finra

Firms We Regulate - K

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K CAPITAL LLC

805 THIRD AVENUE, FLOOR 14, NEW YORK, NY 10022

 

K. W. CHAMBERS & CO.

7800 FORSYTH, 5TH FLOOR, CLAYTON, MO 63105

 

K.C. WARD FINANCIAL

4175 VETERANS MEMORIAL HWY, SUITE 300, RONKONKOMA, NY 11779

Mailing Address: 4175 VETERANS MEMORIAL HWY, SUITE 300, RONKONKOMA, NY 11779

 

KA ASSOCIATES, INC.

1800 AVENUE OF THE STARS, THIRD FLOOR, LOS ANGELES, CA 90067

 

KAHN BROTHERS LLC

555 MADISON AVENUE, 22ND FLOOR, NEW YORK, NY 10022-3301

 

KAIETEUR INVESTMENTS LLC

90 BROAD STREET, SUITE 1904, NEW YORK, NY 10004-2670

 

KAISER AND COMPANY

6101 YELLOWSTONE RD. STE 100, CHEYENNE, WY 82009

 

KALORAMA CAPITAL, LLC

1776 I STREET NW, SUITE 900, WASHINGTON, DC 20006-3757

 

KALOS CAPITAL, INC.

11525 PARK WOODS CIRCLE, SUITE 280, ALPHARETTA, GA 30005

 

KANSAS CITY BROKERAGE. INC

6700 ANTIOCH ROAD, SUITE 420, MERRIAM, KS 66204

Mailing Address: PO BOX 7027, KANSAS CITY, MO 64113

 

KAPITALL GENERATION, LLC

241 CENTRE STREET, 6TH FLOOR, SUITE 7, NEW YORK, NY 10013

 

KARVY, INC.

11 BROADWAY, SUITE 1568, NEW YORK, NY 10004

 

KASHNER DAVIDSON SECURITIES CORPORATION

77 SOUTH PALM AVENUE, SARASOTA, FL 34236-7724

 

KATALYST SECURITIES LLC

15 MAIDEN LANE, ROOM 601, NEW YORK, NY 10038

 

KAUFMAN & COMPANY, LLC

101 FEDERAL STREET, NO. 1310, BOSTON, MA 02110

 

KAYAN SECURITIES, INC.

3450 WILSHIRE BLVD, # 1020, LOS ANGELES, CA 90010-2245

 

KBC SECURITIES USA, INC.

1177 AVENUE OF THE AMERICAS, 7TH FLOOR, NEW YORK, NY 10036

 

KBD SECURITIES, LLC

470 PARK AVENUE SOUTH, NEW YORK, NY 10016

 

KBS CAPITAL MARKETS GROUP LLC

660 NEWPORT CENTER DRIVE, SUITE 1200, NEWPORT BEACH, CA 92660

 

KCD FINANCIAL, INC.

3313 S. PACKERLAND DRIVE, SUITE E, DE PERE, WI 54115

 

KCG AMERICAS LLC

545 WASHINGTON BLVD., JERSEY CITY, NJ 07310

 

KCG SECURITIES, LLC

13961 S. MINUTEMAN DR., #300A, DRAPER, UT 84020

 

KCOE CAPITAL ADVISORS, LLC

2725 NW 24TH AVE., CAMAS, WA 98607

Mailing Address: PO BOX 1016, CAMAS, WA 98607

 

KCPAG BROKERAGE LLC

302 E. WALNUT, ROBINSON, IL 62454

 

KEDEM CAPITAL CORPORATION

52 BEAUMONT DRIVE, MELVILLE, NY 11747-2502

 

KEEFE, BRUYETTE & WOODS, INC.

787 7TH AVENUE, NEW YORK, NY 10019

Mailing Address: 787 7TH AVENUE, 4TH FLOOR, NEW YORK, NY 10019

 

KEEL POINT CAPITAL, LLC

8065 LEESBURG PIKE, SUITE 300, VIENNA, VA 22182

 

KEELEY INVESTMENT CORP.

111 W. JACKSON BLVD., SUITE 810, CHICAGO, IL 60604

 

KEISER ANALYTICS

139 FULTON STREET, SUITE 512, NEW YORK, NY 10038

Mailing Address: 527 HUDSON STREET, SUITE 20-170, NEW YORK, NY 10014

 

KELSON CAPITAL LLC

230 PARK AVENUE, 33RD FLOOR, NEW YORK, NY 10169

 

KEMA PARTNERS LLC

309 LAVERNE AVE., MILL VALLEY, CA 94941

 

KEMPEN & CO U.S.A., INC.

880 THIRD AVENUE, 17TH FLOOR, NEW YORK, NY 10022

 

KENAI INVESTMENTS, INC.

112 SW 8TH AVE STE 301E, AMARILLO, TX 79101

 

KENMAR SECURITIES, L.P.

1211 AVENUE OF THE AMERICAS, SUITE 2701, NEW YORK, NY 10036

Mailing Address: PO BOX 5537, NEW YORK, NY 10185-5537

 

KENNETH, JEROME & CO.,INC.

147 COLUMBIA TPKE, FLORHAM PK, NJ 07932

Mailing Address: P.O. BOX 38, FLORHAM PK, NJ 07932-0038

 

KENSINGTON CAPITAL CORP.

4910 13TH AVE., BROOKLYN, NY 11219-3100

 

KEPLER CAPITAL MARKETS, INC.

600 LEXINGTON AVENUE, 28TH FLOOR, NEW YORK, NY 10022

 

KERCHEVILLE & COMPANY, INC.

15750 IH-10 WEST, SAN ANTONIO, TX 78249

 

KERLIN CAPITAL GROUP LLC

624 SOUTH GRAND AVENUE, SUITE 2410, LOS ANGELES, CA 90017

 

KERSHNER SECURITIES, LLC

1825-B KRAMER LANE, SUITE 200, AUSTIN, TX 78758-4281

 

KESSLER & COMPANY INVESTMENTS, INC.

1200 17TH STREET, SUITE 110, DENVER, CO 80202-5835

 

KEVIN HART KORNFIELD & COMPANY, INC.

2137 EMBASSY DRIVE STE 105, LANCASTER, PA 17603-2387

Mailing Address: P.O. BOX 6423, LANCASTER, PA 17607-6423

 

KEY INVESTMENT SERVICES LLC

4900 TIEDEMAN ROAD, OH-01-49-0215, BROOKLYN, OH 44144

 

KEY WEST INVESTMENTS, LLC

227 W. VALLEY BLVD, SUITE 298B, SAN GABRIEL, CA 91776

 

KEYBANC CAPITAL MARKETS INC.

127 PUBLIC SQUARE, CLEVELAND, OH 44114

 

KEYSTONE CAPITAL CORPORATION

3511 CAMINO DEL RIO SOUTH, SUITE 406, SAN DIEGO, CA 92108

 

KFM SECURITIES, INC.

C/O BUTTONWOOD BUSINESS SOLUTIONS, LLC., 30 BROAD STREET - 14TH FLOOR, NEW YORK, NY 10004

 

KGS-ALPHA CAPITAL MARKETS, L.P.

601 LEXINGTON AVENUE, 44TH FLOOR, NEW YORK, NY 10022

 

KIDRON CAPITAL ADVISORS LLC

1450 BROADWAY, 39TH FLOOR, NEW YORK, NY 10018

 

KILDARE CAPITAL, INC.

555 LANCASTER AVENUE, SUITE 540, RADNOR, PA 19087

 

KILEY PARTNERS, INC.

11770 U.S. HIGHWAY ONE, SUITE 203E, PALM BEACH GARDENS, FL 33408

 

KIMBERLITE ADVISORS, LLC

623 5TH AVENUE, 16TH FLOOR, NEW YORK, NY 10019

 

KIMELMAN & BAIRD, LLC

100 PARK AVENUE, NEW YORK, NY 10017-5516

 

KINECTA FINANCIAL & INSURANCE SERVICES, LLC

973 S. WESTLAKE BLVD., SUITE 200, WESTLAKE VILLAGE, CA 91361

Mailing Address: 973 S. WESTLAKE BLVD, SUITE 200, WESTLAKE VILLAGE, CA 91361

 

KINETICS FUNDS DISTRIBUTOR LLC

470 PARK AVENUE SOUTH, 8TH FLOOR, NEW YORK, NY 10016

 

KINGSBURY CAPITAL LLC

ONE ROTARY CENTER, 1560 SHERMAN AVENUE, SUITE 803, EVANSTON, IL 60201

 

KIPLING CAPITAL, INC.

100 SHORELINE HWY. 200-B, MILL VALLEY, CA 94941

 

KIPLING JONES & CO., LTD.

440 LOUISIANA STREET, STE. 900, HOUSTON, TX 77002

Mailing Address: 440 LOUISIANA STREET, STE. 900, HOUSTON, TX 77002

 

KIPPSDESANTO & COMPANY

8000 TOWERS CRESCENT DRIVE, SUITE 1200, TYSONS CORNER, VA 22182

 

KISKI SECURITIES LLC

888 7TH AVENUE, 5TH FLOOR, NEW YORK, NY 10019

 

KITTLE CAPITAL MARKETS, LLC

500 E. 96TH STREET, SUITE 300, INDIANAPOLIS, IN 46240

 

KJM SECURITIES, INC.

48 SAGAMORE ROAD, SUITE 29, BRONXVILLE, NY 10708-1534

Mailing Address: P.O. BOX 734, BRONXVILLE, NY 10708-0734

 

KKR CAPITAL MARKETS LLC

9 WEST 57TH STREET, 41ST FLOOR,, SUITE 4160, NEW YORK, NY 10019

 

KLR GROUP, LLC

510 MADISON AVENUE, 10TH FLOOR, NEW YORK, NY 10022

 

KMS FINANCIAL SERVICES, INC.

2001 SIXTH AVE, SUITE 2801, SEATTLE, WA 98121-1866

 

KNOX SECURITIES CORP.

830 POST ROAD EAST, SUITE 205, WESTPORT, CT 06880

 

KOEHLER FINANCIAL, LLC

5764 JAMES DRIVE, STEVENSVILLE, MI 49127

 

KOONCE SECURITIES, LLC

6550 ROCK SPRING DR. STE 600, BETHESDA, MD 20817-6550

 

KOREA INVESTMENT & SECURITIES AMERICA, INC.

1350 AVENUE OF THE AMERICAS, SUITE 1110, NEW YORK, NY 10019

 

KOTA GLOBAL SECURITIES INC.

750 THIRD AVENUE, 9TH FLOOR, NEW YORK, NY 10017

 

KOTAK MAHINDRA, INC.

50 MAIN STREET, SUITE 890, WHITE PLAINS, NY 10606

 

KOVACK INTERNATIONAL SECURITIES INC

6451 N. FEDERAL HWY, FT. LAUDERDALE, FL 33308

 

KOVACK SECURITIES INC.

6451 N. FEDERAL HWY., SUITE 1201, FT. LAUDERDALE, FL 33308

 

KOVITZ SECURITIES, LLC

115 S. LASALLE ST., 27TH FLOOR, CHICAGO, IL 60603

 

KPG CAPITAL PARTNERS, LLC

2760 RASMUSSEN ROAD, SUITE D-205, PARK CITY, UT 84098

Mailing Address: 2760 RASMUSSEN ROAD, SUITE D-205, PARK CITY, UT 84098

 

KPMG CORPORATE FINANCE LLC

200 E. RANDOLPH DRIVE, CHICAGO, IL 60601-6436

Mailing Address: 200 E. RANDOLPH DRIVE, SUITE 5500, CHICAGO, IL 60601-6436

 

KR SECURITIES, LLC

600 PRETTY BROOK ROAD, PRINCETON, NJ 08540

Mailing Address: P.O. BOX 7787, PRINCETON, NJ 08543-7787

 

KRAMBO CORPORTION

1355 BAY STREET #4, SAN FRANCISCO, CA 94123

Mailing Address: THE PRESIDIO OF SAN FRANCISCO, MAIL CAL BOX 29310, SAN FRANCISCO, CA 94129-0310

 

KSBD, LLC

4401 DOMINION BOULEVARD, GLEN ALLEN, VA 23060

 

KUEHL CAPITAL CORPORATION

14747 CALIFORNIA STREET, SUITE 1, OMAHA, NE 68154

 

KUHNS BROTHERS SECURITIES CORPORATION

558 LIME ROCK ROAD, LIME ROCK, CT 06039

Mailing Address: 558 LIME ROCK ROAD, LAKEVILLE, CT 06039

 

KUN-LUN DEVELOPMENT CORPORATION

435 KINGSTON DRIVE, DANVILLE, CA 94506

 

KURT SALMON CAPITAL ADVISORS, INC.

1355 PEACHTREE ST., SUITE 900, ATLANTA, GA 30309

 

KUYKENDALL & SCHNEIDER, INC.

3405 22ND STREET, SUITE 202, LUBBOCK, TX 79410

Mailing Address: 3405 22ND STREET, LUBBOCK, TX 79410

 

KW SECURITIES CORPORATION

100 LARKSPUR LANDING CIRCLE, SUITE 200, LARKSPUR, CA 94939

 

KYSON & CO

1051 PARK VIEW DRIVE, # 119, COVINA, CA 91724

 

KYTE SECURITIES LLC

55 WATER STREET, NEW YORK, NY 10041

Last Updated: 9/3/2014