finra

FINRA List of Members - K

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K&Z PARTNERS, LLC

2445 M STREET NW, 2ND FLOOR, WASHINGTON, DC 20037

 

K. W. CHAMBERS & CO.

7800 FORSYTH, 7TH FLOOR, CLAYTON, MO 63105

 

K.C. WARD FINANCIAL

4175 VETERANS MEMORIAL HWY, SUITE 300, RONKONKOMA, NY 11779

Mailing Address: 4175 VETERANS MEMORIAL HWY, SUITE 300, RONKONKOMA, NY 11779

 

KA ASSOCIATES, INC.

1800 AVENUE OF THE STARS, SECOND FLOOR, LOS ANGELES, CA 90067

 

KABRIK TRADING LLC

11 BROADWAY, SUITE 814, NEW YORK, NY 10004

 

KACZMAREK FINANCIAL SERVICES, LLC

316 RITCHIE AVENUE, WEIRTON, WV 26062

 

KADICK, INCORPORATED

310 4TH STREET NE  SUITE 104, CHARLOTTESVILLE, VA 22902-5178

 

KAHN BROTHERS LLC

555 MADISON AVENUE, 22ND FLOOR, NEW YORK, NY 10022-3301

 

KAIETEUR INVESTMENTS LLC

90 BROAD STREET, SUITE 1701, NEW YORK, NY 10004-2670

 

KAISER AND COMPANY

6101 YELLOWSTONE RD. STE 100, CHEYENNE, WY 82009

 

KALORAMA CAPITAL, LLC

1050 CONNECTICUT AVENUE NW, 10TH FLOOR, WASHINGTON, DC 20036

 

KALOS CAPITAL, INC.

3780 MANSELL RD, STE. 150, ALPHARETTA, GA 30022

Mailing Address: 3780 MANSELL RD. STE. 150, ALPHARETTA, GA 30022

 

KANE, MCKENNA CAPITAL, INC.

150 N. WACKER DRIVE-SUITE 1600, CHICAGO, IL 60606

 

KANSAS CITY BROKERAGE. INC

6320 LAMAR, OVERLAND PARK, KS 66202

Mailing Address: PO BOX 7027, KANSAS CITY, MO 64113

 

KARVY, INC.

11 BROADWAY, SUITE 1568, NEW YORK, NY 10004

 

KASHNER DAVIDSON SECURITIES CORPORATION

77 SOUTH PALM AVENUE, SARASOTA, FL 34236-7724

 

KATALYST SECURITIES LLC

161 WASHINGTON STREET, SUITE 1050, CONSHOHOCKEN, PA 19428

 

KAUFMAN & COMPANY, LLC

101 FEDERAL STREET, NO. 1310, BOSTON, MA 02110

 

KAUFMAN BROS., L.P.

800 THIRD AVENUE, 30TH FLOOR, NEW YORK, NY 10022

 

KBC FINANCIAL PRODUCTS USA, INC.

140 EAST 45TH STREET, 42ND FLOOR, NEW YORK, NY 10017

 

KBD SECURITIES, LLC

555 TAXTER ROAD, SUITE 175, ELMSFORD, NY 10523

 

KBS CAPITAL MARKETS GROUP LLC

660 NEWPORT CENTER DRIVE, SUITE 1200, NEWPORT BEACH, CA 92660

 

KC BROKERAGE SERVICES, LLC

1423 NW ILWACO CT., CAMAS, WA 98607

Mailing Address: PO BOX 872857, VANCOUVER, WA 98687

 

KCCI, LTD.

80 MAIDEN LANE, SUITE 2201, NEW YORK, NY 10038

 

KCD FINANCIAL, INC.

3313 S. PACKERLAND DRIVE, SUITE E, DE PERE, WI 54115

 

KCPAG BROKERAGE LLC

302 E. WALNUT, ROBINSON, IL 62454

 

KDC MERGER ARBITRAGE FUND, LP

900 THIRD AVENUE SUITE 1000, NEW YORK, NY 10022-4728

 

KEANE SECURITIES CO., INC.

33 WHITEHALL STREET, 10TH FLOOR, NEW YORK, NY 10004-2114

 

KEDEM CAPITAL CORPORATION

534 BROAD HOLLOW ROAD, MELVILLE, NY 11747-2502

 

KEEFE, BRUYETTE & WOODS, INC.

787 7TH AVENUE, NEW YORK, NY 10019

Mailing Address: 787 7TH AVENUE, 4TH FLOOR, NEW YORK, NY 10019

 

KEELEY INVESTMENT CORP.

401 S. LASALLE ST #1201, CHICAGO, IL 60605

 

KELLOGG CAPITAL MARKETS, LLC

55 BROADWAY, NEW YORK, NY 10006

 

KELLOGG PARTNERS INSTITUTIONAL SERVICES LLC

55 BROADWAY, NEW YORK, NY 10006

 

KEMA PARTNERS LLC

309 LAVERNE AVE., MILL VALLEY, CA 94941

 

KEMPEN & CO U.S.A., INC.

747 THIRD AVENUE, 22ND FLOOR, NEW YORK, NY 10017

Mailing Address: 747 THIRD AVENUE, 34TH FLOOR, NEW YORK, NY 10017

 

KENAI INVESTMENTS, INC.

6900 I-40 WEST SUITE 245, AMARILLO, TX 79106

 

KENDRICK PIERCE & CO

511 W. BAY STREET, SUITE 300, TAMPA, FL 33606

Mailing Address: 511 W. BAY STREET, SUITE 300, TAMPA, FL 33606

 

KENMAR SECURITIES INC.

900 KING STREET, SUITE 100, RYE BROOK, NY 10573

 

KENNETH, JEROME & CO.,INC.

147 COLUMBIA TPKE, FLORHAM PK, NJ 07932

Mailing Address: P.O. BOX 38, FLORHAM PK, NJ 07932-0038

 

KENNY SECURITIES CORP.

101 SOUTH HANLEY, SUITE 1070, SUITE 308, ST. LOUIS, MO 63105

 

KENSINGTON CAPITAL CORP.

4910 13TH AVE., BROOKLYN, NY 11219-3100

 

KEPLER CAPITAL MARKETS, INC.

600 LEXINGTON AVENUE, 28TH FLOOR, NEW YORK, NY 10022

 

KERCHEVILLE & COMPANY, INC.

15750 IH-10 WEST, SAN ANTONIO, TX 78249

 

KERLIN CAPITAL GROUP LLC

555 S. FLOWER ST., STE. 2750, LOS ANGELES, CA 90071-1602

 

KERN, SUSLOW SECURITIES, INC.

50 BROAD STREET STE.1600, NEW YORK, NY 10004

Mailing Address: 50 BROAD STREET, NEW YORK, NY 10004

 

KERSHNER SECURITIES, LLC

1825-B KRAMER LANE, SUITE 200, AUSTIN, TX 78758-4281

 

KESSLER & COMPANY INVESTMENTS, INC.

1200 17TH STREET, SUITE 110, DENVER, CO 80202-5835

 

KEVIN DANN & PARTNERS, LLC

400 MADISON AVENUE STE. 4A, NEW YORK, NY 10017

 

KEVIN HART KORNFIELD & COMPANY, INC.

2137 EMBASSY DRIVE STE 105, LANCASTER, PA 17603-2387

Mailing Address: P.O. BOX 6423, LANCASTER, PA 17607-6423

 

KEY INVESTMENT SERVICES LLC

4900 TIEDEMAN ROAD, OH-01-49-3TBC, BROOKLYN, OH 44144

Mailing Address: 4900 TIEDEMAN ROAD, BROOKLYN, OH 44144

 

KEYBANC CAPITAL MARKETS INC.

800 SUPERIOR AVENUE, CLEVELAND, OH 44114-2603

 

KEYSTONE CAPITAL CORPORATION

3511 CAMINO DEL RIO SOUTH, SUITE 406, SAN DIEGO, CA 92108

 

KFM SECURITIES, INC.

C/O ACCOUNTING AND COMPLIANCE INTERNATIONAL, 40 WALL ST., 34TH FLOOR, NEW YORK, NY 10005

Mailing Address: C/O ACCCOUNTING AND COMPLIANCE INTERNATIONAL, 40 WALL ST., 34TH FLOOR, NEW YORK, NY 10005

 

KGW CAPITAL CORPORATION

5 HAMPTON CLOSE, WESTHAMPTON BEACH, NY 11978

 

KILDARE CAPITAL, INC.

555 LANCASTER AVENUE, SUITE 540, RADNOR, PA 19087

 

KILEY PARTNERS, INC.

13241 OAKMEADE, PALM BEACH GARDENS, FL 33418

 

KILKENNY, MICHAEL JOSEPH

1 GLADYS DRIVE, SPRING VALLEY, NY 10977

 

KILLARNEY SECURITIES CORPORATION

230 PARK AVENUE SUITE 1152, NEW YORK, NY 10169

 

KIM ENG SECURITIES U.S.A. INC.

406 EAST 50TH ST., NEW YORK, NY 10022-8002

 

KIMBERLY CAPITAL CORP.

14 GEORGE ROAD, GLEN ROCK, NJ 07452

 

KIMELMAN & BAIRD, LLC

100 PARK AVENUE, NEW YORK, NY 10017-5516

 

KINECTA FINANCIAL & INSURANCE SERVICES, LLC

1440 ROSECRANS AVE., MAIL STOP 38, MANHATTAN BEACH, CA 90266

 

KINETICS FUNDS DISTRIBUTOR, INC.

555 TAXTER ROAD, SUITE 175, ELMSFORD, NY 10523

 

KINGSBRIDGE CAPITAL CORP.

12407 RIDGE RD, KING GEORGE, VA 22485

 

KINGSBURY CAPITAL, LLC

200 SOUTH MICHIGAN AVE., 21ST FLOOR, CHICAGO, IL 60604

 

KINGSDALE CAPITAL MARKETS (USA) INC.

130 KING STREET WEST, SUITE 2950, TORONTO, ONTARIO, M5X 1C7 CANADA

Mailing Address: 1040 FIRST AVE., #320, NEW YORK, NY 10022

 

KINSELL, NEWCOMB & DE DIOS, INC

2776 GATEWAY ROAD, CARLSBAD, CA 92009

 

KIOUS AND COMPANY, INCORPORATED

320 GOLD AVE SW, SUITE 919, ALBUQUERQUE, NM 87102

Mailing Address: P.O. DRAWER L, ALBUQUERQUE, NM 87103

 

KIPLING CAPITAL, INC.

100 SHORELINE HWY. 200-B, MILL VALLEY, CA 94941

 

KIPLING JONES & CO., LTD.

1200 SMITH STREET, STE. 1600, HOUSTON, TX 77002

Mailing Address: 1200 SMITH STREET, STE. 1600, HOUSTON, TX 77002

 

KIPPSDESANTO & COMPANY

1600 TYSONS BOULEVARD, SUITE 375, MCLEAN, VA 22102

 

KIRK SECURITIES CORPORATION

400 N. CARROLL BLVD., STE. 201, DENTON, TX 76201-9041

Mailing Address: P.O. BOX 1934, DENTON, TX 76202

 

KJM SECURITIES, INC.

48 SAGAMORE ROAD, SUITE 29, BRONXVILLE, NY 10708-1534

Mailing Address: P.O. BOX 734, BRONXVILLE, NY 10708-0734

 

KKR CAPITAL MARKETS LLC

9 WEST 57TH STREET, 41ST FLOOR,, SUITE 4160, NEW YORK, NY 10019

 

KMS FINANCIAL SERVICES, INC.

2001 SIXTH AVE, SUITE 2801, SEATTLE, WA 98121-1866

 

KNIGHT BONDPOINT, INC.

2859 PACES FERRY ROAD, SUITE 2125, ATLANTA, GA 30339

 

KNIGHT CAPITAL MARKETS LLC

100 MANHATTANVILLE ROAD, PURCHASE, NY 10577

 

KNIGHT CLEARING SERVICES LLC

545 WASHINGTON BLVD., JERSEY CITY, NJ 07310

 

KNIGHT DIRECT LLC

545 WASHINGTON BLVD., JERSEY CITY, NJ 07310

 

KNIGHT EQUITY MARKETS, L.P.

545 WASHINGTON BLVD., JERSEY CITY, NJ 07310-1607

Mailing Address: 545 WASHINGTON BOULEVARD, JERSEY CITY, NJ 07310-1607

 

KNIGHT LIBERTAS LLC

ONE GREENWICH OFFICE PARK, SOUTH, SECOND FL., GREENWICH, CT 06831

 

KNOX SECURITIES CORP.

33 RIVERSIDE AVENUE, 5TH FLOOR, WESTPORT, CT 06880

 

KOEHLER FINANCIAL, LLC

5764 JAMES DRIVE, STEVENSVILLE, MI 49127

 

KOONCE SECURITIES, INC.

6550 ROCK SPRING DR. STE 600, BETHESDA, MD 20817-6550

 

KOREA INVESTMENT & SECURITIES AMERICA, INC.

400 KELBY STREET, 11TH FLOOR, FORT LEE, NJ 07024

 

KOTAK MAHINDRA, INC.

50 MAIN STREET, SUITE 310, WHITE PLAINS, NY 10606

 

KOVACK SECURITIES INC.

6451 N. FEDERAL HWY., SUITE 1201, FT. LAUDERDALE, FL 33308

 

KOVITZ SECURITIES, LLC

115 S. LASALLE ST., 27TH FLOOR, CHICAGO, IL 60603

 

KPMG CORPORATE FINANCE LLC

1 EAST PRATT STREET, 6TH FLOOR, BALTIMORE, MD 21202

 

KR SECURITIES, LLC

600 PRETTY BROOK ROAD, PRINCETON, NJ 08540

Mailing Address: P.O. BOX 7787, PRINCETON, NJ 08543-7787

 

KRAMBO CORPORTION

1355 BAY STREET #4, SAN FRANCISCO, CA 94123

Mailing Address: THE PRESIDIO OF SAN FRANCISCO, MAIL CAL BOX 29310, SAN FRANCISCO, CA 94129-0310

 

KRAMER SECURITIES CORPORATION

7120 S.W. 95 STREET, MIAMI, FL 33156

Mailing Address: P.O. DRAWER 431456, MIAMI, FL 33243

 

KRD BROKERAGE, LLC

1101 PERIMETER DRIVE , SUITE 730, SCHAUMBURG, IL 60173

Mailing Address: 1101 PERIMETER DRIVE, SUITE 730, SCHAUMBURG, IL 60173

 

KRIEBEL GAS & OIL INVESTMENTS CORP.

633 MAYFIELD DRIVE, CLARION, PA 16214

Mailing Address: P.O. BOX 765, CLARION, PA 16214

 

KRK LIMITED

1107 NIGHTINGALE DR, PALATINE, IL 60067-7038

Mailing Address: 1107 NIGHTINGDALE DR, PALATINE, IL 60067-7038

 

KRUEGER BROKERAGE INC.

406 MAIN STREET, P.O. BOX 1448, KEOKUK, IA 52632

Mailing Address: P.O. BOX 1448, KEOKUK, IA 52632

 

KTA CAPITAL, LLC

C/O ELLENOFF GROSSMAN 150 E 42ND STREET, 11TH FLOOR, NEW YORK, NY 10017

 

KUEHL CAPITAL CORPORATION

14747 CALIFORNIA STREET, SUITE 1, OMAHA, NE 68154

 

KUHNS BROTHERS SECURITIES CORPORATION

558 LIME ROCK ROAD, LIME ROCK, CT 06039

Mailing Address: 558 LIME ROCK ROAD, LAKEVILLE, CT 06039

 

KUN-LUN DEVELOPMENT CORPORATION

6080 STEWART AVENUE, FREMONT, CA 94538

 

KURT SALMON ASSOCIATES CAPITAL ADVISORS, INC.

1355 PEACHTREE ST., SUITE 900, ATLANTA, GA 30309

 

KUYKENDALL & SCHNEIDER, INC.

3405 22ND STREET, SUITE 202, LUBBOCK, TX 79410

Mailing Address: 3405 22ND STREET, LUBBOCK, TX 79410

 

KW SECURITIES CORPORATION

1001 BAYHILL DRIVE, SUITE 170, SAN BRUNO, CA 94066

 

KYSON & CO

411 E. HUNTINGTON DR., #212, ARCADIA, CA 91006

Last Updated: 11/4/2009