finra

Firms We Regulate - D

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D. B. MCKENNA & CO., INC.

207 WEST MAIN STREET, BENNINGTON, VT 05201-2108

 

D. WECKSTEIN & CO., INC.

230 PARK AVENUE, SUITE 1516, NEW YORK, NY 10169

Mailing Address: 230 PARK AVE-STE. 1516, NEW YORK, NY 10169

 

D.A. DAVIDSON & CO.

8 THIRD STREET NORTH, GREAT FALLS, MT 59401-3104

Mailing Address: P.O. BOX 5015, GREAT FALLS, MT 59403-5015

 

D.E. SHAW SECURITIES, L.L.C.

1166 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY 10036

 

D.H. HILL SECURITIES, LLLP

7821 FM 1960 E. SUITE B, HUMBLE, TX 77346

Mailing Address: 7821 FM 1960 E., SUITE B, HUMBLE, TX 77346

 

D.M. KELLY & COMPANY

3900 INGERSOLL AVENUE, SUITE 300, DES MOINES, IA 50312

 

D/B/A PALAZZO

145 WEST 57TH STREET, 17TH FLOOR, NEW YORK, NY 10019

Mailing Address: 145 WEST 57TH STREET, 17TH FLOOR, NEW YORK, NY 10010

 

DABBAH SECURITIES CORP.

6 EAST 46TH STREET, SUITE 300, NEW YORK, NY 10017

 

DAEWOO SECURITIES (AMERICA) INC.

320 PARK AVENUE, 31ST FLOOR, NEW YORK, NY 10022

 

DAG SECURITIES INC.

C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 17TH FLOOR, NEW YORK, NY 10006

 

DAIWA CAPITAL MARKETS AMERICA INC.

FINANCIAL SQUARE, 32 OLD SLIP, NEW YORK, NY 10005-3538

 

DAK CAPITAL, LLC

195 ROUTE 17 SOUTH, ROCHELLE PARK, NJ 07662

 

DAKOTA SECURITIES INTERNATIONAL, INC.

7241 SW 63 AVENUE, SUITE 101A, MIAMI, FL 33143

 

DALMORE GROUP LLC

525 GREEN PLACE, WOODMERE, NY 11598

 

DALTON STRATEGIC INVESTMENT SERVICES INC.

26 N. WASHINGTON STREET, KNIGHTSTOWN, IN 46148

 

DANSKE MARKETS INC.

280 PARK AVENUE, 35TH FLOOR, NEW YORK, NY 10017

 

DAROTH CAPITAL ADVISORS LLC

130 EAST 59TH ST., 12TH FLOOR, NEW YORK, NY 10022

 

DART EXECUTIONS, LLC

350 NORTH ORLEANS STREET, 2N, CHICAGO, IL 60654

 

DART, PAPESH & COMPANY, INCORPORATED

4572 S. HAGADORN ROAD, SUITE 2-C, EAST LANSING, MI 48823-5385

 

DARWOOD ASSOCIATES INCORPORATED

284 U.S. HIGHWAY 206, UNIT D3, HILLSBOROUGH, NJ 08844

 

DASH FINANCIAL LLC

910 W. VAN BUREN ST., 4TH FLOOR, CHICAGO, IL 60607

 

DAUTRICH, SEILER FINANCIAL SERVICES, INC.

397 DOGWOOD LANE, NAZARETH, PA 18064

 

DAVENPORT & COMPANY LLC

ONE JAMES CENTER, 901 E. CARY STREET, RICHMOND, VA 23219

Mailing Address: P.O. BOX 85678, RICHMOND, VA 23285-5678

 

DAVID A. NOYES & COMPANY

209 SOUTH LA SALLE STREET, 12TH FLOOR, CHICAGO, IL 60604-1203

 

DAVID HARRIS & CO., INC.

222 MAMARONECK AVENUE, WHITE PLAINS, NY 10605

Mailing Address: P.O. BOX 668, WHITE PLAINS, NY 10602

 

DAVID LERNER ASSOCIATES, INC.

477 JERICHO TPKE, P.O.BOX 9006, SYOSSET, NY 11791-9006

 

DAVINCI CAPITAL MANAGEMENT INC.

801 CAMBRIDGE ST., CAMBRIDGE, MA 02141

Mailing Address: 801 CAMBRIDGE ST., CAMBRIDGE, MA 02141

 

DAVIS DISTRIBUTORS, LLC

3601 E. BRITANNIA DRIVE, TUCSON, AZ 85706

Mailing Address: 2949 EAST ELVIRA ROAD, SUITE 101, TUCSON, AZ 85756

 

DAVIS SECURITIES LLC

1375 BROADWAY, 10TH FLOOR, NEW YORK, NY 10018

 

DAVY SECURITIES

DAVY HOUSE, 49 DAWSON STREET, DUBLIN 2, D2 IRELAND

 

DAWSON JAMES SECURITIES, INC.

1 NORTH FEDERAL HIGHWAY, SUITE 500, BOCA RATON, FL 33432

 

DBS VICKERS SECURITIES (USA) INC.

777 THIRD AVE, SUITE 26A, NEW YORK, NY 10017

Mailing Address: 777 THIRD AVENUE, SUITE 26A, NEW YORK, NY 10017

 

DCM BROKERS, LLC

626 W. JACKSON, SUITE 600, CHICAGO, IL 60661

Mailing Address: 626 W. JACKSON, SUITE 600, CHICAGO, IL 60661

 

DCMB SECURITIES LLC

1800 AUGUSTA, STE 215, HOUSTON, TX 77057

 

DE GUARDIOLA ADVISORS, INC.

1 NORTH CLEMATIS STREET, SUITE 307, WEST PALM BEACH, FL 33401

Mailing Address: 12 LAGOMAR ROAD, PALM BEACH, FL 10022

 

DE ROUTE

545 WASHINGTON BOULEVARD, JERSEY CITY, NJ 07310

 

DEALERWEB INC.

2200 PLAZA FIVE, HARBORSIDE FINANCIAL CENTER, JERSEY CITY, NJ 07311

 

DEAN BRADLEY OSBORNE PARTNERS LLC

ONE EMBARCADERO CENTER, STE 3700, SAN FRANCISCO, CA 94111

Mailing Address: ONE EMBARCADERO, STE 3700, SAN FRANCISCO, CA 94111

 

DEARBORN CAPITAL MARKETS GROUP, LLC

3065 EAST CORPORATE EDGE DRIVE, SUITE 101, GERMANTOWN, TN 38138

 

DEAWM DISTRIBUTORS, INC.

222 SOUTH RIVERSIDE PLAZA, CHICAGO, IL 60606-5808

Mailing Address: 60 WALL STREET, 25 TH FLOOR, NEW YORK, NY 10005

 

DECADE SECURITIES CORP.

13555 BISHOPS COURT, BROOKFIELD, WI 53005

 

DECKER & CO, LLC

855 OAK GROVE, SUITE 209, MENLO PARK, CA 94025

 

DECOSIMO CORPORATE FINANCE, LLC

SUITE 902, TALLAN FINANCIAL CENTER, CHATTANOOGA, TN 37402

 

DEEP ATS, LLC

3225 SMOKY RIDGE ROAD, AUSTIN, TX 78730

 

DEER ISLE CAPITAL, LLC

THE FISK BUILDING, 250 WEST 57TH STREET, SUITE 620, NEW YORK, NY 10107

 

DEFCOM ADVISORS, LLC

6817 DELOACHE AVE., DALLAS, TX 75225

 

DEFILIPPO CAPITALE PARTNERS LLC

520 BROADWAY STE 350, SANTA MONICA, CA 90401

 

DELANEY EQUITY GROUP LLC

2401 PGA BLVD, SUITE 110, PALM BEACH GARDENS, FL 33410

 

DELAWARE DISTRIBUTORS, L.P.

2005 MARKET ST, 9TH FLOOR, PHILADELPHIA, PA 19103

 

DELOITTE CORPORATE FINANCE LLC

200 RENAISSANCE CENTER - SUITE 3900, DETROIT, MI 48243-1900

 

DELPHX SERVICES CORPORATION

5 GREAT VALLEY PARKWAY, MALVERN, PA 19355

 

DELTA TRUST INVESTMENTS, INC.

11700 CANTRELL ROAD, LITTLE ROCK, AR 72212

Mailing Address: P O BOX 17607, LITTLE ROCK, AR 72222

 

DEMATTEO MONNESS LLC

780 THIRD AVENUE (45TH FLOOR), NEW YORK, NY 10017

 

DEMETER ADVISORY GROUP, LLC

220 HALLECK STREET, SUITE 220, SAN FRANCISCO, CA 94129

 

DEMOCRACY FUNDING LLC

2000 NORTH 14TH STREET, SUITE 300, ARLINGTON, VA 22201

 

DEMPSEY FINANCIAL NETWORK, INC.

2951 PIEDMONT ROAD NE, SUITE 200, ATLANTA, GA 30305-2786

 

DEMPSEY LORD SMITH, LLC

901 N BROAD STREET, SUITE 400, ROME, GA 30161

 

DENNING & COMPANY LLC

ONE CALIFORNIA STREET, SUITE 2800, SAN FRANCISCO, CA 94111

 

DERMOTT W. CLANCY CORP.

C/O LAW OFFICE OF DONNA H. CLANCY, 40 WALL STREET, 30TH FLOOR, NEW YORK, NY 10005

 

DESILVA & PHILLIPS CORPORATE FINANCE LLC

475 PARK AVENUE SOUTH, NEW YORK, NY 10016

 

DESJARDINS SECURITIES INTERNATIONAL INC

1170 PEEL STREET, SUITE 300, MONTREAL, QUEBEC, H3B 0A9 CANADA

 

DESON & CO.

945 ENCORVADO STREET, LAS VEGAS, NV 89138

 

DESPAIN FINANCIAL CORPORATION

502 WEST MAIN STREET, COLLINSVILLE, IL 62234-3019

 

DESTINY CAPITAL SECURITIES CORPORATION

13922 DENVER WEST PARKWAY, SUITE 150, GOLDEN, CO 80401-3102

Mailing Address: 13922 DENVER WEST PARKWAY-SUITE 150, GOLDEN, CO 80401-3102

 

DESTRA CAPITAL INVESTMENTS LLC

901 WARRENVILLE ROAD, SUITE 15, LISLE, IL 60532

 

DETWILER FENTON & CO.

100 HIGH STREET, 28TH FLOOR, BOSTON, MA 02110

 

DETWILER FENTON WEALTH MANAGEMENT INC

100 HIGH STREET, STE 2800, BOSTON, MA 02110

Mailing Address: 100 HIGH STREET, BOSTON, MA 02110

 

DEUTSCHE BANK SECURITIES INC.

60 WALL STREET, NEW YORK, NY 10005

Mailing Address: 60 WALL STREET, NYC60-3712, NEW YORK, NY 10005

 

DEVELOPMENT CORPORATION FOR ISRAEL

641 LEXINGTON AVENUE, NEW YORK, NY 10022

 

DEVENIR, LLC

7701 FRANCE AVENUE S., SUITE 670, MINNEAPOLIS, MN 55435

 

DFA SECURITIES LLC

6300 BEE CAVE ROAD, AUSTIN, TX 78746

Mailing Address: 6300 BEE CAVE ROARD, AUSTIN, TX 78746

 

DFP EQUITIES, INC.

501 PENNSYLVANIA PARKWAY, SUITE 155, INDIANAPOLIS, IN 46280

Mailing Address: P.O. BOX 80154, INDIANAPOLIS, IN 46280

 

DFPG INVESTMENTS, INC.

406 W. SOUTH JORDAN PKWY, STE 240, SOUTH JORDAN, UT 84095

 

DH FREDERICK SECURITIES, INC.

5000 BIRCH ST., SUITE 3000; WEST TOWER, NEWPORT BEACH, CA 92660

 

DIAMANT INVESTMENT CORPORATION

170 MASON STREET, GREENWICH, CT 06830-6642

 

DIGITAL OFFERING LLC

4600 CAMPUS DRIVE, SUITE 108, NEWPORT BEACH, CA 92660

 

DILLON - GAGE SECURITIES, INC.

15301 DALLAS PKWY SUITE 200, ADDISON, TX 75001

Mailing Address: 15301 DALLAS PARKWAY SUITE 200, ADDISON, TX 75001

 

DINOSAUR SECURITIES, L.L.C.

470 PARK AVE SOUTH, 9TH FLOOR, NEW YORK, NY 10016

Mailing Address: 470 PARK AVENUE SOUTH, 9TH FLOOR, NEW YORK, NY 10016

 

DIRECT ACCESS PARTNERS LLC

DIRECT ACCESS PARTNERS, LLC, 40 WALL STREET, 42ND FLOOR, NEW YORK, NY 10005

Mailing Address: DIRECT ACCESS PARTNERS,LLC, 40 WALL STREET, 42ND FLOOR, NEW YORK, NY 10005

 

DIRECT REALTY SECURITIES, INC.

5743 CORSA AVENUE, SUITE 215, WESTLAKE VILLIAGE, CA 91362

 

DIRECTED SERVICES LLC

ONE ORANGE WAY, ATTN. COMPLIANCE C2N, WINDSOR, CT 06095

 

DISCERN SECURITIES, INC.

100 PINE STREET, SUITE 1850, SAN FRANCISCO, CA 94111

 

DITTO TRADE, INC.

200 W. MONROE, #1430, CHICAGO, IL 60606

 

DIVERSIFIED RESOURCES, LLC

70 JEFFERSON BLVD., WARWICK, RI 02888

 

DIVERSIFIED SECURITIES, INCORPORATED

6700 E. PACIFIC COAST HWY-150, LONG BEACH, CA 90803

Mailing Address: P. O. BOX 357, LONG BEACH, CA 90801

 

DIVIDEND CAPITAL SECURITIES, LLC

518 17TH STREET, 12TH FLOOR, DENVER, CO 80202

 

DIVINE CAPITAL MARKETS LLC

39 BROADWAY, 36TH FLOOR, NEW YORK, NY 10006

 

DLS CAPITAL PARTNERS, INC.

5527 FARQUHAR, DALLAS, TX 75209

 

DLX FINANCIAL GROUP, LLC

4143 TAMARACK DRIVE, MEDFORD, OR 97504-9299

 

DME SECURITIES, LLC

C/O BUTTONWOOD BUSINESS SOLUTIONS LLC, 30 BROAD STREET, 14TH FLOOR, NEW YORK, NY 10005

 

DMG SECURITIES, INC.

746 WALKER ROAD, SUITE 10, GREAT FALLS, VA 22066-2643

 

DNB MARKETS, INC.

200 PARK AVENUE, NEW YORK, NY 10166-0396

 

DOFT & CO., INC.

55 EAST 59TH STREET, 12TH FLOOR, NEW YORK, NY 10022

 

DOLE CAPITAL, LLC

1188 BISHOP STREET, SUITE 1901, HONOLULU, HI 96813

 

DOMINICK & DOMINICK LLC

150 EAST 52ND STREET, NEW YORK, NY 10022

Mailing Address: 150 EAST 52 STREET, 3RD FLOOR, NEW YORK CITY, NY 10022

 

DOMINION INVESTOR SERVICES, INC.

9000 HIGHWAY 2147 WEST, SUITE 201, HORSESHOE BAY, TX 78657

Mailing Address: P. O. BOX 4768, HORSESHOE BAY, TX 78657

 

DOMINION PARTNERS, L.C.

4801COX ROAD, STE 104, GLEN ALLEN, VA 23060

 

DON ALEXANDER INVESTMENTS, INC.

1301 WEST 22ND STREET - SUITE 713, OAK BROOK, IL 60523

Mailing Address: 1301 WEST 22ND STREET, SUITE 713, OAK BROOK, IL 60523

 

DONEGAL SECURITIES, INC.

20 WALNUT STREET, #12, WELLESLEY, MA 02481

 

DONNELLY PENMAN & PARTNERS

17160 KERCHEVAL AVENUE, GROSSE POINTE, MI 48230

 

DORIC CORPORATION

191 POST ROAD WEST, WESTPORT, CT 06880

 

DORN & CO., INC.

216 EAST WASHINGTON AVENUE, FERGUS FALLS, MN 56537-2812

 

DORSEY & COMPANY, INC.

511 GRAVIER STREET, NEW ORLEANS, LA 70130-2701

 

DOUBLE EAGLE SECURITIES OF AMERICA, INC.

6610 N. UNIVERSITY DRIVE, SUITE 250, TAMARAC, FL 33321

 

DOUGHERTY & COMPANY LLC

90 SOUTH SEVENTH ST-STE 4300, MINNEAPOLIS, MN 55402-4108

 

DOUGLAS & CO. MUNICIPALS, INC.

14 EAST 60TH ST., NEW YORK, NY 10022

 

DOUGLAS SCOTT SECURITIES, INC.

3820 AMERICAN DRIVE, SUITE 300, PLANO, TX 75075

 

DOWLING & PARTNERS SECURITIES LLC

190 FARMINGTON AVENUE, FARMINGTON, CT 06032

 

DOWNER & COMPANY

60 STATE STREET, 11TH FLOOR, BOSTON, MA 02109

 

DOYLE, INC.

C/O MAC CONSULTING GROUP INC., 44 WALL STREET, 12TH FL., NEW YORK, NY 10005

 

DPEC CAPITAL, INC.

135 FIFTH AVE. 10TH FLOOR, NEW YORK, NY 10010

 

DRAGONFLY CAPITAL PARTNERS, LLC

1310 S. TRYON ST., SUITE 109, CHARLOTTE, NC 28203

 

DRESNER INVESTMENT SERVICES, INC.

20 NORTH CLARK STE- STE 3550, CHICAGO, IL 60602

Mailing Address: 20 NORTH CLARK ST- STE 3550, CHICAGO, IL 60602

 

DREXEL HAMILTON, LLC

2000 MARKET STREET, SUITE 780, PHILADELPHIA, PA 19103

 

DRIEHAUS SECURITIES LLC

25 EAST ERIE ST, CHICAGO, IL 60611-2703

 

DRIVEWEALTH, LLC

97 MAIN STREET, SECOND FLOOR, CHATHAM, NJ 07928

 

DRJ CAPITAL ADVISORS, LLC

131A STONY CIRCLE, SUITE 500, SANTA ROSA, CA 95401

 

DRU STOCK, INC.

57 FOX LEDGE ROAD, KINNELON, NJ 07405

Mailing Address: 57 FOX LEDGE ROAD, KINNELON, NJ 07405

 

DSIL INVESTMENT SERVICES LLC

532 BROADWAY, 9TH FLOOR, NEW YORK, NY 10012-3939

 

DSRM BROKERAGE, LLC

2130 MAIN STREET, SUITE 210, HUNTINGTON BEACH, CA 92648

 

DST MARKET SERVICES, LLC

920 2ND AVE SOUTH SUITE 700, MINNEAPOLIS, MN 55402-4007

 

DT SECURITIES, LTD.

4421 WEST RIVERSIDE DRIVE, SUITE 102, TOLUCA LAKE, CA 91505

 

DUBEAU CAPITAL USA, INC.

440-5700, BOUL. DES GALERIES, QUEBEC CITY, QC G2K 0H5 CANADA

 

DUFF & PHELPS SECURITIES LLC

311 S. WACKER DRIVE, SUITE 4200, CHICAGO, IL 60606

 

DUNCAN-WILLIAMS, INC.

6750 POPLAR A VENUE - SUITE 300, MEMPHIS (SHELBY), TN 38138-7424

Mailing Address: 6750 POPLAR AVENUE - SUIITE 300, MEMPHIS (SHELBY), TN 38138-7424

 

DUNDEE SECURITIES INC.

1 ADELAIDE STREET EAST, SUITE 2100, TORONTO, M5C 2V9 CANADA

 

DUNES SECURITIES CORPORATION

12 NEW ORLEANS ROAD, HILTON HEAD ISLAND, SC 29928

 

DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.

10251 VISTA SORRENTO PARKWAY, SUITE 200, SAN DIEGO, CA 92121

Mailing Address: P.O. BOX 910309, SAN DIEGO, CA 92191

 

DUNN RUSH & CO. LLC

225 FRANKLIN STREET, 26TH FLOOR, BOSTON, MA 02110

 

DUPONT CAPITAL MANAGEMENT MARKETING CORPORATION

DELAWARE CORPORATE CENTER, ONE RIGHTER PARKWAY, SUITE 3200, WILMINGTON, DE 19803-1534

 

DUPREE & COMPANY, INC.

125 SOUTH MILL STREET, LEXINGTON, KY 40507-1683

Mailing Address: P. O. BOX 1149, LEXINGTON, KY 40588-1149

 

DUXBURY FINANCIAL LLC

310 COURT STREET, SUITE 102, PLYMOUTH, MA 02360

 

DV FINANCIAL SERVICES, LLC

22 E. JACKSON STREET, PHOENIX, AZ 85004

 

DVB CAPITAL MARKETS LLC

609 FIFTH AVENUE, 5TH FLOOR, NEW YORK, NY 10017

 

DWM FINANCE LLC

750 WASHINGTON BLVD, 5TH FLOOR, STAMFORD, CT 06901

 

DYNAMEX TRADING, LLC

11 BROADWAY, SUITE 360, NEW YORK, NY 10004

 

DYNASTY CAPITAL PARTNERS, INC.

5445 DTC PARKWAY, SUITE 940, GREENWOOD VILLAGE, CO 80111

 

DZ FINANCIAL MARKETS LLC

609 FIFTH AVENUE, NEW YORK, NY 10017

Mailing Address: 609 FIFTH AVE, NEW YORK, NY 10017

Last Updated: 9/3/2014