finra

FINRA List of Members - P

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P & A FINANCIAL SECURITIES, INC.

17 COURT STREET SUITE 500, BUFFALO, NY 14202-3294

 

P & M CORPORATE FINANCE, LLC

26300 NORTHWESTERN HIGHWAY, SUITE 120, SOUTHFIELD, MI 48076

Mailing Address: P.O. BOX 442, SOUTHFIELD, MI 48037-0442

 

P G BOOLE, LLC

18 NORTH MAIN STREET, SUITE 115, SHERBORN, MA 01770

Mailing Address: 30 PEDERZINI DRIVE, MEDFIELD, MA 02052

 

P. A. N. SECURITIES, LP

233 BROADWAY, 24TH FLOOR, NEW YORK, NY 10279

Mailing Address: 711 ENCHANTED TRAIL DRIVE, SPRING, TX 77388

 

P. R. HERZIG & CO. INC.

1 EXPRESSWAY PLAZA, SUITE 200, ROSLYN HEIGHTS, NY 11577

 

P.J. ROBB VARIABLE CORPORATION

4250 CRUMS MILL ROAD, HARRISBURG, PA 17112

 

P.R. GILBOY & ASSOCIATES, INC.

1936 WEDDINGTON ROAD, MATTHEWS, NC 28104

 

PACCO CAPITAL SOLUTIONS, LLC

1821 56TH AVENUE, GREELEY, CO 80634

 

PACE CAPITAL CORP.

950 THIRD AVENUE, NEW YORK, NY 10022

 

PACE FINANCIAL SERVICES, LLC

4401 FAIR LAKES COURT, FAIRFAX, VA 22033-3848

Mailing Address: 4401 FAIR LAKES COURT, FAIFAX, VA 22033-3848

 

PACER FINANCIAL, INC.

16 INDUSTRIAL BLVD, SUITE 201, PAOLI, PA 19301

 

PACES BATTLE GROUP, INC.

4414 PACES BATTLE, ATLANTA, GA 30327

 

PACIFIC ADVISORY GROUP OF AMERICA, LLC

444 SOUTH FLOWER ST SUITE 2350, LOS ANGELES, CA 90071

 

PACIFIC AMERICAN SECURITIES, LLC

9191 TOWNE CENTRE DRIVE, SUITE 406, SAN DIEGO, CA 92122

 

PACIFIC COMMONWEALTH CORPORATION

1100 MAR WEST STREET STE E, TIBURON, CA 94920-1861

Mailing Address: 1100 MAR WEST ST.-STE E, TIBURON, CA 94920

 

PACIFIC CORNERSTONE CAPITAL INCORPORATED

1920 MAIN ST., SUITE 400, IRVINE, CA 92614

 

PACIFIC CREST SECURITIES LLC

111 SW 5TH AVENUE 42ND FLOOR, PORTLAND, OR 97204-3600

 

PACIFIC FINANCIAL ASSOCIATES, INC.

30240 RANCHO VIEJO RD STE A, SAN JUAN CAPISTRANO, CA 92675-1515

 

PACIFIC GLOBAL FUND DISTRIBUTORS, INC.

101 N. BRAND BLVD., SUITE 1950, GLENDALE, CA 91203

 

PACIFIC INVESTMENT SECURITIES CORP.

311 AVENUE "B", SUITE "G", LAKE OSWEGO, OR 97034-3055

Mailing Address: 311 AVENUE  B, SUITE G, LAKE OSWEGO, OR 97034-3055

 

PACIFIC PEARL GROUP

80 S. LAKE AVENUE, SUITE 702, PASADENA, CA 91101-2638

 

PACIFIC SELECT DISTRIBUTORS, INC.

700 NEWPORT CENTER DRIVE, NEWPORT BEACH, CA 92660-6397

 

PACIFIC SUMMIT SECURITIES

6 VENTURE, SUITE 100, IRVINE, CA 92618

 

PACIFIC WEST SECURITIES, INC.

555 S. RENTON VILLAGE PL, SUITE 700, RENTON, WA 98057

Mailing Address: P.O. BOX 860, RENTON, WA 98057-0860

 

PACKERKISS SECURITIES INC.

15 NORTH EAST 4TH STREET, SUITE A, DELRAY BEACH, FL 33444

 

PACKERLAND BROKERAGE SERVICES, INC.

432 SECURITY BLVD., SUITE 101, GREEN BAY, WI 54313

 

PAF SECURITIES, LLC

601 BRICKELL KEY DRIVE, SUITE 604, MIAMI, FL 33131

 

PAGEMILL PARTNERS, LLC

2475 HANOVER STREET, PALO ALTO, CA 94304

 

PAINTER, SMITH AND GORIAN INC.

1200 CALIFORNIA STREET, SUITE 220, REDLANDS, CA 92374

 

PALADIN REALTY SECURITIES, LLC

10880 WILSHIRE BLVD., SUITE 1400, LOS ANGELES, CA 90024

 

PALAFOX TRADING LLC

131 SOUTH DEARBORN STREET, 32ND FLOOR, CHICAGO, IL 60603

 

PALI CAPITAL, INC.

650 FIFTH AVENUE, 6TH FLOOR, NEW YORK, NY 10019

 

PALLADIUM CAPITAL ADVISORS, LLC

230 PARK AVENUE, SUITE 539, NEW YORK, NY 10169

Mailing Address: 230 PARK AVENUE, 5TH FLOOR, NEW YORK, NY 10169

 

PALMIERI, ANGNARDO & CO., INC.

130 TOWSON DR NW, WARREN, OH 44483

 

PALOMA SECURITIES L.L.C.

2 AMERICAN LANE, GREENWICH, CT 06836-2571

 

PANAMERICAN CAPITAL SECURITIES LLC

745 5TH AVENUE, SUITE 1406, NEW YORK, NY 10151

 

PANATTONI SECURITIES, INC.

8775 FOLSOM BOULEVARD, SUITE 200, SACRAMENTO, CA 95826

 

PAPALIA SECURITIES

2 WALNUT STREET, DANVILLE, PA 17821

 

PAPAMARKOU WELLNER & CO., INC.

399 PARK AVENUE, 38TH FLOOR, NEW YORK, NY 10022

 

PARACAP GROUP LLC

6140 PARKLAND BOULEVARD, SUITE 300, MAYFIELD HEIGHTS, OH 44124

 

PARADIGM CAPITAL U.S. INC.

95 WELLINGTON STREET WEST - SUITE 2101, TORONTO ONTARIO, M5J 2N7 CANADA

Mailing Address: 95 WELLINGTON STREET WEST-SUITE 2101, TORONTO ONTARIO, M5J 2N7 CANADA

 

PARADIGM EQUITIES, INC.

1480 KENDALE BLVD, EAST LANSING, MI 48823

Mailing Address: 1480 KENDALE BOULEVARD, EAST LANSING, MI 48823

 

PARAGON ADVISING GROUP, L.P.

3200 SOUTHWEST FREEWAY, SUITE 2350, HOUSTON, TX 77027-7523

 

PARAGON CAPITAL PARTNERS, LLC

450 PARK AVENUE, SUITE 2500, NEW YORK, NY 10022

Mailing Address: 450 PARK AVENUE, SUITE 2500, NEW YORK, NY 10022

 

PARAMAX SECURITIES, LLC

333 INTERNATIONAL DRIVE, SUITE A, WILLIAMSVILLE, NY 14221

 

PARAMOUNT BIOCAPITAL, INC.

787 SEVENTH AVENUE, NEW YORK, NY 10019

 

PARCHMAN, VAUGHAN & COMPANY, L.L.C.

1040 PARK AVENUE, SUITE 120, BALTIMORE, MD 21201

 

PARETO SECURITIES INC.

150 EAST 52ND STREET, 29TH FLOOR, NEW YORK, NY 10022

 

PARIS SECURITIES CORPORATION

66 HUDSON STREET, SUITE 201, HOBOKEN, NJ 07030

 

PARITER SECURITIES, LLC

243 CARRETERA #2, GUAYNABO, PR 00966

Mailing Address: P.O. BOX 11852, SAN JUAN, PR 00922

 

PARK AVENUE SECURITIES LLC

7 HANOVER SQUARE, NEW YORK, NY 10004

 

PARK CITY CAPITAL, INC.

261 OLD YORK RD #417, JENKINTOWN (MONTGOMERY), PA 19046

 

PARK HILL GROUP LLC

101 CALIFORNIA STREET, SUITE 1010, SAN FRANCISCO, CA 94111

Mailing Address: 345 PARK AVENUE, 28TH FLOOR, NEW YORK, NY 10154

 

PARK HILL REAL ESTATE GROUP LLC

345 PARK AVENUE, 15TH FLOOR, NEW YORK, NY 10154

 

PARK MADISON PARTNERS LLC

200 HARBOR RD., PORT WASHINGTON, NY 11050

 

PARKBROOK CAPITAL LLC

450 PARK AVENUE, SUITE 1800, NEW YORK, NY 10022

Mailing Address: 450 PARK AVENUE, SUITE 1800, NEW YORK, NY 10022

 

PARKER GLOBAL INVESTMENTS, L.L.C.

1177 SUMMER STREET, SIXTH FLOOR, STAMFORD, CT 06905

Mailing Address: 1177 SUMMER STREET, SIXTH FLOOR, STAMFORD, CT 06905

 

PARKER POINT CAPITAL, LLC

4 MOUNT ROYAL AVE, SUITE 140, MARLBOROUGH, MA 01752

 

PARKMAN WHALING SECURITIES LLC

600 TRAVIS STREET, SUITE 600, HOUSTON, TX 77002

 

PARNASSUS FUNDS DISTRIBUTOR

1 MARKET, SUITE #1600, SAN FRANCISCO, CA 94105

 

PARSONEX SECURITIES, INC.

2851 S. PARKER ROAD, SUITE 800, AURORA, CO 80014

 

PARTNER CAPITAL GROUP, LLC

6368 CHICKERING CIRCLE, NASHVILLE, TN 37215

 

PARTNERS INVESTMENT NETWORK, INC.

601 W. RIVERSIDE, SUITE 940, SPOKANE, WA 99201

 

PARTNERSHIP CAPITAL GROWTH, LLC

1 EMBARCADERO CENTER, SUITE 3810, SAN FRANCISCO, CA 94111

 

PARTNERVEST SECURITIES, INC.

510 CASTILLO STREET, 2ND FLOOR, SANTA BARBARA, CA 93101

Mailing Address: P.O. BOX 1902, SANTA BARBARA, CA 93102

 

PASSCO CAPITAL, INC.

96 CORPORATE PARK, SUITE 200, IRVINE, CA 92606

 

PATRICK CAPITAL MARKETS, LLC

88 KENRICK PLAZA, ST LOUIS, MO 63119

Mailing Address: 88 KENRICK PLAZA, ST. LOUIS, MO 63119

 

PAUL P. ST. ONGE COMPANY

5586 POST ROAD, EAST GREENWICH, RI 02818-3800

 

PAULSON INVESTMENT COMPANY, INC.

811 SW NAITO PARKWAY, SUITE 200, PORTLAND, OR 97204-3332

 

PAVEK INVESTMENTS INC.

3603 N. HASTINGS WAY, STE 100, EAU CLAIRE, WI 54703

 

PAX MAGNUS ASIA-USA, INC.

666 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10103

 

PAYCHEX SECURITIES CORPORATION

1175 JOHN STREET, WEST HENRIETTA, NY 14586

 

PAYDEN & RYGEL DISTRIBUTORS

333 SOUTH GRAND AVE, 32ND FL., LOS ANGELES, CA 90071-1536

Mailing Address: 333 SOUTH GRAND AVE., 32ND FL., LOS ANGELES, CA 90071-1536

 

PCE INVESTMENT BANKERS, INC.

200 E. NEW ENGLAND AVENUE, SUITE 400, WINTER PARK, FL 32789

 

PCS DISTRIBUTORS, LLC

1500 MARKET STREET, SUITE 3310E, PHILADELPHIA, PA 19102

 

PCS DUNBAR SECURITIES, LLC

2 MANHATTANVILLE ROAD, SUITE 205, PURCHASE, NY 10577

 

PCS SECURITIES, INC.

19020 88TH AVE W, EDMONDS, WA 98026

 

PDC SECURITIES INCORPORATED

120 GENESIS BLVD., BRIDGEPORT, WV 26330

Mailing Address: PO BOX 26, BRIDGEPORT, WV 26330

 

PDQ ATS, INC.

2624 PATRIOT BOULEVARD, GLENVIEW, IL 60026

 

PEACHTREE CAPITAL CORPORATION

3060 PEACHTREE ROAD N.W., ONE BUCKHEAD PLAZA SUITE 1830, ATLANTA, GA 30305

 

PEAK SECURITIES CORPORATION

10225 ULMERTON ROAD, SUITE 3D, LARGO, FL 33771

 

PELION SECURITIES CORPORATION

650 5TH AVENUE, 17TH FLOOR, NEW YORK, NY 10019

 

PENATES GROUP, INC.

6263 N. SCOTTSDALE RD. #290, SCOTTSDALE, AZ 85250

Mailing Address: 6263 N. SCOTTSDALE RD. #290, SCOTTSDALE, AZ 85250

 

PENINSULAR SECURITIES COMPANY

161 OTTAWA AVENUE NW, SUITE 100A, GRAND RAPIDS, MI 49503-2796

 

PENNALUNA & COMPANY

421 SHERMAN AVENUE, SUITE 203, COEUR D'ALENE, ID 83814

Mailing Address: POB 1889, COEUR D ALENE, ID 83816-1889

 

PENROD FINANCIAL GROUP

574 STATE HIGHWAY 248, BRANSON, MO 65616

Mailing Address: P.O. BOX 220, BRANSON, MO 65615

 

PENSERRA SECURITIES, LLC

20 BROAD STREET, SUITE 2602, NEW YORK, NY 10005

 

PENSION DYNAMICS SECURITIES CORPORATION

2300 CONTRA COSTA BLVD, SUITE 400, PLEASANT HILL, CA 94523-3955

 

PENSION FUND EVALUATIONS, INC.

2450 MIDDLE COUNTRY ROAD, SUITE 102 & 103, CENTEREACH, NY 11720

 

PENSION SERVICE ASSOCIATES SECURITIES

4570 VAN NUYS BLVD, SUITE 550, SHERMAN OAKS, CA 91403

Mailing Address: 4570 VAN NUYS, SUITE 550, SHERMAN OAKS, CA 91403

 

PENSON FINANCIAL SERVICES, INC.

1700 PACIFIC AVENUE - SUITE 1400, DALLAS, TX 75201

Mailing Address: 1700 PACIFIC AVENUE, SUITE 1400, DALLAS, TX 75201

 

PENTALPHA CAPITAL, LLC

ONE GREENWICH OFFICE PARK, GREENWICH, CT 06831

 

PENTEGRA DISTRIBUTORS INC.

108 CORPORATE PARK DRIVE, WHITE PLAINS, NY 10604

 

PENVEST SECURITIES, INC.

5942 6TH AVE, KENOSHA, WI 53140

 

PEOPLE'S SECURITIES, INC.

1000 LAFAYETTE BLVD, 9TH FLOOR, BRIDGEPORT, CT 06601-0031

Mailing Address: P.O. BOX 31, BRIDGEPORT, CT 06601-0031

 

PERAZA CAPITAL AND INVESTMENT, LLC

111 SECOND AVENUE NORTHEAST, SUITE 705, SAINT PETERSBURG, FL 33701

Mailing Address: 224 ARANDA STREET NE, SAINT PETERSBURG, FL 33704

 

PERCIVAL FINANCIAL PARTNERS, LTD.

5100 FALLS RD-VILLAGE SQ II #252, BALTIMORE, MD 21210

 

PERDIUE SECURITIES, LLC

44 WALL STREET, 12TH FLOOR, NEW YORK, NY 10005

 

PERELLA WEINBERG PARTNERS LP

767 FIFTH AVENUE, NEW YORK, NY 10153

 

PERELMAN-CARLEY & ASSOCIATES INC.

TWIN TOWERS-3000 FARNAM, OMAHA, NE 68131-3526

 

PERFORMANCE FUNDS DISTRIBUTOR, LLC

10 HIGH ST, SUITE 302, BOSTON, MA 02110

Mailing Address: 690 TAYLOR RD., SUITE# 150, GAHANNA, OH 43230

 

PERFORMANCE TRUST CAPITAL PARTNERS, LLC

500 W. MADISON, SUITE 350, CHICAGO, IL 60661

 

PERICULUM ADVISORS, LLC

CHASE TOWER/CIRCLE, 111 MONUMENT CIRCLE, SUITE 1022, INDIANAPOLIS, IN 46204-5176

 

PERIGEE SECURITIES LP

1605 MAIN STREET, SUITE 709, SARASOTA, FL 34236

 

PERKINS FUND MARKETING, L.L.C.

136 OLD POST ROAD, SOUTHPORT, CT 06890

 

PERKINS, SMART & BOYD, INC.

4330 SHAWNEE MISSION PKWY, SUITE 204, SHAWNEE MISSION, KS 66205-2205

 

PERLINSKI & ASSOCIATES

50 VISTA MONTEMAR, LAGUNA NIGUEL, CA 92677

 

PERMAC SECURITIES, INC.

1900 MARKET STREET, SUITE 703, PHILADELPHIA, PA 19103

Mailing Address: 1900 MARKET STREET, SUITE 703, PHILADELPHIA, PA 19103

 

PERRYMAN SECURITIES, INC.

12221 MERIT DRIVE - SUITE 1725, DALLAS, TX 75251

 

PERSHING ADVISOR SOLUTIONS LLC

ONE PERSHING PLAZA, 14TH FLOOR, JERSEY CITY, NJ 07399

Mailing Address: ONE PERSHING PLAZA, 10TH FLOOR, JERSEY CITY, NJ 07399

 

PERSHING LLC

ONE PERSHING PLAZA, JERSEY CITY, NJ 07399

Mailing Address: ONE PERSHING PLAZA, JERSEY CITY, NJ 07399

 

PETER ELISH INVESTMENTS SECURITIES

165 E. PIKE ST., CANONSBURG, PA 15317-1765

 

PETER J. SOLOMON SECURITIES COMPANY, LLC

520 MADISON AVE, NEW YORK, NY 10022

 

PETER MANCUSO & CO L.P.

C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005

 

PETER R. MACK & CO., INC.

19 E. 71ST ST., NEW YORK, NY 10021

Mailing Address: 19 EAST 71ST ST., SUITE 3A, NEW YORK, NY 10021

 

PETERS & CO. EQUITIES INC.

3900 BANKERS HALL WEST, 888 THIRD STREET SW, CALGARY, AB, T2P 5C5 CANADA

 

PETERSEN & RAMISTELLA, INC.

2340 GARDEN ROAD, SUITE 202, MONTEREY, CA 93940

 

PETERSEN INVESTMENTS, INC.

2221 LANDMARK PLACE, WALL, NJ 08736

 

PETRO CAPITAL SECURITIES, LLC

3838 OAK LAWN, SUITE 1775, DALLAS, TX 75219

 

PETROGROWTH ENERGY ADVISORS, L.L.C.

125 E. JOHN CARPENTER FWY., SUITE 220, IRVING, TX 75062

 

PETSKY PRUNIER SECURITIES, LLC

40 WALL STREET, 10TH FLOOR, NEW YORK, NY 10005

Mailing Address: 40 WALLL STREET, 10TH FLOOR, NEW YORK, NY 10005

 

PEYTON, CHANDLER & SULLIVAN, INC.

720 SUNRISE AVENUE, SUITE 100C, ROSEVILLE, CA 95661

 

PFA SECURITY ASSET MANAGEMENT, INC.

704 LISBURN ROAD, SUITE 102, CAMP HILL, PA 17011

 

PFLUEGER & BAERWALD INC.

220 SANSOME STREET, SUITE 700, SAN FRANCISCO, CA 94104-2722

 

PFM FUND DISTRIBUTORS, INC.

ONE KEYSTONE PLAZA - SUITE 300, N. FRONT & MARKET STS, HARRISBURG, PA 17101

Mailing Address: ONE KEYSTONE PLAZA - SUITE 300, N. FRONT & MARKET STS, HARRISBRUG, PA 17101

 

PFPC DISTRIBUTORS, INC.

760 MOORE ROAD, KING OF PRUSSIA, PA 19406

 

PFS INVESTMENTS INC.

3120 BRECKINRIDGE BLVD, BLDG 700, DULUTH, GA 30099-0001

 

PGP CAPITAL ADVISORS, LLC

11111 SANTA MONICA BLVD., SUITE 910, LOS ANGELES, CA 90025

 

PGR SECURITIES, LLC

300 MONTGOMERY ST., SUITE 208, SAN FRANCISCO, CA 94104

Mailing Address: 6301 OWENSMOUTH AVE., STE. 750, WOODLAND HILLS, CA 91367

 

PHALANX TRADING, LLC

58 MAIN STREET, TOPSFIELD, MA 01983

 

PHARUS SECURITIES, LLC

551 5TH AVENUE, SUITE 1125, NEW YORK, NY 10176

Mailing Address: 551 5TH AVENUE, SUITE 1125, NEW YORK, NY 10176

 

PHD CAPITAL

5 HANOVER SQ, NEW YORK, NY 10004

Mailing Address: 5 HANOVER SQ., NEW YORK, NY 10004

 

PHILADELPHIA BROKERAGE CORPORATION

2 RADNOR CORPORATE CENTER, SUITE 111, 100 MATSONFORD ROAD, RADNOR, PA 19087

 

PHILADELPHIA INVESTORS, LTD.

1528 WALNUT STREET - SUITE 510, PHILADELPHIA, PA 19102

 

PHILIP J. GREENBLATT SECURITIES LTD

1955 RAYMOND DRIVE - SUITE 111, NORTHBROOK, IL 60062

 

PHILLIPS & COMPANY

1300 SW FIFTH AVE, SUITE 2100, PORTLAND, OR 97201

 

PHILLIPS CAPITAL

1610 WYNKOOP STREET, SUITE 500, DENVER, CO 80202-1137

 

PHOENIX DERIVATIVES GROUP, LLC

315 PARK AVE. SOUTH, NEW YORK, NY 10010

 

PHOENIX EQUITY PLANNING CORPORATION

610 WEST GERMANTOWN PIKE, SUITE 460, PLYMOUTH MEETING, PA 19462

 

PHOENIX GLOBAL CAPITAL MANAGEMENT, LTD

1000 SKOKIE BLVD, SUITE 320, WILMETTE, IL 60091

Mailing Address: 1000 SKOKIE BLVD, SUITE 320, WILLMETTE, IL 60091

 

PI FINANCIAL (US) CORP.

1900-666 BURRARD STREET, VANCOUVER, V6C 3N1 BC

 

PICKWICK CAPITAL PARTNERS, LLC

445 HAMILTON AVENUE, SUITE 1102, WHITE PLAINS, NY 10601

 

PICTET OVERSEAS INC.

1000 DE LA GAUCHETIERE WEST, SUITE 3100, MONTREAL, QC, H3B 4W5 CANADA

 

PILGRIM FINANCIAL SERVICES

8622 SWAN DRIVE, KALAMAZOO, MI 49009-4563

 

PIN FINANCIAL, LLC

224 WEST 29TH STREET 12TH FLOOR, NEW YORK, NY 10001

 

PINNACLE BROKERAGE SERVICE, INC.

6750 POPLAR AVE. SUITE 300, MEMPHIS, TN 38138

 

PINNACLE CAPITAL MARKETS, LLC

4700 FALLS OF NEUSE, SUITE 390, RALEIGH, NC 27609

 

PINNACLE EQUITY MANAGEMENT, INC.

10805 SUNSET OFFICE DRIVE, SUITE 300, ST. LOUIS, MO 63127

 

PINNACLE FINANCIAL GROUP, LLC

108 S. COURT AVENUE, SUITE 300, ORLANDO, FL 32801

 

PINNACLE INVESTMENTS, LLC

507 PLUM STREET, SUITE 120, SYRACUSE, NY 13204

 

PINNACLE PARTNERS FINANCIAL CORPORATION

21022 GATHERING OAK, SUITE 2103, SAN ANTONIO, TX 78260

Mailing Address: 21022 GATHERING OAK, SUITE 2103, SAN ANTONIO, TX 78260

 

PIONEER FUNDS DISTRIBUTOR, INC.

60 STATE STREET, BOSTON, MA 02109-1820

 

PIONEER PORTFOLIO CORP.

20 REITH STREET, COPIAGUE, NY 11726

Mailing Address: 20 REITH STREET, COPIAGUE, NY 11726

 

PIPELINE TRADING SYSTEMS LLC

60 E. 42ND STREET, SUITE 624, NEW YORK, NY 10165

Mailing Address: 60 E. 42ND STREET, SUITE 624, NEW YORK, NY 10165

 

PIPER JAFFRAY & CO.

800 NICOLLET MALL, MINNEAPOLIS, MN 55402-7020

Mailing Address: 800 NICOLLET MALL, MAIL STOP J09S05, MINNEAPOLIS, MN 55402-7020

 

PITTSBURGH FINANCIAL PLANNERS, INC.

120 FIRESIDE DR., MCMURRAY, PA 15317-3610

Mailing Address: 120 FIRESIDE DRIVE, MCMURRAY, PA 15317-3610

 

PIVOTAL CAPITAL SOLUTIONS LLC

9015 MOUNTAIN RIDGE DRIVE, SUITE 140, AUSTIN, TX 78759

 

PLACE TRADE FINANCIAL, INC.

1300 YALE PLACE, 306, MINNEAPOLIS, MN 55403

Mailing Address: 6501 NEW MARKET WAY, RALEIGH, NC 27615

 

PLAINSCAPITAL SECURITIES, LLC

2323 VICTORY AVENUE, SUITE 1400, DALLAS, TX 75219

 

PLAN B INVESTMENTS, INC.

4444 RIVERSIDE DRIVE, SUITE 105, BURBANK, CA 91505

 

PLAN PROFESSIONALS, LIMITED

112 SW 6TH AVENUE, STE 400, TOPEKA, KS 66603-3810

Mailing Address: 112 SW 6TH AVENUE, STE 400, TOPEKA, KS 66603-3810

 

PLANCO FINANCIAL SERVICES, LLC

1500 LIBERTY RIDGE DRIVE, STE 100, WAYNE, PA 19087-5592

 

PLANET BROKERAGE, LLC

50 BATTERY PLACE, #7F, NEW YORK, NY 10280

Mailing Address: 1488 EAST 27TH STREET, BROOKLYN, NY 11210

 

PLANMEMBER SECURITIES CORPORATION

6187 CARPINTERIA AVENUE, CARPINTERIA, CA 93013-2060

 

PLANNED FINANCIAL PROGRAMS, INC.

734 WALT WHITMAN ROAD, MELVILLE, NY 11747-2216

 

PLANNED INVESTMENT CO., INC.

9265 COUNSELORS ROW, SUITE 150, INDIANAPOLIS, IN 46240

 

PLANNER SECURITIES LLC

150 E. 52ND STREET, 7TH FLOOR, NEW YORK, NY 10022

 

PLANNERS FINANCIAL SERVICES, INC.

7710 COMPUTER AVENUE, SUITE 100, MINNEAPOLIS, MN 55435

 

PLANNERS SECURITIES NETWORK CORPORATION

1700 E LAKESIDE #49, GILBERT, AZ 85234

Mailing Address: 1700 E. LAKESIDE DR. #49, GILBERT, AZ 85234

 

PLANTE MORAN INSURANCE AGENCY

27400 NORTHWESTERN HIGHWAY, SOUTHFIELD, MI 48034

Mailing Address: PO BOX 307, SOUTHFIELD, MI 48037-0307

 

PLEXUS ENERGY CAPITAL, LLC

1775 SHERMAN STREET, SUITE 2400, DENVER, CO 80203

 

PLUS SECURITIES LLC

1251 AVENUE OF THE AMERICAS, 50TH FLOOR, NEW YORK, NY 10020

 

PM SECURITIES, LLC

110 CHADDS FORD COMMONS, CHADDS FORD, PA 19317

 

PMA SECURITIES, INC.

2135 CITYGATE LANE, 7TH FLOOR, NAPERVILLE, IL 60563

Mailing Address: 2135 CITYGATE LANE, 7TH FLOOR, NAPERVILLE, IL 60563

 

PMB SECURITIES CORP.

4630 CAMPUS DRIVE, STE 101, NEWPORT BEACH, CA 92660

 

PMK SECURITIES & RESEARCH, INC.

105 E. ATLANTIC AVENUE, SUITE 200, DELRAY BEACH, FL 33444

 

PNC CAPITAL MARKETS LLC

249 FIFTH AVENUE, 26TH FLOOR, PITTSBURGH, PA 15222

 

PNC FUND DISTRIBUTOR, LLC

10 HIGH ST, SUITE 302, BOSTON, MA 02110

Mailing Address: 690 TAYLOR RD., SUITE# 150, GAHANNA, OH 43230

 

PNC INVESTMENTS

620 LIBERTY AVENUE, 26TH FLOOR, PITTSBURGH, PA 15222

 

PODESTA & CO.

208 S. LASALLE STREET, SUITE 1460, CHICAGO, IL 60604

 

POINTE ATLANTIC, INC

1413 SOUTH HOWARD AVENUE, SUITE 220, TAMPA, FL 33606

 

POINTE CAPITAL, INC.

4800 T-REX AVENUE, SUITE 100, BOCA RATON, FL 33431

 

POLAR INVESTMENT COUNSEL, INC.

19547 210TH AV NE, THIEF RIVER FALLS, MN 56701

Mailing Address: 19547 210TH AVE NE, THIEF RIVER FALLS, MN 56701

 

POLYNOUS SECURITIES, LLC

880 FRANKLIN STREET, SUITE 705, SAN FRANCISCO, CA 94102

Mailing Address: 880 FRANKLIN STREET, SUITE 705, SAN FRANCISCO, CA 94102

 

POND EQUITIES

25 ROSALIND PLACE, LAWRENCE, NY 11559

 

PONDER SECURITIES, INC.

217 WEST MONROE STREET, HERRIN, IL 62948

Mailing Address: P.O. BOX 579, HERRIN, IL 62948

 

PONDVIEW CAPITAL LLC

151 FOREST STREET, SHERBORN, MA 01770

Mailing Address: 151 FOREST STREET, SHERBORN, MA 01770

 

POPULAR SECURITIES, INC.

208 AVENUE PONCE DE LEON, POPULAR CENTER SUITE 1200, SAN JUAN, PR 00918-1035

 

PORT SECURITIES, INC.

2713 W. COAST HWY, NEWPORT BEACH, CA 92663

 

PORTALES PARTNERS, LLC

32 EAST 31ST ST, 10TH FLOOR, NEW YORK, NY 10016

Mailing Address: 32 EAST 31ST ST, NEW YORK, NY 10016

 

PORTER, WHITE & COMPANY, INC.

15 RICHARD ARRINGTON JR. BLVD. NORTH, BIRMINGHAM, AL 35203-4103

Mailing Address: P. O. BOX 12367, BIRMINGHAM, AL 35202-2367

 

PORTFOLIO ADVISORS ALLIANCE, INC.

360 LEXINGTON AVENUE, 18TH FLOOR, NEW YORK, NY 10017

 

PORTFOLIO BROKERAGE SERVICES, INC.

1999 BROADWAY, 42ND FLOOR, DENVER, CO 80202-3922

 

PORTFOLIO RESOURCES GROUP, INC.

800 BRICKELL AVENUE, SUITE 903, MIAMI, FL 33131

 

PORTFOLIO TRADING, LLC.

795 RIDGELAKE BLVD, SUITE 106, MEMPHIS, TN 38120

 

PORTICO CAPITAL SECURITIES LLC

39 LEWIS STREET, 3RD FLOOR, GREENWICH, CT 06830

 

PORTOLA FINANCIAL, LLC

1720 SOUTH BELLAIRE STREET, SUITE 1110, DENVER, CO 80222

 

PORTSMOUTH FINANCIAL SERVICES

625 MARKET STREET, 7TH FLOOR, SAN FRANCISCO, CA 94105

 

POSIT ALERT LLC

380 MADISON AVENUE, 5TH FLOOR, NEW YORK, NY 10017

 

POTEN CAPITAL SERVICES, LLC

805 THIRD AVENUE, NEW YORK, NY 10022

 

POTOMAC CAPITAL MARKETS, LLC

5 SOUTH MARKET STREET, 4TH FLOOR, FREDERICK, MD 21701

 

POTOMAC INVESTMENT COMPANY

5600 WISCONSIN AVE #108, CHEVY CHASE, MD 20815

 

POTOMAC SECURITIES, LLC

10143D ROYALTON ROAD, NORTH ROYALTON, OH 44133

 

POWDER POINT FINANCIAL LLC

54 BAY POND ROAD, DUXBURY, MA 02332

 

POWELL CAPITAL MARKETS, INC.

3 BECKER FARM ROAD, ROSELAND, NJ 07068-1745

 

PPA INVESTMENTS, INC.

500 COLONIAL CENTER PARKWAY, SUITE 600, ROSWELL, GA 30076

 

PPHB SECURITIES LP

1900 ST. JAMES PLACE, SUITE 125, HOUSTON, TX 77056

 

PRAGER, SEALY & CO., LLC

ONE MARITIME PLAZA, SUITE 1000, SAN FRANCISCO, CA 94111

 

PRAGMA SECURITIES LLC

360 PARK AVE. SOUTH, 20TH FLOOR, NEW YORK, NY 10010

 

PRC SECURITIES, LLC

1750 H STREET NW, SUITE 500, WASHINGTON, DC 20006

 

PRECISION SECURITIES, LLC

16885 VIA DEL CAMPO CT. SUITE 120, SAN DIEGO, CA 92127

 

PREFERRED CLIENT GROUP, INC.

3707 DARTMOUTH, DALLAS, TX 75205

 

PREMIER GROUP, INC.

8610 BROADWAY, SUITE #100, SAN ANTONIO, TX 78217

 

PREMIER SECURITIES OF AMERICA, INC.

4600 COLONY POINT, SUWANEE, GA 30024

 

PRESIDENTIAL BROKERAGE, INC.

5445 DTC PKWY, STE. 1100, GREENWOOD VILLAGE, CO 80111

 

PRESIDIO CAPITAL ADVISORS, LLC

101 CALIFORNIA STREET 12TH FLOOR, SAN FRANCISCO, CA 94111-5847

Mailing Address: 101 CALIFORNIA STREET, 12TH FLOOR, SAN FRANCISCO, CA 94111

 

PRESIDIO FINANCIAL SERVICES, INC.

711 NAVARRO STREET, SUITE 730, SAN ANTONIO, TX 78205

 

PRESIDIO MERCHANT PARTNERS LLC

101 CALIFORNIA STREET TWELFTH FLOOR, SAN FRANCISCO, CA 94111

 

PRESIDIO PARTNERS LLC

101 MONTGOMERY STREET, SUITE 2500, SAN FRANCISCO, CA 94104-4139

 

PRESIDIO SECURITIES, INC.

57 CULPEPPER, #203, WARRENTON, VA 20186

Mailing Address: 57 CULPEPPER, WARRENTON, VA 20186

 

PRESTIGE FINANCIAL CENTER, INC.

1501 BROADWAY, SUITE 2004, NEW YORK, NY 10036

Mailing Address: 80 BROAD STREET, 33RD FLOOR, NEW YORK, NY 10004

 

PRESTWICK PARTNERS, LLC

212 3RD AVENUE NORTH, SUITE 535, MINNEAPOLIS, MN 55401

 

PRESTWICK SECURITIES, INC.

4711 GOLF ROAD (SUITE 915), SKOKIE, IL 60076

 

PREVAIL CAPITAL LLC

16 LANE FARM DRIVE, BEDFORD, MA 01730

 

PRICEWATERHOUSECOOOPERS CORPORATE FINANCE LLC

1 N. WACKER DRIVE, 10TH FLOOR, CHICAGO, IL 60606

 

PRIDE FINANCIAL, LLC

9127 POINTE COURT, FISHERS, IN 46038

 

PRIM SECURITIES, INCORPORATED

6500 ROCKSIDE ROAD, SUITE 370, INDEPENDENCE, OH 44131

 

PRIMARY CAPITAL, LLC

80 WALL STREET 5TH FLOOR, NEW YORK, NY 10005

 

PRIME CAPITAL SERVICES, INC.

11 RAYMOND AVE, POUGHKEEPSIE, NY 12603

Mailing Address: 11 RAYMOND AVENUE, POUGHKEEPSIE, NY 12603

 

PRIME DEALER SERVICES CORP.

1221 AVENUE OF THE AMERICAS, NEW YORK, NY 10020

Mailing Address: NORTH AMERICAN REGISTRATION, 901 SOUTH BOND STREET, 3RD FLOOR, BALTIMORE, MD 21231

 

PRIME EXECUTIONS, INC.

40 WALL STREET - 34TH FLOOR, NEW YORK, NY 10005

Mailing Address: C/O ACCOUNTING AND COMPLIANCE INTERNATIONAL, 40 WALL STREET - 34TH FLOOR, NEW YORK, NY 10005

 

PRIMESOLUTIONS SECURITIES, INC.

17601 WEST 130TH STREET STE 7, CLEVELAND, OH 44133

 

PRIMEVEST FINANCIAL SERVICES, INC.

400 FIRST ST. S. SUITE 300, ST. CLOUD, MN 56302

Mailing Address: P.O. BOX 283, ST. CLOUD, MN 56302-0283

 

PRIMEX

33 FRONT STREET, STE 304, HEMPSTEAD, NY 11550

Mailing Address: 33 FRONT STREET, STE304, HEMPSTEAD, NY 11550

 

PRINCETON FINANCIAL GROUP, LLC

2 KING ARTHUR COURT, LAKESIDE WEST CORPORATE CENTER, NORTH BRUNSWICK, NJ 08902

Mailing Address: 2 KING ARTHUR COURT, SUITE D, LAKESIDE WEST CORPORATE CENTER, NORTH BRUNSWICK, NJ 08902

 

PRINCETON SECURITIES GROUP, INC.

2115 LINWOOD AVE., 4TH FL., FORT LEE, NJ 07024

 

PRINCIPAL FUNDS DISTRIBUTOR, INC.

1100 INVESTMENT BOULEVARD, SUITE 200, EL DORADO HILLS, CA 95762

 

PRINCIPLE ADVISORS, INC.

1110 SOUTH AVENUE, STATEN ISLAND, NY 10314

 

PRINCOR FINANCIAL SERVICES CORPORATION

680 8TH STREET, DES MOINES, IA 50392-0200

Mailing Address: PRINCIPAL FINANCIAL GROUP, 711 HIGH STREET, DES MOINES, IA 50392-0200

 

PRIORITY CAPITAL INVESTMENTS, LLC

5857 OWENS AVENUE, SUITE 100, CARLSBAD, CA 92008-5507

 

PRISOL SECURITIES, INC.

3415 WEST CHESTER PIKE, SUITE 204, NEWTOWN SQUARE, PA 19073

 

PRITCHARD CAPITAL PARTNERS, LLC

434 N. COLUMBIA ST., SUITE 2, COVINGTON, LA 70433

 

PRIVATE ASSET GROUP, INC.

3070 BRISTOL STREET, SUITE 500, COSTA MESA, CA 92626

Mailing Address: 3070 BRISTOL STREET, SUITE 500, COSTA MESA, CA 92626

 

PRIVATE COMPANY MARKET PLACE, INC.

140 BROADWAY, 46TH FLOOR, NEW YORK, NY 10005-1107

 

PRIVATE EQUITY SECURITIES, INC.

4600 CAMPUS DRIVE, STE 102, NEWPORT BEACH, CA 92660

 

PRIVATE PLACEMENT INSURANCE PRODUCTS, LLC

428 BRYANT CIRCLE, SUITE 239, OJAI, CA 93023

 

PRIVATE PORTFOLIO OF SAN DIEGO, INC.

7534 LA JOLLA BLVD, LA JOLLA, CA 92037-4328

 

PRO SECURITIES, L.L.C.

744 BROAD STREET, 23RD FLOOR, NEWARK, NJ 07102

 

PROBITAS FUNDS GROUP, LLC

425 CALIFORNIA STREET, SUITE 2300, SAN FRANCISCO, CA 94104

 

PROCTOR INVESTMENT DISTRIBUTORS, LLC

575 LEXINGTON AVENUE, 8TH FLOOR, NEW YORK, NY 10022

 

PROEQUITIES, INC.

2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL 35223

Mailing Address: P.O. BOX 518, BIRMINGHAM, AL 35201-0518

 

PROFESSIONAL ASSET MANAGEMENT, INC.

36700 WOODWARD AVE., STE 200, BLOOMFIELD HILLS, MI 48304-0930

 

PROFESSIONAL BROKER-DEALER FINANCIAL PLANNING, INC.

1111 WEST WOLFENSBERGER ROAD, CASTLE ROCK, CO 80109-9629

 

PROFESSIONAL FUNDS DISTRIBUTOR, LLC

760 MOORE ROAD, KING OF PRUSSIA, PA 19406

 

PROFESSIONAL INVESTMENT SERVICES, INC.

800 MAIN PLACE, SUITE 301, WINFIELD, KS 67156

Mailing Address: P.O. BOX 654, WINFIELD, KS 67156

 

PROFINANCE ASSOCIATES, INC.

2877 HISTORIC DECATUR ROAD, SUITE # 200, SAN DIEGO, CA 92106

 

PROFINANCIAL, INC.

7902 WRENWOOD BLVD., SUITE D, BATON ROUGE, LA 70809

 

PROFOR SECURITIES, LLC

708 THIRD AVENUE, 5TH FLOOR, NEW YORK, NY 10017-4201

 

PROFUNDS DISTRIBUTORS, INC.

10 HIGH ST, SUITE 302, BOSTON, MA 02110

Mailing Address: 690 TAYLOR RD., SUITE# 150, GAHANNA, OH 43230

 

PROFUTURES FINANCIAL GROUP, INC.

11719 BEE CAVE ROAD, SUITE 200, AUSTIN, TX 78738

 

PROGRESS INVESTMENTS LLC

801 BRICKELL AVENUE, SUITE 2380, MIAMI, FL 33131

 

PROGRESSIVE ASSET MANAGEMENT, INC.

1904 FRANKLIN STREET, SUITE 903, OAKLAND, CA 94612

 

PROMETHEAN CAPITAL GROUP LLC

55 FIFTH AVE 17TH FL, NEW YORK, NY 10003

 

PROSPERA BROKERAGE SOLUTIONS LLC

601 W RIVERSIDE, SUITE 700, SPOKANE, WA 99201

 

PROSPERA FINANCIAL SERVICES, INC.

5429 LBJ FREEWAY, SUITE 400, DALLAS, TX 75240

 

PROSPERO CAPITAL LLC

20 MARSHALL STREET, SUITE 300, NORWALK, CT 06854

 

PROTECTED INVESTORS OF AMERICA

235 MONTGOMERY ST NO. 1050, SAN FRANCISCO, CA 94104

 

PROVIDENT ASSET MANAGEMENT, LLC

15660 DALLAS PKWY, SUITE 1400, DALLAS, TX 75248

Mailing Address: 15660 DALLAS PKWY STE 1400, DALLAS, TX 75248

 

PROVIDENT INTERNATIONAL SECURITIES, INC.

654 MADISON AVE, SUITE 1009, NEW YORK, NY 10021

 

PROVIDENT PRIVATE CAPITAL PARTNERS, INC.

3527 WEST 26TH STREET, ERIE, PA 16506

 

PRUCO SECURITIES, LLC.

751 BROAD STREET, NEWARK, NJ 07102-3777

 

PRUDENT BROKERAGE ASSOCIATES

1735 MARKET STREET, SUITE 3902, PHILADELPHIA, PA 19103-7598

 

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

ONE CORPORATE DRIVE, SHELTON, CT 06484

Mailing Address: 1 CORPORATE DRIVE, SHELTON, CT 06484

 

PRUDENTIAL BACHE SECURITIES, LLC

ONE NEW YORK PLAZA, 13TH FL., NEW YORK, NY 10292

 

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

THREE GATEWAY CENTER, 14TH FLOOR, NEWARK, NJ 07102-4077

Mailing Address: THREE GATEWAY CENTER, 14TH FLOOR, NEWARK, NJ 07102-4077

 

PRUDENTIAL-AMERICAN SECURITIES, INC.

921 EAST GREEN STREET, PASADENA, CA 91106

 

PSA EQUITIES, INC.

11311 MCCORMICK ROAD, HUNT VALLEY, MD 21031-8622

 

PSCO INTERNATIONAL DISTRIBUTORS LTD. LLC

FINANCIAL CENTRE, 695 EAST MAIN STREET, STAMFORD, CT 06901

 

PSG EXECUTIONS, INC.

2115 LINWOOD AVE., 4TH FL., FORT LEE, NJ 07024

 

PTI SECURITIES & FUTURES L. P.

411 S WELLS, SUITE 900, CHICAGO, IL 60607

 

PTP SECURITIES, LLC

540 HOPMEADOW STREET, SUITE 5, SIMSBURY, CT 06070

 

PTS BROKERAGE, LLC

EAST GATE BUSINESS CENTER, 125C GAITHER DRIVE, MT. LAUREL, NJ 08054-1706

Mailing Address: EAST GATE BUSINESS CENTER, 125C GAITHER DRIVE, MT. LAUREL, NJ 08054-1706

 

PULLMAN SECURITIES, LLC

9250 ROBIN DRIVE, LOS ANGELES, CA 90069

Mailing Address: 8721 SANTA MONICA BLVD., SUITE 747, LOS ANGELES, CA 90069

 

PULSE TRADING, INC.

2 LIBERTY SQUARE, 2ND FLOOR, BOSTON, MA 02109

Mailing Address: 2 LIBERTY SQUARE, 2ND FLOOR, BOSTON, MA 02109

 

PUMA CAPITAL, LLC

777 BRICKELL AVENUE, SUITE 1010, MIAMI, FL 33131

 

PUPLAVA SECURITIES, INC.

10809 THORNMINT ROAD, 2ND FLOOR, SAN DIEGO, CA 92127

Mailing Address: P.O. BOX 503147, SAN DIEGO, CA 92150-3147

 

PURITAN BROKERAGE SERVICES, INC.

16801 ADDISON RD., STE 430, ADDISON, TX 75001

Mailing Address: 16801 ADDISON RD., STE 430, ADDISON, TX 75001

 

PURITAN SECURITIES, INC.

980 POST ROAD EAST, 2ND FLOOR, WESTPORT, CT 06880

 

PURSHE KAPLAN STERLING INVESTMENTS

18 CORPORATE WOODS BLVD, ALBANY, NY 12211

 

PURSUIT PARTNERS LLC

333 LUDLOW STREET, 4TH FLOOR NORTH TOWER, STAMFORD, CT 06902

 

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

ONE POST OFFICE SQUARE, BOSTON, MA 02109-2137

 

PWA SECURITIES, INC.

4900 PERRY HIGHWAY, SUITE 300, PITTSBURGH, PA 15229

 

PWMCO, LLC

311 S. WACKER DRIVE, SUITE 2360, CHICAGO, IL 60606

 

PYRAMID FINANCIAL CORP.

20735 STEVENS CREEK BLVD, SUITE C, CUPERTINO, CA 95014

Mailing Address: 20735 STEVENS CREEK BLVD., SUITE C, CUPERTINO, CA 95014

 

PYRAMID FUNDS CORPORATION

21 EVERETT ROAD EXTENSION, ALBANY, NY 12205

 

PYRAMIS DISTRIBUTORS CORPORATION LLC

900 SALEM STREET, SMITHFIELD, RI 02917

 

PYXIS SECURITIES, LLC

47 W. RIVER ROAD, SUITE B, RUMSON, NJ 07760

Last Updated: 11/4/2009