finra

FINRA List of Members - E

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E & G INVESTMENTS, LP

230 WESTCOTT, SUITE 220, HOUSTON, TX 77007

 

E&J SECURITIES CORP.

C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005

Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005

 

E*TRADE CAPITAL MARKETS LLC

440 S. LASALLE STREET - SUITE 3030, CHICAGO, IL 60605-1028

 

E*TRADE CLEARING LLC

135 E. 57TH STREET, NEW YORK, NY 10022

Mailing Address: HARBORSIDE FINANCIAL CENTER, 34 EXCHANGE PLACE, 501 PLAZA II - 5TH FLOOR, JERSEY CITY, NJ 07311

 

E*TRADE SECURITIES LLC

135 E. 57TH STREET, 14TH FLOOR, NEW YORK, NY 10022

 

E-BROKERAGE, LLC

120 BROADWAY 20TH FLR SUITE 2010-01, NEW YORK, NY 10271

 

E-W INVESTMENTS, INC.

139 E. LAS TUNAS DRIVE, SAN GABRIEL, CA 91776

 

E. E. POWELL & COMPANY INC.

200 NORTHPOINTE CIRCLE, SUITE 304, SEVEN FIELDS, PA 16046

 

E. H. SMITH JACOBS & CO., INC.

30 BROAD STREET, 20TH FLOOR, NEW YORK, NY 10004

 

E. MAGNUS OPPENHEIM & CO. INC.

14 EAST 38TH STREET / 7TH FLOOR, NEW YORK, NY 10016-0005

 

E. S. HOPE FINANCIAL

1635 ROSECRANS ST., SUITE D, SAN DIEGO, CA 92106

 

E.J. DE LA ROSA & CO., INC.

10866 WILSHIRE BLVD., PENTHOUSE SUITE 1650, LOS ANGELES, CA 90024

 

E.L.K. CAPITAL ADVISORS, LLC

1033 SKOKIE BOULEVARD, SUITE 450, NORTHBROOK, IL 60062

 

E.S. FINANCIAL SERVICES, INC.

1395 BRICKELL AVE, SUITE 490, MIAMI, FL 33131

Mailing Address: 1395 BRICKELL AVE 4TH FLOOR, MIAMI, FL 33131

 

E1 ASSET MANAGEMENT, INC.

44 WALL STREET, 9TH FLOOR, NEW YORK, NY 10005

 

EA MARKETS SECURITIES LLC

1515 BROADWAY, 12TH FLOOR, NEW YORK, NY 10036

 

EAGLE EQUITIES, INC.

400 CRAIN HIGHWAY S.W., GLEN BURNIE, MD 21061-3645

Mailing Address: 400 CRAIN HWY S.W., GLEN BURNIE, MD 21061

 

EAGLE FUND DISTRIBUTORS, INC.

880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716

 

EAGLE ONE INVESTMENTS, LLC

401 WESTVIEW COURT, WASHINGTON, IA 52353-0886

Mailing Address: P.O. BOX 886, WASHINGTON, IA 52353-0886

 

EARLYBIRDCAPITAL, INC.

ONE HUNTINGTON QUADRANGLE, SUITE 4C18, MELVILLE, NY 11747

 

EAST SHORE PARTNERS, INC.

150 MOTOR PARKWAY, STE 202, HAUPPAUGE, NY 11788

 

EAST WIND SECURITIES, LLC

295 MADISON AVENUE, 26TH FLOOR, NEW YORK, NY 10017

 

EAST/WEST SECURITIES CO.

555 MONTGOMERY ST, STE 601, SAN FRANCISCO, CA 94111-2541

 

EASTERN DENTAL BROKERAGE SERVICES, LLC

200 FRIBERG PARKWAY, SUITE 2002, WESTBOROUGH, MA 01581-3983

 

EASTGATE SECURITIES, LLC

TWO RECTOR STREET, 15TH FLOOR, NEW YORK, NY 10006

 

EASTON INVESTMENT SERVICES, LLC

320 E 90TH DRIVE, MERRILLVILLE, IN 46410-7188

 

EATON VANCE DISTRIBUTORS, INC.

TWO INTERNATIONAL PLACE, BOSTON, MA 02110

 

EBH SECURITIES, INC.

8867 MAJOR RUN, INDIANAPOLIS, IN 46256-1384

 

ECA SECURITIES, LLC

15260 VENTURA BLVD., 20TH FLOOR, SHERMAN OAKS, CA 91403

 

ECKARD INVESTMENT SERVICES, INC.

28615 IH-10 WEST, P.O. BOX 2039, BOERNE, TX 78006

 

ECLYPSE SECURITIES LLC

1200 ASHWOOD PARKWAY, SUITE 128, ATLANTA, GA 30338

 

ECM SECURITIES CORP.

4740 PEACH STREET, ERIE, PA 16509-2008

 

ECOBAN SECURITIES CORPORATION

60 EAST 42ND STREET SUITE 1663, NEW YORK, NY 10663

 

ECONOMY SECURITIES, INCORPORATED

1301 MORTENSEN LANE, EVANSVILLE, IN 47715

 

EDELMAN & CO., LTD.

627 EAST BAY POINT ROAD, BAYSIDE, WI 53217

Mailing Address: 333 WEST BROWN DEER ROAD, MILWAUKEE, WI 53217

 

EDGE CORPORATE FINANCE, LLC

1380 W. PACES FERRY RD., SUITE 1000, ATLANTA, GA 30327

Mailing Address: 1380 W. PACES FERRY RD., SUITE 1000, ATLANTA, GA 30327

 

EDGE TRADING INC.

11 WALL STREET, NEW YORK, NY 10005

Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET - 34TH FLOOR, NEW YORK, NY 10005

 

EDGEMONT CAPITAL PARTNERS, L.P.

119 WEST 40TH STREET, 19TH FLOOR, NEW YORK, NY 10018

 

EDGEPOINT CAPITAL ADVISORS LLC

3700 PARK EAST DRIVE SUITE 160, BEACHWOOD, OH 44122

Mailing Address: 3700 PARK EAST DRIVE, SUITE 160, BEACHWOOD, OH 44122

 

EDGEWATER CAPITAL, LLC

9841 AIRPORT BLVD., 650, LOS ANGELES, CA 90045

Mailing Address: 9841 AIRPORT BLVD., 650, LOS ANGELES, CA 90045

 

EDGEWOOD SERVICES, INC.

FEDERATED INVESTORS TOWER, 1001 LIBERTY AVENUE, PITTSBURGH, PA 15222-3779

 

EDI FINANCIAL, INC.

12221 MERIT DRIVE, SUITE 1020, DALLAS, TX 75251-2207

 

EDWARD JONES

12555 MANCHESTER ROAD, ST. LOUIS, MO 63131-3729

 

EDWIN C. BLITZ INVESTMENTS, INC.

191 WAUKEGAN ROAD #101, NORTHFIELD, IL 60093

 

EFC FINANCIAL SERVICES, LLC

50 MILLSTONE RD., BLDG 400 STE 300, EAST WINDSOR, NJ 08520

Mailing Address: 50 MILLSTONE ROAD, BLDG 400 STE 300, EAST WINDSOR, NJ 08520

 

EFG CAPITAL INTERNATIONAL

701 BRICKELL AVE, 9TH FLOOR & SUITE 1250, MIAMI, FL 33131-2867

 

EHRENBERG CHESLER SECURITIES, INC

7373 BROADWAY, SUITE 108, SAN ANTONIO, TX 78209

Mailing Address: 223 JUSTIN ROAD, MURPHY, TX 75094

 

EIDE BAILLY SECURITIES, LLC

4310 17TH AVENUE S, FARGO, ND 58108-2545

Mailing Address: PO BOX 2545, FARGO, ND 58108-2545

 

EIM SECURITIES (USA) INC.

750 LEXINGTON AVENUE, 27TH FLOOR, NEW YORK, NY 10022

 

EK RILEY INVESTMENTS, LLC

1201 THIRD AVENUE, SUITE 5300, SEATTLE, WA 98101

 

EKN FINANCIAL SERVICES INC.

135 CROSSWAYS PARK DR., SUITE 101, WOODBURY, NY 11797

Mailing Address: 135 CROSSWAYS PARK DR., WOODBURY, NY 11797

 

ELECTRONIC BROKERAGE SYSTEMS, LLC

141 W. JACKSON BOULEVARD,, SUITE 3510, CHICAGO, IL 60604

Mailing Address: 141 W. JACKSON, SUITE 3510, CHICAGO, IL 60604

 

ELECTRONIC GLOBAL SECURITIES, INC.

111 BROADWAY, SUITE 405, NEW YORK, NY 10006

 

ELECTRONIC SECURITIES PROCESSING (ESP) LLC

140 BROADWAY, 21ST FLOOR, NEW YORK, NY 10005

 

ELECTRONIC TRANSACTION CLEARING, INC.

660 S. FIGUEROA STREET  SUITE 1450, LOS ANGELES, CA 90017

Mailing Address: 660 S. FIGUEROA STREET  SUITE 1450, LOS ANGELES, CA 90017

 

ELEVATION, LLC

1535 ELIZABETH AVENUE, SUITE 203, CHARLOTTE, NC 28204

 

ELIASON FINANCIAL GROUP, LLC

548 HIGHWAY 155, ST. GERMAIN, WI 54558

Mailing Address: P.O. BOX 777, ST. GERMAIN, WI 54558

 

ELITE SECURITIES, INC.

800 BERING DRIVE - SUITE #105, HOUSTON, TX 77057

 

ELLIOTT DAVIS BROKERAGE SERVICES, LLC

124 VERDAE BLVD, SUITE 504, GREENVILLE, SC 29607

 

ELLIOTT DAVIS CAPITAL PARTNERS, LLC

5696 PEACHTREE PARKWAY, SUITE A, NORCROSS, GA 30092

 

ELTEKON SECURITIES, LLC

100 CONGRESS AVE. STE. 250, AUSTIN, TX 78701

 

EM SECURITIES LLC

162 FIFTH AVENUE, 8TH FLOOR, NEW YORK, NY 10010

Mailing Address: 162 FIFTH AVENUE, NEW YORK, NY 10010

 

EMCOR SECURITIES, INC.

400 MADISON AVENUE, SUITE 8A, NEW YORK, NY 10017

 

EMERALD INVESTMENTS, INC.

33 WHITEHALL STREET, 17TH FLOOR, NEW YORK, NY 10004

 

EMERALD VENTURES, LLC

84 NE LOOP 410, SUITE 126, SAN ANTONIO, TX 78216

 

EMERGENT FINANCIAL GROUP, INC.

SUITE 115 - 8000 - WEST 78TH STREET, EDINA, MN 55439-2535

Mailing Address: SUITE 115 - 8000 WEST 78TH STREET, EDINA, MN 55439-2535

 

EMERGING GROWTH EQUITIES, LTD.

1150 FIRST AVE, PARK VIEW TOWER, SUITE 600, KING OF PRUSSIA, PA 19406-2816

 

EMERSON EQUITY LLC

155 BOVET ROAD, SUITE 725, SAN MATEO, CA 94402

Mailing Address: 155 BOVET ROAD, SUITE 725, SAN MATEO, CA 94402

 

EMMET & CO, INC.

12 PEAPACK ROAD, FAR HILLS, NJ 07931

Mailing Address: P.O. BOX 160, FAR HILLS, NJ 07931

 

EMPIRE ASSET MANAGEMENT COMPANY

2 RECTOR STREET, 15TH FLOOR, NEW YORK, NY 10006

 

EMPIRE EXECUTIONS, INC.

40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005

 

EMPIRE INVESTMENT INC.

136-20 38TH AVE., SUITE 9E, FLUSHING, NY 11354

 

EMPIRE SECURITIES CORPORATION

1960 E GRAND AVE, SUITE 555, EL SEGUNDO, CA 90245

Mailing Address: 1960 E GRAND AVE, SUITE 555, EL SEGUNDO, CA 90245

 

EMPIRIC DISTRIBUTORS, INC.

6300 BRIDGEPOINT PARKWAY, BUILDING 2, SUITE 105, AUSTIN, TX 78730

Mailing Address: 6300 BRIDGEPOINT PARKWAY, BUILDING II, SUITE 105, AUSTIN, TX 78730

 

EMPIRICAL RESEARCH PARTNERS LLC

477 MADISON AVENUE, 23RD FLOOR, NEW YORK, NY 10022

 

EMPLOYEE BENEFITS INVESTMENT GROUP, INC.

3161 ST. JOHNS BLUFF RD. S. STE. 4, JACKSONVILLE, FL 32246

Mailing Address: P. O. BOX 19986, JACKSONVILLE, FL 32245

 

ENCLAVE CAPITAL, L.L.C.

708 THIRD AVENUE 19TH FLOOR, NEW YORK, NY 10017

 

ENDEAVOR CAPITAL

30 BROAD STREET, 26TH FLOOR, NEW YORK, NY 10004

 

ENERGY CAPITAL SOLUTIONS LLC

2651 NORTH HARWOOD, SUITE 410, DALLAS, TX 75201

 

ENERGY SECURITIES, INC.

1612 WESTGATE CIRCLE, SUITE 120, BRENTWOOD, TN 37027

Mailing Address: 1612 WESTGATE CIRLCE, SUITE 120, BRENTWOOD, TN 37027

 

ENERGYNET.COM, INC.

7201 I-40 WEST SUITE 319, AMARILLO, TX 79106

 

ENGEL & PARTNERS INC.

300 ALBANY STREET, STE. 5J, NEW YORK, NY 10280-1406

 

ENGLAND SECURITIES, LLC

1015 18TH STREET, NW, SUITE 900, WASHINGTON, DC 20036

 

ENLACE MARKETS, INC.

115 BROADWAY SUITE 1303, NEW YORK, NY 10005

 

ENNIS KNUPP SECONDARY MARKET SERVICES, LLC

10 S. RIVERSIDE PLAZA, SUITE 1600, CHICAGO, IL 60606

 

ENSEMBLE FINANCIAL SERVICES, INC.

179 SULLY'S TRAIL, SUITE 302, PITTSFORD, NY 14534

Mailing Address: 179 SULLY'S TRAIL, SUITE 302, PITTSFORD, NY 14534-4599

 

ENSTREAM CAPITAL SECURITIES, LLC

100 CRESCENT COURT, STE. 700, DALLAS, TX 75201

 

ENTERPRISE EQUITIES, INC.

10227 WINCOPIN CIRCLE, SUITE 800, COLUMBIA, MD 21044

 

ENTRUST SECURITIES LLC

717 FIFTH AVENUE, 25TH FLOOR, NEW YORK, NY 10022

 

EPOCH SECURITIES, INC.

132 TURNPIKE ROAD, SUITE 210, SOUTHBOROUGH, MA 01772

Mailing Address: 30 HUDSON STREET, 27TH FLOOR, JERSEY CITY, NJ 07302-4699

 

EQUABLE SECURITIES CORPORATION

330 NORTH 121ST STREET, MILWAUKEE, WI 53226-3895

 

EQUIBASE CAPITAL MARKETS, LLC

1200 NORTH ASHLAND AVENUE; SUITE 600, CHICAGO, IL 60622

 

EQUIBOND, INC.

1801 CENTURY PARK EAST, STE. 1470, LOS ANGELES, CA 90067

 

EQUIFINANCIAL LLC

1717 NORTH BAYSHORE DRIVE, SUITE 124, MIAMI, FL 33132

 

EQUILEND

17 STATE STREET, 9TH FLOOR, NEW YORK, NY 10004

 

EQUINOX SECURITIES, INC.

4050 PHELAN ROAD, SUITE 9, PHELAN, CA 92371

 

EQUISHARES CORPORATION

#7 N. BEMISTON, ST LOUIS, MO 63105

 

EQUITABLE ADVISORS, INC.

4400 HARDING ROAD, SUITE 310, NASHVILLE, TN 37205

 

EQUITAS AMERICA, LLC

38505 COUNTRY CLUB DRIVE, SUITE 110, FARMINGTON HILLS, MI 48331-3429

 

EQUITRUST MARKETING SERVICES, LLC

5400 UNIVERSITY AVENUE, WEST DES MOINES, IA 50266

 

EQUITY CONCEPTS, INC.

10777 SUNSET OFFICE DR, SUITE 318, SUNSET HILLS, MO 63127-1040

 

EQUITY INVESTMENT SERVICES, INC

1640 PEPPERWOOD DRIVE, ST. LOUIS, MO 63146

Mailing Address: P. O. BOX 28338, ST. LOUIS, MO 63146

 

EQUITY SERVICES, INC.

ONE NATIONAL LIFE DRIVE, MONTPELIER, VT 05604

 

EQUITY SOURCE PARTNERS, LLC

7 E. CARVER STREET, SECOND FLOOR, HUNTINGTON, NY 11743

 

EQUITY STATION, INC.

1200 N. FEDERAL HIGHWAY, SUITE 400, BOCA RATON, FL 33432

 

EQUUS FINANCIAL CONSULTING LLC

257 RIVERSIDE AVENUE, WESTPORT, CT 06880

Mailing Address: 257 RIVERSIDE AVE, WESTPORT, CT 06880

 

ERNST & YOUNG CORPORATE FINANCE (CANADA) INC.

222 BAY STREET, ERNST & YOUNG TOWER, TORONTO, M5K 1J7 ONTARIO, CANADA

 

EROOM SECURITIES L.L.C.

440 S. LASALLE STREET, SUITE 2101, CHICAGO, IL 60605

 

ESAE CAPITAL PARTNERS, LLC

233 BROADWAY, SUITE 704, WOOLWORTH BUILDING, NEW YORK, NY 10279

 

ESICO CO.

15 WEST  72 ST #29F, NEW YORK, NY 10023

Mailing Address: 15 W. 72 ST - #29F, NEW YORK, NY 10023

 

ESL INVESTMENT SERVICES, LLC

100 KINGS HIGHWAY SOUTH, ROCHESTER, NY 14617-5598

 

ESN NORTH AMERICA, INC.

520 MADISON AVE, NEW YORK, NY 10022

 

ESPOSITO SECURITIES, LLC

300 CRESCENT COURT, SUITE 650, DALLAS, TX 75201

 

ESSEX FINANCIAL SERVICES, INC.

176 WESTBROOK ROAD, ESSEX, CT 06426

Mailing Address: P.O. BOX 999, ESSEX, CT 06426-0999

 

ESSEX NATIONAL SECURITIES, INC.

550 GATEWAY DRIVE, SUITE 210, NAPA, CA 94558

 

ESSEX RADEZ LLC

440 S. LASALLE #1111, CHICAGO, IL 60605-1028

 

ESSEX SECURITIES LLC

168 CENTRE STREET, DANVERS, MA 01923

 

ESTRADA HINOJOSA & COMPANY, INC.

1717 MAIN STREET LB 47, DALLAS, TX 75201-7361

 

ETECH SECURITIES, INC.

800 E. COLORADO BLVD., SUITE 100, PASADENA, CA 91101

 

EULAV SECURITIES, INC.

220 EAST 42ND STREET, NEW YORK, NY 10017

 

EUREKA CAPITAL MARKETS, LLC

610 NEWPORT CENTER DRIVE, SUITE 430, NEWPORT BEACH, CA 92660

 

EUREKACAP PARTNERS, INC.

673 FIFTH AVENUE, 5TH FLOOR, NEW YORK, NY 10022

 

EURO AMERICAN CAPITAL CORPORATION

3030 LBJ FRWY, SUITE #1310, DALLAS, TX 75234

Mailing Address: 3030 LBJ FRWY, LOCKBOX 57, DALLAS, TX 75234

 

EURO PACIFIC CAPITAL, INC.

88 POST ROAD WEST, 3RD FLOOR, WESTPORT, CT 06880

 

EURO-AMERICAN EQUITIES, INC.

4327 FOREST AVENUE S.E., MERCER ISLAND, WA 98040

Mailing Address: 4327 FOREST AVENUE S.E., MERCER ISLAND, WA 98040

 

EUROCONSULT CAPITAL, LLC

230 PARK AVENUE, STE. 2415, NEW YORK, NY 10169

 

EUROPA SECURITIES, LLC

3801 E FLORIDA AVENUE, STE. 400, DENVER, CO 80210

Mailing Address: 3801 E. FLORIDA AVENUE, STE. 400, DENVER, CO 80210

 

EUROPEAN AMERICAN EQUITIES, INC.

350 MADISON AVENUE, 8TH FLOOR, NEW YORK, NY 10017

 

EVERCORE GROUP L.L.C.

55 EAST 52ND STREET, 38TH FLOOR, NEW YORK, NY 10055

Mailing Address: 55 EAST 52ND STREET, 38TH FLOOR, NEW YORK, NY 10055

 

EVERGREEN INVESTMENT SERVICES, INC.

200 BERKELEY STREET, BOSTON, MA 02116-5034

 

EVERTRADE DIRECT BROKERAGE, INC.

8328 EAGER RD, SUITE 300, ST. LOUIS, MO 63144

 

EVOLUTION CAPITAL ADVISORS, LLC

1100 DEXTER AVENUE, SUITE #100, SEATTLE, WA 98109

 

EVOLUTION MARKETS FINANCIAL SERVICES LLC

10 BANK STREET, WHITE PLAINS, NY 10606

 

EVOLUTION SECURITIES US INC.

100 WOOD STREET, LONDON, EC2V7AN UNITED KINGDOM

Mailing Address: 100 WOOD STREET, LONDON, EC2V 7AN UNITED KINGDOM

 

EVOLVE SECURITIES, INC.

5300 BEE CAVES ROAD, BUILDING 3, SUITE 100, AUSTIN, TX 78746

 

EWING BEMISS & CO.

901 EAST BYRD STREET SUITE 1650, RICHMOND, VA 23219-4033

 

EWING CAPITAL, INC.

2722 UNICORN LN., N.W., WASHINGTON, DC 20015

 

EWT, LLC

9242 BEVERLY BLVD, SUITE 300, BEVERLY HILLS, CA 90210

 

EXANE, INC.

640 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10019

 

EXCALIBUR FINANCIAL GROUP, INC.

105 CORONADO CT., BUILDING 9-D, FORT COLLINS, CO 80525-4910

Mailing Address: 105 CORONADO CT., BUILDING 9-D, COLLINS, CO 80525-4910

 

EXCEL SECURITIES & ASSOCIATES, INC.

200 CANAL VIEW BLVD., STE. 204, ROCHESTER, NY 14623

 

EXECUTION ACCESS, LLC

405 URBAN STREET, SUITE 350, LAKEWOOD, CO 80228

 

EXECUTION, LLC

102 GREENWICH AVENUE, SUITE 3R, GREENWICH, CT 06830

 

EXECUTIVE SERVICES SECURITIES, LLC

3445 PEACHTREE ROAD NE, SUITE 200, ATLANTA, GA 30326-1156

 

EXOS SECURITIES, LLC

560 MISSION ST, SUITE 2800, SAN FRANCISCO, CA 94105

 

EXOTIX USA INC.

51 EAST 42ND STREET, SUITE 810, NEW YORK, NY 10021

 

EXTENSION ADVISORS, LLC

4015 HILLSBORO PIKE, SUITE 214, NASHVILLE, TN 37215

 

EXVERE SECURITIES LLC

1301 FIFTH AVENUE STE. 3405,, SEATTLE, WA 98101

Mailing Address: 1301 FIFTH AVENUE STE. 3405, SEATTLE, WA 98101

 

EZ STOCKS, INC.

165 BISHOPS WAY, SUITE 147, BROOKFIELD, WI 53005

 

EZE CASTLE TRANSACTION SERVICES LLC

12 FARNSWORTH ST., 6TH FLOOR, BOSTON, MA 02210

Last Updated: 11/4/2009