finra

Firms We Regulate - I

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I-BANKERS DIRECT, LLC

535 5TH AVE, 4TH FLOOR, NEW YORK, NY 10017

 

I-BANKERS SECURITIES, INC.

21550 OXNARD STREET, 3RD FLOOR, WOODLAND HILLS, CA 91367

 

IA SECURITIES (USA) INC.

26 WELLINGTON STREET EAST, SUITE 900, TORONTO, ONTARIO, M5E 1S2 CANADA

 

IAA FINANCIAL LLC

515 N. FLAGLER DR., STE. 800, WEST PALM BEACH, FL 33401

 

IAM CAPITAL CORPORATION

276 POST ROAD WEST, WESTPORT, CT 06880-4704

 

IBERIA CAPITAL PARTNERS L.L.C.

601 POYDRAS STREET, SUITE 2000, NEW ORLEANS, LA 70130

 

IBN FINANCIAL SERVICES, INC.

8035 OSWEGO RD., LIVERPOOL, NY 13090

Mailing Address: P.O. BOX 2365, LIVERPOOL, NY 13089

 

ICAP CORPORATES LLC

HARBORSIDE FINANCIAL CENTER, 1100 PLAZA FIVE, 12TH FL., JERSEY CITY, NJ 07311-4996

 

ICAP ELECTRONIC BROKING LLC

HARBORSIDE FINANCIAL CENTER, 1100 PLAZA 5, JERSEY CITY, NJ 07311

 

ICAP SECURITIES USA LLC

HARBORSIDE FINANCIAL CENTER, 1100 PLAZA FIVE, 12TH FL., JERSEY CITY, NJ 07311

 

ICBA SECURITIES

775 RIDGE LAKE BLVD., SUITE 200, MEMPHIS, TN 38120

 

ICD SECURITIES INC.

7301 SW 57TH COURT, SUITE 420, MIAMI, FL 33143

 

ICG CAPITAL SECURITIES, LLC

200 SOUTH TRYON ST. SUITE 700, CHARLOTTE, NC 28202

 

ICICI SECURITIES INC.

415 MADISON AVENUE - SUITE 1427, NEW YORK, NY 10017

 

ICMA-RC SERVICES, LLC

777 NORTH CAPITOL STREET, NE, SUITE 600, WASHINGTON, DC 20002-4240

 

ICON DISTRIBUTORS, INC.

5299 DTC BOULEVARD, SUITE 1200, GREENWOOD VILLAGE, CO 80111

Mailing Address: 5299 DTC BLVD., SUITE 1200, GREENWOOD VILLAGE, CO 80111

 

ICON SECURITIES, LLC

3 PARK AVENUE, 36TH FLOOR, NEW YORK, NY 10016

 

IDB CAPITAL CORP.

511 FIFTH AVENUE, 4TH FLOOR, NEW YORK, NY 10017

 

IDFC CAPITAL (USA) INC.

600 3RD AVENUE, SUITE 241, NEW YORK, NY 10116

 

IEX SERVICES LLC

7 WORLD TRADE CTR, 30TH FLOOR, NEW YORK, NY 10007

 

IFM (US) SECURITIES, LLC

99 PARK AVENUE, 19TH FLOOR - SUITE 1920, NEW YORK, NY 10016

 

IFS SECURITIES

3414 PEACHTREE RD NE, SUITE 1020, ATLANTA, GA 30326-1184

 

IIFL CAPITAL INC.

1114 AVENUE OF THE AMERICAS, 34TH FLOOR, NEW YORK, NY 10036

 

IIP SECURITIES LLC

39 BROADWAY, SUITE 3300, NEW YORK, NY 10006-3019

 

ILG SECURITIES CORPORATION

11001 LAKELINE BLVD., CSC, SUITE 300, BUILDING II, AUSTIN, TX 78717-5967

Mailing Address: P O BOX 149339, AUSTIN, TX 78714-9339

 

ILLUSTRO TRADING, LLC

20 EXCHANGE PLACE, SUITE 4101, NEW YORK, NY 10005

 

IMC FINANCIAL MARKETS

233 SOUTH WACKER DRIVE, #4300, CHICAGO, IL 60606

 

IMPERIAL CAPITAL, LLC

2000 AVENUE OF THE STARS, SUITE 900-S, LOS ANGELES, CA 90067

 

IMS HEALTH CAPITAL, INC.

4225 EXECUTIVE SQUARE, SUITE 1180, LA JOLLA, CA 92037

 

IMS SECURITIES, INC.

10205 WESTHEIMER, SUITE 500, HOUSTON, TX 77042

 

IMST DISTRIBUTORS, LLC

THREE CANAL PLAZA, THIRD FLOOR, PORTLAND, ME 04101

Mailing Address: THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101

 

INCAPITAL INSURANCE SERVICES, LLC

200 S. WACKER DRIVE, SUITE 3700, CHICAGO, IL 60606

 

INCAPITAL LLC

200 SOUTH WACKER DRIVE, SUITE 3700, CHICAGO, IL 60606

 

INDEPENDENCE CAPITAL CO., INC.

5579 PEARL ROAD, SUITE 100, PARMA, OH 44129

 

INDEPENDENT BROKERS LLC

55 BROAD STREET, NEW YORK, NY 10004

 

INDEPENDENT CLIENT ADVISORS LLC

461 FIFTH AVENUE, 17TH FLOOR, NEW YORK, NY 10017

 

INDEPENDENT FINANCIAL GROUP, LLC

12671 HIGH BLUFF DRIVE, SUITE 200, SAN DIEGO, CA 92130

 

INDEPENDENT INVESTMENT BANKERS, CORP.

6500 RIVER PLACE BLVD, BUILDING 1, SUITE 200A, AUSTIN, TX 78730

Mailing Address: 2900 NORTH QUINLAN PARK RD., SUITE# 240-235, AUSTIN, TX 78732

 

INDIAN HARBOR, LLC

ONE RIVER ROAD, COS COB, CT 06807

 

INDIANA MERCHANT BANKING AND BROKERAGE CO., INC.

55 MONUMENT CIRCLE, SUITE 715, INDIANAPOLIS, IN 46204

 

INDIANA SECURITIES, LLC

1705 N MERIDIAN STREET, INDIANAPOLIS, IN 46202

Mailing Address: 1705 N MERIDIAN STREET, INDIANAPOLIS, IN 46202

 

INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC

1633 BROADWAY, 28TH FLOOR, NEW YORK, NY 10019

 

INEO CAPITAL, LLC

2127 BRICKELL AVENUE, SUITE 1802, MIAMI, FL 33129

 

INFINEX INVESTMENTS, INC.

538 PRESTON AVENUE, MERIDEN, CT 06450-4858

 

INFINITY FINANCIAL SERVICES

1624 FRANKLIN STREET, SUITE 818, OAKLAND, CA 94612

 

ING FINANCIAL MARKETS LLC

1325 AVENUE OF THE AMERICAS, NEW YORK, NY 10019

 

INGALLS & SNYDER, LLC

1325 AVENUE OF THE AMERICAS, 18TH FLOOR, NEW YORK, NY 10019-6066

 

INLAND SECURITIES CORPORATION

2901 BUTTERFIELD ROAD, OAK BROOK, IL 60523

 

INLET SECURITIES, LLC

233 NORTH CAUSEWAY SUITE B, NEW SMYRNA BEACH, FL 32169

 

INNER CIRCLE SPORTS LLC

317 MADISON AVENUE, SUITE 510, NEW YORK, NY 10017

 

INNOVA SECURITIES, INC.

3703 WOODSMAN COURT, SUITLAND, MD 20746-1376

 

INNOVATION ADVISORS LLC

ONE PENN PLAZA, 36TH FLOOR, NEW YORK CITY, NY 10119

 

INNOVATION CAPITAL, LLC

222 NORTH SEPULVEDA BOULEVARD, SUITE 1300, EL SEGUNDO, CA 90245

 

INNOVATION PARTNERS LLC

5950 FAIRVIEW ROAD, SUITE 806, CHARLOTTE, NC 28210

 

INSIGHT SECURITIES, INC.

600 CENTRAL AVE, SUITE 265, HIGHLAND PARK, IL 60035

 

INSTINET, LLC

1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

 

INSTITUTIONAL CASH DISTRIBUTORS, LLC

580 CALIFORNIA STREET, SUITE 1335, SAN FRANCISCO, CA 94104

 

INSTITUTIONAL SECURITIES CORPORATION

3500 OAK LAWN AVE, SUITE 400, DALLAS, TX 75219

 

INSTREAM PARTNERS LLC

545 MIDDLEFIELD RD, SUITE 150, MENLO PARK, CA 94025

 

INTEGRAL FINANCIAL LLC

1072 SOUTH DE ANZA BLVD. SUITE # A 206, SAN JOSE, CA 95129

 

INTEGRATED FINANCIAL PLANNING SERVICES

KARLSTRASSE 20, HEIDELBERG, 69117 GERMANY

Mailing Address: KARLSTRASSE 20, HEIDELBERG 69117, 69117 GERMANY

 

INTEGRATED TRADING AND INVESTMENTS, INC.

209 21ST ST., HUNTINGTON BEACH, CA 92648

Mailing Address: 209 21ST ST, HUNTINGTON BEACH, CA 92648

 

INTEGRIS SECURITIES, LLC

2720 COUNCIL TREE AVE., SUITE 224, FT. COLLINS, CO 80525

 

INTEGRITY BROKERAGE SERVICES, INC.

1945 STEWART STREET, OCEANSIDE, CA 92054

 

INTEGRITY FUNDS DISTRIBUTOR, LLC

1 NORTH MAIN STREET, MINOT, ND 58703-3189

Mailing Address: PO BOX 500, MINOT, ND 58702-0500

 

INTEGRITY INVESTMENTS, INC.

221 PENSACOLA ROAD, VENICE, FL 34285

 

INTEGRITY SECURITIES, INC.

345 9TH STRREET, SUITE 307, OAKLAND, CA 94607

Mailing Address: 345 9TH STREET, SUITE 307, OAKLAND, CA 94607

 

INTELLIGENT EDGE SECURITIES, LLC

274 MADISON AVENUE, 10TH FLOOR, SUITE 1001, NEW YORK, NY 10016

 

INTELLIVEST SECURITIES, INC.

1540 CHASE COURT, RIVERDALE, GA 30296-2610

 

INTER SECURITIES LTD.

490 POST ST., SUITE 1700, SAN FRANCISCO, CA 94102

 

INTERACTIVE BROKERS CORP.

8 GREENWICH OFFICE PARK, GREENWICH, CT 06831

 

INTERACTIVE BROKERS LLC

ONE PICKWICK PLAZA-2ND FL., GREENWICH, CT 06830

 

INTERCAM SECURITIES, INC.

1221 BRICKELL AVENUE, SUITE 1070, MIAMI, FL 33131

 

INTERCAROLINA FINANCIAL SERVICES, INC.

3300 BATTLEGROUND AVENUE SUITE 400, GREENSBORO, NC 27410-2447

 

INTERCOASTAL CAPITAL MARKETS, INC.

5550 GLADES ROAD, SUITE 308, BOCA RATON, FL 33431-7277

 

INTERCONTINENTAL ASSET MANAGEMENT GROUP, LTD.

300 CONVENT STREET - SUITE 1350, SAN ANTONIO, TX 78205

 

INTERNATIONAL ASSETS ADVISORY, LLC

300 SOUTH ORANGE AVENUE, STE 1100, ORLANDO, FL 32801

Mailing Address: 300 SOUTH ORANGE AVENUE, SUITE 1100, ORLANDO, FL 32801

 

INTERNATIONAL CORRESPONDENT TRADING, INC.

525 WASHINGTON BLVD STE 2401, JERSEY CITY, NJ 07310

 

INTERNATIONAL EQUITY SERVICES, INC.

120 BLOOMINGDALE ROAD SUITE 3400, WHITE PLAINS, NY 10605

 

INTERNATIONAL KBR FINANCE LLC

712 FIFTH AVENUE, 28TH FLOOR, NEW YORK, NY 10019

 

INTERNATIONAL MONEY MANAGEMENT GROUP, INC.

110 CHANNEL MARKER WAY SUITE #101, GRASONVILLE, MD 21638

 

INTERNATIONAL RESEARCH SECURITIES, INC.

2301 CEDAR SPRINGS - STE. 150, DALLAS, TX 75201-7801

 

INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC

666 FIFTH AVENUE, 11TH FLOOR, NEW YORK, NY 10103

 

INTERPACIFIC INVESTORS SERVICES, INC.

119 CEDAR ST, SEATTLE, WA 98121

 

INTERTRADING SECURITIES

1395 BRICKELL AVENUE, SUITE 960, MIAMI, FL 33131

 

INTERVEST INTERNATIONAL EQUITIES CORPORATION

1980 DOMINION WAY - SUITE 202, COLORADO SPRINGS, CO 80918

 

INTL FCSTONE SECURITIES INC.

329 PARK AVENUE NORTH, SUITE 350, WINTER PARK, FL 32789

Mailing Address: 329 PARK AVENUE NORTH, SUITE 350, WINTER PARK, FL 32789

 

INTREPID INVESTMENT BANKERS LLC

11755 WILSHIRE BLVD., SUITE 2200, LOS ANGELES, CA 90025

 

INVEMED ASSOCIATES LLC

375 PARK AVENUE, SUITE 2205, NEW YORK, NY 10152-0189

 

INVERNESS SECURITIES, LLC

2000 AUBURN DRIVE, SUITE 440, BEACHWOOD, OH 44122

 

INVESCO CAPITAL MARKETS, INC.

11 GREENWAY PLAZA, SUITE 1000, HOUSTON, TX 77046

 

INVESCO DISTRIBUTORS, INC.

11 GREENWAY PLAZA, SUITE 1000, HOUSTON, TX 77046-1173

 

INVEST FINANCIAL CORPORATION

12750 CITRUS PARK LANE, SUITE 300, TAMPA, FL 33625

Mailing Address: 12750 CITRUS PARK LANE, SUITE 300, TAMPA, FL 33625

 

INVESTACORP, INC.

4400 BISCAYNE BLVD, 11TH FLOOR, MIAMI, FL 33137

 

INVESTEC SECURITIES (US) LLC

1270 AVENUE OF THE AMERICAS, 29TH FLOOR, NEW YORK, NY 10020

 

INVESTMENT ARCHITECTS, INC.

34 PETALUMA BLVD NORTH, PETALUMA, CA 94952-3079

 

INVESTMENT BANK SERVICES, INC.

6200 DUTCHMAN'S LANE-STE 305, LOUISVILLE, KY 40205

 

INVESTMENT CENTERS OF AMERICA, INC.

5555 GRANDE MARKET DRIVE, APPLETON, WI 54913-8403

Mailing Address: P.O. BOX 5097, APPLETON, WI 54912-5097

 

INVESTMENT DISTRIBUTORS, INC.

2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL 35223

 

INVESTMENT NETWORK, INC.

484 S. MILLER RD., SUITE 101, FAIRLAWN, OH 44333-4176

 

INVESTMENT PLACEMENT GROUP

350 10TH AVENUE, SUITE 1150, SAN DIEGO, CA 92101

Mailing Address: 350 10TH AVENUE, SUITE 1150, SAN DIEGO, CA 92101

 

INVESTMENT PLANNERS, INC.

226 W. ELDORADO STREET, DECATUR, IL 62522

Mailing Address: P.O. BOX 170, DECATUR, IL 62525-0170

 

INVESTMENT PROFESSIONALS, INC.

16414 SAN PEDRO AVE STE. 150, SAN ANTONIO, TX 78232-2245

 

INVESTMENT SECURITY CORPORATION

24009 VENTURA BLVD., SUITE 101, CALABASAS, CA 91302

 

INVESTMENT VISA CONSULTANTS, LLC

5139 GEARY BLVD., SAN FRANCISCO, CA 94118

 

INVESTMENTS BY PLANNERS, INC.

2500 N. MILITARY TRAIL, SUITE 285, BOCA RATON, FL 33431-6306

 

INVESTMENTS FOR YOU, INC.

1040 N. MAPLE STREET, MARYSVILLE, OH 43040

 

INVESTORS BROKERAGE OF TEXAS, LTD.

225 S. 5TH ST., WACO, TX 76701

Mailing Address: P.O. BOX 2683, WACO, TX 76702

 

INVESTORS CAPITAL CORP.

6 KIMBALL LANE, LYNNFIELD, MA 01940-2320

 

INVESTORS PLANNING SERVICES, CORP.

641 6TH AVE. WEST, EAST NORTHPORT, NY 11731

Mailing Address: 641 6TH AVE. WEST, EAST NORTHPORT, NY 11731

 

INVESTORS PROPERTIES, INC.

3724 THOMAS POINT RD., ANNAPOLIS, MD 21403

Mailing Address: PO BOX 4220, ANNAPOLIS, MD 21403

 

INVESTSHARES

101 WEST BIG BEAVER ROAD, SUITE 1400, TROY, MI 48084

Mailing Address: P.O. BOX 99457, TROY, MI 48099-9457

 

INVEX, INC.

601 BRICKELL KEY DRIVE, SUITE 400, MIAMI, FL 33131

 

ION PARTNERS LLC

521 FIFTH AVENUE, (27TH FLOOR), NEW YORK, NY 10175

 

IRC SECURITIES LLC

420 LEXINGTON AVENUE, SUITE 300, NEW YORK, NY 10170

 

IROQUOIS CAPITAL ADVISORS, LLC

401 COMMERCE STREET, SUITE 740, NASHVILLE, TN 37219

 

ISAAK BOND INVESTMENTS, INC.

3900 S WADSWORTH BLVD, STE 590, LAKEWOOD, CO 80235-2224

 

ISRAEL A. ENGLANDER & CO., LLC

666 FIFTH AVENUE, 14TH FLOOR, NEW YORK, NY 10103

 

ITAU BBA USA SECURITIES, INC.

767 FIFTH AVE 50TH FLOOR, NEW YORK, NY 10153

 

ITAU INTERNATIONAL SECURITIES INC.

200 S.BISCAYNE BLVD., SUITE 2200, MIAMI, FL 33131

 

ITB SECURITIES, LLC

240 W. 37TH STREET, SUITE 310, NEW YORK, NY 10018

 

ITG DERIVATIVES LLC.

601 S. LASALLE STREET, SUITE 300, CHICAGO, IL 60605

Mailing Address: 601 S. LASALLE STREET, SUITE 300, CHICAGO, IL 60605

 

ITG INC.

ONE LIBERTY PLAZA, 165 BROADWAY, 4TH FL., NEW YORK, NY 10006

 

IVA FUNDS DISTRIBUTORS, LLC

THREE CANAL PLAZA, 3RD FLOOR, PORTLAND, ME 04101

Mailing Address: THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101

 

IVP CAPITAL, LLC

337 NOYAC PATH, WATER MILL, NY 11976

 

IVY FUNDS DISTRIBUTOR, INC.

6300 LAMAR AVENUE, OVERLAND PARK, KS 66202-4200

Mailing Address: P.O. BOX 29217, SHAWNEE MISSION, KS 66201-9217

 

IVY SECURITIES, INC.

320 NORTHERN BLVD, SUITE 21, GREAT NECK, NY 11021

Last Updated: 10/7/2014