finra

Firms We Regulate - L

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L&M FINANCIAL SERVICES

5510 PEARL RD, LOWER LEVEL #98, PARMA, OH 44129

Mailing Address: 5510 PEARL RD., LOWER LEVEL #98, PARMA, OH 44129

 

L. B. FISHER & COMPANY

17300 DALLAS PARKWAY, SUITE 3050, DALLAS, TX 75248

 

L.J. HART AND COMPANY

16401 SWINGLEY RIDGE ROAD - SUITE 210, ST. LOUIS, MO 63017

 

L.M. KOHN & COMPANY

10151 CARVER RD., SUITE 100, CINCINNATI, OH 45242

 

L.O. THOMAS & CO. INC.

LINWOOD COMMONS-SUITE A-6, 2106 NEW ROAD, LINWOOD, NJ 08221

Mailing Address: LINWOOD COMMMONS-SUITE A-6, 2106 NEW ROAD PO BOX 293, LINWOOD, NJ 08221

 

LA HONDA ADVISORS LLC

855 EL CAMINO REAL, BLDG 4, SUITE 272, PALO ALTO, CA 94301

Mailing Address: 83 MARYMONT AVE., ATHERTON, CA 94301

 

LABRUNERIE FINANCIAL SERVICES, INC.

601 W. NIFONG BLVD, BUILDING 3B, COLUMBIA, MO 65203

Mailing Address: 601 W. NIFONG BLVD, BUILDING 3B``, COLUMBIA, MO 65203

 

LADDER CAPITAL SECURITIES LLC

345 PARK AVENUE, 8TH FLOOR, NEW YORK, NY 10154

 

LADENBURG THALMANN & CO. INC.

570 LEXINGTON AVE, 11TH FLOOR, NEW YORK, NY 10022

 

LAFAYETTE INVESTMENTS, INC.

7910 WOODMONT AVE, SUITE 905, BETHESDA, MD 20814

 

LAFISE SECURITIES CORPORATION

200 S. BISCAYNE BLVD, SUITE 3550, MIAMI, FL 33131

 

LAIDLAW & COMPANY (UK) LTD.

41 DOVER STREET, LONDON, W1S 4NS ENGLAND

Mailing Address: 546 FIFTH AVENUE, 5TH FLOOR, NEW YORK, NY 10036

 

LAKE CHAMPLAIN BROKERAGE SERVICES LLC

130 WEST 42ND STREET, 15TH FLOOR, NEW YORK, NY 10036

 

LAKE FOREST SECURITIES LLC

1215 WASHINGTON AVE. SUITE 205, WILMETTE, IL 60091

Mailing Address: 1215 WASHINGTON AVE.  SUITE 205, WILMETTE, IL 60091

 

LAKE STREET CAPITAL MARKETS, LLC

225 SOUTH SIXTH STREET, SUITE 2050, MINNEAPOLIS, MN 55402

 

LAKERIDGE CAPITAL INC.

55 UNIVERSITY AVENUE, MEZZANINE LEVEL, SUITE M002, TORONTO, ONTARIO, M5J 2H7 CANADA

Mailing Address: 1040 FIRST AVE., #320, NEW YORK, NY 10022

 

LAM SECURITIES INVESTMENTS, INC.

2099 LAKE STREET, SAN FRANCISCO, CA 94121

 

LAMON & STERN, INC.

1950 NORTH PARK PLACE, STE.100, ATLANTA, GA 30339

 

LAMPERT CAPITAL MARKETS INC.

477 MADISON AVE, SUITE 230, NY, NY 10022

 

LAMPOST CAPITAL, L.C.

7777 W. GLADES ROAD, SUITE 213, BOCA RATON, FL 33434

 

LANCASTER POLLARD & CO., LLC

65 EAST STATE STREET, SUITE 1600, COLUMBUS, OH 43215

 

LANDAAS & COMPANY

411 E. WISCONSIN AVE, MILWAUKEE, WI 53202

 

LANDOLT SECURITIES, INC.

701 OREGON STREET, OSHKOSH, WI 54902

Mailing Address: P.O. BOX 2703, OSHKOSH, WI 53903-2703

 

LANGDON P. COOK GOVERNMENT SECURITIES, LLC

100 PARK AVENUE, 22ND FLOOR, NEW YORK, NY 10017-5516

 

LANTERN INVESTMENTS, INC.

35 PINELAWN ROAD, SUITE 101E, MELVILLE, NY 11747

 

LARA, MAY & ASSOCIATES, LLC

7600 LEESBURG PIKE, SUITE 120 EAST, FALLS CHURCH, VA 22043

 

LARADORBECKER SECURITIES CORPORATION

32 GOLDEN SCROLL CIRCLE, THE WOODLANDS, TX 77382

 

LARIMER CAPITAL CORPORATION

1720 SOUTH BELLAIRE STREET, SUITE 1110, DENVER, CO 80222

 

LARKSPUR CAPITAL CORPORATION

708 THIRD AVENUE, SUITE 1005, NEW YORK, NY 10017

 

LARRAINVIAL SECURITIES US LLC

EL BOSQUE NORTE 0177, LAS CONDES SANTIAGO, 0177 CHILE

 

LARSON FINANCIAL SECURITIES, LLC

1015 CORPORATE SQUARE DR., SUITE 300, ST. LOUIS, MO 63132

 

LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC

200 EAST RANDOLPH DRIVE, CHICAGO, IL 60601

 

LASALLE ST SECURITIES, L.L.C.

940 N. INDUSTRIAL DR., ELMHURST, IL 60126-1131

 

LATAM SECURITIES LLC

110 CENTRAL PARK SOUTH, SUITE 2A, NEW YORK, NY 10019

 

LAUREL HILL SECURITIES LLC

2 ROBBINS LANE, SUITE 201, JERICHO, NY 11753

 

LAVAFLOW, INC.

388 GREENWICH STREET, 29TH FLOOR, NEW YORK, NY 10013

 

LAVECCHIA CAPITAL LLC

444 MANSFIELD AVENUE, DARIEN, CT 06820

 

LAWSON FINANCIAL CORPORATION

3352 E. CAMELBACK RD, PHOENIX, AZ 85018

Mailing Address: 3352 E CAMELBACK RD, PHOENIX, AZ 85018

 

LAZARD ASSET MANAGEMENT SECURITIES LLC

30 ROCKEFELLER PLAZA, 59TH FLOOR, NEW YORK, NY 10112

 

LAZARD CAPITAL MARKETS LLC

30 ROCKEFELLER PLAZA, NEW YORK, NY 10020-5900

 

LAZARD FRERES & CO. LLC

30 ROCKEFELLER PLAZA, NEW YORK, NY 10020-5900

 

LAZARD MIDDLE MARKET LLC

225 SOUTH SIXTH STREET, 46TH FLOOR, MINNEAPOLIS, MN 55402

Mailing Address: 225 SOUTH SIXTH STREET, 46TH FLOOR, MINNEAPOLIS, MN 55402

 

LB GROUP LLC

1380 WEST PACES FERRY RD., SUITE 2240, ATLANTA, GA 30327

 

LBC CAPITAL PARTNERS LLC

700 13TH STREET, NW. STE 925, WASHINGTON, DC 20005

 

LCG CAPITAL ADVISORS, LLC

201 EAST KENNEDY BLVD, SUITE 325, TAMPA, FL 33602

 

LCS SECURITIES, LLC

595 MADISON AVENUE, 17TH FLOOR, NEW YORK, NY 10022

 

LCT CAPITAL, LLC

80 PASCAL LN, AUSTIN, TX 78746

 

LEADER CAPITAL CORP.

919 NE 19TH AVE,, SUITE 200, PORTLAND, OR 97232

Mailing Address: 919 NE 19TH AVE., SUITE 200, PORTLAND, OR 97232

 

LEBENTHAL & CO., LLC

230 PARK AVENUE, 32ND FLOOR, NEW YORK, NY 10175

 

LEC INVESTMENT CORP.

505 20TH STREET NORTH, SUITE 1015, BIRMINGHAM, AL 35203

 

LEE FINANCIAL SECURITIES, INC.

3113 OLU STREET, HONOLULU, HI 96816

 

LEERINK PARTNERS LLC

1 FEDERAL STREET 37TH FLR, BOSTON, MA 02110

Mailing Address: 1 FEDERAL STREET 37TH FL, BOSTON, MA 02110

 

LEGACY ASSET SECURITIES, INC.

3411 RICHMOND AVENUE STE 750, HOUSTON, TX 77046

 

LEGACY CAPITAL FUND, INC.

433 METAIRIE RD STE 405, METAIRIE, LA 70005

 

LEGEND EQUITIES CORPORATION

4600 EAST PARK DRIVE, SUITE 300, PALM BEACH GARDENS, FL 33410

 

LEGEND SECURITIES, INC.

45 BROADWAY, 32ND FLOOR, NEW YORK, NY 10006

 

LEGG MASON INVESTOR SERVICES, LLC

100 INTERNATIONAL DRIVE, BALTIMORE, MD 21202

 

LEIGH BALDWIN & CO., LLC

112 ALBANY STREET, CAZENOVIA, NY 13035-0660

 

LEK SECURITIES CORPORATION

1 LIBERTY PLAZA, 165 BROADWAY, 52ND FLOOR, NEW YORK, NY 10006

 

LEMLEY, YARLING & CO.

42 S. WASHINGTON STREET, #3, HINSDALE, IL 60521

 

LENOX FINANCIAL SERVICES, INC.

322 ALANA DRIVE, NEW LENOX, IL 60451

 

LEONARD SECURITIES, INC

1900 N W EXPRESSWAY SUITE 1450, OKLAHOMA CITY, OK 73118-1812

 

LESKO SECURITIES INC.

53 CHENANGO STREET 2ND FLOOR, BINGHAMTON, NY 13901

Mailing Address: P.O. BOX 1890, BINGHAMTON, NY 13902-1890

 

LEUMI INVESTMENT SERVICES INC.

562-564 FIFTH AVENUE, NEW YORK, NY 10036

 

LEVEL ATS

101 FEDERAL STREET, SUITE 1010, BOSTON, MA 02110

 

LEVY, HARKINS & CO., INC.

366 MADISON AVENUE, FLOOR 14, NEW YORK, NY 10017

 

LEWIS FINANCIAL GROUP, L.C.

8658 BUSINESS PARK DR, SUITE 200, SHREVEPORT, LA 71105-5660

 

LEWIS YOUNG ROBERTSON & BURNINGHAM, INC.

41 N. RIO GRANDE, SUITE 101, SALT LAKE CITY, UT 84101

 

LEXBRIDGE INTERNATIONAL

40 MALL ROAD, SUITE 206, BURLINGTON, MA 01803

 

LEXINGTON INVESTMENT COMPANY, INC.

2365 HARRODSBURG ROAD STE. B375, SUITE B375, LEXINGTON, KY 40504

 

LEXINGTON PARK CAPITAL MARKETS, LLC

6036 GREATWATER DRIVE, WINDERMERE, FL 34786

 

LIATI CAPITAL, LLC

14 WALL STREET 20TH FLOOR, NEW YORK, NY 10005

 

LIBERTY ASSOCIATES, INC.

501 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10017

Mailing Address: 501 FIFTH AVEUE, 15TH FLOOR, NEW YORK, NY 10017

 

LIBERTY CAPITAL INVESTMENT CORPORATION

1800 SW FIRST AVE., SUITE 150, PORTLAND, OR 97201

Mailing Address: 1800 SW FIRST AVE, SUITE 150, PORTLAND, OR 97201

 

LIBERTY GLOBAL PARTNERS

10 LIBERTY SQUARE 3RD FLOOR, BOSTON, MA 02109

 

LIBERTY GROUP, LLC

3923 GRAND AVENUE, OAKLAND, CA 94610

 

LIBERTY INVESTMENT COUNSEL, LTD.

815 GENESEE STREET, DELAFIELD, WI 53018

Mailing Address: P O BOX 128, DELAFIELD, WI 53018

 

LIBERTY PARTNERS FINANCIAL SERVICES, LLC

5060 CALIFORNIA AVENUE, SUITE 620, BAKERSFIELD, CA 93309

 

LIBERTY TREE ADVISORS, LLC

24 LIBERTY STREET, ACTON, MA 01720

 

LIBERUM

441 LEXINGTON AVENUE, 15TH FLOOR, NEW YORK, NY 10017

Mailing Address: 441 LEXINGTON AVENUE, 15TH FLOOR, NEW YORK, NY 10017

 

LIBUCKI & CO., LLC

1900 MARKET STREET SUITE 627A, SUITE 627A, PHILADELPHIA, PA 19103

Mailing Address: 1900 MARKET STREET, SUITE 627A, PHILADELPHIA, PA 19103

 

LICCAR SECURITIES & CUSTODIAL SERVICES, LLC

231 S. LASALLE STREET SUITE 650, CHICAGO, IL 60604

 

LIEBLONG & ASSOCIATES, INC.

10825 FINANCIAL CTR PKWY, SUITE 100, LITTLE ROCK, AR 72211

Mailing Address: P.O. BOX 24520, LITTLE ROCK, AR 72221

 

LIFEMARK SECURITIES CORP.

400 WEST METRO PARK, ROCHESTER, NY 14623

 

LIFESCI CAPITAL

250 WEST 55TH STREET, SUITE 16B, NEW YORK, NY 10019

 

LIGHTHOUSE CAPITAL GROUP, LLC

251 S. LAKE AVE., SUITE 520, PASADENA, CA 91101

Mailing Address: 251 S. LAKE AVE., SUITE 520, PASADENA, CA 91101

 

LIGHTSPEED TRADING, LLC

1001 AVENUE OF THE AMERICAS, 16TH FLOOR, NEW YORK, NY 10018

 

LIME BROKERAGE LLC

625 BROADWAY, 12TH FLOOR, NEW YORK, NY 10012

 

LINCOLN DOUGLAS INVESTMENTS, LLC

135 S. MAIN STREET, MT. VERNON, OH 43050-3323

Mailing Address: 135 S. MAIN STREET, MT. VERNON, OH 43050-3323

 

LINCOLN FINANCIAL ADVISORS CORPORATION

1300 SOUTH CLINTON STREET, SUITE 150, FORT WAYNE, IN 46802

Mailing Address: P.O. BOX 2239, FORT WAYNE, IN 46801-2239

 

LINCOLN FINANCIAL DISTRIBUTORS, INC.

130 N RADNOR-CHESTER RD, RADNOR, PA 19087

Mailing Address: 350 CHURCH STREET, HARTFORD, CT 06103

 

LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION

1300 S. CLINTON STREET, SUITE 7C-01, FORT WAYNE, IN 46802

 

LINCOLN FINANCIAL SECURITIES CORPORATION

ONE GRANITE PLACE, CONCORD, NH 03301-3258

Mailing Address: P.O. BOX 2005, CONCORD, NH 03302

 

LINCOLN INTERNATIONAL L.L.C.

500 WEST MADISON STREET-SUITE 3900, CHICAGO, IL 60661

 

LINCOLN INVESTMENT

FORST PAVILION, 218 GLENSIDE AVENUE, WYNCOTE, PA 19095-1595

 

LINKBROKERS DERIVATIVES LLC

HARBORSIDE FINANCIAL CENTER, 1100 PLAZA FIVE, 12 FLOOR, JERSEY CITY, NJ 07311

 

LION STREET FINANCIAL, LLC

515 CONGRESS AVE, SUITE 2500, AUSTIN, TX 78701

 

LIONTREE ADVISORS LLC

660 MADISON AVENUE, 15TH FLOOR, NEW YORK, NY 10065

 

LIORA PARTNERS

157 PENINSULA PLACE, PAGOSA SPRINGS, CO 81147

 

LIQUID CAPITAL SECURITIES, LLC

71 SOUTH WACKER DRIVE, SUITE 2300, CHICAGO, IL 60606

 

LIQUID PRIME SERVICES, INC.

800 THIRD AVE, 37TH FLOOR, NEW YORK, NY 10022

Mailing Address: 800 THIRD AVE, 39TH FLOOR, NEW YORK, NY 10022

 

LIQUIDITY FINANCE LLC

ONE STATION PLACE,, 5TH FLOOR, STAMFORD, CT 06902

 

LIQUIDNET, INC.

498 7TH AVENUE, 15TH FLOOR, NEW YORK, NY 10018

 

LIVERMORE TRADING GROUP, INC.

11 WALL STREET, NEW YORK, NY 10005

Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 17TH FLOOR, NEW YORK, NY 10005

 

LIVEVOL SECURITIES, INC.

220 MONTGOMERY ST, SUITE 360, SAN FRANCISCO, CA 94104

 

LIVINGSTON MONROE CAPITAL GROUP INC.

5550 GLADES ROAD, SUITE 304, BOCA RATON, FL 33431

 

LIVINGSTON SECURITIES, LLC

825 THIRD AVENUE, SUITE 223, NEW YORK, NY 10022-7519

 

LJS CAPITAL, LLC

4027 GUADELOUPE ST, BOULDER, CO 80301

 

LLOYDS SECURITIES

1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

 

LM + CO. CAPITAL

220 WEST 42ND STREET, 9TH FLOOR, NEW YORK, NY 10036

 

LMV CAPITAL CORP.

11 EAST 26TH STREET, SUITE 1600, NEW YORK, NY 10010

 

LOCALSTAKE MARKETPLACE LLC

212 WEST 10TH STREET, SUITE A480, INDIANAPOLIS, IN 46202

 

LOCKEBRIDGE PARTNERS, INC

12 WALTHAM STREET, LEXINGTON, MA 02420

 

LOCKTON FINANCIAL ADVISORS, LLC

444 W. 47TH STREET, SUITE 900, KANSAS CITY, MO 64112

 

LOCORR DISTRIBUTORS, LLC

261 SCHOOL AVENUE, 4TH FLOOR, EXCELSIOR, MN 55331

 

LOCUST WALK SECURITIES, LLC

88 WOODBINE CIRCLE, NEEDHAM, MA 02494

Mailing Address: 300 TECHNOLOGY SQUARE, 8TH FL., CAMBRIDGE, MA 01239

 

LODESTAR SECURITIES CORP.

216 EAST 49TH ST., STE 4F, NEW YORK, NY 10017

 

LOEB PARTNERS CORPORATION

125 BROAD STREET, 14TH FLOOR, NEW YORK, NY 10004

 

LOEWEN, ONDAATJE, MCCUTCHEON USA LIMITED

148 YORKVILLE AVENUE, TORONTO, ONTARIO, M5R 1C2 CANADA

 

LOMBARD ODIER TRANSATLANTIC, LIMITED PARTNERSHIP

1000 SHERBROOKE STREET WEST, SUITE 2200, MONTREAL, H3A 3R7 CANADA

Mailing Address: 1000 SHERBROOKE ST WEST-STE 2200, MONTREAL, H3A 3R7 CANADA

 

LOMBARD SECURITIES INCORPORATED

1820 LANCASTER STREET, SECOND FLOOR, BALTIMORE, MD 21231

Mailing Address: 1820 LANCASTER STREET, BALTIMORE, MD 21231

 

LONDON & PACIFIC CAPITAL ADVISORS, LLC

9538 W PICO BLVD, SUITE 205, LOS ANGELES, CA 90035

 

LONG ISLAND FINANCIAL GROUP, INC.

2 WOODCREST DRIVE, ROSLYN, NY 11576

Mailing Address: 2 WOODCREST DR, ROSLYN, NY 11576

 

LONGBOW SECURITIES, LLC

6000 LOMBARDO CENTER, #500, INDEPENDENCE, OH 44131

 

LONGSHIP ALTERNATIVE ASSET MANAGEMENT

14 CONCORD ROAD, PORT WASHINGTON, NY 11050

 

LOOMIS SAYLES DISTRIBUTORS, L.P.

ONE FINANCIAL CENTER, BOSTON, MA 02111

Mailing Address: ONE FINANCIAL CENTER, BOSTON, MA 02111-2620

 

LOOP CAPITAL MARKETS LLC

111 WEST JACKSON BOULEVARD, SUITE 1901, CHICAGO, IL 60604

 

LORD ABBETT DISTRIBUTOR LLC

90 HUDSON STREET, JERSEY CITY, NJ 07302-3973

 

LORIA FINANCIAL GROUP, LLC

7500 S COUNTY LINE ROAD, BURR RIDGE, IL 60527

 

LORING WARD SECURITIES INC.

3055 OLIN AVE., SUITE 2000, SAN JOSE, CA 95128

 

LOUIS CAPITAL MARKETS, LP

445 PARK AVENUE, 16TH FLOOR, NEW YORK, NY 10022

Mailing Address: 445 PARK AVENUE, 16 FLOOR, NEW YORK, NY 10022

 

LOWELL & COMPANY, INC.

4021 84TH ST, SUITE 100, LUBBOCK, TX 79423

 

LOYAL3 SECURITIES INC.

109 MERRIMACK STREET, HAVERHILL, MA 01830

 

LPL FINANCIAL LLC

75 STATE STREET, 24TH FLOOR, BOSTON, MA 02109

 

LPS PARTNERS INC.

150 EAST 52ND STREET, SUITE 5001, NEW YORK, NY 10022

 

LTC INVESTMENT SERVICES, INC.

1675 BROADWAY, SUITE 500, DENVER, CO 80202-3323

 

LUCIA SECURITIES, LLC

13520 EVENING CREEK DRIVE NORTH, SUITE 300 A, SAN DIEGO, CA 92128

Mailing Address: 13520 EVENING CREEK DRIVE, SUITE 300 A, SAN DIEGO, CA 92128

 

LUCIEN, STIRLING & GRAY FINANCIAL CORPORATION

4005 GUADALUPE STREET, AUSTIN, TX 78751

 

LUMA SECURITIES LLC

101 FIFTH AVENUE, SUITE 900, NEW YORK, NY 10003

 

LWBJ INVESTMENT SERVICES, LLC

4200 UNIVERSITY AVENUE SUITE 410, WEST DES MOINES, IA 50266-5945

 

LWPARTNERS CAPITAL GROUP LLC

600 MADISON AVENUE, 11TH FLOOR, NEW YORK, NY 10022

 

LXM GROUP

134 EAST 40TH STREET, NYC, NY 10016

Mailing Address: 134 EAST 40TH STREET, NYC, NY 10013

 

LYNCH & ASSOCIATES

535 BOYLSTON ST., FLOOR T2, BOSTON, MA 02116

Mailing Address: 535 BOYLSTON ST., SUITE T2, BOSTON, MA 02116

 

LYNX CAPITAL, LLC

55 PARSON BROWN CT., MORAGA, CA 94556

 

LYSTER WATSON SECURITIES, INC.

888 SEVENTH AVENUE, 34TH FLOOR, NEW YORK CITY, NY 10019

 

 

Last Updated: 7/2/2014