIVE, IA 50325-1339

 

BROKER/DEALER, INC.

2675 N. MAYFAIR ROAD SUITE 410, MILWAUKEE, WI 53226

Mailing Address: 2675 N MAYFAIR ROAD SUITE 410, MILWAUKEE, WI 53226

 

BROKERAGESELECT

364 WEST 117TH STREET, SUITE 5A, NEW YORK, NY 10026

 

BROKERBANK SECURITIES, INC.

SUITE 513 - 7825 WASHINGTON AVENUE, BLOOMINGTON / EDEN PRAIRIE, MN 55439

Mailing Address: 9484 PAINTERS RIDGE, SUITE 100, EDEN PRAIRIE, MN 55347-2831

 

BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC.

102 SOUTH EAST 13TH STREET, PANORA, IA 50216

 

BRONSON & CO., LLC

3990-B HERITAGE OAK COURT, SIMI VALLEY, CA 93063

 

BROOKFIELD PRIVATE ADVISORS LLC

4 WORLD FINANCIAL CENTER, 250 VESEY STREET, 15TH FLOOR, NEW YORK, NY 10281-1021

 

BROOKLIGHT PLACE SECURITIES, INC.

1200 JORIE BLVD., SUITE 210, OAK BROOK, IL 60523

 

BROOKLINE GROUP, LLC

2501 20TH PLACE SOUTH, SUITE 275, BIRMINGHAM, AL 35223

 

BROOKS, HOUGHTON SECURITIES, INC.

444 MADISON AVENUE, 25TH FLOOR, NEW YORK, NY 10022

 

BROOKVILLE CAPITAL PARTNERS

25 MELVILLE PARK ROAD, MELVILLE, NY 11747

 

BROOKWOOD ASSOCIATES, L.L.C.

15 PIEDMONT CENTER SUITE 820, ATLANTA, GA 30305

 

BROOKWOOD SECURITIES PARTNERS, LLC

72 CHERRY HILL DRIVE, BEVERLY, MA 01915

 

BROWN ADVISORY SECURITIES, LLC

901 SOUTH BOND STREET, SUITE 400, BALTIMORE, MD 21231-3340

Mailing Address: 901 SOUTH BOND STREET, SUITE 400, BALTIMORE, MD 21231

 

BROWN AND BROWN SECURITIES, INC.

4925 GREENVILLE AVENUE #990, DALLAS, TX 75206-4026

 

BROWN ASSOCIATES, INC.

819 BROAD STREET, CHATTANOOGA, TN 37402-2613

Mailing Address: P.O. BOX 11507, CHATTANOOGA, TN 37401-2507

 

BROWN BROTHERS HARRIMAN & CO.

140 BROADWAY, NEW YORK, NY 10005

 

BROWN, GIBBONS, LANG & COMPANY SECURITIES, INC.

1375 E. 9TH STREET, SUITE 2500, CLEVELAND, OH 44114

 

BROWN, LISLE/CUMMINGS, INC.

ONE TURKS HEAD PLACE - SUITE 800, PROVIDENCE, RI 02903-2273

 

BROWNSTONE INVESTMENT GROUP, LLC

505 FIFTH AVENUE, 10TH FLOOR, NEW YORK, NY 10017

 

BRUCE A. LEFAVI SECURITIES, INC.

2323 FOOTHILL DR., SUITE 100, SALT LAKE CITY, UT 84109

 

BRUDERMAN BROTHERS, INC.

64 BIRCH HILL RD, LOCUST VALLEY, NY 11560

 

BRYAN FUNDING, INC.

125 TECHNOLOGY DRIVE, SUITE 105, CANONSBURG, PA 15317-9557

 

BRYAN GARNIER SECURITIES, LLC

750 LEXINGTON AVENUE, 16TH FLOOR, NEW YORK, NY 10022

 

BRYANT PARK CAPITAL SECURITIES, INC.

489 FIFTH AVENUE, 16TH FLOOR, NEW YORK, NY 10017

 

BSP SECURITIES, LLC

1380 WEST PACES FERRY RD., SUITE 2060, ATLANTA, GA 30327

 

BTG PACTUAL US CAPITAL, LLC

601 LEXINGTON AVENUE, 57TH FLOOR, NEW YORK, NY 10022-6831

Mailing Address: 601 LEXINGTON AVENUE, NEW YORK, NY 10022-6831

 

BTIG, LLC

600 MONTGOMERY STREET, 6TH FLOOR, SAN FRANCISCO, CA 94111

 

BTMU SECURITIES, INC.

1251 AVENUE OF THE AMERICAS, 12TH FLOOR, NEW YORK, NY 10020

 

BTS SECURITIES CORPORATION

420 BEDFORD ST-SUITE 340, LEXINGTON, MA 02420

 

BUCK KWASHA SECURITIES LLC

485 LEXINGTON AVENUE, 10TH FLOOR, NEW YORK, NY 10017-2652

Mailing Address: 485 LEXINGTON AVENE, 10TH FLOOR, NEW YORK, NY 10017-2652

 

BUCKMAN, BUCKMAN & REID, INC.

174 PATTERSON AVENUE, SHREWSBURY, NJ 07702

 

BUCKRAM SECURITIES LTD

21 CEDAR SWAMP ROAD, SUITE 4, GLEN COVE, NY 11542

 

BUELL SECURITIES CORP.

200 GLASTONBURY BOULEVARD, SUITE 102, GLASTONBURY, CT 06033

Mailing Address: 200 GLASTONBURY BOULEVARD, SUITE 102, GLASTONBURY, CT 06033

 

BUILDER ADVISOR GROUP, LLC

ONE LETTERMAN DRIVE, BUILDING C, SUITE 3800, SAN FRANCISCO, CA 94129

 

BULGER PARTNERS, LLC

312 STUART STREET, BOSTON, MA 02116

Mailing Address: 312 STUART STREET, 2ND FLOOR, BOSTON, MA 02116

 

BULL & BEAR BROKERAGE SERVICES, INC.

6817 SOUTHPOINT PARKWAY, SUITE 1003, JACKSONVILLE, FL 32216

 

BULLARO SECURITIES CORP.

25-19 STEINWAY STREET, ASTORIA, NY 11103

 

BULLISH BOB BAGLEY SECURITIES, INC.

2535-A CEDAR SPRINGS, DALLAS, TX 75201

 

BULLTICK, LLC

701 BRICKELL AVE., SUITE 2550, MIAMI, FL 33131

Mailing Address: 701 BRICKELL AVENUE SUITE 2550, SUITE 2550, MIAMI, FL 33131

 

BURCH & COMPANY, INC

4151 N. MULBERRY DRIVE, SUITE 235, KANSAS CITY, MO 64116

 

BURKE & QUICK PARTNERS LLC

333 EARLE OVINGTON BLVD, SUITE 230, UNIONDALE, NY 11553

 

BURKE, LAWTON, BREWER & BURKE, LLC

516 N BETHLEHEM PIKE, AMBLER, PA 19002

Mailing Address: P.O. BOX 950, SPRING HOUSE, PA 19477

 

BURNHAM & FLOWER FINANCIAL, INC.

315 SOUTH KALAMAZOO MALL, KALAMAZOO, MI 49007

 

BURNHAM HILL PARTNERS LLC

ATTN: DAVID MACK, 575 MADISON AVENUE, 9TH FLOOR, NEW YORK, NY 10022

 

BURNHAM SECURITIES INC.

1325 AVENUE OF THE AMERICAS, 26TH FLOOR, NEW YORK, NY 10019

Mailing Address: 1325 AVENUE OF THE AMERICAS, 26TH FLOOR, NEW YORK, NY 10019

 

BURNHAM STERLING SECURITIES LLC

29 RIVER ROAD, SUITE 102, COS COB, CT 06807-2745

 

BUSADA ADVISORY SERVICES, INC.

2860 N. CYPRESS CIRCLE, WICHITA, KS 67226-2126

 

BUTLER CAPITAL PARTNERS

205 RESERVE BLVD, # 408, CHARLOTTESVILLE, VA 22901

Mailing Address: P.O. BOX 6940, CHARLOTTESVILLE, VA 22906

 

BUTLER MUNI, LLC

3160 CROW CANYON ROAD, STE #270, SAN RAMON, CA 94583

 

BUTTONWOOD PARTNERS, INC.

701 DEMING WAY, SUITE 100, MADISON, WI 53717

 

BWK TRINITY CAPITAL SECURITIES LLC

11755 WILSHIRE BLVD., SUITE 2450, LOS ANGELES, CA 90025

Last Updated: 11/3/2014