finra

FINRA List of Members - C

#  A  B  C  D  E  F  G  H  I  J  K  L  M  N  O  P  Q  R  S  T  U  V  W  X  Y  Z 

C C F INVESTMENTS, INC.

320 N. BROAD ST, THOMASVILLE, GA 31792

 

C-BASS CAPITAL LLC

335 MADISON AVE, NEW YORK, NY 10017

Mailing Address: C/O C-BASS, 335 MADISON AVENUE, NEW YORK, NY 10017

 

C. A. BOTZUM & CO.

505 SOUTH MAIN STREET, SUITE 875, ORANGE, CA 92868-4509

 

C. E. GAYE & SONS SECURITIES LTD.

75 JACKSON AVE., STE. 206, SYOSSET, NY 11791-3124

 

C. G. MENK & ASSOCIATES, INC.

7502 CONNELLEY DRIVE, SUITE 104, HANOVER, MD 21076

 

C. L. KING & ASSOCIATES, INC.

NINE ELK STREET, ALBANY, NY 12207

 

C. P. EATON PARTNERS, LLC

131 ROWAYTON AVENUE, ROWAYTON, CT 06853

 

C. R. DAVIS & COMPANY

939 CLOCKTOWER DRIVE, SUITE A, SPRINGFIELD, IL 62704-1303

 

C.E. PFEIFER & CO., INC.

5048 FIFTH AVENUE #204, PITTSBURGH, PA 15232

Mailing Address: P.O. BOX 90341, PITTSBURGH, PA 15224-0841

 

C.K. COOPER & COMPANY, INC.

18300 VON KARMAN AVENUE, SUITE 700, IRVINE, CA 92612

 

C.P. BAKER SECURITIES INCORPORATED

10 HIGH STREET, SUITE 502, BOSTON, MA 02110

 

C3 CAPITAL, LLC

333 WEST END AVENUE # 12B, NEW YORK, NY 10023

 

CABRERA CAPITAL MARKETS, LLC

10 SOUTH LA SALLE STREET, SUITE 1050, CHICAGO, IL 60603

 

CABRILLO BROKER, L.L.C

12795 SEABREEZE FARMS DRIVE, SAN DIEGO, CA 92130

Mailing Address: 12795 SEABREEZE FARMS DRIVE, SAN DIEGO, CA 92130

 

CACHEMATRIX BROKER/DEALER LLC

3200 CHERRY CREEK SOUTH DRIVE, SUITE 360, DENVER, CO 80209

 

CADARET, GRANT & CO., INC.

ONE LINCOLN CENTER, 110 W. FAYETTE ST. 5TH FLOOR, SYRACUSE, NY 13202

Mailing Address: 200 VALLEY ROAD-SUITE 106, MT. ARLINGTON, NJ 07856

 

CADENA CAPITAL GROUP, INC.

775 NORTH VILLAGE DRIVE, UNIT 110B, SAINT PETERSBURG, FL 33716

 

CAHN CAPITAL CORP.

444 MADISON, SUITE 3505, NEW YORK, NY 10022

 

CAI INSTITUTIONAL SERVICES, LLC

201 S. BISCAYNE BLVD., TWENTY-EIGHTH FLOOR, MIAMI, FL 33131

Mailing Address: 1125 NW COUCH, EIGHTH FLOOR, PORTLAND, OR 97209

 

CAIN BROTHERS & COMPANY, LLC

360 MADISON AVENUE, 5TH FLOOR, NEW YORK, NY 10017

 

CALAMOS FINANCIAL SERVICES LLC

2020 CALAMOS COURT, NAPERVILLE, IL 60563-2787

 

CALATRAVA SECURITIES LLC

212 W. KINZIE STREET, 4TH FLOOR, CHICAGO, IL 60610

 

CALDWELL INTERNATIONAL SECURITIES

7635 FM 32, FISCHER, TX 78623

 

CALDWELL SECURITIES, INCORPORATED

30 LIBERTY SHIP WAY #3200, SAUSALITO, CA 94965-1757

 

CALES INVESTMENTS, INC.

300 NORTH LINCOLN STREET, DENVER, CO 80203-3929

Mailing Address: 300 NORTH LINCOLN ST., DENVER, CO 80203-3929

 

CALIBRAX CAPITAL PARTNERS, LLC

157 MAIN STREET, 3RD FLOOR, COLD SPRING HARBOR, NY 11724

 

CALLAHAN FINANCIAL SERVICES, INC.

1001 CONNECTICUT AVE. NW, SUITE 1001, WASHINGTON, DC 20036

 

CALLAWAY FINANCIAL SERVICES, INC.

721 N. FIELDER RD. #C, ARLINGTON, TX 76012

Mailing Address: 721 N FIELDER RD #C, ARLINGTON, TX 76012

 

CALTON & ASSOCIATES, INC.

14497 N. DALE MABRY HWY STE. 215, TAMPA, FL 33618

 

CALVERT DISTRIBUTORS, INC.

4550 MONTGOMERY AVENUE - SUITE 1000N, BETHESDA, MD 20814

 

CALYON SECURITIES (USA) INC

1301 AVENUE OF THE AMERICAS - 15TH FLOOR, NEW YORK, NY 10019

 

CAMBRIA CAPITAL, LLC

66 EXCHANGE PLACE, SUITE 200, SALT LAKE CITY, UT 84111

 

CAMBRIDGE INTERNATIONAL PARTNERS INC.

780 THIRD AVENUE - 25TH FLOOR, NEW YORK, NY 10017-2024

 

CAMBRIDGE INTERNATIONAL SECURITIES, INC.

518 RIVERSIDE AVENUE, WESTPORT, CT 06880

 

CAMBRIDGE INVESTMENT RESEARCH, INC.

1776 PLEASANT PLAIN RD., FAIRFIELD, IA 52556-8757

 

CAMBRIDGE LEGACY SECURITIES L.L.C.

4100 SPRING VALLEY ROAD, STE 500, DALLAS, TX 75244

 

CAMDEN FINANCIAL SERVICES

2301 CAMPUS DR, SUITE 250, IRVINE, CA 92612

 

CAMELOT INVESTMENT ADVISERS, LTD.

995 OLD EAGLE SCHOOL ROAD, SUITE 320, WAYNE, PA 19087

 

CAMERON, MURPHY & SPANGLER, INC.

170 SOUTH OAKLAND AVENUE, PASADENA, CA 91101-2509

 

CAMMACK LARHETTE BROKERAGE, INC.

65 WILLIAM STREET - SUITE 100, WELLESLEY, MA 02481

 

CAMPBELL FINANCIAL SERVICES, INC.

2850 QUARRY LAKE DRIVE, BALTIMORE, MD 21209

 

CAMPBELL LUTYENS & CO. INC.

1270 AVENUE OF THE AMERICAS, 29TH FLOOR, NEW YORK, NY 10020

 

CANACCORD ADAMS INC.

99 HIGH STREET, BOSTON, MA 02110

 

CANACCORD CAPITAL CORPORATION USA, INC.

609 GRANVILLE ST., SUITE 2200, VANCOUVER, V7Y 1H2 CANADA

Mailing Address: P.O. BOX 10337, PACIFIC CENTRE, VANCOUVER, V7Y 1H2 CANADA

 

CANDLEWOOD SECURITIES, LLC

10 1/2 EAST WASHINGTON STREET, CHAGRIN FALLS, OH 44022

 

CANTELLA & CO., INC.

2 OLIVER STREET, 11TH FL., BOSTON, MA 02109

Mailing Address: 2 OLIVER STREET, 11TH FLOOR, BOSTON, MA 02109

 

CANTERBURY CONSULTING INCORPORATED

660 NEWPORT CENTER DRIVE-SUITE 300, NEWPORT BEACH, CA 92660

Mailing Address: 660 NEWPORT CTR DR-STE. 300, NEWPORT BEACH, CA 92660

 

CANTONE RESEARCH INC.

766 SHREWSBURY AVENUE, TINTON FALLS, NJ 07724

 

CANTOR FITZGERALD & CO.

110 EAST 59TH STREET, 4TH FLOOR, NEW YORK, NY 10022

 

CAPE SECURITIES INC.

2005 PENNSYLVANIA AVENUE, MCDONOUGH, GA 30253

 

CAPITAL & CREDIT INTERNATIONAL, INC.

4400 BISCAYNE BOULEVARD, SUITE 750, MIAMI, FL 33137

 

CAPITAL ANALYSTS, INCORPORATED

303 BROADWAY, SUITE 1500, CINCINNATI, OH 45202

 

CAPITAL ASSET ADVISORS, INC.

1029 FRIENDLY ROAD, OYSTER BAY, NY 11771

 

CAPITAL BROKERAGE CORPORATION

6620 WEST BROAD STREET, BUILDING 2, RICHMOND, VA 23230

 

CAPITAL CITY SECURITIES, LLC

1335 DUBLIN RD., SUITE 122-D, COLUMBUS, OH 43215

 

CAPITAL DIRECTIONS, INC.

8038 ANNE COURT, ORLAND PARK, IL 60462

 

CAPITAL DYNAMICS BROKER DEALER LLC

645 MADISON AVENUE, 19TH FLOOR, NEW YORK, NY 10022

 

CAPITAL FINANCIAL SERVICES, INC.

#1 NORTH MAIN STREET, MINOT, ND 58703

 

CAPITAL GROWTH RESOURCES

405 E. LEXINGTON AVENUE, SUITE 201, EL CAJON, CA 92020

Mailing Address: P.O. BOX 69, EL CAJON, CA 92020

 

CAPITAL GROWTH SECURITIES LLC

TIMES SQUARE TOWER, 7 TIMES SQUARE, SUITE 1906, NEW YORK, NY 10036

Mailing Address: PO BOX 5117, NEW YORK, NY 10185

 

CAPITAL GUARDIAN, LLC

420 PARK ST, SUITE 100, BELMONT, NC 28012

Mailing Address: 420 PARK ST, BELMONT, NC 28012

 

CAPITAL HILL GROUP, INC.

5 TUDOR CITY PLACE, APT. 1315, NEW YORK, NY 10017

 

CAPITAL INNOVATIONS SECURITIES, LLC

W311 N6649 CHENEQUA CIRCLE, HARTLAND, WI 53029

 

CAPITAL INSTITUTIONAL SERVICES, INC.

1601 ELM STREET, SUITE 3900, DALLAS, TX 75201

 

CAPITAL INVESTMENT BROKERAGE, INC.

17 GLENWOOD AVENUE, RALEIGH, NC 27603

Mailing Address: P.O. BOX 32249, RALEIGH, NC 27622

 

CAPITAL INVESTMENT GROUP, INC.

17 GLENWOOD AVE, RALEIGH, NC 27603

Mailing Address: P.O. BOX 32249, RALEIGH, NC 27622

 

CAPITAL INVESTMENTS, INC.

1815 SATELLITE BLVD, SUITE 502, DULUTH, GA 30097-4074

 

CAPITAL MANAGEMENT CONSULTANTS, INC.

155 N. PFINGSTEN ROAD, #325, DEERFIELD, IL 60015

 

CAPITAL MANAGEMENT OF THE CAROLINAS, LLC

1520 SOUTH BOULEVARD, SUITE 230, CHARLOTTE, NC 28203

 

CAPITAL MANAGEMENT PARTNERS, INC.

1100 NORTH FOURTH STREET, SUITE 141, FAIRFIELD, IA 52556

 

CAPITAL MANAGEMENT SECURITIES, INC.

7900 XERXES AVE S. #500, MINNEAPOLIS, MN 55431-1120

Mailing Address: 7900 XERXES AVENUE S #500, MINNEAPOLIS, MN 55431-1120

 

CAPITAL ONE INVESTMENT SERVICES LLC

265 BROAD HOLLOW ROAD, MELVILLE, NY 11747

 

CAPITAL ONE SOUTHCOAST, INC

909 POYDRAS STREET, SUITE 1000, NEW ORLEANS, LA 70112

 

CAPITAL PARTNERS SECURITIES LLC

521 FIFTH AVENUE, 17TH FL., NEW YORK, NY 10175

 

CAPITAL PATH SECURITIES, LLC

1533 ROCKY POINT ROAD, MIDDLE ISLAND, NY 11953

Mailing Address: 71 SOMERSET RD, ROCKY POINT, NY 11778

 

CAPITAL PORTFOLIO MANAGEMENT, INC.

2205 YORK ROAD, SUITE 203, TIMONIUM, MD 21093

 

CAPITAL RESEARCH BROKERAGE SERVICES, LLC

15 S. RAYMOND AVENUE, SUITE 200, PASADENA, CA 91105

 

CAPITAL RESOURCE FINANCIAL SERVICES, L.L.C.

1 PARKLANDS DRIVE, DARIEN, CT 06820

 

CAPITAL SECURITIES INVESTMENT CORPORATION

2021 MIDWEST ROAD-STE. 104, OAK BROOK, IL 60523-1336

 

CAPITAL SOLUTIONS DISTRIBUTORS, LLC

21 TAMAL VISTA BLVD, SUITE 230, CORTE MADERA, CA 94925

 

CAPITAL TECHNOLOGY, INC.

46 TORY HILL LANE, ROWAYTON, CT 06853

 

CAPITAL WEST SECURITIES, INC.

211 NORTH ROBINSON STREET SUITE 200, OKLAHOMA CITY, OK 73102-7101

 

CAPITALINK, L.C.

4400 BISCAYNE BOULEVARD, 14TH FLOOR, MIAMI, FL 33137

 

CAPITALQUEST SECURITIES, INC.

105 FIFTH AVE S., SUITE 300, MINNEAPOLIS, MN 55401

 

CAPITALVALUE ADVISORS, LLC

188 INVERNESS DRIVE WEST, SUITE 100, ENGLEWOOD, CO 80111

 

CAPITOL SECURITIES MANAGEMENT, INC.

100 CONCOURSE BLVD, SUITE 101, GLEN ALLEN, VA 23059

 

CAPMARK SECURITIES INC.

1801 CALIFORNIA STREET, SUITE 3900, DENVER, CO 80202

Mailing Address: 1801 CALIFORNIA ST., STE 3900, DENVER, CO 80202

 

CAPNET SECURITIES CORPORATION

2500 CITY WEST BLVD., SUITE 700, HOUSTON, TX 77042

 

CAPPELLO CAPITAL CORP.

100 WILSHIRE BLVD., SUITE 1200, SANTA MONICA, CA 90401

 

CAPROCK SECURITIES, INC.

4601 50TH STREET, SUITE 202, LUBBOCK, TX 79414-3518

 

CAPSTONE ASSET PLANNING COMPANY

5847 SAN FELIPE, SUITE 4100, HOUSTON, TX 77057

 

CAPSTONE CAPITAL MARKETS LLC

176 FEDERAL STREET, 3RD FLOOR, BOSTON, MA 02110

 

CAPSTONE FINANCIAL GROUP, INC.

8295 242ND STREET, FOREST LAKE, MN 55025

 

CAPSTONE GLOBAL MARKETS, LLC

44 WALL STREET, 4TH FLOOR, NEW YORK, NY 10005

Mailing Address: 44 WALL STREET, 4TH FLOOR, NEW YORK, NY 10005

 

CAPSTONE INVESTMENTS

12760 HIGH BLUFF DRIVE, SUITE 120, SAN DIEGO, CA 92130

 

CAPSTONE PARTNERS, L.C.

3475 LENOX ROAD, SUITE 400, ATLANTA, GA 30326

 

CAPTRUST FINANCIAL ADVISORS

8816 SIX FORKS ROAD, SUITE 301, RALEIGH, NC 27615

 

CAPWEST SECURITIES, INC.

3900 SOUTH WADSWORTH BLVD, SUITE 590, LAKEWOOD, CO 80235

 

CARDINAL INVESTMENTS, INC.

1600 NORTH BELT WEST, BELLEVILLE, IL 62226-5923

 

CAREY FINANCIAL, LLC

50 ROCKEFELLER PLAZA, 2ND FLOOR, NEW YORK, NY 10020

 

CAREY, THOMAS, HOOVER, & BREAULT, INC.

8080 E. CENTRAL, SUITE 200, WICHITA, KS 67206

 

CARIS & COMPANY, INC.

853 CAMINO DEL MAR, SUITE 100, DEL MAR, CA 92014

 

CARL M. HENNIG, INC.

206 NORTH MAIN STREET, OSHKOSH, WI 54901

Mailing Address: P O BOX 1069, OSHKOSH, WI 54903-1069

 

CARL MARKS SECURITIES, LLC

900 THIRD AVENUE, 33RD FLOOR, NEW YORK, NY 10022

Mailing Address: 900 THIRD AVENUE, 33RD FLOOR, NEW YORK, NY 10022

 

CARL P. SHERR & CO., LLC

446 MAIN STREET, WORCESTER, MA 01608-2393

Mailing Address: 446 MAIN ST, WORCESTER, MA 01608-2393

 

CARMICHAEL SECURITIES COMPANY L.L.C.

1507 W PARKSIDE LANE, PHOENIX, AZ 85027

 

CARNEGIE, INC.

20 WEST 55TH STREET, NEW YORK, NY 10019-5373

 

CARNES CAPITAL CORPORATION

8889 PELICAN BAY BOULEVARD, SUITE 500, NAPLES, FL 34108-7512

 

CAROLINA CAPITAL MARKETS, INC.

400 MEADOWMONT VILLAGE CIR., SUITE 429, CHAPEL HILL, NC 27517

 

CAROLINA FINANCIAL SECURITIES, LLC

185 WEST MAIN STREET, BREVARD, NC 28712

Mailing Address: PO BOX 1076, BREVARD, NC 28712

 

CAROLINA MUNICIPAL SECURITIES, INC.

1219 ASSEMBLY STREET SUITE 201, COLUMBIA, SC 29201

Mailing Address: 1219 ASSEMBLY STREET SUITE 201, COLUMBIA, SC 29201-0000

 

CAROLINA SECURITIES, INC.

1225 CRESCENT GREEN, SUITE 115, CARY, NC 27518

 

CAROLINAS INVESTMENT CONSULTING LLC

5605 CARNEGIE BOULEVARD - SUITE 400, CHARLOTTE, NC 28209

 

CARR SECURITIES CORPORATION

14 VANDERVENTER AVENUE, SUITE 210, PORT WASHINGTON, NY 11050

Mailing Address: 14 VANDERVENTER AVENUE, PORT WASHINGTON, NY 11050

 

CARREDEN GROUP, INC.

75 ROCKEFELLER PLAZA, SUITE 1821, NEW YORK, NY 10019

 

CARRINGTON INVESTMENT SERVICES, LLC

7 GREENWICH OFFICE PARK, 599 W. PUTNAM AVE., GREENWICH, CT 06830

 

CARTER CAPITAL CORPORATION

167 OLD POST ROAD, SOUTHPORT, CT 06490

 

CARTER, TERRY & COMPANY, INC.

3060 PEACHTREE ROAD SUITE 1400, ATLANTA, GA 30305

 

CARTHAGE GROUP INC.

196 EAST MAIN STREET, HUNTINGTON, NY 11743

Mailing Address: P.O. BOX 523, HUNTINGTON, NY 11743

 

CARTY & COMPANY, INC.

6263 POPLAR AVENUE, SUITE 800, MEMPHIS, TN 38119

Mailing Address: P.O. BOX 17527, MEMPHIS, TN 38187-0527

 

CARUSO FINANCIAL SERVICES INC.

20 ABBY LANE, ROCHESTER, NY 14606

 

CARVER CROSS SECURITIES CORP.

152 PONDFIELD ROAD, BRONXVILLE, NY 10708

Mailing Address: P.O. BOX 223, BRONXVILLE, NY 10708

 

CARY STREET PARTNERS LLC

1210 EAST CARY STREET, SUITE 300, RICHMOND, VA 23219

 

CASCADE FINANCIAL MANAGEMENT, INC.

1512 LARIMER STREET, SUITE 250, DENVER, CO 80202

 

CASCADE INVESTMENT GROUP, INC.

90 S. CASCADE AVENUE, SUITE 1250, COLORADO SPRINGS, CO 80903

 

CASCADIA CAPITAL, LLC

701 FIFTH AVENUE, SUITE 2600, SEATTLE, WA 98104

 

CASEY PROFESSIONAL SERVICES, LLC

220 MONTGOMERY STREET, SUITE 462, SAN FRANCISCO, CA 94104

 

CASGRAIN & COMPANY (USA) LIMITED

1200 MCGILL COLLEGE AVENUE, 21ST FLOOR, MONTREAL QUEBEC, H3B 4G7 CANADA

Mailing Address: 1200 MCGILL COLLEGE AVENUE, 21ST FLOOR, MONTREAL, QUEBEC, H3B 4G7 CANADA

 

CASIMIR CAPITAL L.P.

546 FIFTH AVENUE, 5TH FLOOR, NEW YORK, NY 10036

 

CASTLE CREEK FINANCIAL LLC

6051 EL TORDO, RANCHO SANTA FE, CA 92067

Mailing Address: P.O. BOX 1329, RANCHO SANTA FE, CA 92067

 

CASTLEBRIDGE RISK SOLUTIONS, INC.

2248 N. BURLING, CHICAGO, IL 60614

 

CASTLEOAK SECURITIES, LP

110 EAST 59 STREET, 2ND FLOOR, NEW YORK, NY 10022

Mailing Address: 110 EAST 59TH STREET, NEW YORK, NY 10022

 

CATALYST FINANCIAL

1 NORTH FEDERAL HIGHWAY, SUITE 201, BOCA RATON, FL 33432

 

CATAPULT ADVISORS LLC

135 MAIN STREET, SUITE 1300, SAN FRANCISCO, CA 94105

 

CATHAY SECURITIES, INC.

202 CANAL ST, SUITE 403, NEW YORK, NY 10013

 

CATHOLIC FINANCIAL SERVICES CORPORATION

1100 WEST WELLS STREET, MILWAUKEE, WI 53233

 

CATO CAPITAL, LLC

31 WOODLAND STREET 11-C, HARTFORD, CT 06105

Mailing Address: 31 WOODLAND STREET 11-C, HARTFORD, CT 06105

 

CAYMUS SECURITIES LLC

3490 PIEDMONT ROAD, SUITE 1040, ATLANTA, GA 30305

 

CAZENAVE AND CO., INC.

11666 OSCEOLA STREET, C/O WILLIAM H. CARSON, WESTMINSTER, CO 80031

 

CAZENOVE INCORPORATED

640 FIFTH AVENUE, NEW YORK, NY 10019

 

CB REALTY SALES, INC.

5402 EAST LINCOLN DRIVE, SCOTTSDALE, AZ 85253

Mailing Address: 5402 EAST LINCOLN DRIVE ATTN: JUNE MAZZA, SCOTTSDALE, AZ 85253

 

CBG FINANCIAL GROUP, INC.

2101 NW CORPORATE BLVD, SUITE 402, BOCA RATON, FL 33431

 

CBIA ADVISORS, INC.

808 MOOREFIELD PARK DRIVE, SUITE106, RICHMOND, VA 23236

 

CBIS FINANCIAL SERVICES, INC.

1200 JORIE BLVD, SUITE 210, OAK BROOK, IL 60523-2262

 

CBIZ FINANCIAL SOLUTIONS, INC.

44 BALTIMORE STREET, CUMBERLAND, MD 21502

 

CBRE CAPITAL CORPORATION

2001 ROSS AVENUE, SUITE 3400, DALLAS, TX 75201

 

CCA SECURITIES, INC.

10900 WILSHIRE BLVD., SUITE 500, LOS ANGELES, CA 90024

 

CCG SECURITIES, LLC

120 EAST DE LA GUERRA STREET, SANTA BARBARA, CA 93101

 

CCO INVESTMENT SERVICES CORP.

53 STATE STREET, 7TH FLOOR, BOSTON, MA 02109

Mailing Address: 1200 HANCOCK STREET, KEVIN FEIN - MHK110, QUINCY, MA 02169

 

CD FUNDING SECURITIES, LLC

4350 GLENDALE-MILFORD ROAD, SUITE 170, CINCINNATI, OH 45242

Mailing Address: 4350 GLENDALE-MILFORD, SUITE 170, CINCINNATI, OH 45242

 

CDK FINANCIAL SERVICES, LLC

405 PARK AVENUE, 11TH FLOOR, NEW YORK, NY 10022

Mailing Address: 405 PARK AVENUE, 11TH FLOOR, NEW YORK, NY 10022

 

CE CAPITAL ADVISORS, INC.

293 BOSTON POST RD., WEST, SUITE 500, MARLBOROUGH, MA 01752

 

CEA ATLANTIC ADVISORS, LLC

101 EAST KENNEDY BOULEVARD; SUITE 3300, TAMPA, FL 33602

 

CEDAR CREEK SECURITIES, INC.

309 N WATER STREET, SUITE 400, MILWAUKEE, WI 53202

 

CEDAR POINT CAPITAL, LLC

600 HIGHWAY 169 SOUTH, SUITE 701, ST. LOUIS PARK, MN 55426

 

CELADON FINANCIAL GROUP LLC

19 CENTER STREET, CHATHAM, NJ 07928-2599

 

CELTIC ADVISORS LLC

330 MADISON AVE, SUITE 918, NEW YORK, NY 10017-5001

 

CENTARA CAPITAL SECURITIES, INC.

8880 RIO SAN DIEGO, 4TH FLOOR, SAN DIEGO, CA 92108

 

CENTAURUS FINANCIAL, INC.

2300 E. KATELLA AVENUE, SUITE #200, ANAHEIM, CA 92806

 

CENTENIUM ADVISORS, LLC

420 LEXINGTON AVENUE, SUITE 2216, NEW YORK, NY 10170

 

CENTENNIAL ASSET MANAGEMENT CORPORATION

6803 SOUTH TUCSON WAY, CENTENNIAL, CO 80112

 

CENTENNIAL SECURITIES COMPANY, LLC

3075 CHARLEVOIX DRIVE SE, GRAND RAPIDS, MI 49516-6217

Mailing Address: P.O. BOX 6217, GRAND RAPIDS, MI 49516-6217

 

CENTER STREET SECURITIES, INC.

26 CENTURY BLVD., SUITE 301, NASHVILLE, TN 37214

 

CENTERPOINT M&A ADVISORS, INC.

21550 OXNARD STREET, SUITE 960, WOODLAND HILLS, CA 91367

 

CENTERPRISE CAPITAL, LLC

30 SOUTH WACKER DRIVE, SUITE 2850, CHICAGO, IL 60606

Mailing Address: C/O UHY ADVISORS, INC, 30 S. WACKER, SUITE 2850, CHICAGO, IL 60606

 

CENTERRE CAPITAL LLC

1839 LAKE ST. LOUIS BOULEVARD, LAKE ST. LOUIS, MO 63367

 

CENTERVIEW PARTNERS LLC

31 WEST 52ND STREET, 22ND FLOOR, NEW YORK, NY 10019

 

CENTRADE SECURITIES CORP.

3537 CHAINDAM ROAD, EASTON, PA 18045

Mailing Address: 3573 CHAINDAM ROAD, EASTON, PA 18045

 

CENTRAL SECURITIES, LLC

9090 DEADMAN HILL ROAD, CASHMERE, WA 98815

 

CENTRE CAPITAL ADVISORS, LLC

10 ELSKIP LANE, GREENWICH, CT 06831

 

CENTRUM SECURITIES LLC

18 E. 48TH STREET, 9TH FLOOR, NEW YORK, NY 10017

 

CENTURION INSTITUTIONAL SERVICES, INC.

1282 PACIFIC OAKS PLACE, ESCONDIDO, CA 92029

 

CENTURION SECURITIES CORPORATION

319 LAFAYETTE ST., WASHINGTON, MO 63090

 

CENTURY PACIFIC SECURITIES, INC.

701 5TH AVE, # 3545, SEATTLE, WA 98104

 

CENTURY SECURITIES ASSOCIATES, INC.

ONE FINANCIAL PLAZA 501 NORTH BROADWAY, ST. LOUIS, MO 63102

 

CEROS FINANCIAL SERVICES, INC.

866 EAST SIXTH ST. UNIT 4, SOUTH BOSTON, MA 02127

 

CERT DIRECT SECURITIES INC.

37 WEST 39 ST  SUITE 903, NEW YORK, NY 10018

Mailing Address: 37 WEST 39 ST SUITE 903, NEW YORK, NY 10018

 

CERTIGROUP, INC

8302 GULF OF MEXICO BLVD, MARATHON, FL 33050

Mailing Address: 8302 GULF OF MEXICO BLVD., MARATHON, FL 33050

 

CF GLOBAL TRADING, LLC

527 MADISON AVENUE, 18TH FLOOR, NEW YORK, NY 10022

 

CFC EQUITIES, LLC

2 BAY CLUB DRIVE APT 4LE, BAYSIDE, NY 11360

Mailing Address: 2 BAY CLUB DRIVE - APT 4LE, BAYSIDE, NY 11360

 

CFD INVESTMENTS, INC.

2704 S GOYER RD, KOKOMO, IN 46902

Mailing Address: P.O. BOX 2244, KOKOMO, IN 46904-2244

 

CFR-INC.

18804 NE 106TH STREET, REDMOND, WA 98052

 

CFS SECURITIES, INC.

3190 WHITNEY AVENUE BUILDING 6, HAMDEN, CT 06518

 

CFT SECURITIES.LLC

379 THORNALL STREET, 6TH FLOOR, EDISON, NJ 08837

 

CG BROKERAGE L.L.C.

8215 GREENWAY BLVD., SUITE 610, MIDDLETON, WI 53562

 

CG COMPASS (USA) LLC

135 EAST 57TH STREET, 30TH FLOOR, NEW YORK, NY 10022

 

CGI MERCHANT CAPITAL, LLC

8400 NORTHWEST 36TH STREET, SUITE 220, MIAMI, FL 33166

 

CHADWICK SECURITIES, INC.

1845 WALNUT STREET, 10TH FLOOR, PHILADELPHIA, PA 19103

 

CHAIN BRIDGE SECURITIES, INC.

9302 LEE HIGHWAY,, SUITE 300, FAIRFAX, VA 22031

 

CHALLENGER CAPITAL GROUP, LTD.

3100 TRAMMELL CROW CENTER, 2001 ROSS AVENUE, DALLAS, TX 75201

Mailing Address: 3100 TRAMMELL CROW CENTER, 2001 ROSS AVENUE, LB 140, DALLAS, TX 75201

 

CHAMPION CAPITAL CORPORATION

141 WATERMAN AVE, SUITE 100, MOUNT DORA, FL 32757

 

CHAMPION SECURITIES COMPANY L.L.C.

3 FIFTH AVE, SAN FRANCISCO, CA 94118-1307

 

CHAMPLAIN ADVISORS, LLC

820 NORTH STREET, GREENWICH, CT 06831

Mailing Address: 343 TACONIC ROAD, GREENWICH, CT 06831

 

CHANNEL CAPITAL GROUP LLC

420 LEXINGTON AVE, SUITE 2510, NEW YORK, NY 10170

Mailing Address: 420 LEXINGTON AVE., SUITE 2510, NEW YORK, NY 10170

 

CHANNEL POINT PARTNERS

3430 VIA LIDO, NEWPORT BEACH, CA 92663

 

CHAPDELAINE & CO.

1 SEAPORT PLAZA 199 WATER STREET, NEW YORK, NY 10038

 

CHAPIN, DAVIS

2 VILLAGE SQUARE, SUITE 200, BALTIMORE, MD 21210

 

CHARDAN CAPITAL MARKETS LLC

17 STATE STREET, SUITE 1600, NEW YORK, NY 10004

 

CHARLES JORDAN & CO., LLC

805 3RD AVENUE, 18TH FLOOR, NEW YORK, NY 10022

 

CHARLES MORGAN SECURITIES, INC.

120 WALL STREET, 16TH FLOOR, NEW YORK, NY 10005

 

CHARLES RIVER BROKERAGE, LLC

24 NEW ENGLAND EXECUTIVE PARK, SUITE 150, BURLINGTON, MA 01803

 

CHARLES SCHWAB & CO., INC.

211 MAIN STREET, SAN FRANCISCO, CA 94105

Mailing Address: 211 MAIN STREET, MS:SF211MN-05-305, SAN FRANCISCO, CA 94105

 

CHARLES STREET SECURITIES, INC.

1 WILTON CRESCENT, LONDON, SW1X 8RN UNITED KINGDOM

 

CHARLES VISTA LLC

100 WILLIAM STREET, SUITE 1820, NEW YORK, NY 10038

 

CHARLES W. PACE SECURITIES GROUP, INC.

4021 BRYN MAWR, DALLAS, TX 75225

 

CHART GROUP ADVISORS, LLC

75 ROCKEFELLER PLAZA, 14TH FLOOR, NEW YORK, NY 10019

 

CHARTER CAPITAL MANAGEMENT, INC.

ONE HONEY CREEK CORPORATE CENTER, 125 SOUTH 84TH STREET, SUITE 140, MILWAUKEE, WI 53214

 

CHARTER NEW ENGLAND AGENCY, INC.

90 NORTH MAIN STREET, CONCORD, NH 03301

 

CHARTER OAK ASSET MANAGEMENT, INC.

1520 HIGHLAND AVENUE, CHESHIRE, CT 06410-1276

 

CHARTWELL ADVISORS, LLC

888 SEVENTH AVENUE-40TH FLOOR, NEW YORK, NY 10019

 

CHASE INVESTMENT SERVICES CORP.

300 SOUTH RIVERSIDE PLAZA, 11TH FLOOR, CHICAGO, IL 60606

Mailing Address: 1111 POLARIS PARKWAY, SUITE 2J, COLUMBUS, OH 43240

 

CHATSWORTH SECURITIES, LLC

95 EAST PUTNAM AVENUE, GREENWICH, CT 06830

 

CHAUNER SECURITIES, INC.

666 DUNDEE ROAD, SUITE 903, NORTHBROOK, IL 60062-2735

Mailing Address: 666 DUNDEE ROAD, SUITE 903, NORTHBROOK, IL 60062-2735

 

CHEEVERS & COMPANY INC.

440 SOUTH LASALLE STREET, SUITE #710, CHICAGO, IL 60605

 

CHELSEA FINANCIAL SERVICES

880 ANNADALE ROAD, STATEN ISLAND, NY 10312

 

CHERRY TREE & ASSOCIATES, LLC

301 CARLSON PARKWAY, SUITE103, MINNETONKA, MN 55305

Mailing Address: 301 CARLSON PARKWAY, SUITE 103, MINNETONKA, MN 55305

 

CHESSIECAP SECURITIES, INC.

7911 SHERWOOD AVENUE, TOWSON, MD 21204

Mailing Address: 3 BETHESDA METRO CENTER, SUITE 700, BETHESDA, MD 20814

 

CHESTER HARRIS & COMPANY, INCORPORATED

222 MAMARONECK AVENUE, WHITE PLAINS, NY 10605-1316

Mailing Address: P.O. BOX 668, WHITE PLAINS, NY 10602

 

CHESTNUT ENERGY PARTNERS, INC.

2201 N. CENTRAL EXPRESSWAY, SUITE 240, RICHARDSON, TX 75080

 

CHESTNUT SECURITIES, INC.

ONE FINANCIAL CENTER, 28TH FLOOR, BOSTON, MA 02111

 

CHEVAL CAPITAL, INC.

901 N. PITT STREET-110, ALEXANDRIA, VA 22314

 

CHEVY CHASE FINANCIAL SERVICES

7501 WISCONSIN AVENUE, BETHESDA, MD 20814

 

CHICAGO ANALYTIC TRADING COMPANY, LLC

1 S DEARBORN ST, SUITE 2100, CHICAGO, IL 60603

 

CHICAGO INVESTMENT GROUP, LLC

190 SOUTH LASALLE STREET, SUITE 850, CHICAGO, IL 60603

 

CHICKASAW SECURITIES, LLC

6075 POPLAR AVENUE, SUITE 402, MEMPHIS, TN 38119

 

CHILIAN PARTNERS, L.P.

1701 S. FLAGLER DRIVE, SUITE 1001, WEST PALM BEACH, FL 33401

Mailing Address: P.O. BOX 2685, PALM BEACH, FL 33480

 

CHILTON & ASSOCIATES, INC.

1875 CENTURY PARK EAST, #700-42, LOS ANGELES, CA 90067

 

CHOICE INVESTMENTS, INC.

4800 BEE CAVE ROAD, AUSTIN, TX 78746

Mailing Address: P.O. BOX 161718, AUSTIN, TX 78716-1718

 

CHOICETRADE

197 STATE ROUTE 18, SUITE 3000, EAST BRUNSWICK, NJ 08816

 

CHRISTIAN FINANCIAL SERVICES LLC

1350 GOLDEN CIRCLE  #304, GOLDEN, CO 80401

Mailing Address: P.O. BOX  16476, GOLDEN, CO 80402

 

CHRISTOPHER J. FORBES, LLC

30 BROAD STREET, 20TH FL., NEW YORK, NY 10004

 

CHRISTOPHER WEIL & COMPANY, INC.

12555 HIGH BLUFF DRIVE, SUITE 180, SAN DIEGO, CA 92130

 

CHRYSALIS CAPITAL GROUP, LLC

1700 CALIFORNIA STREET, SUITE 809, SAN FRANCISCO, CA 94109

 

CHURCH, GREGORY, ADAMS SECURITIES CORPORATION

658 CLAIREMONT AVENUE, DECATUR, GA 30030

 

CHURCHILL CAPITAL USA, INC.

1270 AVENUE OF THE AMERICAS, SUITE 1910, NEW YORK, NY 10020-1700

 

CHURCHILL FINANCIAL, LLC

1406 BROWNS LANE 2ND FLOOR, LOUISVILLE, KY 40207

 

CIBC WORLD MARKETS CORP.

425 LEXINGTON AVENUE, NEW YORK, NY 10017

 

CICC US SECURITIES, INC.

1 HARBOUR VIEW ST., CENTRAL, ONE INTERNATIONAL FINANCE CENTRE, 29TH FLOOR, HONG KONG, FOREIGN CHINA

 

CICERONE SECURITIES, LLC

150 EAST 52ND STREET, 22ND FLOOR, NEW YORK, NY 10022

 

CIG SECURITIES

28411 NORTHWESTERN HIGHWAY, SUITE 1350, SOUTHFIELD, MI 48034

 

CIM SECURITIES, LLC

5975 S. QUEBEC ST., SUITE 142, CENTENNIAL, CO 80111

 

CIMARRON RESOURCES, LLC

600 LEOPARD STREET, SUITE 1108, CORPUS CHRISTI, TX 78473

 

CIMB SECURITIES (USA), INC.

540 MADISON AVENUE, 11TH FLOOR, NEW YORK, NY 10022

 

CIRCADIAN PARTNERS LLC

22 OAK DRIVE, GREENWICH, CT 06878

 

CIRRUS RESEARCH, LLC

303 SOUTH BROADWAY, SUITE 212, TARRYTOWN, NY 10591

 

CIT CAPITAL SECURITIES LLC

505 FIFTH AVENUE, 11TH FLOOR, NEW YORK, NY 10017

Mailing Address: 505 FIFTH AVENUE, NEW YORK, NY 10017

 

CITADEL SECURITIES LLC

131 SOUTH DEARBORN STREET, 32ND FLOOR, CHICAGO, IL 60603

 

CITATION FINANCIAL GROUP, L.P.

120 BROADWAY, 17TH FLOOR, NEW YORK, NY 10271

Mailing Address: 120 BROADWAY, NEW YORK, NY 10271

 

CITI INTERNATIONAL FINANCIAL SERVICES LLC

SANTA MARINA I BUILDING SUITE 200, 400 ST C, REXCO PARK, GUAYNABO, PR 00968

Mailing Address: P.O. BOX 70263, SAN JUAN, PR 00936-8263

 

CITICORP SECURITIES SERVICES, INC.

390 GREENWICH STREET, 388 GREENWICH STREET, NEW YORK, NY 10013

Mailing Address: ONE COURT SQUARE, 19TH FLOOR, LONG ISLAND CITY, NY 11120

 

CITIGROUP GLOBAL MARKETS INC.

390 - 388 GREENWICH STREET, NEW YORK, NY 10013-2396

Mailing Address: REGISTRATION DEPARTMENT, ONE COURT SQUARE 19TH FLOOR, LONG ISLAND CITY, NY 11120

 

CITY CAPITAL ADVISORS, LLC

444 NORTH MICHIGAN AVENUE, SUITE 3200, CHICAGO, IL 60611

 

CITY NATIONAL SECURITIES, INC.

400 NORTH ROXBURY DRIVE, SUITE 700, BEVERLY HILLS, CA 90210

 

CITY SECURITIES CORPORATION

30 SOUTH MERIDIAN STREET, SUITE 600, INDIANAPOLIS, IN 46204

 

CJI CAPITAL MARKETS, INC.

1700 BROADWAY, 31ST FLOOR, NEW YORK, NY 10019

 

CJK SECURITIES, INC.

2780 S. JONES BLVD, SUITE 130, LAS VEGAS, NV 89146

 

CJS SECURITIES, INC.

50 MAIN STREET, SUITE 325, WHITE PLAINS, NY 10606

 

CKS SECURITIES LLC

8800 E. RAINTREE DRIVE, SUITE 240, SCOTTSDALE, AZ 85260-3957

Mailing Address: 8800 E. RAINTREE DRIVE, SUITE 240, SCOTTSDALE, AZ 85260-3957

 

CLANCY FINANCIAL SERVICES, INC.

40 WALL STREET, 38TH FLOOR, NEW YORK, NY 10005

 

CLARENDON INSURANCE AGENCY, INC.

ONE SUN LIFE EXECUTIVE PARK, WELLESLEY HILLS, MA 02481

 

CLARK DODGE & CO., INC.

2 GANNETT DRIVE, SUITE 410, WHITE PLAINS, NY 10604

Mailing Address: 2 GANNETT DRIVE, SUITE 410, WHITE PLAINS, NY 10604

 

CLARK NOBIL & CO.

2500 E. HALLANDALE BEACH BLVD. #701, HALLANDALE, FL 33009

Mailing Address: P.O. BOX 1797, HALLANDALE, FL 33008-1797

 

CLARK SECURITIES, INC.

2100 ROSS AVENUE, SUITE 2200, DALLAS, TX 75201-7906

 

CLARKESON RESEARCH INC.

19 TOWNSEND SQUARE, OYSTER BAY, NY 11771

 

CLARY INVESTMENT AND INSURANCE PLANNING CORP.

43 BELMONT STREET, SO. EASTON, MA 02375

Mailing Address: P.O. BOX 275, NO. EASTON, MA 02356

 

CLAYMORE SECURITIES, INC.

2455 CORPORATE WEST DRIVE, LISLE, IL 60532

 

CLAYTON LOWELL, & CONGER INC

2123 MAIN STREET, PO BOX 459, NEW WOODSTOCK, NY 13122

Mailing Address: 2123 MAIN STREET, PO BOX 459, NEW WOODSTOCK, NY 13122

 

CLAYTON, WILLIAMS & SHERWOOD INVESTMENTS

14 CORPORATE PLAZA, SUITE 210, NEWPORT BEACH, CA 92660

 

CLEARVIEW CORRESPONDENT SERVICES, LLC

8006 DISCOVERY DRIVE, SUITE 200, RICHMOND, VA 23229

 

CLEARVIEW TRADING ADVISORS, INC.

546 FIFTH AVENUE, 14 TH FLOOR, NEW YORK, NY 10036

 

CLEARY GULL INC.

100 EAST WISCONSIN AVE., MILWAUKEE, WI 53202-3590

 

CLEVELAND HAUSWIRTH INVESTMENT MANAGEMENT, INC.

243 E. BUFFALO STREET, MILWAUKEE, WI 53202

 

CLEVELAND RESEARCH COMPANY LLC

1375 E 9TH STREET, SUITE 600, CLEVELAND, OH 44114

Mailing Address: 1375 E 9TH STREET, SUITE 600, CLEVELAND, OH 44144

 

CLFS SECURITIES, INC.

925 EUCLID AVENUE, SUITE 645, CLEVELAND, OH 44115

 

CLG INVESTMENT COMPANY, INC.

10 GLENVILLE STREET - 3RD FLOOR, GREENWICH, CT 06831

 

CLIFDEN EQUITIES, LLC

5000-4A ESTATE ENIGHED, #65, ST. JOHN, 00830 US VIRGIN ISLANDS

 

CLINGER & CO., INC.

6505 CLAWSON ST., HOUSTON, TX 77055-7103

 

CM SECURITIES, LLC

1291 WEST GALLERIA DRIVE, SUITE 210, HENDERSON, NV 89014

Mailing Address: 1291 GALLERIA DRIVE, SUITE 210, HENDERSON, NV 89014

 

CMA PARTNERS, LLC

405 LEXINGTON AVENUE, 26TH FLOOR, NEW YORK, NY 10174

 

CMP EQUITIES, INC.

6400 FLYING CLOUD DRIVE, SUITE 270, EDEN PRAIRIE, MN 55344

Mailing Address: 6400 FLYING CLOUD DRIVE, EDEN PRAIRIE, MN 55344

 

CMS INVESTMENT RESOURCES, INC.

308 E. LANCASTER AVENUE, SUITE 300, WYNNEWOOD, PA 19096-2145

 

CNA INVESTOR SERVICES, INC.

333 S. WABASH, FLOOR 42S, CHICAGO, IL 60604

 

CNBS

7200 WEST 132ND STREET, SUITE 240, OVERLAND PARK, KS 66213

 

CND FINANCIAL LTD.

2368 TREE BRANCH, SCHERTZ, TX 78154

Mailing Address: P.O. BOX 360, SCHERTZ, TX 78154

 

CNL SECURITIES CORP.

450 SOUTH ORANGE AVENUE, ORLANDO, FL 32801

Mailing Address: P.O BOX 4920, ORLANDO, FL 32802-4920

 

CNS SECURITIES, LLC

1651 N. COLLINS, SUITE 160, RICHARDSON, TX 75080

Mailing Address: 1651 N. COLLINS, SUITE 160, RICHARDSON, TX 75080

 

COADY DIEMAR PARTNERS, LLC

87 MAIN STREET, PEAPACK, NJ 07977

Mailing Address: PO BOX 305, PEAPACK, NJ 07977

 

COASTAL CAPITAL MARKETS GROUP, INC.

4343 VON KARMAN AVE., SUITE 300, NEWPORT BEACH, CA 92660

Mailing Address: 4343 VON KARMAN AVE., SUITE 200, NEWPORT BEACH, CA 92660

 

COASTAL EQUITIES, INC.

602 MAIN ST., SUITE 801, CINCINNATI, OH 45202

 

COASTAL SECURITIES, INC.

5555 SAN FELIPE, SUITE 2200, HOUSTON, TX 77056

 

COBALT CAPITAL, INC.

210 WYMORE ROAD, WINTER PARK, FL 32789

 

COBRA TRADING, INC.

825 MARKET STREET, SUITE 240, ALLEN, TX 75013

 

COBURN & MEREDITH, INC.

1 OLD MILL LANE, SIMSBURY, CT 06070

Mailing Address: 1 OLD MILL LANE, SIMSBURY, CT 06070

 

COBURN GROUP, LLC

1826 W. NEWPORT AVE., CHICAGO, IL 60657

 

COFFEY PUGLIESE, INC.

ACCOUNTING AND COMPLIANCE INTERNATIONAL, 40 WALL STREET - 34TH FLOOR, NEW YORK, NY 10005

Mailing Address: ACCOUNTING AND COMPLIANCE INTERNATIONAL, 40 WALL STREET- 34TH FLOOR, NEW YORK, NY 10005

 

COGENT ALTERNATIVE STRATEGIES, INC.

50 CHARLES LINDBERGH BOULEVARD, SUITE 400, UNIONDALE, NY 11553

 

COHEN & COMPANY SECURITIES, LLC

2929 ARCH STREET, 17TH FLOOR, PHILADELPHIA, PA 19104

Mailing Address: 2929 ARCH STREET, SUITE 1703, PHILADELPHIA, PA 19104

 

COHEN & STEERS SECURITIES, LLC

280 PARK AVENUE, 10TH FLOOR, NEW YORK, NY 10017

 

COHEN CAPITAL GROUP, LLC

2 RECTOR STREET, 15TH FLOOR, NEW YORK, NY 10006

Mailing Address: 2 RECTOR STREET, 15TH FLOOR, NEW YORK, NY 10006

 

COHEN FINANCIAL EQUITIES LLC

TWO NORTH LASALLE STREET; SUITE 800, CHICAGO, IL 60602

 

COKER & PALMER

1667 LELIA DRIVE, JACKSON, MS 39216

 

COLCHESTER PARTNERS LLC

175 FEDERAL STREET, BOSTON, MA 02110

 

COLCHESTER SECURITIES, LLC

121 SUMMIT AVENUE, SUITE 210, SUMMIT, NJ 07901

 

COLDBROOKE FINANCIAL SERVICES, INC.

2601 MAIN STREET SUITE 700, IRVINE, CA 92614

 

COLDSTREAM SECURITIES, INC.

ONE 100TH AVENUE NE SUITE 102, BELLEVUE, WA 98004

 

COLDWATER SECURITIES INCORPORATED

2000 AVENUE OF THE STARS, 11TH FLOOR, LOS ANGELES, CA 90067-4700

 

COLE CAPITAL CORPORATION

2575 E. CAMELBACK ROAD, SUITE 500, PHOENIX, AZ 85016-4258

Mailing Address: 2555 E. CAMELBACK ROAD, SUITE 400, PHOENIX, AZ 85016-4258

 

COLE PARTNERS

415 N. LASALLE STREET, SUITE 501, CHICAGO, IL 60610

 

COLLECTIVE FINANCIAL SERVICES, LLC

58 BOSTON STREET, GUILFORD, CT 06437

 

COLLIER BROWNE & COMPANY

7355 DRAKE RD, CINCINNATI, OH 45243

 

COLLINS & COMPANY, LLC

100 LARKSPUR LANDING SUITE 102, LARKSPUR, CA 94939-1764

 

COLLINS STEWART LLC.

350 MADISON AVENUE, NEW YORK, NY 10017

 

COLLINS/BAY ISLAND SECURITIES, LLC

567 SAN NICOLAS DR, SUITE 460, NEWPORT BEACH, CA 92660

 

COLONIAL BROKERAGE, INC.

100 COLONIAL BANK BLVD, MONTGOMERY, AL 36117

Mailing Address: 100 COLONIAL BANK BLVD, 3RD FLOOR, MONTGOMERY, AL 36117

 

COLONIAL SECURITIES, INC.

41 ELIZABETH STREET, SUITE 502, NEW YORK, NY 10013

 

COLONNADE SECURITIES LLC

200 WEST ADAMS STREET, SUITE 2005, CHICAGO, IL 60606-5208

 

COLONY PARK FINANCIAL SERVICES LLC.

320 MAXWELL RD. SUITE 600, ALPHARETTA, GA 30009

 

COLORADO FINANCIAL SERVICE CORPORATION

88 INVERNESS CIRCLE EAST, SUITE F-105, CENTENNIAL, CO 80112

 

COLTIN SECURITIES, LLC

415 MADISON AVENUE 14TH FLOOR, SUITE 1413, NEW YORK, NY 10017

Mailing Address: 415 MADISON AVENUE  14TH FLOOR, SUITE 1413, NEW YORK, NY 10017

 

COLUMBIA MANAGEMENT DISTRIBUTORS, INC.

ONE FINANCIAL CENTER, BOSTON, MA 02111-2621

Mailing Address: ONE FINANCIAL CENTER, MA5-515-11-07, BOSTON, MA 02111

 

COLUMBIA WEST CAPITAL, LLC ("CWC")

14646 N. KIERLAND BLVD., SUITE 238, SCOTTSDALE, AZ 85254

 

COMERICA SECURITIES

201 W. FORT STREET, DETROIT, MI 48226

Mailing Address: P.O. BOX 75000, DETROIT, MI 48275-3137

 

COMMERCE BROKERAGE SERVICES, INC.

8000 FORSYTH BLVD, SUITE 1200, ST. LOUIS, MO 63105-1707

Mailing Address: P.O. BOX 16891, ST. LOUIS, MO 63105-1491

 

COMMERCE ONE FINANCIAL INC.

900 ELLISON AVENUE, SUITE 116, WESTBURY, NY 11590

 

COMMERCE SECURITIES CORPORATION

710 NO. POST OAK RD., SUITE 400, HOUSTON, TX 77024

 

COMMERCE STREET CAPITAL, LLC

1700 PACIFIC AVE. SUITE 2020, DALLAS, TX 75201

Mailing Address: 1700 PACIFIC AVE., SUITE 2020, DALLAS, TX 75201

 

COMMERZBANK CAPITAL MARKETS CORP.

2 WORLD FINANCIAL CENTER, NEW YORK, NY 10281-1050

 

COMMONFUND SECURITIES, INC.

15 OLD DANBURY ROAD, WILTON, CT 06897

Mailing Address: P.O. BOX 812, WILTON, CT 06897-0812

 

COMMONWEALTH ASSOCIATES

830 THIRD AVENUE, 8TH FLOOR, NEW YORK, NY 10022

 

COMMONWEALTH AUSTRALIA SECURITIES LLC

599 LEXINGTON AVENUE, 17TH FL, NEW YORK, NY 10022

 

COMMONWEALTH CAPITAL SECURITIES CORP.

400 CLEVELAND STREET, 7TH FLOOR, CLEARWATER, FL 33755-4041

 

COMMONWEALTH CHURCH FINANCE, INC. DBA CHARTER FINANCIAL SERVICES

677 JONESBORO ROAD, MCDONOUGH, GA 30253

Mailing Address: P.O. BOX 1620, STOCKBRIDGE, GA 30281

 

COMMONWEALTH FINANCIAL GROUP, INC.

38 COHASSET LANE, CHERRY HILL, NJ 08003

 

COMMONWEALTH FINANCIAL NETWORK

29 SAWYER ROAD, WALTHAM, MA 02453-3483

 

COMMONWEALTH FUNDING, INC.

50 CHUMASERO DRIVE; #2-L, SAN FRANCISCO, CA 94132

 

COMMONWEALTH PHARMA SECURITIES LLC

161 WORCESTER ROAD, SUITE 301, FRAMINGHAM, MA 01701

 

COMMUNITY BANKERS SECURITIES, LLC

7501 BOULDERS VIEW DR., BOULDERS IV,SUITE 601, RICHMOND, VA 23225

 

COMMUNITY INVESTMENT SERVICES, INC.

201 NORTH UNION STREET, OLEAN, NY 14760

 

COMPAK SECURITIES, INC.

8105 IRVINE CENTER DRIVE, SUITE 1100, IRVINE, CA 92691

 

COMPASS POINT RESEARCH & TRADING, LLC

1775 I STREET, SUITE 800, WASHINGTON, DC 20006

 

COMPASS SECURITIES CORPORATION

50 BRAINTREE HILL PARK, SUITE 105, BRAINTREE, MA 02184-8734

 

COMPREHENSIVE ASSET MANAGEMENT AND SERVICING, INC.

2001 ROUTE 46, SUITE 506, PARSIPPANY, NJ 07054

 

COMPUTERSHARE SECURITIES CORPORATION

2 N. LASALLE STREET, CHICAGO, IL 60602

 

COMSTOCK PARTNERS, L.L.C.

9430 READCREST DRIVE, BEVERLY HILLS, CA 90210-2552

 

CON AM SECURITIES, INC.

3990 RUFFIN ROAD, SUITE 100, SAN DIEGO, CA 92123-1826

 

CONDATA FINANCIAL

150 BROADWAY, SUITE 1710, NEW YORK, NY 10038-4381

 

CONDERA SECURITIES, LLC

4900 WOODWAY DRIVE, SUITE 940, HOUSTON, TX 77056

 

CONDOR SECURITIES, INC.

712 FIFTH AVENUE, 39TH FLOOR, NEW YORK, NY 10019

 

CONFIDENTIAL MANAGEMENT FINANCIAL SERVICES, INC.

1700 WEST BIG BEAVER, SUITE 320, TROY, MI 48084

 

CONIFER CAPITAL PARTNERS, LLC

ONE FERRY BUILDING, SUITE 255, SAN FRANCISCO, CA 94111

 

CONIFER SECURITIES LLC

ONE FERRY BUILDING, SUITE 255, SAN FRANCISCO, CA 94111

Mailing Address: ONE FERRY BUILDING, SUITE 255, SAN FRANCISCO, CA 94111

 

CONNELL SECURITIES LLC

200 CONNELL DRIVE, BERKELEY HEIGHTS, NJ 07922

 

CONNERS & CO., INC.

1 WEST FOURTH STREET, SUITE 2800, CINCINNATI, OH 45202-3843

 

CONNING INVESTMENT PRODUCTS, INC.

ONE FINANCIAL PLAZA, 755 MAIN STREET, HARTFORD, CT 06103-2627

Mailing Address: ONE FINANCIAL PLAZA, HARTFORD, CT 06103-2627

 

CONOVER SECURITIES CORPORATION

11250 KIRKLAND WAY, SUITE 100, KIRKLAND, WA 98033-3421

 

CONSENSUS SECURITIES LLC

73 NEWBURY STREET, BOSTON, MA 02116-2550

 

CONSERVATIVE FINANCIAL SERVICES, INC.

225 EAST COLUMBIA, FARMINGTON, MO 63640

 

CONSILIUM PARTNERS LLC

175 FEDERAL STREET, 13TH FLOOR, BOSTON, MA 02110

Mailing Address: 175 FEDERAL STREET, 13 FLOOR, BOSTON, MA 02110

 

CONSOLIDATED FINANCIAL INVESTMENTS, INC.

222 NORTH MERAMEC AVENUE, CLAYTON, MO 63105-3702

 

CONSOLIDATED RESEARCH LLC

39 BROADWAY, SUITE 1601, NEW YORK, NY 10006

 

CONSOLIDATED SECURITIES

6525 MORRISON BLVD. SUITE 108, CHARLOTTE, NC 28211

 

CONSTANS CRESCENT GLOBAL LLC

500 WEST PUTNAM AVENUE, GREENWICH, CT 06830-6086

 

CONSTELLATION WEALTH ADVISORS LLC

52 VANDERBILT AVENUE, 8TH FLOOR, NEW YORK, NY 10017

 

CONSULTIVA SECURITIES, INC.

SCOTIABANK PLAZA, SUITE 1201, 273 PONCE DE LEON AV, SAN JUAN, PR 00917-1923

 

CONTINENTAL INVESTORS SERVICES, INC.

1330 BROADWAY STREET, LONGVIEW, WA 98632-7552

Mailing Address: P.O. BOX 888, LONGVIEW, WA 98632-7552

 

COOMBE FINANCIAL SERVICES, INC.

6872 ROUTE 209, WAWARSING, NY 12489

 

COOPER MALONE MCCLAIN, INC.

7701 E. KELLOGG, SUITE 700, WICHITA, KS 67207-1706

Mailing Address: P.O. BOX 781684, WICHITA, KS 67278-1684

 

COOPERATIVE OF AMERICAN PHYSICIANS INSURANCE SERVICES, INC.

333 SOUTH HOPE STREET, 8TH FLOOR, LOS ANGELES, CA 90071

 

COORDINATED CAPITAL SECURITIES, INC.

704 RIVER PLACE COMMERCE CENTER III, MADISON, WI 53716

 

CORBY CAPITAL MARKETS, INC.

10 HIGH ST., 2ND FLOOR, BOSTON, MA 02110

Mailing Address: 10 HIGH ST., 6TH FLOOR, BOSTON, MA 02110

 

CORE PACIFIC SECURITIES USA LLC

800 S. BARRANCA AVE., SUITE 150, COVINA, CA 91723

 

CORINTHIAN PARTNERS, L.L.C.

10 EAST 53RD STREET, 28TH FLOOR, NEW YORK, NY 10022

 

CORMARK SECURITIES (USA) LIMITED

SUITE 2800 ROYAL BANK PLAZA SOUTH TOWER, TORONTO, M5J 2J2 CANADA

 

CORNERSTONE CAPITAL CORPORATION

655 METRO PLACE, SUITE 720, DUBLIN, OH 43017

 

CORNERSTONE FINANCIAL SERVICES, INC.

325 EAST MAIN STREET, GREENFIELD, IN 46140

 

CORNERSTONE INSTITUTIONAL INVESTORS, INC.

74 WEST BROAD STREET, SUITE 340, BETHLEHEM, PA 18018

 

CORNWALL PARTNERS, LLC

191 GREAT HILL ROAD, CORNWALL, CT 06753

Mailing Address: 191 GREAT HILL ROAD, BOX 192, CORNWALL, CT 06753

 

CORONADO INVESTMENTS, LLC

18029 CALLE AMBIENTE, SUITE 519, RANCHO SANTA FE, CA 92067

Mailing Address: PO BOX 5020, PMB 1111, RANCHO SANTA FE, CA 92067

 

CORPORATE DEVELOPMENT CAPITAL, LLC

14680 STERLING ROAD, SUITE 2000, COLORADO SPRINGS, CO 80921-2617

 

CORPORATE FINANCE SECURITIES, INC.

75 MARKET STREET, SUITE 305, PORTLAND, ME 04101

 

CORPORATE FUEL SECURITIES LLC

119 FIFTH AVENUE, 7TH FLOOR, NEW YORK, NY 10003

 

CORPORATE INVESTMENTS GROUP, INC.

1131 WEST ARGYLE STREET, SUITE 1, CHICAGO, IL 60640

 

CORRELL CO. INVESTMENT SERVICES CORP.

9655 SOUTH 78TH AVENUE, HICKORY HILLS, IL 60457-2211

 

COSSE' INTERNATIONAL SECURITIES, INC.

1301 5TH AVENUE #3024, SEATTLE, WA 98101

 

COST CONTAINMENT SERVICES, INC.

12444 POWERSCOURT DRIVE, STE. 200, ST. LOUIS, MO 63131

Mailing Address: 12444 POWERSCOURT DRIVE, STE 200, ST. LOUIS, MO 63131

 

COUCH FINANCIAL SERVICES, INC.

5339 ALPHA RD, SUITE 400, DALLAS, TX 75240

 

COUGHLIN & COMPANY, INC.

140 E. 19TH AVENUE - SUITE 700, DENVER, CO 80203-0135

 

COUNTRY CAPITAL MANAGEMENT COMPANY

1705 TOWANDA AVENUE, FIRST FLOOR, BLOOMINGTON, IL 61701

Mailing Address: P.O. BOX 2222, BLOOMINGTON, IL 61702-2222

 

COUNTRY CLUB FINANCIAL SERVICES, INC.

414 NICHOLS ROAD, KANSAS CITY, MO 64112

 

COURTLANDT SECURITIES CORPORATION

3991 MACARTHUR BLVD., SUITE 320, NEWPORT BEACH, CA 92660

Mailing Address: P.O. BOX 11929, NEWPORT BEACH, CA 92658-1929

 

COVENTRY CAPITAL, INC.

1635 W FIRST STREET SUITE 104, GRANITE CITY, IL 62040-1838

Mailing Address: THREE FIRST NATIONAL PLAZA, 70 WEST MADISON STREET #1400, CHICAGO, IL 60602

 

COVIEW CAPITAL, INC.

780 THIRD AVENUE, SUITE 3104, NEW YORK, NY 10017

 

COVINGTON ASSOCIATES, LLC

75 CENTRAL STREET, BOSTON, MA 02109

 

COWEN AND COMPANY

1221 AVENUE OF THE AMERICAS, NEW YORK, NY 10020

 

COYLE SECURITIES, L.L.C.

2700 PATRIOT BLVD., SUITE 440, GLENVIEW, IL 60026

 

CP CAPITAL SECURITIES

2121 SW 3RD AVENUE, SUITE 701, MIAMI, FL 33129

 

CP COGENT SECURITIES LP

2101 CEDAR SPRINGS RD STE 1200, DALLAS, TX 75201

 

CPFG SECURITIES, INC

55 INDEPENDENCE CIRCLE, SUITE 101, CHICO, CA 95973

 

CPI CAPITAL

513 CENTENNIAL BLVD., VOORHEES, NJ 08043

 

CPIBD LLC

825 THIRD AVENUE, 32ND FLOOR, NEW YORK, NY 10022

 

CPIM SECURITIES LLC

100 MAIN STREET, SUITE 430, CONCORD, MA 01742

 

CPS FINANCIAL & INSURANCE SERVICES, INC.

18551 VON KARMAN AVE., SUITE 150, IRVINE, CA 92612

 

CRAIG-HALLUM CAPITAL GROUP LLC

222 SOUTH NINTH ST, STE 350, MINNEAPOLIS, MN 55402

 

CREATION CAPITAL LLC

330 SOUTH SERVICE ROAD, SUITE 125, MELVILLE, NY 11747

 

CREATIVE INVESTOR SERVICES, INC.

4 BURRITTS LANDING, WESTPORT, CT 06880

 

CREATIVE/CW EQUITIES CORPORATION

6700 ROCKLEDGE DRIVE #400A, BETHESDA, MD 20817

Mailing Address: 6700 ROCKLEDGE DR, #400A, BETHESDA, MD 20817

 

CREDICORP SECURITIES, INC.

121 ALHAMBRA PLAZA, SUITE 1200, CORAL GABLES, FL 33134

 

CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.

1301 AVENUE OF THE AMERICAS, 15TH FLOOR, NEW YORK, NY 10019

 

CREDIT SUISSE ASSET MANAGEMENT SECURITIES, INC.

11 MADISON AVENUE, NEW YORK, NY 10010-3629

Mailing Address: 1 MADISON AVENUE, NEW YORK, NY 10010-3629

 

CREDIT SUISSE PRIVATE ADVISORS AG

BLEICHERWEG 33, 6TH FLOOR, ZURICH, CH-8070 SWITZERLAND

Mailing Address: P.O. BOX BOX 550, ZURICH, 8070 SWITZERLAND

 

CREDIT SUISSE SECURITIES (USA) LLC

11 MADISON AVENUE, NEW YORK, NY 10010

Mailing Address: 1 MADISON AVENUE, 9TH FLOOR, NEW YORK, NY 10010

 

CREDITEX SECURITIES CORPORATION

875 THIRD AVENUE, 29TH FLOOR, NEW YORK, NY 10022

 

CRESAP, INC.

259 N. RADNOR-CHESTER RD. STE. 230, RADNOR, PA 19087

 

CRESCENT SECURITIES GROUP, INC.

8750 N. CENTRAL EXPRESSWAY, SUITE 750, DALLAS, TX 75231

 

CRESSMAN ESSER SECURITIES, INC.

700 EAST DIEHL ROAD-STE 140, NAPERVILLE, IL 60563-1478

Mailing Address: 700 EAST DIEHL RD. - SUITE 140, NAPERVILLE, IL 60563-1478

 

CRESTA CAPITAL STRATEGIES, LLC

1175 WALT WHITMAN ROAD, SUITE #100, MELVILLE, NY 11747

 

CRESTONE SECURITIES LLC

1050 WALNUT STREET, SUITE 402, BOULDER, CO 80302

 

CRESTVIEW SECURITIES, INC.

431 POST ROAD EAST - SUITE 1, WESTPORT, CT 06880-4403

 

CRETUS SECURITIES

695 EAST MAIN STREET, FL.C1, STAMFORD, CT 06901

 

CREWS & ASSOCIATES, INC.

521 PRESIDENT CLINTON AVENUE, SUITE 800, LITTLE ROCK, AR 72201-1729

Mailing Address: P.O. BOX 1696, LITTLE ROCK, AR 72203-1696

 

CRI SECURITIES, LLC

400 ROBERT STREET NORTH, ST. PAUL, MN 55101-2098

 

CROFT & BENDER, LLC

4200 NORTHSIDE PKWY, BUILDING ONE, SUITE 100, ATLANTA, GA 30327

 

CRONIN & CO., INC.

800 NICOLLET MALL  SUITE 2520, MINNEAPOLIS, MN 55402

Mailing Address: 800 NICOLLET MALL  #2520, MINNEAPOLIS, MN 55402

 

CRONUS PARTNERS LLC

101 MERRITT 7, NORWALK, CT 06851-1059

 

CROSS BORDER PRIVATE CAPITAL, L.L.C.

445 PARK AVENUE, 9TH FLOOR, NEW YORK, NY 10022

 

CROSS POINT CAPITAL LLC

700 ALEXANDER PARK, SUITE 201, PRINCETON, NJ 08540

 

CROSS RESEARCH

154 SOUTH LIVINGSTON AVENUE #202, LIVINGSTON, NJ 07039

 

CROSSBOW INVESTMENTS L.L.C

220 CENTRAL PARK SOUTH, SUITE 13B, NEW YORK, NY 10019

 

CROWDER RUBICAM INC.

2300 LAS FLORES CANYON ROAD, MALIBU, CA 90265

 

CROWE CAPITAL MARKETS LLC

70 W. MADISON STREET, SUITE 700, CHICAGO, IL 60602-4205

 

CROWELL, WEEDON & CO.

624 SOUTH GRAND AVENUE, LOS ANGELES, CA 90017

Mailing Address: P.O. BOX 54843, 624 SO. GRAND AVE. SUITE 2510, LOS ANGELES, CA 90054-0843

 

CROWN CAPITAL SECURITIES, L.P.

725 TOWN & COUNTRY ROAD, SUITE 530, ORANGE, CA 92868

 

CRT CAPITAL GROUP LLC

262 HARBOR DRIVE, STAMFORD, CT 06902

 

CRUCIBLE CAPITAL GROUP, INC.

27 WHITEHALL STREET, 5TH FLOOR, NEW YORK, NY 10004

 

CRUSADER SECURITIES, LLC

63 MAIN STREET, SUITE 201, SOUTHAMPTON, NY 11968-4872

 

CRUTCHFIELD SECURITIES, L.L.C.

2700 POST OAK BOULEVARD, SUITE 975, HOUSTON, TX 77056

 

CSCA CAPITAL ADVISORS, LLC

280 PARK AVE, 10TH FLOOR, NEW YORK, NY 10017

 

CSP SECURITIES, LP

13355 NOEL ROAD, SUITE 1050, DALLAS, TX 75240

 

CSSC BROKERAGE SERVICES, INC.

755 WEST BIG BEAVER ROAD, SUITE 2000, TROY, MI 48084

 

CU INVESTMENT SOLUTIONS, INC.

9701 RENNER BLVD, SUITE 350, LENEXA, KS 66219

 

CUE CAPITAL LIMITED PARTNERSHIP

800 FIFTH AVENUE, 18TH FLOOR, NEW YORK, NY 10065

 

CUE FINANCIAL GROUP, INC.

3200 N. CENTRAL AVE, STE.200, PHOENIX, AZ 85012

Mailing Address: 3200 N. CENTRAL, SUITE 200, PHOENIX, AZ 85012

 

CULLEN INVESTMENT GROUP, LTD.

1404 SOUTH COLLEGE RD., LAFAYETTE, LA 70503

Mailing Address: PO BOX 53669, LAFAYETTE, LA 70505-3669

 

CULLUM & BURKS SECURITIES, INC.

13355 NOEL RD. STE 1300, ONE GALLERIA TOWER, DALLAS, TX 75240

Mailing Address: 13355 NOEL RD. STE 1300, ONE GALLERIA TOWER, DALLAS, TX 75240

 

CUMBERLAND BROKERAGE CORPORATION

417 N. 8TH STREET, SUITE 507, PHILADELPHIA, PA 19123

 

CUNA BROKERAGE SERVICES, INC.

2000 HERITAGE WAY, WAVERLY, IA 50677

 

CURBSTONE FINANCIAL MANAGEMENT CORPORATION

741 CHESTNUT STREET, MANCHESTER, NH 03104

 

CURIAN CLEARING, LLC

7601 TECHNOLOGY WAY, 5TH FLOOR, DENVER, CO 80237

 

CURRAN ADVISORY SERVICES

30 SOUTH PEARL STREET, 9TH FLOOR, ALBANY, NY 12207

 

CURREN & COMPANY

1900 MAIN ST, SUITE 325, IRVINE, CA 92614

 

CURTIS SECURITIES, LLC

ONE LIBERTY PLACE, 1650 MARKET STREET, SUITE 4400, PHILADELPHIA, PA 19103

 

CURTISWOOD CAPITAL, LLC

104 WOODMONT BLVD, SUITE 200, NASHVILLE, TN 37205

 

CUSHMAN & WAKEFIELD SECURITIES, INC.

51 W 52ND STREET, NEW YORK, NY 10019

Mailing Address: 51 W. 52ND STREET, NEW YORK, NY 10019

 

CUSO FINANCIAL SERVICES, L.P.

10455 SORRENTO VALLEY ROAD, SUITE 210, SAN DIEGO, CA 92121

Mailing Address: P O BOX 85744, SAN DIEGO, CA 92186

 

CUSO PARTNERS, LLC

800 SHADES CREEK PARKWAY, SUITE 700, BIRMINGHAM, AL 35209

Mailing Address: 800 SHADES CREEK PKWY., SUITE 700, BIRMINGHAM, AL 35209

 

CUTLER SECURITIES, INC.

636 EAST ATLANTIC AVENUE, SUITE# 205, DELRAY BEACH, FL 33483

 

CUTTER & COMPANY, INC.

15415 CLAYTON ROAD, BALLWIN, MO 63011

 

CUTTONE & CO., INC.

111 BROADWAY 10TH FLOOR, NEW YORK, NY 10006

 

CVF SECURITIES, INC.

343 MILLBURN AVE, SUITE 208, MILLBURN, NJ 07041

 

CW SECURITIES, LLC

8848 CEDAR SPRINGS LANE, SUITE 201, KNOXVILLE, TN 37923

 

CYPRESS ALTS

3924 BROOKFIELD AVENUE, LOUISVILLE, KY 40207

 

CYPRESS ASSOCIATES

52 VANDERBILT AVENUE, SUITE 902, NEW YORK, NY 10017

 

CYPRESS CAPITAL CORPORATION

BAYSIDE PLAZA - 188 THE EMBARCADERO, SUITE 420, SAN FRANCISCO, CA 94105

Last Updated: 11/4/2009