finra

Firms We Regulate - C

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C C F INVESTMENTS, INC.

1041 FOUNDERS ROW, GREENSBORO, GA 30642

 

C. A. BOTZUM & CO.

505 SOUTH MAIN STREET, SUITE 875, ORANGE, CA 92868-4509

 

C. G. MENK & ASSOCIATES, INC.

7502 CONNELLEY DRIVE, SUITE 104, HANOVER, MD 21076

 

C. L. KING & ASSOCIATES, INC.

NINE ELK STREET, ALBANY, NY 12207

 

C. R. DAVIS & COMPANY

939 CLOCKTOWER DRIVE, SUITE A, SPRINGFIELD, IL 62704-1303

 

C.P. BAKER SECURITIES INCORPORATED

280 SUMMER STREET, 9TH FLOOR, BOSTON, MA 02210

 

CA FUNDS GROUP, INC.

526 CRESENT BLVD. #218, GLEN ELLYN, IL 60137

Mailing Address: 526 CRESENT BLVD. #213, GLEN ELLYN, IL 60137

 

CABOT LODGE SECURITIES LLC

44 WALL STREET, SUITE 401, NEW YORK, NY 10005

 

CABRERA CAPITAL MARKETS, LLC

10 SOUTH LA SALLE STREET, SUITE 1050, CHICAGO, IL 60603

 

CABRILLO BROKER, L.L.C

4330 LA JOLLA VILLAGE DRIVE, SUITE 270, SAN DIEGO, CA 92122

 

CACHEMATRIX BROKER/DEALER LLC

44 COOK STREET, 8TH FLOOR, DENVER, CO 80206

 

CADARET, GRANT & CO., INC.

ONE LINCOLN CENTER, 110 W. FAYETTE ST. 5TH FLOOR, SYRACUSE, NY 13202

Mailing Address: 200 VALLEY ROAD-SUITE 106, MT. ARLINGTON, NJ 07856

 

CADENA SECURITIES SERVICES, LLC.

636 7TH AVENUE NORTH, SAINT PETERSBURG, FL 33701

 

CADWYN POINT PARTNERS LLC

26 POINT ROAD, NORWALK, CT 06854

 

CAHN CAPITAL CORP.

820 SECOND AVENUE, NEW YORK, NY 10017

 

CAIN BROTHERS & COMPANY, LLC

360 MADISON AVENUE, 5TH FLOOR, NEW YORK, NY 10017

 

CAIS CAPITAL LLC

598 MADISON AVENUE, 11TH FLOOR, NEW YORK, NY 10022

 

CALAMOS FINANCIAL SERVICES LLC

2020 CALAMOS COURT, NAPERVILLE, IL 60563-2787

 

CALDWELL INTERNATIONAL SECURITIES

7635 FM 32, FISCHER, TX 78623

 

CALDWELL SECURITIES, INCORPORATED

30 LIBERTY SHIP WAY #3200, SAUSALITO, CA 94965-3327

Mailing Address: PO BOX 190, SAUSALITO, CA 94966-0190

 

CALLAHAN FINANCIAL SERVICES, INC.

1001 CONNECTICUT AVE. NW, SUITE 1001, WASHINGTON, DC 20036

 

CALLAWAY FINANCIAL SERVICES, INC.

721 N. FIELDER RD. #C, ARLINGTON, TX 76012

Mailing Address: 721 N FIELDER RD #C, ARLINGTON, TX 76012

 

CALTON & ASSOCIATES, INC.

14497 N. DALE MABRY HWY STE. 215, TAMPA, FL 33618

 

CALVERT INVESTMENT DISTRIBUTORS, INC.

4550 MONTGOMERY AVENUE - SUITE 1000N, BETHESDA, MD 20814

 

CAMBRIA CAPITAL, LLC

488 E. WINCHESTER ST, SUITE 200, SALT LAKE CITY, UT 84107

Mailing Address: 488 E. WINCHESTER ST., SUITE 200, SALT LAKE CITY, UT 84107

 

CAMBRIDGE INTERNATIONAL PARTNERS LLC

780 THIRD AVENUE - 7TH FLOOR, NEW YORK, NY 10017-2024

 

CAMBRIDGE INTERNATIONAL SECURITIES, INC.

518 RIVERSIDE AVENUE, WESTPORT, CT 06880

 

CAMBRIDGE INVESTMENT RESEARCH, INC.

1776 PLEASANT PLAIN RD., FAIRFIELD, IA 52556-8757

 

CAMDEN FINANCIAL SERVICES

2361 CAMPUS DR., SUITE 275, IRVINE, CA 92612

Mailing Address: 2361 CAMPUS DR, SUITE 275, IRVINE, CA 92612

 

CAMMACK LARHETTE BROKERAGE, INC.

65 WILLIAM STREET - SUITE 100, WELLESLEY, MA 02481

 

CAMPBELL FINANCIAL SERVICES, INC.

2850 QUARRY LAKE DRIVE, BALTIMORE, MD 21209

 

CAMPBELL LUTYENS & CO. INC.

1270 AVENUE OF THE AMERICAS, 29TH FLOOR, NEW YORK, NY 10020

 

CAMPFIRE CAPITAL

81 CAMPFIRE RD, CHAPPAQUA, NY 10514

 

CANACCORD GENUITY INC.

350 MADISON AVENUE, NEW YORK, NY 10017

Mailing Address: 99 HIGH STREET, BOSTON, MA 02110

 

CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.

609 GRANVILLE ST., SUITE 2200, VANCOUVER, V7Y 1H2 CANADA

Mailing Address: PMB 2300, 250 H STREET, BLAINE, WA 98230-4018

 

CANAM INVESTOR SERVICES, LLC

88 PINE STREET, 20TH FLOOR, NEW YORK, NY 10005-1801

 

CANDLEWOOD SECURITIES, LLC

526 SUPERIOR AVENUE E. SUITE 1200, CLEVELAND, OH 44114

 

CANNON SECURITIES, INC.

649 SOUTH MILLEDGE AVE., SUITE 6, ATHENS, GA 30605

Mailing Address: 649 SOUTH MILLEDGE AVE, SUITE 6, ATHENS, GA 30605

 

CANTELLA & CO., INC.

101 FEDERAL STREET, 13TH FLOOR, BOSTON, MA 02110

 

CANTONE RESEARCH INC.

766 SHREWSBURY AVENUE, SUITE E- 401, TINTON FALLS, NJ 07724

Mailing Address: 766 SHREWSBURY AVENUE, TINTON FALLS, NJ 07724

 

CANTOR FITZGERALD & CO.

110 EAST 59TH STREET, 4TH FLOOR, NEW YORK, NY 10022

 

CAPE FEAR SECURITIES, INC.

210 FAIRWAY DRIVE, FIRST FLOOR, FAYETTEVILLE, NC 28305

 

CAPE SECURITIES INC.

1600 PENNSYLVANIA AVENUE, MCDONOUGH, GA 30253

 

CAPFI PARTNERS, LLC

1701 PENNSYLVANIA AVENUE NW, SUITE 301, WASHINGTON, DC 20006

 

CAPITAL & CREDIT INTERNATIONAL, INC.

14600 N.E. 5TH COURT, MIAMI, FL 33161

 

CAPITAL & ESTATE MANAGEMENT, INC.

7143 MARINER BLVD., SPRING HILL, FL 34609

 

CAPITAL ASSET ADVISORS, INC.

1029 FRIENDLY ROAD, OYSTER BAY, NY 11771

 

CAPITAL BROKERAGE CORPORATION

6620 WEST BROAD STREET, BUILDING 2, RICHMOND, VA 23230

 

CAPITAL CITY SECURITIES, LLC

1335 DUBLIN RD., SUITE 122-D, COLUMBUS, OH 43215

 

CAPITAL DIRECTIONS, INC.

8038 ANNE COURT, ORLAND PARK, IL 60462

 

CAPITAL DYNAMICS BROKER DEALER LLC

645 MADISON AVENUE, 19TH FLOOR, NEW YORK, NY 10022

 

CAPITAL FINANCIAL SERVICES, INC.

#1 NORTH MAIN STREET, MINOT, ND 58703

 

CAPITAL GROWTH SECURITIES LLC

1212 AVENUE OF THE AMERICAS, SUITE 1601, NEW YORK, NY 10036

Mailing Address: PO BOX 5117, NEW YORK, NY 10185

 

CAPITAL GUARDIAN, LLC

1355 GREENWOOD CLIFF, SUITE 250, CHARLOTTE, NC 28204

 

CAPITAL HILL GROUP, INC.

5 TUDOR CITY PLACE, APT. 1315, NEW YORK, NY 10017

 

CAPITAL INSTITUTIONAL SERVICES, INC.

1601 ELM STREET, SUITE 3900, DALLAS, TX 75201

 

CAPITAL INVESTMENT BROKERAGE, INC.

17 GLENWOOD AVENUE, RALEIGH, NC 27603

Mailing Address: P.O. BOX 32249, RALEIGH, NC 27622

 

CAPITAL INVESTMENT GROUP, INC.

17 GLENWOOD AVE, RALEIGH, NC 27603

Mailing Address: P.O. BOX 32249, RALEIGH, NC 27622

 

CAPITAL MANAGEMENT OF THE CAROLINAS, LLC

1520 SOUTH BOULEVARD, SUITE 230, CHARLOTTE, NC 28203

 

CAPITAL MANAGEMENT PARTNERS, INC.

1100 NORTH FOURTH STREET, SUITE 141, FAIRFIELD, IA 52556

 

CAPITAL MANAGEMENT SECURITIES, INC.

7900 XERXES AVE S. #500, MINNEAPOLIS, MN 55431-1120

Mailing Address: 7900 XERXES AVENUE S #500, MINNEAPOLIS, MN 55431-1120

 

CAPITAL ONE INVESTMENT SERVICES LLC

265 BROAD HOLLOW ROAD, MELVILLE, NY 11747

 

CAPITAL ONE SECURITIES, INC.

201 ST. CHARLES AVENUE, SUITE 1830, NEW ORLEANS, LA 70170

 

CAPITAL ONE SHAREBUILDER, INC.

83 SOUTH KING STREET, SUITE 700, SEATTLE, WA 98104

 

CAPITAL PATH SECURITIES, LLC

1533 ROCKY POINT ROAD, MIDDLE ISLAND, NY 11953

 

CAPITAL PORTFOLIO MANAGEMENT, INC.

2205 YORK ROAD, SUITE 203, TIMONIUM, MD 21093

 

CAPITAL RESEARCH BROKERAGE SERVICES, LLC

15 S. RAYMOND AVENUE, SUITE 200, PASADENA, CA 91105

 

CAPITAL SECURITIES INVESTMENT CORPORATION

2021 MIDWEST ROAD-STE. 104, OAK BROOK, IL 60523-1336

 

CAPITAL SYNERGY PARTNERS

4400 MACARTHUR BLVD., SUITE 230, NEWPORT BEACH, CA 92660

 

CAPITAL TECHNOLOGY, INC.

46 TORY HILL LANE, ROWAYTON, CT 06853

 

CAPITALVALUE ADVISORS, LLC

188 INVERNESS DRIVE WEST, SUITE 100, ENGLEWOOD, CO 80111

 

CAPITOL SECURITIES MANAGEMENT, INC.

100 CONCOURSE BLVD, SUITE 101, GLEN ALLEN, VA 23059

 

CAPNET SECURITIES CORPORATION

15721 PARK ROW, SUITE 100, HOUSTON, TX 77084

 

CAPROCK SECURITIES, INC.

4601 50TH STREET, SUITE 202, LUBBOCK, TX 79414-3518

 

CAPSTONE ASSET PLANNING COMPANY

3700 WEST SAM HOUSTON PARKWAY SOUTH, SUITE 250, HOUSTON, TX 77042

 

CAPSTONE CAPITAL MARKETS LLC

176 FEDERAL STREET, 3RD FLOOR, BOSTON, MA 02110

 

CAPTRUST

4208 SIX FORKS ROAD, SUITE 1700, RALEIGH, NC 27609

 

CAPWEALTH INVESTMENT SERVICES, LLC

3000 MERIDIAN BLVD, SUITE 250, FRANKLIN, TN 37067

 

CARDINAL INVESTMENTS, INC.

1600 NORTH BELT WEST, BELLEVILLE, IL 62226-5923

 

CAREY FINANCIAL, LLC

50 ROCKEFELLER PLAZA, 2ND FLOOR, NEW YORK, NY 10020

 

CAREY, THOMAS, HOOVER, & BREAULT, INC.

8080 E. CENTRAL, SUITE 200, WICHITA, KS 67206

 

CARL M. HENNIG, INC.

206 NORTH MAIN STREET, OSHKOSH, WI 54901

Mailing Address: P O BOX 1069, OSHKOSH, WI 54903-1069

 

CARL MARKS SECURITIES LLC

900 THIRD AVENUE, 33RD FLOOR, NEW YORK, NY 10022

Mailing Address: 900 THIRD AVENUE, 33RD FLOOR, NEW YORK, NY 10022

 

CARL P. SHERR & CO., LLC

446 MAIN STREET, WORCESTER, MA 01608-2393

Mailing Address: 446 MAIN ST, WORCESTER, MA 01608-2393

 

CARNEGIE, INC.

20 WEST 55TH STREET, NEW YORK, NY 10019-5373

 

CARNES CAPITAL CORPORATION

8889 PELICAN BAY BOULEVARD, SUITE 500, NAPLES, FL 34108-7512

 

CAROLINA CAPITAL MARKETS, INC.

400 MEADOWMONT VILLAGE CIR., SUITE 429, CHAPEL HILL, NC 27517

 

CAROLINA FINANCIAL SECURITIES, LLC

185 WEST MAIN STREET, BREVARD, NC 28712

Mailing Address: PO BOX 1076, BREVARD, NC 28712

 

CAROLINA SECURITIES, INC.

9121 ANSON WAY, SUITE 200, RALEIGH, NC 27615

 

CAROLINAS INVESTMENT CONSULTING LLC

5605 CARNEGIE BOULEVARD - SUITE 400, CHARLOTTE, NC 28209

 

CARR, RIGGS & INGRAM TRANSACTION ADVISORS, LLC

1117 BOLL WEEVIL CIRCLE, ENTERPRISE, AL 36330-1371

 

CARREDEN GROUP, INC.

1100 MORAGA WAY, SUITE 209, MORAGA, CA 94556

 

CARRINGTON INVESTMENT SERVICES, LLC

1700 EAST PUTNAM AVENUE, 5TH FLOOR, OLD GREENWICH, CT 06870

 

CARROLLTON CAPITAL PARTNERS, LLC

12 FIVE MILE RIVER RD, DARIEN, CT 06820

Mailing Address: 6 LANDMARK SQ., STE. 400, STAMFORD, CT 06901

 

CARTER CAPITAL CORPORATION

167 OLD POST ROAD, SOUTHPORT, CT 06490

 

CARTER, TERRY & COMPANY, INC.

3060 PEACHTREE ROAD SUITE 1200, ATLANTA, GA 30305

 

CARTHAGE GROUP INC.

196 EAST MAIN STREET, HUNTINGTON, NY 11743

Mailing Address: P.O. BOX 523, HUNTINGTON, NY 11743

 

CARTY & COMPANY, INC.

6263 POPLAR AVENUE, SUITE 800, MEMPHIS, TN 38119

Mailing Address: P.O. BOX 17527, MEMPHIS, TN 38187-0527

 

CARVER CROSS SECURITIES CORP.

152 PONDFIELD ROAD, BRONXVILLE, NY 10708

Mailing Address: P.O. BOX 223, BRONXVILLE, NY 10708

 

CARY STREET PARTNERS

1210 EAST CARY STREET, SUITE 300, RICHMOND, VA 23219

 

CASCADE FINANCIAL MANAGEMENT, INC.

950 17TH STREET, SUITE 950, DENVER, CO 80202

 

CASCADE INVESTMENT GROUP, INC.

90 S. CASCADE AVENUE, SUITE 1250, COLORADO SPRINGS, CO 80903

 

CASCADE PARTNERS BD, LLC

29100 NORTHWESTERN HWY., SUITE 405, SOUTHFIELD, MI 48034-1081

 

CASCADIA CAPITAL, LLC

1000 2ND AVENUE, SUITE 1200, SEATTLE, WA 98104

 

CASGRAIN & COMPANY (USA) LIMITED

1200 MCGILL COLLEGE AVENUE, 21ST FLOOR, MONTREAL QUEBEC, H3B 4G7 CANADA

Mailing Address: 1200 MCGILL COLLEGE AVENUE, 21ST FLOOR, MONTREAL, QUEBEC, H3B 4G7 CANADA

 

CASIMIR CAPITAL L.P.

888 SEVENTH AVENUE, 27TH FLOOR, NEW YORK, NY 10019

 

CASSEL SALPETER & CO., LLC

801 BRICKELL AVENUE, SUITE 1900, MIAMI, FL 33131

 

CASTLE CREEK FINANCIAL LLC

6051 EL TORDO, RANCHO SANTA FE, CA 92067

Mailing Address: P.O. BOX 1329, RANCHO SANTA FE, CA 92067

 

CASTLEOAK SECURITIES, LP

110 EAST 59TH STREET, 2ND FLOOR, NEW YORK, NY 10022

 

CATALYTIC CAPITAL, LLC

25 BEVERLY ROAD, PURCHASE, NY 10577

 

CATAPULT ADVISORS LLC

135 MAIN STREET, SUITE 1300, SAN FRANCISCO, CA 94105

 

CATE STREET SECURITIES, LLC

27 PEARL STREET, 4TH FLOOR, PORTLAND, ME 04101

 

CATHAY SECURITIES, INC.

202 CANAL ST, SUITE 403, NEW YORK, NY 10013

 

CATO CAPITAL, LLC

526 7TH AVENUE, 6TH FLOOR, NEW YORK, NY 10018

Mailing Address: 526 7TH AVENUE, NEW YORK, NY 10018

 

CAVU SECURITIES LLC

420 LEXINGTON AVE, SUITE 3030, NEW YORK, NY 10170

 

CAYMUS SECURITIES LLC

3490 PIEDMONT ROAD, SUITE 1040, ATLANTA, GA 30305

 

CB REALTY SALES, INC.

5402 EAST LINCOLN DRIVE, SCOTTSDALE, AZ 85253

Mailing Address: 5402 EAST LINCOLN DRIVE ATTN: JUNE MAZZA, SCOTTSDALE, AZ 85253

 

CBIS FINANCIAL SERVICES, INC.

20 NORTH WACKER DRIVE, SUITE 2000, CHICAGO, IL 60606-3002

 

CBIZ FINANCIAL SOLUTIONS, INC.

6050 OAK TREE BLVD, SUITE 500, CLEVELAND, OH 44131

 

CBRE CAPITAL ADVISORS, INC.

2100 MCKINNEY AVENUE, SUITE 900, DALLAS, TX 75201

 

CC SECURITIES, LLC

130 WEST 42ND STREET, SUITE 1050, NEW YORK, NY 10036

 

CCA CAPITAL LLC

ONE BOSTON PLACE, 201 WASHINGTON ST., SUITE 3825, BOSTON, MA 02108

 

CCB INTERNATIONAL OVERSEAS (USA) INC.

1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

 

CCG SECURITIES, LLC

120 EAST DE LA GUERRA STREET, SANTA BARBARA, CA 93101

 

CCM SECURITIES, LLC

440 S. LASALLE STREET, SUITE 900, CHICAGO, IL 60605

 

CCO INVESTMENT SERVICES CORP.

770 LEGACY PLACE, MLP240, DEDHAM, MA 02026

Mailing Address: 725 CANTON STREET, DIANE P. NOVAK - MCN220, NORWOOD, MA 02062

 

CCS TRANSACTIONS, LLC

33 SOUTH SIXTH STREET, SUITE 4750, MINNEAPOLIS, MN 55402

 

CD FUNDING SECURITIES, LLC

425 WALNUT STREET, SUITE 1100, CINCINNATI, OH 45202

 

CDH SECURITIES, LLC

2343 UNIVERSTY BLVD, SUITE C, HOUSTON, TX 77005

 

CDK FINANCIAL SERVICES, LLC

900 THIRD AVENUE, 12TH FLOOR, NEW YORK, NY 10022

 

CE CAPITAL ADVISORS, INC.

293 BOSTON POST RD., WEST, SUITE 500, MARLBOROUGH, MA 01752

 

CEA ATLANTIC ADVISORS, LLC

101 EAST KENNEDY BOULEVARD; SUITE 3300, TAMPA, FL 33602

 

CEDAR CREEK SECURITIES, INC.

309 N WATER STREET, SUITE 400, MILWAUKEE, WI 53202

 

CEDAR POINT CAPITAL, LLC

4600 WEST 77TH STREET, SUITE 375, EDINA, MN 55435

 

CEDARBRIDGE SECURITIES, LLC

460 PARK AVENUE, NEW YORK, NY 10022

 

CEDI CAPITAL MARKETS, LLC

420 LEXINGTON AVE., SUITE 300, NEW YORK, NY 10170

 

CELADON FINANCIAL GROUP LLC

19 CENTER STREET, CHATHAM, NJ 07928-2599

 

CENTARA CAPITAL SECURITIES, INC.

30 MALAGA COVE PLAZA, 30 MALAGA COVE PLAZA, PALOS VERDES ESTATES, CA 90274

 

CENTAURUS FINANCIAL, INC.

2300 E. KATELLA AVENUE, SUITE #200, ANAHEIM, CA 92806

 

CENTENIUM ADVISORS, LLC

420 LEXINGTON AVENUE, SUITE 2216, NEW YORK, NY 10170

 

CENTENNIAL SECURITIES COMPANY, INC.

3075 CHARLEVOIX DRIVE SE, GRAND RAPIDS, MI 49546

 

CENTER STREET SECURITIES, INC.

2740 OLD ELM HILL PIKE, SUITE 201, NASHVILLE, TN 37214

 

CENTERBOARD SECURITIES, LLC

410 PARK AVENUE, SUITE 810, NEW YORK, NY 10022

 

CENTERPOINT M&A ADVISORS, INC.

21550 OXNARD STREET, SUITE 960, WOODLAND HILLS, CA 91367

 

CENTERPRISE CAPITAL, LLC

30 SOUTH WACKER DRIVE, SUITE 1330, CHICAGO, IL 60606

Mailing Address: C/O UHY ADVISORS, INC, 30 S. WACKER, SUITE 1330, CHICAGO, IL 60606

 

CENTERRE CAPITAL LLC

1839 LAKE ST. LOUIS BOULEVARD, LAKE ST. LOUIS, MO 63367

 

CENTERVIEW PARTNERS LLC

31 WEST 52ND STREET, 22ND FLOOR, NEW YORK, NY 10019

 

CENTRAL SECURITIES, LLC

9090 DEADMAN HILL ROAD, CASHMERE, WA 98815

 

CENTRAL STATES CAPITAL MARKETS, LLC

4200 W 83RD STREET, SUITE 101, PRAIRIE VILLAGE, KS 66208

 

CENTURY SECURITIES ASSOCIATES, INC.

ONE FINANCIAL PLAZA 501 NORTH BROADWAY, ST. LOUIS, MO 63102

 

CERES CAPITAL ADVISORS

3010 E. CAMELBACK ROAD, SUITE 100, PHOENIX, AZ 85016-4415

 

CEROS FINANCIAL SERVICES, INC.

1445 RESEARCH BOULEVARD, SUITE 530, ROCKVILLE, MD 20850

 

CERTIGROUP, INC

8302 GULF OF MEXICO BLVD, MARATHON, FL 33050

Mailing Address: 8302 GULF OF MEXICO BLVD., MARATHON, FL 33050

 

CERTUSSECURITIES, INC.

1170 PEACHTREE STREET NE, SUITE 2400, ATLANTA, GA 30309

 

CETERA ADVISOR NETWORKS LLC

200 N. SEPULVEDA BLVD., SUITE 1300, EL SEGUNDO, CA 90245-5672

 

CETERA ADVISORS LLC

4600 SOUTH SYRACUSE, SUITE 600, DENVER, CO 80237

 

CETERA FINANCIAL SPECIALISTS LLC

200 NORTH MARTINGALE ROAD, SEVENTH FLOOR, SCHAUMBURG, IL 60173

 

CETERA INVESTMENT SERVICES LLC

400 FIRST ST. S. SUITE 300, ST. CLOUD, MN 56302

Mailing Address: P.O. BOX 283, ST. CLOUD, MN 56302-0283

 

CF GLOBAL TRADING, LLC

99 PARK AVENUE, SUITE 1710, NEW YORK, NY 10016

 

CFD INVESTMENTS, INC.

2704 S GOYER RD, KOKOMO, IN 46902

Mailing Address: P.O. BOX 2244, KOKOMO, IN 46904-2244

 

CFG CAPITAL MARKETS, LLC

1422 CLARKVIEW ROAD, 5TH FLOOR, BALTIMORE, MD 21209

 

CFR-INC.

18804 NE 106TH STREET, REDMOND, WA 98052

 

CFS SECURITIES, INC.

3190 WHITNEY AVENUE BUILDING 6, HAMDEN, CT 06518

 

CFT SECURITIES, LLC

5 VAUGHN DRIVE, SUITE 302, PRINCETON, NJ 08540

 

CG COMPASS (USA) LLC

135 EAST 57TH STREET, 30TH FLOOR, NEW YORK, NY 10022

 

CGA SECURITIES, LLC

9690 DEERECO ROAD, SUITE 250, TIMONIUM, MD 21093

 

CGI MERCHANT CAPITAL, LLC

801 BRICKELL AVE, SUITE 700, MIAMI, FL 33131

 

CGIS SECURITIES LLC

990 BISCAYNE BLVD, SUITE 0-901, MIAMI, FL 33132

 

CHAFFE SECURITIES, INC.

201 ST. CHARLES AVENUE, SUITE 1410, NEW ORLEANS, LA 70170-1410

 

CHALLENGER CAPITAL GROUP, LTD.

2525 MCKINNON ST., SUITE 300, DALLAS, TX 75201

 

CHAMPION CAPITAL CORPORATION

1502 N DONNELLY STREET, SUITE 105, MOUNT DORA, FL 32757

 

CHAMPLAIN ADVISORS, LLC

THE ATRIUM OFFICE CENTER, 530 AVE DE LA CONSTITUCION, SAN JUAN, PR 00901-2304

Mailing Address: P.O. BOX 542, DORADO, PR 00646-0542

 

CHAPIN, DAVIS

2 VILLAGE SQUARE, SUITE 200, BALTIMORE, MD 21210

 

CHARDAN CAPITAL MARKETS LLC

17 STATE STREET, SUITE 1600, NEW YORK, NY 10004

 

CHARLES JORDAN & CO., LLC

805 3RD AVENUE, 18TH FLOOR, NEW YORK, NY 10022

 

CHARLES RIVER BROKERAGE, LLC

7 NEW ENGLAND EXECUTIVE PARK, 3RD FLOOR, BURLINGTON, MA 01803

 

CHARLES SCHWAB & CO., INC.

211 MAIN STREET, SAN FRANCISCO, CA 94105

Mailing Address: 211 MAIN STREET, SF211MN-05-305, SAN FRANCISCO, CA 94105

 

CHARLES W. PACE SECURITIES GROUP, INC.

4650 COLE AVENUE, #313, DALLAS, TX 75205

Mailing Address: 4650 COLE AVENUE, #115, DALLAS, TX 75205

 

CHART GROUP ADVISORS, LLC

75 ROCKEFELLER PLAZA, 14TH FLOOR, NEW YORK, NY 10019

 

CHARTER CAPITAL MANAGEMENT, INC.

2525 N. MAYFAIR ROAD, SUITE 210, WAUWATOSA, WI 53226

 

CHARTER OAK ASSET MANAGEMENT, INC.

1520 HIGHLAND AVENUE, CHESHIRE, CT 06410-1276

 

CHARTWELL ADVISORS, LLC

546 FIFTH AVENUE, FL 6, NEW YORK, NY 10036

 

CHATSWORTH SECURITIES LLC

95 EAST PUTNAM AVENUE, GREENWICH, CT 06830

 

CHAUNER SECURITIES, INC.

666 DUNDEE ROAD, SUITE 903, NORTHBROOK, IL 60062-2735

Mailing Address: 666 DUNDEE ROAD, SUITE 903, NORTHBROOK, IL 60062-2735

 

CHEEVERS & COMPANY INC.

440 SOUTH LASALLE STREET, SUITE #710, CHICAGO, IL 60605

 

CHELSEA FINANCIAL SERVICES

242 MAIN STREET, STATEN ISLAND, NY 10307

 

CHERRY TREE & ASSOCIATES, LLC

301 CARLSON PARKWAY, SUITE103, MINNETONKA, MN 55305

Mailing Address: 301 CARLSON PARKWAY, SUITE 103, MINNETONKA, MN 55305

 

CHERTOFF CAPITAL, LLC

1399 NEW YORK AVENUE, N.W., SUITE 900, WASHINGTON, DC 20005

 

CHESSIECAP SECURITIES, INC.

7911 SHERWOOD AVENUE, TOWSON, MD 21204

Mailing Address: 3 BETHESDA METRO CENTER, SUITE 700, BETHESDA, MD 20814

 

CHESTER HARRIS & COMPANY, INCORPORATED

222 MAMARONECK AVENUE, WHITE PLAINS, NY 10605-1316

Mailing Address: P.O. BOX 668, WHITE PLAINS, NY 10602

 

CHESTNUT EXPLORATION PARTNERS, INC.

2201 N. CENTRAL EXPRESSWAY, SUITE 240, RICHARDSON, TX 75080

 

CHESTNUT SECURITIES, INC.

ONE FINANCIAL CENTER, 24TH FLOOR, BOSTON, MA 02111

 

CHEVAL CAPITAL, INC.

901 N. PITT STREET-110, ALEXANDRIA, VA 22314

 

CHICAGO ANALYTIC TRADING COMPANY, LLC

4415 WEST HARRISON STREET, SUITE 237, HILLSIDE, IL 60162

 

CHICKASAW SECURITIES, LLC

6075 POPLAR AVENUE, SUITE 720, MEMPHIS, TN 38119

 

CHILDS ADVISORY PARTNERS LLC

3438 PEACHTREE ROAD, PHIPPS TOWER, SUITE 1400, ATLANTA, GA 30326

 

CHILIAN PARTNERS, L.P.

1701 S. FLAGLER DRIVE, SUITE 1001, WEST PALM BEACH, FL 33401

Mailing Address: P.O. BOX 2685, PALM BEACH, FL 33480

 

CHINA RENAISSANCE SECURITIES (US) INC.

45 ROCKEFELLER PLAZA, SUITE 1910, NEW YORK, NY 10111

Mailing Address: 45 ROCKEFELLER, SUITE 1910, NEW YORK, NY 10111

 

CHOICETRADE

197 STATE ROUTE 18, SUITE 3000, EAST BRUNSWICK, NJ 08816

 

CHRISTIAN FINANCIAL SERVICES LLC

10916 WEST HALF MOON PASS, LITTLETON, CO 80127

Mailing Address: P.O. BOX 270164, LITTLETON, CO 80127

 

CHRISTOPHER WEIL & COMPANY, INC.

12555 HIGH BLUFF DRIVE, SUITE 180, SAN DIEGO, CA 92130

 

CHRYSALIS CAPITAL GROUP, LLC

131 FRANKLIN STREET, SAN FRANCISCO, CA 94102

 

CHURCH, GREGORY, ADAMS SECURITIES CORPORATION

658 CLAIREMONT AVENUE, DECATUR, GA 30030

 

CHURCHILL CAPITAL USA, INC.

1270 AVENUE OF THE AMERICAS, SUITE 1910, NEW YORK, NY 10020-1700

 

CHURCHILL FINANCIAL, LLC

295 N. HUBBARDS LANE, SUITE 203, LOUISVILLE, KY 40207

 

CHURCHILL STATESIDE SECURITIES, LLC

3333 PIEDMONT ROAD; SUITE 1410, ATLANTA, GA 30305

 

CIBC WORLD MARKETS CORP.

425 LEXINGTON AVENUE, NEW YORK, NY 10017

 

CICC US SECURITIES, INC.

350 PARK AVENUE, 28TH FLOOR, NEW YORK, NY 10022

 

CICERONE SECURITIES, LLC

150 EAST 52ND STREET,, 11TH FLOOR, NEW YORK, NY 10022

 

CIG SECURITIES

1000 TOWN CENTER, SUITE 2500, SOUTHFIELD, MI 48075

 

CIGNA BENEFITS FINANCING, INC.

900 COTTAGE GROVE RD., WILDE BUILDING-A4COL, BLOOMFIELD, CT 06002

Mailing Address: 900 COTTAGE GROVE RD, WILDE BUILDING-A4COL, BLOOMFIELD, CT 06002

 

CIM SECURITIES, LLC

5975 S. QUEBEC ST., SUITE 270, CENTENNIAL, CO 80111

 

CIMB SECURITIES (USA), INC.

540 MADISON AVENUE, 11TH FLOOR, NEW YORK, NY 10022

 

CINS, LLC

400 LINDEN AVENUE, SUITE 1, WILMETTE, IL 60091

 

CIRCLEUP

818 MISSION STREET, SUITE 300, SAN FRANCISCO, CA 94103

 

CIRRUS RESEARCH, LLC

303 SOUTH BROADWAY, SUITE 212, TARRYTOWN, NY 10591

 

CIT CAPITAL SECURITIES LLC

11 WEST 42ND STREET, 7TH FLOOR, NEW YORK, NY 10036

 

CITADEL SECURITIES LLC

131 SOUTH DEARBORN STREET, 32ND FLOOR, CHICAGO, IL 60603

 

CITATION FINANCIAL GROUP, L.P.

120 BROADWAY, 17TH FLOOR, NEW YORK, NY 10271

Mailing Address: 120 BROADWAY, NEW YORK, NY 10271

 

CITCO SECURITIES INC.

2 BLOOR ST. E, SUITE 2700, TORONTO, ON, M4W 1A8 CANADA

 

CITI INTERNATIONAL FINANCIAL SERVICES LLC

PARQUE LAS AMERICAS 1, 235 FEDERICO COSTA STREET-SUITE 101, SAN JUAN, PR 00918

Mailing Address: P.O. BOX 70263, SAN JUAN, PR 00936-8263

 

CITIC SECURITIES INTERNATIONAL USA, LLC

12/F, 510 MADISON AVENUE, NEW YORK, NY 10022

 

CITICORP SECURITIES SERVICES, INC.

390 - 388 GREENWICH STREET, 388 GREENWICH STREET, NEW YORK, NY 10013

Mailing Address: REGISTRATION DEPARTMENT, ONE COURT SQUARE - 19TH FLOOR, LONG ISLAND CITY, NY 11120

 

CITIGROUP GLOBAL MARKETS INC.

390 - 388 GREENWICH STREET, NEW YORK, NY 10013-2396

Mailing Address: REGISTRATION DEPARTMENT, ONE COURT SQUARE 19TH FLOOR, LONG ISLAND CITY, NY 11120

 

CITY CAPITAL ADVISORS, LLC

444 NORTH MICHIGAN AVENUE, SUITE 3200, CHICAGO, IL 60611

 

CITY NATIONAL SECURITIES, INC.

400 NORTH ROXBURY DRIVE, SUITE 700, BEVERLY HILLS, CA 90210

 

CITY SECURITIES CORPORATION

30 SOUTH MERIDIAN STREET, SUITE 600, INDIANAPOLIS, IN 46204

 

CJK SECURITIES, INC.

2780 S. JONES BLVD, SUITE 130, LAS VEGAS, NV 89146

 

CJS SECURITIES, INC.

50 MAIN STREET, SUITE 325, WHITE PLAINS, NY 10606

 

CKS SECURITIES LLC

6263 SCOTTSDALE ROAD, SUITE 390, SCOTTSDALE, AZ 85250

Mailing Address: 6263 SCOTTSDALE ROAD, SUITE 390, SCOTTSDALE, AZ 85250

 

CLANCY FINANCIAL SERVICES, INC.

40 WALL STREET, 29TH FLOR, SUITE 2866, NEW YORK, NY 10005

Mailing Address: 40 WALL STREET, 29TH FLOOR, SUITE2866, NEW YORK, NY 10005

 

CLARENDON INSURANCE AGENCY, INC.

ONE SUN LIFE EXECUTIVE PARK, WELLESLEY HILLS, MA 02481

 

CLARION PARTNERS SECURITIES, LLC

230 PARK AVENUE, 12TH FLOOR, NEW YORK, NY 10169-0005

 

CLARK DODGE & CO., INC.

2 WESTCHESTER PARK DRIVE, SUITE 200, WHITE PLAINS, NY 10604

Mailing Address: 2 WESTCHESTER PARK DRIVE, SUITE 200, WHITE PLAINS, NY 10604

 

CLARK NOBIL & CO.

2500 E. HALLANDALE BEACH BLVD. #701, HALLANDALE, FL 33009

Mailing Address: P.O. BOX 1797, HALLANDALE, FL 33008-1797

 

CLARK SECURITIES, INC.

706 GREEN VALLEY RD, SUITE 500, GREENSBORO, NC 27408

 

CLARKESON RESEARCH INC.

19 TOWNSEND SQUARE, OYSTER BAY, NY 11771

 

CLARKSON CAPITAL MARKETS LLC

597 FIFTH AVENUE, 8TH FLOOR, NEW YORK, NY 10017

 

CLARY INVESTMENT AND INSURANCE PLANNING CORP.

43 BELMONT STREET, SO. EASTON, MA 02375

Mailing Address: P.O. BOX 275, NO. EASTON, MA 02356

 

CLASSIC, LLC

1220 28TH AVE N, FARGO, ND 58102

 

CLAYTON LOWELL, & CONGER INC

2123 MAIN STREET, PO BOX 459, NEW WOODSTOCK, NY 13122

Mailing Address: 2123 MAIN STREET, PO BOX 459, NEW WOODSTOCK, NY 13122

 

CLEAN ENERGY CAPITAL SECURITIES LLC

711 LOUISIANA STREET, SUITE 2160, HOUSTON, TX 77002

 

CLEARPOOL EXECUTION SERVICES, LLC

17 STATE STREET, 38TH FLOOR, NEW YORK, NY 10004

 

CLEARSIGHT CAPITAL ADVISORS, INC

1650 TYSONS BLVD., SUITE 220, MCLEAN, VA 22102

 

CLEARVIEW TRADING ADVISORS, INC.

114 WEST 47TH ST,, SUITE 1712, NEW YORK, NY 10036

 

CLEARY GULL INC.

100 EAST WISCONSIN AVE., MILWAUKEE, WI 53202-3590

 

CLEVELAND HAUSWIRTH INVESTMENT MANAGEMENT, INC.

243 E. BUFFALO STREET, MILWAUKEE, WI 53202

 

CLEVELAND RESEARCH COMPANY LLC

1375 E 9TH STREET, SUITE 2700, CLEVELAND, OH 44114

Mailing Address: 1375 E 9TH STREET, SUITE 2700, CLEVELAND, OH 44144

 

CLFS SECURITIES, INC.

1801 EAST 9TH STREET, SUITE 905, CLEVELAND, OH 44114

 

CLG INVESTMENT COMPANY, INC.

35 MASON STREET- 3RD FLOOR, GREENWICH, CT 06830

Mailing Address: 35 MASON STREET - 3RD FLOOR, GREENWICH, CT 06830

 

CLIENT ONE SECURITIES LLC

11460 TOMAHAWK CREEK PARKWAY, LEAWOOD, KS 66211

 

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

220 S. SIXTH STREET, SUITE 300, MINNEAPOLIS, MN 55402-4505

 

CLINGER & CO., INC.

6505 CLAWSON ST., HOUSTON, TX 77055-7103

 

CLSA AMERICAS, LLC

1301 AVENUE OF THE AMERICAS, 15TH FLOOR, NEW YORK, NY 10019

 

CMP EQUITIES, INC.

6400 FLYING CLOUD DRIVE, SUITE 270, EDEN PRAIRIE, MN 55344

 

CMS INVESTMENT RESOURCES, LLC

308 E. LANCASTER AVENUE, SUITE 300, WYNNEWOOD, PA 19096-2145

 

CNA INVESTOR SERVICES, INC.

333 S. WABASH, FLOOR 42S, CHICAGO, IL 60604

 

CNBS

7200 WEST 132ND STREET, SUITE 240, OVERLAND PARK, KS 66213

 

CND FINANCIAL LTD.

7350 CIRCLE OAK DR., BULVERDE, TX 78163

 

CNL SECURITIES CORP.

450 SOUTH ORANGE AVENUE, ORLANDO, FL 32801

Mailing Address: P.O BOX 4920, ORLANDO, FL 32802-4920

 

CNS SECURITIES, LLC

191 OLD PERRIN RD. STE. 101, SHERMAN, TX 75092

Mailing Address: 191 OLD PERRIN RD. STE. 101, SHERMAN, TX 75092

 

COADY DIEMAR PARTNERS, LLC

87 MAIN STREET, PEAPACK, NJ 07977

Mailing Address: PO BOX 305, PEAPACK, NJ 07977

 

COASTAL EQUITIES, INC.

1201 N. ORANGE STREET, SUITE 729, WILMINGTON, DE 19801

Mailing Address: 1201 N ORANGE STREET, SUITE 729, WILMINGTON, DE 19801

 

COASTAL SECURITIES, INC.

920 MEMORIAL CITY WAY, 11TH FLOOR, HOUSTON, TX 77024

 

COBALT CAPITAL, INC.

120 EAST MARKS STREET, SUITE 225, ORLANDO, FL 32803

 

COBRA TRADING, INC.

825 MARKET STREET, SUITE 240, ALLEN, TX 75013

 

COBURN & MEREDITH, INC.

1 OLD MILL LANE, SIMSBURY, CT 06070

Mailing Address: 1 OLD MILL LANE, SIMSBURY, CT 06070

 

COBURN GROUP, LLC

1826 W. NEWPORT AVE., CHICAGO, IL 60657

 

CODE ADVISORS LLC

101 SECOND STREET, SUITE 2225, SAN FRANCISCO, CA 94105

 

COGENT ALTERNATIVE STRATEGIES, INC.

3801 PGA BOULEVARD, SUITE 600, PALM BEACH GARDENS, FL 33410

 

COGNIENT SECURITIES, LLC

205 N. MICHIGAN AVE., SUITE 2000, CHICAGO, IL 60601

 

COHEN & STEERS SECURITIES, LLC

280 PARK AVENUE, 10TH FLOOR, NEW YORK, NY 10017

 

COHEN FINANCIAL EQUITIES LLC

227 WEST MONROE STREET, SUITE 1000, CHICAGO, IL 60606

 

COIT CAPITAL SECURITIES LLC

388 MARKET STREET, SUITE 1300, SAN FRANCISCO, CA 94104

 

COKER & PALMER

1667 LELIA DRIVE, JACKSON, MS 39216

 

COLCHESTER PARTNERS LLC

175 FEDERAL STREET, BOSTON, MA 02110

 

COLDSTREAM SECURITIES, INC.

ONE 100TH AVENUE NE SUITE 102, BELLEVUE, WA 98004

 

COLE CAPITAL CORPORATION

2325 E. CAMELBACK RD., SUITE 1100, PHOENIX, AZ 85016

 

COLLINS/BAY ISLAND SECURITIES, LLC

300 S SPRING ST, SUITE 300, ASPEN, CO 81611

 

COLONIAL SECURITIES, INC.

41 ELIZABETH STREET, SUITE 403, NEW YORK, NY 10013

 

COLONNADE SECURITIES LLC

125 S. WACKER DRIVE, SUITE 3020, CHICAGO, IL 60606-4422

Mailing Address: 125 S. WACKER DR, SUITE 3020, CHICAGO, IL 60606-4422

 

COLONY PARK FINANCIAL SERVICES LLC.

4350 GEORGETOWN SQUARE, SUITE 757, DUNWOODY, GA 30338

 

COLORADO FINANCIAL SERVICE CORPORATION

304 INVERNESS WAY SOUTH, SUITE 355, CENTENNIAL, CO 80112

 

COLTIN SECURITIES, LLC

415 MADISON AVENUE 14TH FLOOR, SUITE 1413, NEW YORK, NY 10017

 

COLUMBIA CAPITAL SECURITIES, INC.

1100 GLENDON AVENUE, SUITE 850, LOS ANGELES, CA 90024

 

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

225 FRANKLIN STREET, BOSTON, MA 02110

Mailing Address: 225 FRANKLIN STREET, BX 29 20661, BOSTON, MA 02110

 

COLUMBIA WEST CAPITAL, LLC ("CWC")

14624 N. SCOTTSDALE ROAD, SUITE 124, SCOTTSDALE, AZ 85254

 

COLUMBUS ADVISORY GROUP, LTD.

150 EAST 58TH STREET, 14TH FLOOR, NEW YORK, NY 10155

 

COMERICA SECURITIES

201 W. FORT STREET, DETROIT, MI 48226

 

COMMENDA SECURITIES, LLC

1050 CROWN POINTE PARKWAY, SUITE 950, ATLANTA, GA 30338

 

COMMERCE BROKERAGE SERVICES, INC.

8000 FORSYTH BLVD, SUITE 1200, CLAYTON, MO 63105-1707

 

COMMERCE ONE FINANCIAL INC.

515 RXR PLAZA, UNIONDALE, NY 11556

 

COMMERCE SECURITIES CORPORATION

710 NO. POST OAK RD., SUITE 400, HOUSTON, TX 77024

 

COMMERCE STREET CAPITAL, LLC

1445 ROSS AVE. SUITE 2700, DALLAS, TX 75202

Mailing Address: 1445 ROSS AVE. SUITE 2700, DALLAS, TX 75202

 

COMMERZ MARKETS LLC

225 LIBERTY STREET, NEW YORK, NY 10281

 

COMMONFUND SECURITIES, INC.

15 OLD DANBURY ROAD, WILTON, CT 06897

Mailing Address: P.O. BOX 812, WILTON, CT 06897-0812

 

COMMONWEALTH ADVISORS, INC.

1017 MUMMA ROAD, SUITE 302, LEMOYNE, PA 17043

 

COMMONWEALTH AUSTRALIA SECURITIES LLC

599 LEXINGTON AVENUE, 17TH FL, NEW YORK, NY 10022

 

COMMONWEALTH CAPITAL SECURITIES CORP.

17755 US HIGHWAY 19 N, SUITE 400, CLEARWATER, FL 33764

 

COMMONWEALTH FINANCIAL GROUP, INC.

38 COHASSET LANE, CHERRY HILL, NJ 08003

 

COMMONWEALTH FINANCIAL NETWORK

29 SAWYER ROAD, WALTHAM, MA 02453-3483

 

COMMONWEALTH PHARMA SECURITIES LLC

33 BROAD STREET, SUITE 1100, BOSTON, MA 02109-4230

Mailing Address: 33 BROAD STREET, SUITE 1100, BOSTON, MA 02109-4230

 

COMMUNITYAMERICA FINANCIAL SOLUTIONS, LLC

9777 RIDGE DR., SUITE 360, LENEXA, KS 66219

 

COMPAK SECURITIES, INC.

1801 DOVE STREET, NEWPORT BEACH, CA 92660

 

COMPASS POINT RESEARCH & TRADING, LLC

3000 K STREET, NW, SUITE 340, WASHINGTON, DC 20007

 

COMPASS PROFESSIONAL SERVICES, LLC

111 W. JACKSON BLVD., 20TH FLOOR, CHICAGO, IL 60604

 

COMPASS SECURITIES CORPORATION

50 BRAINTREE HILL PARK, SUITE 105, BRAINTREE, MA 02184-8734

 

COMPREHENSIVE ASSET MANAGEMENT AND SERVICING, INC.

2001 ROUTE 46, SUITE 506, PARSIPPANY, NJ 07054

 

COMSTOCK PARTNERS, L.L.C.

3193 BENEDICT CANYON DR., BEVERLY HILLS, CA 90210

 

CON AM SECURITIES, INC.

3990 RUFFIN ROAD, SUITE 100, SAN DIEGO, CA 92123-1826

 

CONCEPT CAPITAL MARKETS, LLC

1010 FRANKLIN AVENUE - SUITE 303, GARDEN CITY, NY 11530-5942

 

CONCORDE INVESTMENT SERVICES, LLC

1120 EAST LONG LAKE ROAD, SUITE 100, TROY, MI 48085

 

CONFIDENTIAL MANAGEMENT FINANCIAL SERVICES, INC.

1700 WEST BIG BEAVER, SUITE 320, TROY, MI 48084

 

CONIFER SECURITIES LLC

ONE FERRY BUILDING, SUITE 255, SAN FRANCISCO, CA 94111

Mailing Address: ONE FERRY BUILDING, SUITE 255, SAN FRANCISCO, CA 94111

 

CONNELL SECURITIES LLC

200 CONNELL DRIVE, BERKELEY HEIGHTS, NJ 07922

 

CONNERS & CO., INC.

1 WEST FOURTH STREET, SUITE 2800, CINCINNATI, OH 45202-3843

 

CONNING INVESTMENT PRODUCTS, INC.

ONE FINANCIAL PLAZA, 755 MAIN STREET, HARTFORD, CT 06103-2627

Mailing Address: ONE FINANCIAL PLAZA, HARTFORD, CT 06103-2627

 

CONOVER SECURITIES CORPORATION

155 108TH AVE NE, SUITE 725, BELLEVUE, WA 98004

Mailing Address: P.O BOX 90007, BELLEVUE, WA 98009

 

CONSENSUS SECURITIES LLC

73 NEWBURY STREET, BOSTON, MA 02116-2550

 

CONSILIUM PARTNERS LLC

20 WILLIAM ST., G50, WELLESLEY, MA 02481

 

CONSOLIDATED FINANCIAL INVESTMENTS, INC.

222 NORTH MERAMEC AVENUE, CLAYTON, MO 63105-3702

 

CONSOLIDATED SECURITIES

1901 ROXBOROUGH ROAD, SUITE 118, CHARLOTTE, NC 28211

 

CONSORTIUM FINANCE SECURITIES LLC

1 EMBARCADERO CENTER, SUITE 350, SAN FRANCISCO, CA 94111

 

CONSTANS CRESCENT GLOBAL LLC

40 RICHARDS AVENUE, 3RD FLOOR, NORWALK, CT 06854

 

CONSTELLATION WEALTH ADVISORS LLC

505 FIFTH AVE, 19TH FLOOR, NEW YORK, NY 10017

 

CONTINENTAL INVESTORS SERVICES, INC.

1330 BROADWAY STREET, LONGVIEW, WA 98632-7552

Mailing Address: P.O. BOX 888, LONGVIEW, WA 98632-7552

 

CONTINUITY PARTNERS GROUP, LLC

1776 PLEASANT PLAIN ROAD, FAIRFIELD, IA 52556

 

CONVERGEX EXECUTION SOLUTIONS LLC

1633 BROADWAY, 48TH FLOOR, NEW YORK, NY 10019

 

CONVERGEX PRIME SERVICES LLC

30000 MILL CREEK AVENUE, SUITE 200, ALPHARETTA, GA 30022

 

COOK PINE SECURITIES LLC

73 ARCH STREET, GREENWICH, CT 06830

 

COOMBE FINANCIAL SERVICES, INC.

6872 ROUTE 209, WAWARSING, NY 12489

 

COOPER MALONE MCCLAIN, INC.

7701 E. KELLOGG, SUITE 700, WICHITA, KS 67207-1706

Mailing Address: P.O. BOX 781684, WICHITA, KS 67278-1684

 

COOPERATIVE OF AMERICAN PHYSICIANS INSURANCE SERVICES, INC.

333 SOUTH HOPE STREET, 8TH FLOOR, LOS ANGELES, CA 90071

 

COORDINATED CAPITAL SECURITIES, INC.

704 RIVER PLACE COMMERCE CENTER III, MADISON, WI 53716

 

COR CLEARING LLC

1200 LANDMARK CENTER, 1299 FARNAM STREET SUITE 800, OMAHA, NE 68102-1916

 

CORE FINANCIAL, LLC

21 EAST STATE STREET - SUITE 1800, COLUMBUS, OH 43215

 

CORECAP INVESTMENTS, INC.

4000 TOWN CENTER, 11TH FLOOR, SOUTHFIELD, MI 48075

 

CORESTONE DISTRIBUTORS, LLC

555 EAST LANCASTER AVENUE SUITE 110, RADNOR, PA 19087

 

CORINTHIAN PARTNERS, L.L.C.

10 EAST 53RD STREET, 28TH FLOOR, NEW YORK, NY 10022

 

CORMARK SECURITIES (USA) LIMITED

SUITE 2800 ROYAL BANK PLAZA SOUTH TOWER, TORONTO, M5J 2J2 CANADA

 

CORNERSTONE CAPITAL CORPORATION

655 METRO PLACE, SUITE 720, DUBLIN, OH 43017

 

CORNERSTONE FINANCIAL SERVICES, INC.

325 EAST MAIN STREET, GREENFIELD, IN 46140

 

CORNERSTONE MACRO LLC

650 FIFTH AVENUE, 21ST FLOOR, NEW YORK, NY 10019

 

CORNWALL PARTNERS, LLC

12806 TOUCHSTONE PLACE, PALM BEACH GARDENS, FL 33418

Mailing Address: 525 EAST 89 STREET, APT 2K, NEW YORK, NY 06753

 

CORONADO INVESTMENTS, LLC

18029 CALLE AMBIENTE, SUITE 519, RANCHO SANTA FE, CA 92067

Mailing Address: PO BOX 5005, PMB 147, RANCHO SANTA FE, CA 92067

 

CORPBANCA SECURITIES INC.

885 THIRD AVENUE, 33RD FLOOR, NEW YORK, NY 10022

 

CORPORATE DEVELOPMENT CAPITAL, LLC

14680 STERLING ROAD, COLORADO SPRINGS, CO 80921-2617

 

CORPORATE FINANCE SECURITIES, INC.

24461 RIDGE ROUTE, SUITE A200, LAGUNA HILLS, CA 92653

 

CORPORATE FUEL SECURITIES LLC

119 FIFTH AVENUE, 7TH FLOOR, NEW YORK, NY 10003

 

CORPORATE INVESTMENTS GROUP, INC.

238 W CERMAK ROAD, SUITE 3A, CHICAGO, IL 60616

 

CORRELL CO. INVESTMENT SERVICES CORP.

9655 SOUTH 78TH AVENUE, HICKORY HILLS, IL 60457-2211

 

CORSAIR ADVISORS LLC

717 FIFTH AVENUE, 24TH FLOOR, NEW YORK, NY 10022

 

COSSE' INTERNATIONAL SECURITIES, INC.

1301 5TH AVENUE #3024, SEATTLE, WA 98101

 

COUGHLIN & COMPANY, INC.

140 E. 19TH AVENUE - SUITE 700, DENVER, CO 80203-0135

 

COUNTRY CAPITAL MANAGEMENT COMPANY

1705 N TOWANDA AVENUE, BLOOMINGTON, IL 61701

Mailing Address: P.O. BOX 2222, BLOOMINGTON, IL 61702-2222

 

COUNTRY CLUB FINANCIAL SERVICES, INC.

ONE WARD PARKWAY, KANSAS CITY, MO 64112

Mailing Address: P.O. BOX 410889, KANSAS CITY, MO 64141

 

COURTLANDT SECURITIES CORPORATION

2600 MICHELSON DRIVE, SUITE 700, IRVINE, CA 92612

Mailing Address: P.O. BOX 11929, NEWPORT BEACH, CA 92658-1929

 

COVA CAPITAL PARTNERS LLC

380 LEXINGTON AVENUE, 50TH FLOOR, NEW YORK, NY 10168

Mailing Address: C/O EDWARD T. GIBSTEIN, 72 THE GLEN, GLEN HEAD, NY 11545

 

COVENTRY CAPITAL, INC.

1635 W FIRST STREET SUITE 104, GRANITE CITY, IL 62040-1838

Mailing Address: THREE FIRST NATIONAL PLAZA, 70 WEST MADISON STREET #1400, CHICAGO, IL 60602

 

COVENTRY SECURITIES, LLC

7111 VALLEY GREEN ROAD, FORT WASHINGTON, PA 19034

 

COVERT & CO., LLC

233 WILSHIRE BLVD., SUITE 525, SANTA MONICA, CA 90401

 

COVIEW CAPITAL, INC.

780 THIRD AVENUE, SUITE 3104, NEW YORK, NY 10017

 

COVINGTON ASSOCIATES, LLC

265 FRANKLIN STREET, 3RD FLOOR, BOSTON, MA 02110

 

COWEN AND COMPANY

599 LEXINGTON AVENUE, 20TH FLOOR, NEW YORK, NY 10022

 

COWEN EQUITY FINANCE LP

599 LEXINGTON AVE, NEW YORK, NY 10022

 

CP CAPITAL SECURITIES

1428 BRICKELL AVENUE, SUITE 600, MIAMI, FL 33131

 

CP COGENT SECURITIES LP

2101 CEDAR SPRINGS RD STE 1200, DALLAS, TX 75201

 

CP INVESTMENTS, LLC

2000 AVENUE OF THE STARS, 11TH FLOOR, LOS ANGELES, CA 90067-4700

 

CPIBD LLC

825 THIRD AVENUE, 32ND FLOOR, NEW YORK, NY 10022

 

CPIM SECURITIES LLC

100 MAIN STREET, SUITE 240, CONCORD, MA 01742

 

CPS FINANCIAL & INSURANCE SERVICES, INC.

4400 MACARTHUR BLVD., SUITE 800, NEWPORT BEACH, CA 92660

 

CQ SOLUTIONS, LLC

49 MARBLE AVENUE, PLEASANTVILLE, NY 10517

 

CRAIG SCOTT CAPITAL, LLC

1225 RXR PLAZA, 12TH FLOOR, EAST TOWER, UNIONDALE, NY 11556

 

CRAIG-HALLUM CAPITAL GROUP LLC

222 SOUTH NINTH ST, STE 350, MINNEAPOLIS, MN 55402

 

CREATIVE INVESTOR SERVICES, INC.

4 BURRITTS LANDING, WESTPORT, CT 06880

 

CREDICORP CAPITAL SECURITIES, INC.

121 ALHAMBRA PLAZA, SUITE 1200, CORAL GABLES, FL 33134

 

CREDIT AGRICOLE SECURITIES (USA) INC.

1301 AVENUE OF THE AMERICAS - 13TH FLOOR, NEW YORK, NY 10019

 

CREDIT SUISSE PRIME SECURITIES SERVICES (USA) LLC

11 MADISON AVENUE, NEW YORK, NY 10010-3629

Mailing Address: ONE MADISON AVENUE, NEW YORK, NY 10010-3629

 

CREDIT SUISSE SECURITIES (USA) LLC

11 MADISON AVENUE, 24TH FLOOR, NEW YORK, NY 10010

 

CREDITEX SECURITIES CORPORATION

55 EAST 52ND STREET, 40TH FLOOR, NEW YORK, NY 10055

 

CREO CAPITAL SECURITIES, LLC

12400 WILSHIRE BLVD., SUITE 1100, LOS ANGELES, CA 90025

Mailing Address: 12400 WILSHIRE BLVD., SUITE 1100, LOS ANGELES, CA 90025

 

CRESAP, INC.

259 N. RADNOR-CHESTER RD. STE. 140, RADNOR, PA 19087

Mailing Address: 259 N. RADNOR-CHESTER RD. STE. 230, RADNOR, PA 19087

 

CRESCENT SECURITIES GROUP, INC.

8750 N. CENTRAL EXPRESSWAY, SUITE 750, DALLAS, TX 75231

 

CRESSMAN ESSER SECURITIES, INC.

700 EAST DIEHL ROAD-STE 140, NAPERVILLE, IL 60563-1478

Mailing Address: 700 EAST DIEHL RD. - SUITE 140, NAPERVILLE, IL 60563-1478

 

CRESTA WESTHALL LLP

22 UPPER GROSVENOR STREET, LONDON, W1K 7PE UK

 

CRESTONE SECURITIES LLC

1050 WALNUT STREET, SUITE 402, BOULDER, CO 80302

 

CREWS & ASSOCIATES, INC.

521 PRESIDENT CLINTON AVENUE, SUITE 800, LITTLE ROCK, AR 72201-1729

Mailing Address: P.O. BOX 1696, LITTLE ROCK, AR 72203-1696

 

CRI SECURITIES, LLC

400 ROBERT STREET NORTH, ST. PAUL, MN 55101-2098

 

CRITO CAPITAL LLC

61 HERMIT LANE, WESTPORT, CT 06880

 

CROFT & BENDER, LLC

4200 NORTHSIDE PKWY, BUILDING ONE, SUITE 100, ATLANTA, GA 30327

 

CRONIN & CO., INC.

800 NICOLLET MALL  SUITE 2520, MINNEAPOLIS, MN 55402

Mailing Address: 800 NICOLLET MALL  #2520, MINNEAPOLIS, MN 55402

 

CRONUS PARTNERS LLC

10 POST OFFICE SQUARE, 8TH FLOOR, BOSTON, MA 02109

Mailing Address: 10 POST OFFICE SQUARE, 8TH FLOOR SOUTH, BOSTON, MA 02109

 

CROSS BORDER PRIVATE CAPITAL, L.L.C.

445 PARK AVENUE, 9TH FLOOR, NEW YORK, NY 10022

 

CROSS POINT CAPITAL LLC

4422 RT 27, BLDG C SUITE 1, KINGSTON, NJ 08528

Mailing Address: P.O. BOX 89, KINGSTON, NJ 08528-0089

 

CROSS RESEARCH

374 MILLBURN AVENUE, #302, MILLBURN, NJ 07041

 

CROSSBOW INVESTMENTS L.L.C

1430 BROADWAY, SUITE 901, NEW YORK, NY 10018

 

CROSSTREE CAPITAL SECURITIES, LLC

2701 NORTH ROCKY POINT DRIVE, SUITE 925, TAMPA, FL 33607

 

CROWN CAPITAL SECURITIES, L.P.

725 TOWN & COUNTRY ROAD, SUITE 530, ORANGE, CA 92868

 

CROWN STERLING LLC

570 LEXINGTON AVENUE, 26TH FLOOR, NEW YORK, NY 10022-6877

 

CRT CAPITAL GROUP LLC

262 HARBOR DRIVE, STAMFORD, CT 06902

 

CRUCIBLE CAPITAL GROUP, INC.

27 WHITEHALL STREET, 5TH FLOOR, NEW YORK, NY 10004

 

CRUTCHFIELD SECURITIES, L.L.C.

5599 SAN FELIPE STREET, SUITE 555, HOUSTON, TX 77056

 

CSCA CAPITAL ADVISORS, LLC

800 THIRD AVENUE, 25TH FLOOR, NEW YORK, NY 10022

 

CSG CAPITAL ADVISORS, LLC

109 E. CHURCH STREET, SUITE 425, ORLANDO, FL 32801

 

CSP SECURITIES, LP

13355 NOEL ROAD, SUITE 1050, DALLAS, TX 75240

 

CSSC BROKERAGE SERVICES, INC.

755 WEST BIG BEAVER ROAD, SUITE 2000, TROY, MI 48084

 

CTL SECURITIES LLC

500 FIFTH AVE, SUITE 4830, NEW YORK, NY 10110

 

CU INVESTMENT SOLUTIONS LLC

8500 W. 110TH STREET, SUITE 650, OVERLAND PARK, KS 66210

 

CUE CAPITAL LIMITED PARTNERSHIP

2665 S. BAYSHORE DRIVE, SUITE 220, MIAMI, FL 33133

 

CULLEN INVESTMENT GROUP, LTD.

1404 SOUTH COLLEGE RD., LAFAYETTE, LA 70503

Mailing Address: PO BOX 53669, LAFAYETTE, LA 70505-3669

 

CUNA BROKERAGE SERVICES, INC.

2000 HERITAGE WAY, WAVERLY, IA 50677

 

CURBSTONE FINANCIAL MANAGEMENT CORPORATION

741 CHESTNUT STREET, MANCHESTER, NH 03104

 

CURIAN CLEARING, LLC

7601 TECHNOLOGY WAY, 5TH FLOOR, DENVER, CO 80237

 

CURRAN ADVISORY SERVICES

30 SOUTH PEARL STREET, 9TH FLOOR, ALBANY, NY 12207

 

CURREN & COMPANY

1900 MAIN ST, SUITE 325, IRVINE, CA 92614

 

CURTIS SECURITIES, LLC

ONE LIBERTY PLACE, 1650 MARKET STREET, SUITE 4400, PHILADELPHIA, PA 19103

 

CUSHMAN & WAKEFIELD SECURITIES, INC.

1290 AVENUE OF THE AMERICAS, 7TH FLOOR, NEW YORK, NY 10104

 

CUSO FINANCIAL SERVICES, L.P.

10150 MEANLEY DRIVE, 1ST FLOOR, SAN DIEGO, CA 92131

 

CUTTER & COMPANY, INC.

15415 CLAYTON ROAD, BALLWIN, MO 63011

 

CUTTONE & CO., INC.

111 BROADWAY 10TH FLOOR, NEW YORK, NY 10006

 

CUTWATER ASSET MANAGEMENT

113 KING STREET, ARMONK, NY 10504-1610

 

CV BROKERAGE, INC

1001 CONSHOHOCKEN STATE ROAD, SUITE 211, WEST CONSHOHOCKEN, PA 19428

 

CVF SECURITIES, INC.

343 MILLBURN AVE, SUITE 208, MILLBURN, NJ 07041

 

CW SECURITIES, LLC

8848 CEDAR SPRINGS LANE, SUITE 201, KNOXVILLE, TN 37923

 

CWS INVESTMENTS

14 CORPORATE PLAZA, SUITE 210, NEWPORT BEACH, CA 92660

 

CYPRESS ASSOCIATES

52 VANDERBILT AVENUE, SUITE 902, NEW YORK, NY 10017

 

CYPRESS CAPITAL CORPORATION

BAYSIDE PLAZA - 188 THE EMBARCADERO, SUITE 420, SAN FRANCISCO, CA 94105

 

 

 

Last Updated: 7/2/2014