finra

Firms We Regulate - M

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M B FINANCIAL SERVICES

193 DOWD ST., NEWINGTON, CT 06111-2608

Mailing Address: P.O. BOX 963, AVON, CT 06001-0963

 

M BARC INVESTMENT GROUP, INC.

8875 HIDDEN RIVER PARKWAY, SUITE 300, TAMPA, FL 33637

                                   

M FINANCIAL SECURITIES MARKETING, INC.

1125 NW COUCH STREET, SUITE 900, PORTLAND, OR 97209

 

M HOLDINGS SECURITIES, INC.

1125 N.W. COUCH STREET, SUITE 900, PORTLAND, OR 97209

Mailing Address: P.O. BOX 2207, PORTLAND, OR 97208-2207

 

M&A CAPITAL, LLC

32129 LINDERO CANYON ROAD, SUITE 204, WESTLAKE VILLAGE, CA 91361

 

M&A SECURITIES GROUP, INC.

4151 N. MULBERRY DRIVE, SUITE 252, KANSAS CITY, MO 64116

 

M&T SECURITIES, INC.

285 DELAWARE AVE., SUITE 2000, BUFFALO, NY 14202

 

M. AMARICO, INC.

96 LIMEKILN ROAD, WEST REDDING, CT 06896

 

M. E. ALLISON & CO., INC.

950 EAST BASSE ROAD, SECOND FLOOR, SAN ANTONIO, TX 78209-1831

 

M. GRIFFITH INVESTMENT SERVICES, INC.

555 FRENCH ROAD - BUILDING 2, NEW HARTFORD, NY 13413-9900

 

M. H. LEBLANG, INC.

300 E. 56TH STREET, NEW YORK, NY 10022

Mailing Address: 300 E. 56TH ST #6F, NEW YORK, NY 10022

 

M. RAMSEY KING SECURITIES, INC.

93 TOMLIN CIRCLE, BURR RIDGE, IL 60527

 

M. S. HOWELLS & CO.

20555 N. PIMA ROAD, SUITE #100, SCOTTSDALE, AZ 85255

 

M. ZUCKER, INC.

771 W END AVE, NEW YORK, NY 10025

 

M.D. SASS SECURITIES, L.L.C.

1185 AVENUE OF THE AMERICAS, 18TH FLOOR, NEW YORK, NY 10036-2699

Mailing Address: 1185 AVENUE OF THE AMERICAS, NEW YORK, NY 10036-2699

 

M.E.S.A. SECURITIES, INC.

85 FIFTH AVENUE, SIXTH FLOOR, NEW YORK, NY 10003

 

M.J. WHITMAN LLC

622 THIRD AVENUE, 32ND FLOOR, NEW YORK, NY 10017-6715

 

M.M. DILLON & CO. LLC

ONE SOUND SHORE DRIVE, SUITE 101, GREENWICH, CT 06830

 

M2O PRIVATE FUND ADVISORS LLC

12 WATER STREET, SUITE 200, WHITE PLAINS, NY 10601

 

M3 CAPITAL PARTNERS LLC

150 SOUTH WACKER DRIVE, SUITE 3100, CHICAGO, IL 60606

 

MAA - MENTOR ALTERNATIVE ADVISORS LLC

500 WEST PUTNAM AVE., STE 400, GREENWICH, CT 06830

 

MACGREGOR GLOBAL INVESTMENTS, LLC

980 N. MICHIGAN AVE., SUITE 1350, CHICAGO, IL 60611

 

MACK INVESTMENT SECURITIES, INC.

211 WAUKEGAN RD., SUITE 300, NORTHFIELD, IL 60093

 

MACKIE RESEARCH USA INC.

199 BAY STREET, SUITE 4500, COMMERCE COURT WEST, TORONTO, M5L 1G2 CANADA

 

MACQUARIE CAPITAL (USA) INC.

125 WEST 55TH STREET, LEVEL 22, NEW YORK, NY 10019

 

MACQUARIE CAPITAL MARKETS NORTH AMERICA LTD.

BROOKFIELD PLACE, 181 BAY STREET, SUITE 3100, P.O.BOX 830, TORONTO, ONTARIO, M5J 2T3 CANADA

Mailing Address: BROOKFIELD PLACE, 181 BAY STREET, SUITE 3100, P.O. BOX 830, TORONTO, ONTARIO, M5J 2T3 CANADA

 

MACRO RISK ADVISORS LLC

708 3RD AVENUE, 24TH FLOOR, NEW YORK, NY 10017

 

MADEIRA PARTNERS, LLC

2501 WAYZATA BLVD., MINNEAPOLIS, MN 55405

 

MADISON AVENUE SECURITIES, INC.

15050 AVENUE OF SCIENCE, SUITE 150, SAN DIEGO, CA 92128

 

MADISON CAPITAL MARKETS, LLC

689 FIFTH AVENUE 14TH FLOOR, NEW YORK CITY, NY 10022

 

MADISON PARK GROUP LLC

183 MADISON AVENUE, SUITE 806, NEW YORK, NY 10016

 

MAFG RIA SERVICES, INC.

102 GAITHER DRIVE, SUITE 5, MT. LAUREL, NJ 08054

 

MAGNER SECURITIES, LLC

3414 PEACHTREE ROAD, NE, SUITE 105, ATLANTA, GA 30326

 

MAIA SECURITIES, INC.

18958 DAISETTA ST. SUITE 305, ROWLAND HEIGHTS, CA 91748

 

MAINE SECURITIES CORPORATION

15 MONUMENT SQUARE, PORTLAND, ME 04101

 

MAINFIRST SECURITIES US INC.

SPEICHERSTRASSE 57, FRANKFURT AM MAIN, 60327 GERMANY

 

MAINLINE WEST MUNICIPAL SECURITIES LLC

700 SEVENTEENTH ST., SUITE 1500, DENVER, CO 80202

 

MAINSAIL GROUP LLC

350 MADISON AVENUE, 9TH FLOOR, NEW YORK, NY 10017

 

MAINSPRING CAPITAL MANAGEMENT, LLC

600 S. LAKE AVE., SUITE 401, PASADENA, CA 91106

 

MAITLAND SECURITIES, INC.

1111 DOUGLAS AVENUE, ALTAMONTE SPRINGS, FL 32714

 

MALLORY CAPITAL GROUP, LLC

62 DEEPWOOD ROAD, STE. 204, DARIEN, CT 06820

 

MAN INVESTMENTS INC.

HSBC TOWER, 452 5TH AVENUE, 27TH FLOOR, NEW YORK, NY 10018

 

MANAGED ACCOUNT SERVICES, LLC

2 COUNTRY VIEW ROAD, SUTE 130, MALVERN, PA 19355

 

MANARIN SECURITIES CORPORATION

505 N 210TH STREET, OMAHA, NE 68022

 

MANN MANN JENSEN PARTNERS LP

733 THIRD AVENUE, 24TH FLOOR, NEW YORK, NY 10017

 

MANNA CAPITAL MANAGEMENT

6521 ARLINGTON BLVD., SUITE 502, FALLS CHURCH, VA 22042

 

MANNING & NAPIER INVESTOR SERVICES, INC.

290 WOODCLIFF DRIVE, FAIRPORT, NY 14450

 

MANOR PARK SECURITIES LLC

125 PARK AVENUE, 25TH FLOOR, NEW YORK, NY 10017

Mailing Address: 17 MAYHEW AVE, LARCHMONT, NY 10538

 

MANOR PRIVATE CAPITAL, LLC

10 LARCHMONT AVENUE, LARCHMONT, NY 10538-4235

 

MAPLE SECURITIES U.S.A. INC.

525 WASHINGTON BLVD, 14TH FLOOR, JERSEY CITY, NJ 07310

 

MAPLEWOOD INVESTMENT ADVISORS, INC.

8750 N. CENTRAL EXPRESSWAY, SUITE 715, DALLAS, TX 75231

 

MARATHON CAPITAL MARKETS, LLC

2801 LAKESIDE DRIVE, SUITE 210, BANNOCKBURN, IL 60015

Mailing Address: 2801 LAKESIDE DRIVE, BANNOCKBURN, IL 60015

 

MARATHON FINANCIAL GROUP, INC.

311 WEST SUPERIOR STREET, SUITE 217, CHICAGO, IL 60654

 

MARC J. LANE & COMPANY

180 N. LASALLE STREET, SUITE 2100, CHICAGO, IL 60601-2701

 

MARCH CAPITAL CORP.

2 N LASALLE ST STE 2300, CHICAGO, IL 60602-3975

 

MARCO POLO SECURITIES INC.

30 VESEY STREET, 14TH FLOOR, NEW YORK, NY 10007

 

MARINER GROUP CAPITAL MARKETS, INC.

500 MAMARONECK AVENUE, 1ST FLOOR, HARRISON, NY 10528

 

MARINER INVESTMENT GROUP

9601 KATY FREEWAY, SUITE 400, HOUSTON, TX 77024

 

MARIVA CAPITAL MARKETS, LLC

1110 BRICKELL AVE, SUITE 302, MIAMI, FL 33131

 

MARK J. MULLER EQUITIES, INC.

18 CAYUGA ROAD, SCARSDALE, NY 10583

 

MARKETAXESS CORPORATION

299 PARK AVENUE, 10TH FLOOR, NEW YORK, NY 10171

 

MARKS BAUGHAN SECURITIES LLC

1100 EAST HECTOR STREET, SUITE 323, CONSHOHOCKEN, PA 19428-2357

 

MARLIN & ASSOCIATES SECURITIES LLC

600 LEXINGTON, 36TH FLOOR, NEW YORK, NY 10022

 

MARRIOTT SECURITIES, LLC

THREE JAMES CENTER, 1051 EAST CARY STREET, SUITE 1430, RICHMOND, VA 23219

 

MARSCO INVESTMENT CORPORATION

101 EISENHOWER PARKWAY, ROSELAND, NJ 07068

 

MARSHBERRY CAPITAL, INC.

28601 CHAGRIN BOULEVARD, SUITE 400, WOODMERE, OH 44122

 

MARTEL CAPITAL, LLC

55 EAST 59TH STREET, 15TH FLOOR, NEW YORK, NY 10022

 

MARTIN CURRIE INVESTOR SERVICES, INC.

1350 AVENUE OF THE AMERICAS, SUITE 3010, NEW YORK, NY 10019

 

MARTIN NELSON & CO., INC.

1500 WESTLAKE AVE N. STE 200, SEATTLE, WA 98109-3031

 

MARTIN WOLF

2033 NORTH MAIN STREET, SUITE 1050, WALNUT CREEK, CA 94596

 

MARTINEZ-AYME SECURITIES

9495 SUNSET DRIVE, SUITE B275, MIAMI, FL 33173

 

MARTINSON & COMPANY, LTD.

140 BARRY AVENUE NORTH, WAYZATA, MN 55391

 

MARV CAPITAL INC.

450 7TH AVENUE, SUITE 601, NEW YORK, NY 10123

 

MARWOOD GROUP

733 THIRD AVENUE, 11TH FLOOR, NEW YORK, NY 10017

 

MARWOOD GROUP RESEARCH

733 THIRD AVE., 11TH FLOOR, NEW YORK, NY 10017

 

MASON SECURITIES, INC.

11130 SUNRISE VALLEY DRIVE, SUITE 200, RESTON, VA 20191-5321

 

MATRIX 360 DISTRIBUTORS, LLC

45 DUSTMAN LANE, BARDONIA, NY 10954

 

MATRIX CAPITAL GROUP, INC.

242 E 72 STREET, C/O CHRISTOPHER ANCI, NEW YORK, NY 10021

 

MATRIX PRIVATE EQUITIES, INC.

1021 EAST CARY STREET, SUITE 1150, RICHMOND, VA 23219

 

MAVERICKS CAPITAL SECURITIES

600 HANSEN WAY, SUITE 200, PALO ALTO, CA 94304

Mailing Address: 600 HANSEN WAY, SUITE 200, PALO ALTO, CA 94304

 

MAXIM GROUP LLC

405 LEXINGTON AVENUE, NEW YORK, NY 10174

 

MAXWELL SIMON, INC.

708 SOUTH 3RD STREET, SUITE 400E, MINNEAPOLIS, MN 55415

 

MAY CAPITAL GROUP, L.L.C.

250 WEST 57TH STRET, SUITE 2322, NEW YORK, NY 10107

Mailing Address: 250 WEST 57TH STREET, SUITE 2322, NEW YORK, NY 10107

 

MAYBANK KIM ENG SECURITIES USA INC.

777 THIRD AVENUE 21ST FLOOR, NEW YORK, NY 10017-1376

 

MAYHILL AGENCY, LLC

17 PARK MEADOW LANE, WEST LONG BRANCH, NJ 07764

 

MAZZONE & ASSOCIATES, INC.

75 FOURTEENTH ST., NE, SUITE 2800, OFFICE TOWER AT FOUR SEASONS, ATLANTA, GA 30309

 

MB TRADING

1926 EAST MAPLE AVENUE, EL SEGUNDO, CA 90245

 

MBS CAPITAL MARKETS, LLC

4890 W. KENNEDY BLVD., SUITE 288, TAMPA, FL 33609

 

MBS SOURCE ETRADING, INC.

9725 SE 36TH STREET, SUITE 410, MERCER ISLAND, WA 98040

 

MBSC SECURITIES CORPORATION

200 PARK AVENUE, NEW YORK, NY 10166

Mailing Address: 200 PARK AVENUE, 8TH FLOOR, NEW YORK, NY 10166

 

MC ASSET MANAGEMENT AMERICAS, LTD.

6 LANDMARK SQUARE, 6TH FLOOR, STAMFORD, CT 06901

 

MC CAPITAL MARKETS, LLC

190 S. LASALLE STREET, SUITE 3250, CHICAGO, IL 60603-3547

 

MCADAMS WRIGHT RAGEN, INC.

925 FOURTH AVENUE, SUITE #3900, SEATTLE, WA 98104

 

MCCAFFERTY & COMPANY, LLC

2029 CENTURY PARK EAST, SUITE 1140, LOS ANGELES, CA 90067

 

MCCAULEY SECURITIES, LTD.

C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET - SUITE 1704, NEW YORK, NY 10005

 

MCCLURG CAPITAL CORPORATION

950 NORTHGATE DRIVE-SUITE 301, SAN RAFAEL, CA 94903

Mailing Address: 950 NORTHGATE DRIVE, SUITE 301, SAN RAFAEL, CA 94903

 

MCCOURTNEY-BRECKENRIDGE & COMPANY

10097 MANCHESTER ROAD, STE. 101, ST. LOUIS, MO 63122

Mailing Address: 10097 MANCHESTER ROAD, STE 101, ST. LOUIS, MO 63122

 

MCCRACKEN ADVISORY PARTNERS CORPORATION

5041 PARK TERRACE, 2ND FLOOR, MINNEAPOLIS, MN 55436

 

MCDERMOTT INVESTMENT SERVICES, LLC

26 WEST BROAD STREET, BETHLEHEM, PA 18018

Mailing Address: P.O. BOX 1889, BETHLEHEM, PA 18016

 

MCDONALD PARTNERS LLC

959 W. ST. CLAIR AVENUE, 3RD FLOOR, CLEVELAND, OH 44113

 

MCDUFFIE/MORRIS FINANCIAL GROUP, INC.

3 BROADRIVER ROAD, ORMOND BEACH, FL 32174-8744

 

MCG SECURITIES LLC

130 WEST LANCASTER AVENUE, SUITE 301, WAYNE, PA 19087

 

MCKINNON & COMPANY, INC.

1072 LASKIN ROAD, SUITE 204 C, VIRGINIA BEACH, VA 23451

Mailing Address: 1072 LASKIN ROAD, SUITE 204C, VIRGINIA BEACH, VA 23451

 

MCLAUGHLIN RYDER INVESTMENTS, INC.

1421 PRINCE STREET, SUITE 200, ALEXANDRIA, VA 22314

 

MCLEAN SECURITIES, LLC

7918 JONES BRANCH DRIVE, SUITE 750, MCLEAN, VA 22102

 

MCLINEY AND COMPANY

2800 MCGEE TRAFFICWAY, KANSAS CITY, MO 64108

 

MCM SECURITIES LLC

152 W. 57TH STREET, 52ND FLOOR, NEW YORK, NY 10019

 

MCMANUS & MILES INCORPORATED

575 MADISON AVENUE, 10TH FLOOR, NEW YORK, NY 10022

Mailing Address: 575 MADISON AVENUE 10TH FLOOR, NEW YORK, NY 10022

 

MCMILLION SECURITIES, INC.

701 GREEN VALLEY RD SUITE 104, GREENSBORO, NC 27408

Mailing Address: P.O. BOX 21447, GREENSBORO, NC 27420

 

MCMORGAN & COMPANY CAPITAL ADVISORS LLC

ONE FRONT STREET, SUITE 500, SAN FRANCISCO, CA 94111-5327

 

MCNALLY FINANCIAL SERVICES CORPORATION

1115 TRANQUIL TRAIL DRIVE, SAN ANTONIO, TX 78232-5185

Mailing Address: P.O. BOX 701928, SAN ANTONIO, TX 78270-1928

 

MCNAMEE LAWRENCE SECURITIES, LLC

126 NORTH WASHINGTON STREET, UNIT 1, BOSTON, MA 02114

 

MCS CAPITAL MARKETS LLC

9 WEST 57TH STREET, 41ST FLOOR, NEW YORK, NY 10019

 

MD GLOBAL PARTNERS, LLC

825 THIRD AVENUE, 2ND FLOOR - SUITE 231, NEW YORK, NY 10022

 

MDB CAPITAL GROUP LLC

401 WILSHIRE BLVD, SUITE 1020, SANTA MONICA, CA 90401

Mailing Address: 401 WILSHIRE BLVD STE 1020, SANTA MONICA, CA 90401

 

MDS SECURITIES, LLC

409 BUTLER ROAD, SUITE A, KITTANNING, PA 16201-4403

 

MEADOWVALE ADVISORS LLC

521 5TH AVENUE, 17TH FLOOR, NEW YORK, NY 10175

 

MEANS WEALTH MANAGEMENT

802 STILLWATER AVENUE, BANGOR, ME 04401

Mailing Address: 802 STILLWATER AVENUE, BANGOR, ME 04401-3614

 

MEDALIST SECURITIES INC.

11 S. 12TH STREET, SUITE 401, RICHMOND, VA 23219

 

MEDIOBANCA SECURITIES USA LLC

565 5TH AVENUE 21ST FLOOR, NEW YORK, NY 10017

 

MEESCHAERT CAPITAL MARKETS, INC.

600 MADISON AVENUE, 23RD FLOOR, NEW YORK, NY 10022

 

MEI NEW YORK, INC

115 BROADWAY, SUITE 1303, NEW YORK, NY 10006

 

MELIO SECURITIES COMPANY, LLC

ONE NORTHFIELD PLAZA, SUITE 300, NORTHFIELD, IL 60093-1251

 

MELLIN SECURITIES, INC.

33W469 MARE BARN LANE, WAYNE, IL 60184

 

MELVILLE ISLAND, LLC

141 WEST JACKSON BLVD., SUITE 300, CHICAGO, IL 60604

 

MELVIN SECURITIES, L.L.C.

455 CITYFRONT PLAZA DRIVE, 31ST FLOOR, CHICAGO, IL 60611

 

MENSURA SECURITIES, LLC

3060 PEACHTREE ROAD NW, SUITE 1600, ATLANTA, GA 30305

 

MENTOR SECURITIES, LLC

200 N. WESTLAKE BOULEVARD, SUITE 204, WESTLAKE VILLIAGE, CA 91362

 

MERCADIEN SECURITIES

3625 QUAKERBRIDGE ROAD, HAMILTON, NJ 08619

 

MERCANTIL COMMERCEBANK INVESTMENT SERVICES

220 ALHAMBRA CIRCLE, PH FLOOR, CORAL GABLES, FL 33134

 

MERCAP SECURITIES, LLC

40 DARBY ROAD, PAOLI, PA 19301

 

MERCARI CROSSING LLC

149 MADISON AVENUE, SUITE 1122, NEW YORK, NY 10016

 

MERCATOR ASSOCIATES, LLC

199 BAY STREET, SUITE 2901, COMMERCE COURT WEST, PO BOX 322, TORONTO, M5L 1G1 CANADA

 

MERCER ALLIED COMPANY, L.P.

321 BROADWAY, SARATOGA SPRINGS, NY 12866

Mailing Address: P.O. BOX 860, SARATOGA SPRINGS, NY 12866-0860

 

MERCHANT CAPITAL, L.L.C.

LAKEVIEW CENTER, SUITE 400, 2660 EASTCHASE LANE, MONTGOMERY, AL 36117

Mailing Address: P.O. BOX 241858, MONTGOMERY, AL 36124

 

MERCOR SECURITIES LLC

425 MAIN STREET APT. 5T, NEW YORK, NY 10044

Mailing Address: FDR STATION PO BOX 55, NEW YORK, NY 10150

 

MERCURY CAPITAL ADVISORS, LLC

225 LIBERTY STREET, 36TH FLOOR, NEW YORK, NY 10281

 

MERCURY SECURITIES, LLC

1299 FOURTH STREET, SUITE 200, SAN RAFAEL, CA 94901

Mailing Address: 1299 FOURTH STREET, SUITE 200, SAN RAFAEL, CA 94901

 

MERGER & ACQUISITION CAPITAL SERVICES, INC.

336 EAST 53RD STREET, 2ND FLOOR, NEW YORK, NY 10022

 

MERIDIAN EQUITY PARTNERS, INC.

C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 17TH FLOOR, NEW YORK, NY 10005

 

MERIDIAN INVESTMENTS, INC.

1266 FURNACE BROOK PARKWAY, QUINCY, MA 02169

 

MERIDIEN FINANCIAL GROUP, INC.

10 DORRANCE STREET, SUITE 524, PROVIDENCE, RI 02903

 

MERITUS FINANCIAL GROUP, INC.

645 TOLLGATE RD., STE. 140, ELGIN, IL 60123

 

MERRILL LYNCH PROFESSIONAL CLEARING CORP.

ONE BRYANT PARK, 6TH FLOOR, NY1-100-06-01, NEW YORK, NY 10036

 

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

ONE BRYANT PARK, NEW YORK, NY 10036

Mailing Address: 222 BROADWAY, NY3-222-12-05, NEW YORK, NY 10038

 

MERRIMAC CORPORATE SECURITIES, INC.

1150 DOUGLAS AVENUE, STE 1080, ALTAMONTE SPRINGS, FL 32714

 

MERRIMAN CAPITAL, INC.

250 MONTGOMERY STREET, 16TH FLOOR, SAN FRANCISCO, CA 94104

 

MERRION SECURITIES, LLC

210 ELMER STREET, WESTFIELD, NJ 07090

 

MESIROW FINANCIAL, INC.

353 N. CLARK STREET, CHICAGO, IL 60654

 

METHOD INVESTMENTS & ADVISORY LLC

C/O MARCUM BUCHANAN ASSOCIATES, LLC, 750 THIRD AVENUE, 12TH FLOOR, NEW YORK, NY 10017

 

METLIFE INVESTORS DISTRIBUTION COMPANY

1095 AVENUE OF THE AMERICAS, NEW YORK CITY, NY 10036

 

METLIFE SECURITIES INC.

1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

 

METRONOME SECURITIES, LLC

200 W. MADISON, SUITE 2260, CHICAGO, IL 60606

 

METROPOLITAN CAPITAL INVESTMENT BANC, INC.

9 EAST ONTARIO, CHICAGO, IL 60611

 

METZLER SECURITIES GMBH

UNTERMAINANLAGE 1, FRANKFURT AM MAIN, D-60329 GERMANY

 

MEYERS ASSOCIATES, L.P.

45 BROADWAY, 2ND FLOOR, NEW YORK, NY 10006

 

MFD DISTRIBUTOR, LLC

8777 N GAINEY CENTER DRIVE, SUITE 220, SCOTTSDALE, AZ 85258

Mailing Address: 8777 N GAINEY CENTER DRIVE, SUITE 220, SCOTTSDALE, AZ 85258

 

MFR SECURITIES, INC.

675 THIRD AVENUE, SUITE 1129, NEW YORK, NY 10017

 

MFS FUND DISTRIBUTORS, INC.

111 HUNTINGTON AVENUE, BOSTON, MA 02199

 

MGI FUNDS DISTRIBUTORS, LLC

899 CASSATT ROAD, 400 BERWYN PARK, BERWYN, PA 19312

 

MGO SECURITIES CORP.

24400 CHAGRIN BLVD, SUITE 310, BEACHWOOD, OH 44122

 

MHA FINANCIAL CORP

4 PHEASANT HILL ST., WESTWOOD, MA 02090-0409

Mailing Address: P.O. BOX 409, WESTWOOD, MA 02090-0409

 

MHT MIDSPAN SECURITIES, LP

2000 MCKINNEY AVENUE, SUITE 1200, DALLAS, TX 75201

 

MICHIGAN SECURITIES, INC.

21415 CIVIC CENTER DR STE 200, SOUTHFIELD, MI 48076-1901

 

MICROVENTURE MARKETPLACE INC.

2905 SAN GABRIEL STREET, SUITE 212, AUSTIN, TX 78705

Mailing Address: 12513 UVALDE CREEK DR., AUSTIN, TX 78732

 

MID ATLANTIC CAPITAL CORPORATION

1251 WATERFRONT PLACE, SUITE 510, PITTSBURGH, PA 15222-6368

 

MID-ATLANTIC SECURITIES, INC.

4001 BARRETT DRIVE, SUITE 100, RALEIGH, NC 27609

 

MID-CONTINENT SECURITIES ADVISORS, LTD.

1218 WEBSTER STREET, HOUSTON, TX 77002-8841

 

MID-MARKET SECURITIES, LLC

24 JAMES ROAD, MOUNT KISCO, NY 10549

 

MIDAMERICA FINANCIAL SERVICES, INC.

2230 EAST 32ND STREET, SUITE B, JOPLIN, MO 64804

 

MIDAS SECURITIES GROUP, INC.

11 HANOVER SQUARE, 12TH FLOOR, NEW YORK, NY 10005

Mailing Address: 11 HANOVER SQUARE, NEW YORK, NY 10005

 

MIDDLE MARKET TRANSACTIONS, INC.

158 WEST PRAIRIE AVENUE, SUITE 108, DECATUR, IL 62523

 

MIDDLEBURY SECURITIES LLC

1043 SHEEP FARM ROAD, WEYBRIDGE, VT 05753

Mailing Address: 1043 SHEEP FARM RD, WEYBRIDGE, VT 05753

 

MIDDLEGATE SECURITIES LTD.

8 WEST 40TH STREET, 4TH FLOOR, NEW YORK, NY 10018-3805

 

MIDKIFF & STONE CAPITAL GROUP, INC.

5410 LOS ROBLES, CARLSBAD, CA 92008

 

MIDTOWN PARTNERS

380 LEXINGTON AVE, SUITE 3000, NEW YORK, NY 10168

 

MIDWESTERN SECURITIES TRADING COMPANY, LLC

235 EVERETT STREET, SUITE A, EAST PEORIA, IL 61611

Mailing Address: 235 EVERETT STREET, SUITE A, P.O. BOX 2528, EAST PEORIA, IL 61611

 

MILESTONE INVESTMENTS, INC.

6331 CARMEL ROAD, CHARLOTTE, NC 28226-8246

 

MILLCO ADVISORS, LP

1717 PENNSYLVANIA AVE, NW STE 333, WASHINGTON, DC 20006-4614

 

MILLENNIUM ADVISORS, LLC

14120 BALLANTYNE CORPORATE PLACE, SUITE 520, CHARLOTTE, NC 28277

 

MILLENNIUM WAVE INVESTMENTS

2900 MCKINNON, SUITE 1708, DALLAS, TX 75201

Mailing Address: PO BOX 191328, DALLAS, TX 75219

 

MILLER BUCKFIRE & CO., LLC

601 LEXINGTON AVE, 22ND FLOOR, NEW YORK, NY 10022

 

MILLINGTON INVESTMENTS, LLC

222 S. MILL ST., NAPERVILLE, IL 60540

 

MILLINGTON SECURITIES, INC.

331 NEWMAN SPRINGS ROAD, SUITE 101, RED BANK, NJ 07701

 

MINISTRY PARTNERS SECURITIES, LLC

915 W. IMPERIAL HIGHWAY, SUITE 120, BREA, CA 92821

Mailing Address: 6301 OWENSMOUTH AVENUE, SUITE 750, WOODLAND HILLS, CA 91367

 

MINSHALL & COMPANY INC.

2200 S. UTICA PL. STE 150, TULSA, OK 74114

 

MINT BROKERS

ONE SEAPORT PLAZA, 19TH FLOOR, NEW YORK, NY 10038

 

MIP GLOBAL, INC.

METRO PARQUE 7, STREET 1, SUITE 204, GUAYNABO, SAN JUAN, PR 00968

 

MIRAE ASSET SECURITIES (USA) INC.

10 WEST 46TH STREET, SUITE 1109, NEW YORK, NY 10036

Mailing Address: 10  WEST 46TH STREET, SUITE 1109, NEW YORK, NY 10036

 

MIRUS SECURITIES, INC.

200 WHEELER ROAD, 4TH FLOOR (SOUTH), BURLINGTON, MA 01803

 

MISCHLER FINANCIAL GROUP, INC.

1111 BAYSIDE DRIVE, SUITE 100, CORONA DEL MAR, CA 92625

 

MISSION CAPITAL LLC

1500 BROADWAY, SUITE 904, NEW YORK, NY 10036

 

MIT ASSOCIATES, LLC

ONE LANDMARK SQUARE, SUITE 620, STAMFORD, CT 06901

 

MITCHELL ENERGY ADVISORS, LLC

7515 GREENVIILLE AVENUE, SUITE 905, DALLAS, TX 75231

 

MITCHELL SECURITIES, INC.

213 VICTOR HERBERT RD, PO BOX 31, LAKE PLACID, NY 12946

 

MIZUHO SECURITIES USA INC.

320 PARK AVENUE, 12TH FLOOR, NEW YORK, NY 10022

 

MKG FINANCIAL GROUP, INC.

1500 SW 1ST AVE SUITE 1000, PORTLAND, OR 97201

 

MKM PARTNERS LLC

300 FIRST STAMFORD PLACE, 4TH FLOOR EAST WING, STAMFORD, CT 06902

 

MLV & CO. LLC

1251 AVENUE OF THE AMERICAS, NEW YORK, NY 10020

Mailing Address: 1251 AVENUE OF THE AMERICAS, NEW YORK, NY 10020

 

MMC SECURITIES CORP.

1166 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

 

MML DISTRIBUTORS, LLC

100 BRIGHT MEADOW BLVD., ENFIELD, CT 06082

 

MML INVESTORS SERVICES, LLC

1295 STATE STREET, SPRINGFIELD, MA 01111-0001

 

MML STRATEGIC DISTRIBUTORS, LLC

1295 STATE STREET, SPRINGFIELD, MA 01111-0001

 

MODERN EQUITY SERVICES LLC

30 CASSVILLE RD, JACKSON, NJ 08527

 

MOELIS & COMPANY LLC

399 PARK AVENUE, 5TH FLOOR, NEW YORK, NY 10022

 

MOLECULAR SECURITIES INC.

45 ROCKEFELLER PLAZA, 20TH FLOOR, NEW YORK, NY 10111

 

MOLONEY SECURITIES CO., INC.

13537 BARRETT PARKWAY DRIVE, #300, MANCHESTER, MO 63021

 

MONADNOCK SECURITIES, LP

219 WEST NINTH STREET, # 220, WILMINGTON, DE 19801

 

MONARCH BAY SECURITIES, LLC

5000 BIRCH STREET, 4800, NEWPORT BEACH, CA 92660

 

MONARCH CAPITAL GROUP, LLC

500 FIFTH AVENUE, SUITE 2240, NEW YORK, NY 10110

 

MONDIALE SECURITIES, LLC

115 EAST 57TH STREET, SUITE 1111, NEW YORK, NY 10022

 

MONETA SECURITIES CORPORATION

15413 CHAMPIONSHIP DRIVE, HAYMARKET, VA 20169

Mailing Address: PO BOX 909, HAYMARKET, VA 20168

 

MONEX SECURITIES, INC.

440 LOUISIANA STREET, SUITE 1440, HOUSTON, TX 77002

 

MONEY CONCEPTS CAPITAL CORP

11440 NORTH JOG ROAD, PALM BEACH GARDENS, FL 33418

Mailing Address: 11440 NORTH JOG ROAD, PALM BEACH GARDENS, FL 33418-3764

 

MONEY MANAGEMENT ADVISORY, INC.

102 W. STREET RD, FEASTERVILLE, PA 19053

 

MONITOR CAPITAL LLC

8 SOUNDSHORE DRIVE, GREENWICH, CT 06830

 

MONNESS CRESPI HARDT & CO., INC.

767 THIRD AVENUE, NEW YORK, NY 10017-2047

 

MONROE FINANCIAL PARTNERS, INC.

100 N RIVERSIDE PLAZA SUITE 1620, CHICAGO, IL 60606

Mailing Address: 100 N RIVERSIDE PLAZA SUITE 1620, CHICAGO, IL 60606

 

MONTAGE SECURITIES, LLC

4200 W 115TH STREET, SUITE 100, LEAWOOD, KS 66211

 

MONTECITO ADVISORS, INC.

2015 STATE STREET, SUITE B, SANTA BARBARA, CA 93105

 

MONTROSE SECURITIES INTERNATIONAL

3 HARBOR DRIVE, SUITE 117, SAUSALITO, CA 94965

 

MONUMENT GROUP, INC.

500 BOYLSTON STREET, SUITE 1650, BOSTON, MA 02116

 

MOODY CAPITAL SOLUTIONS, INC

208 SUMMITRAIL LANE, DAWSONVILLE, GA 30534

 

MOODY SECURITIES, LLC

6363 WOODWAY SUITE 110, HOUSTON, TX 77057

 

MOORELAND PARTNERS LLC

537 STEAMBOAT ROAD, SUITE 200, GREENWICH, CT 06830

 

MOORGATE SECURITIES LLC

1 ROCKEFELLER PLAZA, 24TH FLOOR, NEW YORK, NY 10020

 

MOORS & CABOT, INC.

111 DEVONSHIRE STREET, BOSTON, MA 02109

 

MORA WM SECURITIES

1450 BRICKELL AVENUE, SUITE 2990, MIAMI, FL 33131

 

MORETON CAPITAL MARKETS, LLC

101 SO. 200 E. SUITE 300, SALT LAKE CITY, UT 84111

Mailing Address: 101 SO 200 E. SUITE 300, SALT LAKE CITY, UT 84111

 

MORGAN JOSEPH TRIARTISAN LLC

600 FIFTH AVENUE, 14TH FLOOR, NEW YORK, NY 10020

 

MORGAN KEEGAN & COMPANY, LLC

50 NORTH FRONT STREET, MEMPHIS, TN 38103-9980

Mailing Address: 880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716

 

MORGAN PARTNERS LLC

275 GROVE STREET, SUITE 2-400, NEWTON, MA 02466

Mailing Address: 9 LANES END, WESTON, MA 02493

 

MORGAN STANLEY

2000 WESTCHESTER AVENUE, PURCHASE, NY 10577-2530

Mailing Address: 1300 THAMES STREET, 7TH FLOOR, BALTIMORE, MD 21231

 

MORGAN STANLEY & CO. LLC

1585 BROADWAY, NEW YORK, NY 10036-8293

Mailing Address: 1300 THAMES STREET WHARF, 7TH FLOOR, C/O NORTH AMERICAN REGISTRATION, BALTIMORE, MD 21231

 

MORGAN STANLEY DISTRIBUTION, INC.

522 FIFTH AVENUE, NEW YORK, NY 10036

Mailing Address: 1300 THAMES STREET, 7TH FLOOR, BALTIMORE, MD 21231

 

MORGAN WILSHIRE SECURITIES, INC.

59 HILTON AVE, SUITE 101, GARDEN CITY, NY 11530

 

MORNINGSIDE SECURITIES, LLC

30 IRVING PLACE, NEW YORK, NY 10003

 

MORNINGSTAR INVESTMENT SERVICES, INC.

22 W WASHINGTON ST, CHICAGO, IL 60602-1605

 

MORPHEUS SECURITIES LLC

100 PARK AVENUE, 34TH FLOOR, NEW YORK, NY 10017

 

MORRIS FINANCIAL, INC.

8292 DARSY DRIVE, HUNTINGTON BEACH, CA 92647

 

MORRIS GROUP, INC.

8250 HAVERSTICK, SUITE 250, INDIANAPOLIS, IN 46240

 

MORTON SEIDEL & COMPANY, INC.

8730 WILSHIRE BLVD. SUITE 530, BEVERLY HILLS, CA 90211-2708

 

MOSAIC CAPITAL SECURITIES, LLC

15165 VENTURA BOULEVARD, SUITE 425, SHERMAN OAKS, CA 91403

 

MOSS ADAMS CAPITAL LLC

999 THIRD AVENUE, SUITE 2800, SEATTLE, WA 98104-4019

 

MOSS ADAMS SECURITIES & INSURANCE LLC

999 THIRD AVE STE 2800, SEATTLE, WA 98104

 

MOTIF INVESTING, INC.

400 SOUTH EL CAMINO REAL, SUITE 575, SAN MATEO, CA 94402

 

MOTILAL OSWAL SECURITIES INTERNATIONAL PRIVATE LIMITED

MOTILAL OSWAL TOWERS, GOKHALE & SAYANI RD., MAHARASHTRA, PRABHADEVI, MUMBAI, 400 025 INDIA

 

MOUNT YALE SECURITIES, LLC

1125 17TH STREET, # 1400, DENVER, CO 80202

Mailing Address: 8000 NORMAN CENTER DRIVE, SUITE 630, MINNEAPOLIS, MN 55437

 

MOUNTAIN RIVER SECURITIES, INC.

700 17TH STREET, SUITE 2400, DENVER, CO 80202

 

MOUNTAINVIEW SECURITIES, LLC

999 18TH STREET, SUITE 1001, DENVER, CO 80202

 

MOWELL FINANCIAL GROUP, INC.

407 EAST SIXTH AVENUE, TALLAHASSEE, FL 32303-6312

 

MPI SECURITIES, INC.

101 POOR FARM ROAD, PRINCETON, NJ 08540

 

MSA SECURITIES, LLC

3110 MAIN STREET, SUITE 300, SANTA MONICA, CA 90405

 

MSC - BD, LLC

5 CENTERPOINTE DRIVE, SUITE 400, LAKE OSWEGO, OR 97035

 

MTS MARKETS INTERNATIONAL, INC.

1270 AVENUE OF THE AMERICAS, 28TH FLOOR, NEW YORK, NY 10020

 

MTS SECURITIES, LLC

623 FIFTH AVENUE, 14TH FLOOR, NEW YORK, NY 10022

 

MUFG

1633 BROADWAY, 29TH FLOOR, NEW YORK, NY 10019-6708

 

MUFSON HOWE HUNTER & PARTNERS LLC

1717 ARCH STREET, 39TH FLOOR, PHILADELPHIA, PA 19103

 

MULTI-BANK SECURITIES, INC.

1000 TOWN CENTER #2300, SOUTHFIELD, MI 48075

 

MULTIPLE FINANCIAL SERVICES, INC.

15615 ALTON PARKWAY, SUITE 450, IRVINE, CA 92618

Mailing Address: P.O. BOX 7447, CAPISTRANO BEACH, CA 92624-7447

 

MUNDIAL FINANCIAL GROUP, LLC

15233 VENTURA BLVD, STE 712, SHERMAN OAKS, CA 91403

 

MUNIAXIS LEBENTHAL LLC

230 PARK AVENUE, 32ND FLOOR, NEW YORK, NY 10175-1201

 

MUNICIPAL CAPITAL MARKETS GROUP, INC.

4851 LBJ FREEWAY - SUITE 200, DALLAS, TX 75244

 

MUREX CAPITAL, LLC

2600 DOUGLAS RD., SUITE 1010B, CORAL GABLES, FL 33134

 

MURIEL SIEBERT & CO., INC.

885 THIRD AVENUE, 31ST FLOOR, NEW YORK, NY 10022

 

MURPHY & DURIEU

120 BROADWAY, 17TH FLOOR, NEW YORK, NY 10271

Mailing Address: 120 BROADWAY-17TH FL, NEW YORK, NY 10271

 

MURRAY SECURITIES, INC.

909 ESE LOOP 323, SUITE 200, TYLER, TX 75701

 

MUSKET RESEARCH ASSOCIATES INC.

180 BEACON STREET, #17A&B, BOSTON, MA 02116

 

MUTUAL FUNDS ASSOCIATES INC.

1701 CHILI AVE, ROCHESTER, NY 14624

 

MUTUAL OF AMERICA LIFE INSURANCE COMPANY

320 PARK AVENUE, NEW YORK, NY 10022

Mailing Address: 320 PARK AVENUE, NEW YORK, NY 10022-3869

 

MUTUAL OF AMERICA SECURITIES LLC

320 PARK AVENUE, NEW YORK, NY 10022

Mailing Address: 320 PARK AVENUE, NEW YORK, NY 10022-3869

 

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

MUTUAL OF OMAHA PLAZA, OMAHA, NE 68175-1020

 

MUTUAL SECURITIES, INC.

807-A CAMARILLO SPRINGS ROAD, CAMARILLO, CA 93012

Mailing Address: P.O. BOX 2864, CAMARILLO, CA 93011

 

MUTUAL TRUST CO. OF AMERICA SECURITIES

2963 GULF TO BAY BLVD., SUITE #330, CLEARWATER, FL 33759

Mailing Address: 2963 GULF TO BAY BOULEVARD, SUITE #330, CLEARWATER, FL 33759

 

MV SECURITIES GROUP, INC.

1001 MCKINNEY, SUITE 1200, HOUSTON, TX 77002

 

MVISION PRIVATE EQUITY ADVISERS USA LLC

CONNAUGHT HOUSE, 1 - 3 MOUNT STREET, LONDON, W1K3NB UNITED KINGDOM

 

MVP AMERICAN SECURITIES

8880 W. SUNSET ROAD, SUITE 232, LAS VEGAS, NV 89148

 

MVP FINANCIAL, LLC

25 BROAD STREET, SUITE 9N, NEW YORK, NY 10004

 

MWA FINANCIAL SERVICES INC.

1701 1ST AVENUE, ROCK ISLAND, IL 61201

 

MYD MARKET, INC

608 5TH AVENUE, SUITE 602, NEW YORK, NY 10020

Mailing Address: 608 5TH AVENUE, SUITE 203, NEW YORK, NY 10020

 

MYSTIC CAPITAL MARKETS GROUP, LLC

165 MADISON AVENUE, SUITE 402, NEW YORK, NY 10016

 

MYSTOCKFUND SECURITIES, INC.

13700 US HIGHWAY ONE, SUITE 202E, JUNO BEACH, FL 33408

 

Last Updated: 11/3/2014