finra

Firms We Regulate - S

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S F SENTRY SECURITIES, INC.

100 PINE STREET, SUITE 2700, SAN FRANCISCO, CA 94111

 

S. GOLDMAN ADVISORS, LLC

825 THIRD AVENUE, 34TH FLOOR, NEW YORK, NY 10022

 

S. GOLDMAN CAPITAL LLC

825 THIRD AVENUE, 34TH FLOOR, NEW YORK, NY 10022

 

S.G. LONG & COMPANY

283 WEST FRONT SUITE 302, SUITE 302, MISSOULA, MT 59802-4328

Mailing Address: 283 WEST FRONT SUITE 302, MISSOULA, MT 59802-4328

 

S.L. REED & COMPANY

11111 SANTA MONICA BOULEVARD, SUITE 1200, LOS ANGELES, CA 90025-3346

 

SABADELL SECURITIES USA, INC.

1111 BRICKELL AVENUE, 30TH FLOOR, MIAMI, FL 33131

 

SAFEGUARD SECURITIES, INC.

6060 PARKLAND BOULEVARD, SUITE 200, MAYFIELD HEIGHTS, OH 44124

 

SAFRA SECURITIES LLC

546 FIFTH AVE, NEW YORK, NY 10036

 

SAGE CANYON ADVISORS, LLC

433 CANYONSIDE DRIVE, BOULDER, CO 80302

 

SAGE PARTNERS SECURITIES, LLC

11111 SANTA MONICA BOULEVARD, SUITE 2200, LOS ANGELES, CA 90025

 

SAGE, RUTTY & CO., INC.

100 CORPORATE WOODS, SUITE 300, ROCHESTER, NY 14623

 

SAGENT ADVISORS, LLC

299 PARK AVENUE, 9TH FLOOR, NEW YORK, NY 10171

 

SAGEPOINT FINANCIAL, INC.

2800 NORTH CENTRAL AVENUE, SUITE 2100, PHOENIX, AZ 85004-1072

 

SAGETRADER, LLC

ONE EMBARCADERO CENTER, SUITE 1150, SAN FRANCISCO, CA 94111

 

SAINT LAURENT CAPITAL, INC.

5150 E. PACIFIC COAST HIGHWAY, SUITE 200, LONG BEACH, CA 90804

 

SAINTS ADVISORS LLC

2020 UNION STREET, SAN FRANCISCO, CA 94123

 

SALEM PARTNERS LLC

11111 SANTA MONICA BOULEVARD, SUITE 2250, LOS ANGELES, CA 90025

 

SALIENT CAPITAL L.P.

4265 SAN FELIPE, 8TH FLOOR, HOUSTON, TX 77027

 

SALMAN PARTNERS (USA) INC.

1095 WEST PENDER STREET, 17TH FLOOR, VANCOUVER, V6E2M6 CANADA

 

SALOMON WHITNEY FINANCIAL

400 BROADHOLLOW ROAD, SUITE 4, FARMINGDALE, NY 11735

 

SALT SPRAY CAPITAL

916 CONGRESS AVE, AUSTIN, TX 78701

 

SAMCO CAPITAL MARKETS, INC.

6805 CAPITAL OF TEXAS HIGHWAY, SUITE 350, AUSTIN, TX 78731

 

SAMMONS FINANCIAL NETWORK, LLC

4546 CORPORATE DRIVE, SUITE 100, WEST DES MOINES, IA 50266

 

SAMSUNG SECURITIES (AMERICA), INC.

1330 AVENUE OF AMERICAS, 26TH FLOOR, NEW YORK, NY 10019

 

SAMUEL A RAMIREZ & CO., INC.

61 BROADWAY, SUITE 2924, NEW YORK, NY 10006

Mailing Address: 61 BROADWAY STE 2924, NEW YORK, NY 10006

 

SANCTUARY SECURITIES LLC

600 MONTGOMERY STREET, 11TH FLOOR, SAN FRANCISCO, CA 94111

 

SANDERLIN SECURITIES, LLC

5170 SANDERLIN AVE. - SUITE 102, MEMPHIS, TN 38117

 

SANDERS MORRIS HARRIS INC.

600 TRAVIS, SUITE 5900, HOUSTON, TX 77002-3003

 

SANDLAPPER SECURITIES, LLC

SANDLAPPER FINANCIAL CENTER, 800 E. NORTH STREET, 2ND FLOOR, GREENVILLE, SC 29601

 

SANDLER, O'NEILL & PARTNERS, L.P.

1251 AVENUE OF THE AMERICAS, 6TH FLOOR, NEW YORK, NY 10020

Mailing Address: 1251 AVENUE OF THE AMERICAS, 6TH FLOOR, NEW YORK, NY 10020

 

SANFORD C. BERNSTEIN & CO., LLC

1345 AVENUE OF THE AMERICAS, NEW YORK, NY 10105

Mailing Address: 1345 AVENUE OF THE AMERICAS, 33RD FLOOR, NEW YORK, NY 10105

 

SANSOME SECURITIES LLC

ONE SANSOME STREET, SUITE 1895, SAN FRANCISCO, CA 94104

 

SANTANDER INVESTMENT SECURITIES INC.

45 EAST 53RD STREET, NEW YORK, NY 10022

 

SANTANDER SECURITIES LLC

SANTANDER TOWER B7 TABONUCO STREET, SUITE 1800, GUAYNABO, PR 00968-3028

Mailing Address: 75 STATE STREET, MAIL CODE: MA1 SST 04-06, BOSTON, MA 02109

 

SAPENO INC.

7 OLD PARK LANE, LONDON, W1K 1QR UNITED KINGDOM

 

SAPERSTON ASSET MANAGEMENT, INC.

172 LAKE STREEET, HAMBURG, NY 14075

Mailing Address: 172 LAKE STREET, HAMBURG, NY 14075

 

SATURN CAPITAL, INC.

75 FEDERAL STREET, 13TH FLOOR, BOSTON, MA 02110-1904

Mailing Address: 75 FEDERAL STREET, 13TH FLR, BOSTON, MA 02110-1904

 

SATURNA BROKERAGE SERVICES, INC

1300 N. STATE STREET, BELLINGHAM, WA 98225-4730

 

SAUER, DAZEY INVESTMENT COMPANY

7800 FORSYTH BLVD, 8TH FLOOR, ST. LOUIS, MO 63105

 

SAWAYA SEGALAS SECURITIES, LLC

888 SEVENTH AVENUE, 8TH FLOOR, NEW YORK, NY 10019

 

SAXONY SECURITIES, INC.

86 KENRICK PLAZA, ST. LOUIS, MO 63119

 

SAYBRUS EQUITY SERVICES, INC

ONE AMERICAN ROW, HARTFORD, CT 06102-5056

Mailing Address: P.O. BOX 5056, HARTFORD, CT 06102-5056

 

SBERBANK CIB USA, INC

CARNEGIE HALL TOWER, 152 WEST 57TH STREET, 44TH FLOOR, NEW YORK, NY 10019

Mailing Address: CARNEGIE HALL TOWER, 44TH FLOOR, NEW YORK, NY 10019

 

SC DISTRIBUTORS, LLC

610 NEWPORT CENTER DRIVE, SUITE 350, NEWPORT BEACH, CA 92660

 

SCA DEVELOPMENT, LLC

3000 RIVERCHASE GALLERIA, SUITE 500, BIRMINGHAM, AL 35244

 

SCARSDALE EQUITIES LLC

10 ROCKEFELLER PLAZA, SUITE 720, NEW YORK, NY 10020

Mailing Address: 10 ROCKEFELLER PLAZA, SUITE 720, NEW YORK, NY 10020

 

SCF SECURITIES, INC.

155 E. SHAW AVENUE, SUITE #102, FRESNO, CA 93710

 

SCH ENTERPRISES, INC.

690 W. NORTHFIELD DRIVE, STE 100, BROWNSBURG, IN 46112

Mailing Address: P.O. BOX 607, BROWNSBURG, IN 46112

 

SCHLITT INVESTOR SERVICES, INC.

1717 INDIAN RIVER BLVD-STE 300, VERO BEACH, FL 32960-0867

 

SCHNEIDER DOWNS CORPORATE FINANCE, LP

ONE PPG PLACE, SUITE 1700, PITTSBURGH, PA 15222

 

SCHOTTENFELD GROUP LLC

800 THIRD AVENUE, 10TH FLOOR, NEW YORK, NY 10022

 

SCHRODER FUND ADVISORS LLC

875 THIRD AVENUE, 22ND FLOOR, NEW YORK, NY 10022-6225

 

SCI CAPITAL MARKETS LLC

61 VALLEY ROAD, COS COB, CT 06807

 

SCOTIA CAPITAL (USA) INC.

250 VESEY STREET, NEW YORK, NY 10281

 

SCOTT JAMES GROUP, INC.

6700 ARLINGTON BOULEVARD, FALLS CHURCH, VA 22042

 

SCOTT T. TAYLOR, LTD.

14482 HILLSHIRE DR., WILLIS, TX 77318-4478

 

SCOTT-MACON SECURITIES, INC.

800 THIRD AVE., 16TH FL., NEW YORK, NY 10022

Mailing Address: 800 THIRD AVE.,, 16TH FL., NEW YORK, NY 10022

 

SCOTTRADE, INC.

12800 CORPORATE HILL DRIVE, ST. LOUIS, MO 63131-1814

Mailing Address: PO BOX 31759, ST. LOUIS, MO 63131

 

SCOTTSDALE CAPITAL ADVISORS CORP

7170 E. MCDONALD RD. SUITE 6, SCOTTSDALE AZ, AZ 85253

Mailing Address: 7170 E. MCDONALD RD. SUITE 6, SCOTTSDALE AZ, AZ 85253

 

SCS (USA) INC

70 YORK STREET, SUITE 1500, TORONTO ONTARIO, M5J 1S9 CANADA

 

SCULLY CAPITAL SECURITIES CORP.

1730 M STREET NW, SUITE #204, WASHINGTON, DC 20036

Mailing Address: 1730 M  STREET NW, SUITE #204, WASHINGTON, DC 20036

 

SCURA PALEY SECURITIES LLC

489 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10017

 

SDDCO BROKERAGE ADVISORS LLC

485 MADISON AVENUE, 15TH FLOOR, NEW YORK, NY 10022

 

SEA PORT GROUP SECURITIES, LLC

360 MADISON AVE, 22ND FLOOR, NEW YORK, NY 10017

 

SEABROOK PARTNERS LLC

6701 DEMOCRACY BOULEVARD, SUITE 555, BETHESDA, MD 20817

 

SEABURY SECURITIES LLC

15 MAPLE STREET, 2ND FLOOR, SUMMIT, NJ 07901

 

SEACAP SECURITIES LLC

15 MAPLE STREET, 2ND FLOOR, SUMMIT, NJ 07901

 

SEALE CAPITAL, INC.

950 N. GLEBE ROAD, SUITE 950, ARLINGTON, VA 22203

 

SEAPINE SECURITIES, LLC

1455 EAST PUTNAM AVENUE, OLD GREENWICH, CT 06870

 

SEAPORT SECURITIES CORP.

60 BROAD STREET, NEW YORK, NY 10004

Mailing Address: 60 BROAD STREET, NEW YORK, NY 10004

 

SEAPOWER CARPENTER CAPITAL, INC.

5 PARK PLAZA, SUITE 950, IRVINE, CA 92614-8527

 

SEARLE & CO.

333 GREENWICH AVE., GREENWICH, CT 06830

 

SEAVIEW SECURITIES LLC

117 EAST 55TH STREET, 4TH FLOOR, NEW YORK, NY 10022

 

SEAWINDS BROKERAGE, LLC

39 BROADWAY, SUITE 3300, NEW YORK, NY 10006

Mailing Address: 312 11TH AVENUE #4D, NEW YORK, NY 10001

 

SEB SECURITIES, INC.

245 PARK AVENUE, 33RD FLOOR, NEW YORK, NY 10167

 

SECOND STREET SECURITIES, INC.

6301 OWENSMOUTH AVENUE, SUITE 750, WOODLAND HILLS, CA 91367

 

SECONDMARKET, INC.

636 AVENUE OF THE AMERICAS, NEW YORK, NY 10011

 

SECU BROKERAGE SERVICES

119 NORTH SALISBURY STREET, 6TH FLOOR, RALEIGH, NC 27603

Mailing Address: P.O. BOX 26807, RALEIGH, NC 27611-6807

 

SECURE PLANNING, INC.

42 MIDDLE STREET, PORTSMOUTH, NH 03801

 

SECUREVEST FINANCIAL GROUP

163 MADISON AVE, SUITE 100, MORRISTOWN, NJ 07960

Mailing Address: 163 MADISON AVE, SUITE100, MORRISTOWN, NJ 07960

 

SECURIAN FINANCIAL SERVICES, INC.

400 ROBERT STREET NORTH, ST. PAUL, MN 55101-2098

 

SECURITIES AMERICA, INC.

12325 PORT GRACE BLVD., LAVISTA, NE 68128

Mailing Address: P. O. BOX 460001, PAPILLION, NE 68046-0001

 

SECURITIES CAPITAL CORPORATION

2107 5TH AVENUE NORTH, STE. 500, BIRMINGHAM, AL 35203

Mailing Address: P.O. BOX 2772, BIRMINGHAM, AL 35202

 

SECURITIES EQUITY GROUP

26800 ALISO VIEJO PARKWAY, SUITE 150, ALISO VIEJO, CA 92656

 

SECURITIES MANAGEMENT & RESEARCH, INC.

701 TAMA STREET, BLDG B, MARION, IA 52302

Mailing Address: P.O. BOX 868, MARION, IA 52302

 

SECURITIES RESEARCH, INC.

3055 CARDINAL DRIVE, SUITE 104, VERO BEACH, FL 32963

 

SECURITIES SERVICE NETWORK, INC.

9729 COGDILL ROAD, SUITE 301, KNOXVILLE, TN 37932

Mailing Address: POST OFFICE BOX 30977, KNOXVILLE, TN 37930

 

SECURITY CAPITAL BROKERAGE, INC.

260 PEACHTREE STREET, NW, SUITE 2121, ATLANTA, GA 30303

Mailing Address: 260 PEACHTREE STREET, NW, SUITE 2200, ATLANTA, GA 30303

 

SECURITY CHURCH FINANCE, INC.

14615 BENFER ROAD, HOUSTON, TX 77069

 

SECURITY DISTRIBUTORS, INC.

ONE SECURITY BENEFIT PLACE, TOPEKA, KS 66636-0001

Mailing Address: ONE SECURITY BENEFIT PLACE, TOPEKA, KS 66636

 

SECURITY RESEARCH ASSOCIATES, INC.

100 PINE STREET SUITE 605, SAN FRANCISCO, CA 94111

 

SEED EQUITY VENTURES, LLC

4640 S. HOLLADAY VILLAGE PLAZA, SUITE #206, SALT LAKE CITY, UT 84117

 

SEEDCHANGE EXECUTION SERVICES INC.

415 JACKSON STREET, SUITE B, SAN FRANCISCO, CA 94111

 

SEI INVESTMENTS DISTRIBUTION CO.

ONE FREEDOM VALLEY DRIVE, OAKS, PA 19456

 

SEIDEL & SHAW L.L.C.

40 EXCHANGE PLACE, NEW YORK, NY 10005

 

SELALU PARTNERS, LLC

14 NUTMEG RIDGE, RIDGEFIELD, CT 06877

 

SELECT CAPITAL CORPORATION

31351 RANCHO VIEJO RD., SUITE 205, SAN JUAN CAPISTRANO, CA 92675

 

SELKIRK INVESTMENTS, INC.

222 N WALL ST., SUITE 402, SPOKANE, WA 99201-0831

 

SENAHILL SECURITIES, LLC

39 BROADWAY, SUITE 3300, ROOM # 17, NEW YORK, NY 10006

 

SENATE SECURITIES

253 WALL STREET, KINGSTON, NY 12401

Mailing Address: 253 WALL STREET, P.O. BOX 3576, KINGSTON, NY 12402

 

SENDERO SECURITIES, LLC

7373 BROADWAY, SUITE 501, SAN ANTONIO, TX 78209

 

SENTINEL BROKERS COMPANY, INC.

20 BROADWAY, MASSAPEQUA, NY 11758

 

SENTINEL FINANCIAL SERVICES COMPANY

ONE NATIONAL LIFE DRIVE, MONTPELIER, VT 05604

 

SENTINEL SECURITIES, INC.

55 WALKERS BROOK DRIVE, SUITE 100, READING, MA 01867

 

SENTRY EQUITY SERVICES, INC.

1800 NORTH POINT DRIVE, STEVENS POINT, WI 54481

 

SENVEST INTERNATIONAL L.L.C.

540 MADISON AVE, 32ND FLOOR, NEW YORK, NY 10022

 

SEPULVEDA DISTRIBUTORS LLC

11100 SANTA MONICA BOULEVARD, SUITE 2000, LOS ANGELES, CA 90025

 

SEQUENCE FINANCIAL SPECIALISTS LLC

40 CALHOUN STREET, SUITE 330, CHARLESTON, SC 29401

 

SEQUOIA EQUITIES SECURITIES CORPORATION

1655 NORTH MAIN STREET  SUITE 270, WALNUT CREEK, CA 94596

 

SEQUOIA INVESTMENTS, INC.

3405 CHARTLEY LN NE, ROSWELL, GA 30075

 

SESLIA SECURITIES

2107 CRYSTAL GADE 7A, CHARLOTTE AMALIE, ST THOMAS, VI 00802

Mailing Address: 281 LOCUST STREET, PHILADELPHIA, PA 19106

 

SETON SECURITIES GROUP, INC.

535 FIFTH AVENUE, 25TH FLOOR, N/A, NEW YORK, NY 10017

Mailing Address: 535 FIFTH AVENUE, 25TH FLOOR, NEW YORK, NY 10017

 

SETTER CAPITAL INC.

77 BLOOR STREET WEST    SUITE 1901, TORONTO, ONTARIO, M5S 1M2 CANADA

 

SEVEN HILLS PARTNERS LLC

275 BATTERY STREET, 16TH FLOOR, SAN FRANCISCO, CA 94111-3370

 

SEVEN POINTS CAPITAL, LLC

805 THIRD AVENUE, 15TH FLOOR, NEW YORK, NY 10022

 

SF INVESTMENTS, INC.

799 CENTRAL AVE. SUITE 350, HIGHLAND PARK, IL 60035

Mailing Address: 799 CENTRAL AVE, HIGHLAND PARK, IL 60035

 

SFA FINANCIAL, LLC

750 EXECUTIVE CTR., STE. 102 B-32, GREENVILLE, SC 29615

 

SFG SECURITIES, INC.

200 WANAQUE AVENUE, SUITE 301, POMPTON LAKES, NJ 07442-2130

 

SFI CAPITAL GROUP, LLC

1100 SUPERIOR AVENUE EAST, SUITE 1650, CLEVELAND, OH 44114

 

SFI INTERNATIONAL, LLC

10575 STONEBRIDGE BLVD., BOCA RATON, FL 33498

 

SG AMERICAS SECURITIES, LLC

245 PARK AVENUE, NEW YORK, NY 10167

 

SGC SECURITIES LP

107 FORREST AVENUE, STE. 11, NARBERTH, PA 19072

 

SGI CAMBIUM SECURITIES LLC

C/O SCHUPAK GROUP INC. 595 MADISON AVE., NEW YORK, NY 10022

 

SH INVESTMENT & SECURITIES

3550 WILSHIRE BLVD, SUITE #1435, LOS ANGELES, CA 90010

Mailing Address: 3550 WILSHIRE BOULEVARD, SUITE 1435, LOS ANGELES, CA 90010

 

SHANNON ADVISORS LLC

272 E. DEERPATH ROAD, SUITE 206, LAKE FOREST, IL 60045-1935

 

SHARE FINANCIAL SERVICES, INC.

15770 DALLAS PARKWAY, SUITE 860, DALLAS, TX 75248

 

SHAREHOLDERS SERVICE GROUP, INC.

9845 ERMA ROAD STE 312, SAN DIEGO, CA 92131

 

SHAREMASTER

8747 DUVAL LANE, HEMET, CA 92545

 

SHARESPOST FINANCIAL CORPORATION

221 PINE STREET, SIXTH FLOOR, SAN FRANCISCO, CA 94104

 

SHASTA PARTNERS, LLC

330 BEAR HILL ROAD, SUITE 302, WALTHAM, MA 02451

 

SHAY FINANCIAL SERVICES, INC.

1000 BRICKELL AVE, SUITE 500, MIAMI, FL 33131

 

SHEA & COMPANY, LLC

200 CLARENDON STREET, FLOOR 25, BOSTON, MA 02116

 

SHEARMAN, RALSTON INC.

333 GREENWICH AVENUE, GREENWICH, CT 06830

 

SHEARSON FINANCIAL SERVICES, LLC

7000 W. PALMETTO PARK ROAD, SUITE 306, BOCA RATON, FL 33433

 

SHELBY CULLOM DAVIS & CO., L.P.

620 5TH AVENUE, 2ND FLOOR, NEW YORK, NY 10020

 

SHELLPOINT CAPITAL LLC

140 E. 45TH ST, 37TH FLOOR, NEW YORK, NY 10017

 

SHELTER BAY SECURITIES, LLC

8942 SHENENDOAH CIRCLE, NAPLES, FL 34113

 

SHELYN SECURITIES CORP

6701 DEMOCRACY BOULEVARD, STE. 150, BETHESDA, MD 20817

Mailing Address: 10421 MOTOR CITY DRIVE, BOX 341270, BETHESDA, MD 20817

 

SHERIDAN CAPITAL SECURITIES, LLC

18101 VON KARMAN AVENUE, SUITE 1240, IRVINE, CA 92612

 

SHERMAN & COMPANY LLC

6302 FAIRVIEW ROAD SUITE 320, CHARLOTTE, NC 28210

 

SHIELDS & COMPANY, INC.

890 WINTER STREET, SUITE 160, WALTHAM, MA 02451

 

SHINHAN INVESTMENT AMERICA INC.

1325 AVENUE OF THE AMERICAS STE. 702, NEW YORK, NY 10019

 

SHOPOFF SECURITIES, INC.

2 PARK PLAZA, SUITE 770, IRVINE, CA 92614

 

SHORT HILLS CAPITAL LLC

251 E. 51ST ST.; STE 9C, NEW YORK, NY 10022

 

SHOT TOWER SECURITIES LLC

729 EAST PRATT STREET, SUITE 850, BALTIMORE, MD 21202

 

SHP SECURITIES, LLC

6310 GREENWICH DRIVE, SUITE 120, SAN DIEGO, CA 92122

 

SHUFRO, ROSE & CO., LLC

745 FIFTH AVENUE, 26TH FLOOR, NEW YORK, NY 10151-2600

 

SIA SECURITIES CORPORATION

3300 IDS CENTER, 80 S. 8TH STREET, MINNEAPOLIS, MN 55402

 

SIDOTI & COMPANY, LLC

317 MADISON AVENUE SUITE 1410, NEW YORK, NY 10017

Mailing Address: 317 MADISON AVENUE SUITE 1400, NEW YORK, NY 10017

 

SIEBERT, BRANDFORD, SHANK & CO., L.L.C.

1999 HARRISON ST, SUITE 2720, OAKLAND, CA 94612

 

SIEMER & ASSOCIATES, LLC

1333 2ND STREET, SUITE 600, SANTA MONICA, CA 90402

 

SIENA GLOBAL SECURITIES, LLC

2992 BURDECK DRIVE, OAKLAND, CA 94602

 

SIERRA PACIFIC SECURITIES, LLC

10100 W CHARLESTON AVE, SUITE 214, LAS VEGAS, NV 89135

 

SIG BROKERAGE, LP

140 BROADWAY, 47TH FLOOR, NEW YORK, NY 10005

Mailing Address: 401 CITY LANE AVE, BALA CYNWYD, PA 19004

 

SIGMA FINANCIAL CORPORATION

300 PARKLAND PLAZA, ANN ARBOR, MI 48103-9508

 

SIGNAL HILL CAPITAL GROUP LLC

300 E. LOMBARD STREET, SUITE 1700, BALTIMORE, MD 21202-3243

 

SIGNAL SECURITIES, INC.

700 THROCKMORTON STREET, FORT WORTH, TX 76102-5036

 

SIGNATOR FINANCIAL SERVICES, INC.

10500 NE 8TH STREET, SUITE 720, BELLEVUE, WA 98004

Mailing Address: P.O. BOX 34695, SEATTLE, WA 98124-1695

 

SIGNATOR INVESTORS, INC.

197 CLARENDON STREET (C-8), BOSTON, MA 02116

Mailing Address: 197 CLARENDON STREET (C-8-05), BOSTON, MA 02116

 

SIGNATURE SECURITIES

29 WEST 38TH STREET, 9TH FLOOR, NEW YORK, NY 10018

 

SIGNET SECURITIES, LLC

20 SOUTH STREET, SUITE 210, COLUMBUS, OH 43215

 

SIGULER GUFF GLOBAL MARKETS, LLC

825 THIRD AVENUE, 10TH FLOOR, NEW YORK, NY 10022-9514

 

SII INVESTMENTS, INC.

5555 GRANDE MARKET DRIVE, APPLETON, WI 54913-8403

Mailing Address: P.O. BOX 5097, APPLETON, WI 54912-5097

 

SIKICH CORPORATE FINANCE LLC

1415 W. DIEHL RD., SUITE 400, NAPERVILLE, IL 60563

 

SILBER BENNETT FINANCIAL, INC.

4717 VAN NUYS BLVD., SUITE 204, SHERMAN OAKS, CA 91403

 

SILICON VALLEY PARTNERS LLC

400 S. EL CAMINO REAL, SUITE 1289, SAN MATEO, CA 94402

 

SILICON VALLEY SECURITIES, INC.

4880 STEVENS CREEK BLVD #100, SUITE 100, SAN JOSE, CA 95129-1034

Mailing Address: 4880 STEVENS CREEK BLVD. #100, SUITE 100, SAN JOSE, CA 95129-1034

 

SILVER LANE ADVISORS LLC

515 MADISON AVENUE, 35TH FLOOR, NEW YORK, NY 10022

 

SILVER LEAF PARTNERS, LLC

420 LEXINGTON AVENUE, SUITE 2805, NEW YORK, NY 10170-2200

Mailing Address: 420 LEXINGTON AVENUE, SUITE 2225, NEW YORK, NY 10170-2200

 

SILVER OAK SECURITIES, INCORPORATED

3339 N. HIGHLAND AVE, JACKSON, TN 38305

 

SILVER PORTAL CAPITAL LLC

12265 EL CAMINO REAL, SUITE 230, SAN DIEGO, CA 92130

 

SILVERGROVE ADVISORS LLC

275 MADISON AVE., SUITE 1415, NEW YORK, NY 10016

 

SILVERMARK PARTNERS LLC

3102 WEST END AVE., SUITE 150, NASHVILLE, TN 37203

 

SILVERWOOD PARTNERS

SILVERWOOD FARM PLACE, 32 PLEASANT STREET, SHERBORN, MA 01770

 

SIMMONS & COMPANY INTERNATIONAL

700 LOUISIANA SUITE 1900, HOUSTON, TX 77002-2753

 

SIMMONS FIRST INVESTMENT GROUP, INC.

8315 CANTRELL RD, SUITE 200, LITTLE ROCK, AR 72227

 

SINCERE & CO., LLC

2424 LINCOLN STREET, SUITE 600, EVANSTON, IL 60201

 

SINCLAIR & COMPANY, LLC

30 OLD KINGS HIGHWAY SOUTH, SUITE 250, DARIEN, CT 06820

 

SINGER XENOS SECURITIES, CORP.

800 DOUGLAS ROAD, SUITE 900, CORAL GABLES, FL 33134-3187

 

SISK INVESTMENT SERVICES, INC.

303 NORTH FRANKLIN STREET, BASTROP, LA 71220

Mailing Address: P.O. BOX 1528, BASTROP, LA 71221-1528

 

SISUNG SECURITIES CORPORATION

PLACE ST. CHARLES, 201 ST. CHARLES AVE., STE 4240, NEW ORLEANS, LA 70170

 

SITUS CAPITAL MANAGEMENT LLC

150 EAST 52ND STREET, 4TH FLOOR, NEW YORK, NY 10022

 

SIXPOINT PARTNERS LLC

830 THIRD AVENUE, 8TH FLOOR, NEW YORK, NY 10022

 

SKA SECURITIES, INC.

22725 FAIRVIEW CENTER DRIVE, SUITE 100, FAIRVIEW PARK, OH 44126

 

SKB SECURITIES

810 NW MARSHALL STREET, SUITE 300, PORTLAND, OR 97209

 

SKYWAY ADVISORS, LLC

100 NORTH TAMPA STREET, SUITE 3550, TAMPA, FL 33602

 

SKYWORKS SECURITIES, LLC

283 GREENWICH AVENUE, 4TH FLOOR, GREENWICH, CT 06830

 

SL HARE CAPITAL, INC.

10635 SANTA MONICA BLVD, SUITE 115, LOS ANGELES, CA 90025

 

SLATED SECURITIES, LLC

1748 NORTH FAIRFAX AVENUE, LOS ANGELES, CA 90046

 

SLAVIC INVESTMENT CORPORATION

1075 BROKEN SOUND PARKWAY NW, SUITE 100, BOCA RATON, FL 33487-3540

 

SLCA CAPITAL, LLC

1177 WEST LOOP SOUTH, SUITE 1670, HOUSTON, TX 77027

Mailing Address: 7311 BROADWAY ST., GALVESTON, TX 77554

 

SLUSSER ASSOCIATES INC.

250 PARK AVENUE, SUITE 7063, NEW YORK, NY 10177

 

SMBC NIKKO SECURITIES AMERICA, INC.

277 PARK AVENUE FIFTH FLOOR, NEW YORK, NY 10172

 

SMC FINANCIAL, INC.

4000 W. 114TH STREET, SUITE 160, LEAWOOD, KS 66211

Mailing Address: 4000 W 114TH STREET, SUITE 160, LEAWOOD, KS 66211

 

SMITH HAYES FINANCIAL SERVICES CORPORATION

200 CENTRE TERRACE, 1225 L STREET, LINCOLN, NE 68508-2129

Mailing Address: P.O. BOX 83000, LINCOLN, NE 68501-3000

 

SMITH POINT CAPITAL LTD

322 CIRCLE PARK PLACE, CHAPEL HILL, NC 27517

 

SMITH WHILEY SECURITIES, INC.

8 CLERMONT PARK, FARMINGTON, CT 06032

Mailing Address: 141 WESTON STREET, P.O. BOX 480, HARTFORD, CT 06141

 

SMITH, BROWN & GROOVER, INC.

4001 VINEVILLE AVENUE, MACON, GA 31210-5039

 

SMITH, MOORE & CO.

7777 BONHOMME AVE., SUITE 2400, CLAYTON, MO 63105

 

SMITHER & COMPANY CAPITAL MARKETS, LLC

2108 WEST LABURNUM AVE, SUITE 250, RICHMOND, VA 23227

Mailing Address: 2108 WEST LABURNUM AVE, SUITE 250, RICHMOND, VA 23227

 

SNC CAPITAL MANAGEMENT CORP.

2908 PARKSIDE DR STE 100, HIGHLAND PARK, IL 60035

 

SNOWDEN ACCOUNT SERVICES, INC.

660 MADISON AVENUE, 14TH FLOOR, NEW YORK, NY 10065

 

SOFI SECURITIES LLC

ONE LETTERMAN DRIVE, BUILDING C, MAIN FLOOR, SUITE 250, SAN FRANCISCO, CA 94129

 

SOGOTRADE, INC.

20 BROAD STREET, 10TH FLOOR, NEW YORK, NY 10005

Mailing Address: 1 MCBRIDE AND SON CENTER DRIVE, SUITE 288, CHESTERFIELD, MO 63005

 

SOJOURNER SECURITIES, LLC

2201 SOUTH BLVD, SUITE 300, CHARLOTTE, NC 28203

 

SOLEBURY CAPITAL LLC

400 SOUTH RIVER ROAD,, SUITE 300, NEW HOPE, PA 18938

 

SOLIC CAPITAL LLC

1603 ORRINGTON AVE, SUITE 1600, EVANSTON, IL 60201

 

SOLIUM FINANCIAL SERVICES LLC

50 TICE BOULEVARD, SUITE A-18, WOODCLIFF LAKE, NJ 07677-7654

 

SOLOWEY & CO.

6801 S.W. 101 STREET, MIAMI, FL 33156

 

SOMERSET SECURITIES, INC.

4600 S.W. KELLY AVE, PORTLAND, OR 97239

 

SONENSHINE & COMPANY LLC

400 PARK AVENUE, 17TH FLOOR, NEW YORK, NY 10022

Mailing Address: 400 PARK AVENUE, 17TH FLOOR, NEW YORK, NY 10022

 

SOONER SIGHT LLC

100 SHORELINE HIGHYWAY, SUITE 155-B, MILL VALLEY, CA 94941

 

SORRENTO PACIFIC FINANCIAL, LLC

10150 MEANLEY DRIVE, 1ST FLOOR, SAN DIEGO, CA 92131

 

SORSBY FINANCIAL CORP.

676 N MICHIGAN AVE STE. 3140, CHICAGO, IL 60611-2848

Mailing Address: 676 N MICHIGAN AVE STE 3140, CHICAGO, IL 60611-2848

 

SOURCE CAPITAL GROUP, INC.

276 POST ROAD WEST, WESTPORT, CT 06880

 

SOUTH ATLANTIC ENTERPRISES, INC.

3355 LENOX ROAD, SUITE 750, ATLANTA, GA 30326

 

SOUTH STREET SECURITIES LLC

825 THIRD AVE, 35TH FLOOR, NEW YORK, NY 10022

 

SOUTH TEXAS SECURITIES CO.

13027 TAYLORCREST, HOUSTON, TX 77079

Mailing Address: PO BOX 79626, HOUSTON, TX 77279

 

SOUTHAMPTON INVESTMENT SERVICES INC.

33 WHITEHALL STREET, 6TH FLOOR, NEW YORK, NY 10004

 

SOUTHEAST INVESTMENTS, N.C., INC.

820 TYVOLA ROAD-SUITE 104, CHARLOTTE, NC 28217

 

SOUTHEASTERN CAPITAL PARTNERS BD, INC.

101 S. HANLEY ROAD, SUITE 1450, ST. LOUIS, MO 63105

 

SOUTHERN PACIFIC SECURITIES, INC.

28245 AVE. CROCKER, SUITE 106, VALENCIA, CA 91355

Mailing Address: P.O. BOX 802739, SANTA CLARITA, CA 91380

 

SOUTHERN TRUST SECURITIES, INC.

145 ALMERIA AVENUE, CORAL GABLES, FL 33134

 

SOUTHLAKE CAPITAL, L.L.C.

1750 SLEEPY HOLLOW TRAIL, SOUTHLAKE, TX 76092

 

SOUTHPORT PARTNERS L.P.

187 WESTWAY ROAD, SOUTHPORT, CT 06890

 

SOUTHWEST MERCHANT GROUP, INC.

9106 LA STRADA COURT, DALLAS, TX 75220

 

SOUTHWEST SECURITIES, INC.

1201 ELM ST, SUITE 3500, DALLAS, TX 75270-2180

 

SOUTHWESTERN CAPITAL MARKETS, INC.

140 E. HOUSTON STREET, SUITE 201, SAN ANTONIO, TX 78205

 

SOUZA BARROS SECURITIES, INC

1221 BRICKELL AVENUE, SUITE 1120, MIAMI, FL 33131

 

SOVEREIGN GLOBAL ADVISORS LLC

499 SEVENTH AVENUE, NEW YORK, NY 10018

 

SOVEREIGN LEGACY SECURITIES, INC.

540 N.W. BROAD STREET, SOUTHERN PINES, NC 28387

Mailing Address: P.O. BOX 2299, SOUTHERN PINES, NC 28388

 

SP SECURITIES LLC

1800 ST. JAMES PLACE, SUITE 400, HOUSTON, TX 77056

 

SPAREBANK 1 CAPITAL MARKETS INC.

2901 SOUTH BAYSHORE DRIVE, SUITE 1E, MIAMI, FL 33133

 

SPARRING PARTNERS CAPITAL LLC

420 LEXINGTON AVENUE, SUITE 2458, NEW YORK CITY, NY 10170

 

SPARTAN CAPITAL SECURITIES, LLC

45 BROADWAY, 9TH FLOOR, NEW YORK, NY 10006

 

SPARTAN SECURITIES GROUP, LTD.

15500 ROOSEVELT BLVD, SUITE 303, CLEARWATER, FL 33760

 

SPEARHEAD CAPITAL, LLC

3420 FAIRLANE FARMS ROAD, SUITE 100, WELLINGTON, FL 33414

 

SPECTRUM ASSET MANAGEMENT, INC.

2 HIGH RIDGE PARK, 2ND FLOOR, STAMFORD, CT 06905

Mailing Address: 2 HIGH RIDGE PARK, 2ND FLOOR, STAMFORD, CT 06905

 

SPEEDROUTE LLC

30 BROAD STREET, 22ND FLOOR, NEW YORK, NY 10005

 

SPENCER CLARKE LLC

410 PARK AVENUE, SUITE 1500, NEW YORK, NY 10022

 

SPENCER EDWARDS, INC.

6851 SO HOLLY CIRCLE, SUITE 200, CENTENNIAL, CO 80112

Mailing Address: 6851 SO HOLLY CIRCLE, SUITE 200, CENTENNIAL, CO 80112

 

SPENCER PIERCE SECURITIES, LLC

100 OVERLOOK CTR. 2ND FLOOR, PRINCETON, NJ 08540

 

SPENCER TRASK VENTURES, INC.

1140 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY 10036

 

SPENCER-WINSTON SECURITIES CORPORATION

45 WEST 47TH STREET SUITE 402, NEW YORK, NY 10036-2825

 

SPIDERROCK EXS, LLC

111 WEST JACKSON 1210, SUITE 1210, CHICAGO, IL 60604

Mailing Address: 111 WEST JACKSON, SUITE 1210, CHICAGO, IL 60604

 

SPIRE SECURITIES, LLC

1840 MICHAEL FARADAY DR., SUITE 105, RESTON, VA 20190

 

SPOONHILL ASSET MANAGEMENT INC.

63 SPOONHILL AVENUE, MARLBOROUGH, MA 01752

 

SPOUTING ROCK CAPITAL ADVISORS, LLC

100 MATSONFORD ROAD, BUILDING FIVE, SUITE 441, RADNOR, PA 19087

 

SPP CAPITAL PARTNERS L L C

340 MADISON AVENUE, 10TH FLOOR, NEW YORK, NY 10173

 

SPREADZERO LLC

5 PENN PLAZA, SUITE 1969, NEW YORK, NY 10001

 

SPRING HILL CAPITAL MARKETS, L.L.C.

1095 AVENUE OF THE AMERICAS, 26TH FLOOR, NEW YORK, NY 10036

 

SPRING INVESTOR SERVICES, INC.

4 NASON HILL LANE, SHERBORN, MA 01770

 

SPROTT GLOBAL RESOURCE INVESTMENTS LTD

1910 PALOMAR POINT WAY, SUITE 200, CARLSBAD, CA 92008

 

SQN SECURITIES LLC

100 WALL STREET, 28TH FLOOR, NEW YORK, NY 10005

 

SRA SECURITIES, LLC

1120 SIXTH AVENUE, 4TH FLOOR, NEW YORK, NY 10036

 

SSG CAPITAL ADVISORS, LLC

300 BARR HARBOR DRIVE, SUITE 420, WEST CONSHOHOCKEN, PA 19428

 

ST. BERNARD FINANCIAL SERVICES, INC.

1609 WEST MAIN ST., RUSSELLVILLE, AR 72801

 

ST. GERMAIN SECURITIES, INC.

1500 MAIN STREET, SPRINGFIELD, MA 01115

 

STACEY BRAUN FINANCIAL SERVICES, INC.

377 BROADWAY, NEW YORK, NY 10013

 

STALWART CAPITAL, LLC

132 CENTRAL AVENUE, HILLSDALE, NJ 07642

 

STANCORP EQUITIES, INC.

1100 SW SIXTH AVENUE, PORTLAND, OR 97204-1093

Mailing Address: 1100 SW SIXTH AVE, P8A, PORTLAND, OR 97204-1093

 

STANDARD CHARTERED SECURITIES (NORTH AMERICA) INC.

1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

 

STANDARD CREDIT SECURITIES INC.

255 GREENWICH STREET, 4TH FLOOR, NEW YORK, NY 10007

 

STANDARD INVESTMENT CHARTERED INCORPORATED

2801 BRISTOL STREET SUITE #100, COSTA MESA, CA 92626

Mailing Address: 2801 BRISTOL STREET SUITE #100, COSTA MESA, CA 92626

 

STANDARD LIFE INVESTMENTS SECURITIES LLC

ONE BEACON STREET, 34TH FLOOR, BOSTON, MA 02108-3106

 

STANDARD NEW YORK SECURITIES, INC.

520 MADISON AVENUE, 28TH FLOOR, NEW YORK, NY 10022

 

STANFORD INVESTMENT GROUP, INC.

2570 W. EL CAMINO REAL- SUITE 250, MOUNTAIN VIEW, CA 94040

Mailing Address: 2570 W. EL CAMINO REAL- SUITE 520, MOUNTAIN VIEW, CA 94040

 

STANLEY LAMAN GROUP SECURITIES, LLC

1235 WESTLAKES DRIVE, SUITE 295, BERWYN, PA 19312

 

STANNARD FINANCIAL SERVICES, LLC

504 EAST MAIN, PIPESTONE, MN 56164

 

STANWICH ADVISORS LLC

1 DOCK STREET, 6TH FLOOR, STAMFORD, CT 06902

 

STAR AMERICA CAPITAL ADVISORS, LLC

165 ROSLYN, 2ND FLOOR SUITE A, ROSLYN HEIGHTS, NY 11577-1368

 

STARK MUNICIPAL BROKERS

28632 ROADSIDE DRIVE, SUITE 215, AGOURA, CA 91301

 

STARLIGHT INVESTMENTS, LLC

2040 BANCROFT WAY, SUITE 400, BERKELEY, CA 94707

 

STARR STRATEGIC PARTNERS, LLC

399 PARK AVENUE, 17TH FLOOR, NEW YORK, NY 10022

 

STARSHAK WINZENBURG & CO

55 W. MONROE ST., SUITE 2530, CHICAGO, IL 60603-5008

 

STARWOOD CAPITAL, L.L.C.

591 WEST PUTNAM AVENUE, GREENWICH, CT 06830

 

STATE FARM VP MANAGEMENT CORP.

ONE STATE FARM PLAZA, BLOOMINGTON, IL 61710-0001

 

STATE STREET GLOBAL MARKETS, LLC

STATE STREET FINANCIAL CENTER, ONE LINCOLN STREET, BOSTON, MA 02111

Mailing Address: STATE STREET FINANCIAL CENTER, ONE LINCOLN STREET, 5TH FLOOR, BOSTON, MA 02111

 

STATESMAN CORPORATE FINANCE, LLC

1900 WEST LOOP SOUTH, SUITE 1010, HOUSTON, TX 77027

 

STATETRUST INVESTMENTS INC.

800 BRICKELL AVENUE - SUITE 100, MIAMI, FL 33131

 

STEADFAST CAPITAL MARKETS GROUP, LLC

18100 VON KARMAN AVE., SUITE 500, IRVINE, CA 92612

 

STEBEN & COMPANY, INC.

9711 WASHINGTONIAN BLVD., SUITE 400, GAITHERSBURG, MD 20878

Mailing Address: 9711 WASHINGTONIAN BLVD., SUITE 400, GAITHERSBURG, MD 20878

 

STEELPOINT SECURITIES, LLC

6737 WINDING CREEK DR, SAN DIEGO, CA 92119

 

STEPHEN A. KOHN & ASSOCIATES, LTD.

3232 SOUTH VANCE STREET, SUITE 210, LAKEWOOD, CO 80227

 

STEPHENS

111 CENTER STREET, LITTLE ROCK, AR 72201-3507

 

STERLING CAPITAL DISTRIBUTORS, LLC

899 CASSATT ROAD, 400 BERWYN PARK, BERWYN, PA 19312

 

STERLING MONROE SECURITIES, LLC

168 FOREST AVENUE, LOCUST VALLEY, NY 11560

 

STERLING SMITH CORPORATION

4326A SCOTLAND, HOUSTON, TX 77007

 

STERLING TRADER EXECUTION SERVICES, INC.

225 WEST WASHINGTON STREET, SUITE 400, CHICAGO, IL 60606

 

STERLING, GRACE MUNICIPAL SECURITIES CORPORATION

100 SUMMERHILL ROAD, SPOTSWOOD, NJ 08884-1278

Mailing Address: 100 SUMMERHILL ROAD, SPOTSWOOD, NJ 08884

 

STERN BROTHERS & CO.

8000 MARYLAND AVE., SUITE 800, ST. LOUIS, MO 63105-3911

 

STERN CAPITAL LLC

708 THIRD AVENUE, SUITE 1610, NEW YORK, NY 10017

 

STERN FISHER EDWARDS INC

801 SOUTH FIGUEROA STREET, SUITE 2100, LOS ANGELES, CA 90017-2457

 

STERNE AGEE CLEARING INC

800 SHADES CREEK PARKWAY, SUITE 700, BIRMINGHAM, AL 35209

Mailing Address: 800 SHADES CREEK PKWY., SUITE 550, BIRMINGHAM, AL 35209

 

STERNE AGEE FINANCIAL SERVICES, INC.

800 SHADES CREEK PKWY., SUITE 700, BIRMINGHAM, AL 35209

Mailing Address: 800 SHADES CREEK PKWY, SUITE 550, BIRMINGHAM, AL 35209

 

STERNE, AGEE & LEACH, INC.

800 SHADES CREEK PARKWAY, SUITE 700, BIRMINGHAM, AL 35209

Mailing Address: 800 SHADES CREEK PARKWAY, SUITE 550, BIRMINGHAM, AL 35209

 

STEWARD SECURITIES GROUP LLC

9999 BELLAIRE BLVD, SUITE 730, HOUSTON, TX 77036

 

STIFEL, NICOLAUS & COMPANY, INCORPORATED

501 NORTH BROADWAY, ST. LOUIS, MO 63102

 

STILLPOINT CAPITAL, LLC

13051 W. LINEBAUGH AVENUE, SUITE 101, TAMPA, FL 33626

 

STINSON SECURITIES, LLC

220 SANSOME STREET, SUITE 1330, SAN FRANCISCO, CA 94104

Mailing Address: 220 SANSOME STREET, SAN FRANCISCO, CA 94104

 

STOCK TRADERS

16152 BEACH BLVD., SUITE 271, HUNTINGTON BEACH, CA 92647-3815

 

STOCK USA EXECUTION SERVICES, INC

1717 ROUTE 6 SUITE 102, CARMEL, NY 10512

 

STOCKCROSS FINANCIAL SERVICES, INC.

9464 WILSHIRE BOULEVARD, BEVERLY HILLS, CA 90212

 

STOCKPILE INVESTMENTS, INC.

120 SEALE AVENUE, PALO ALTO, CA 94301

 

STOCKSHIELD, INC.

633 WEST FIFTH STREET, SUITE 2800, LOS ANGELES, CA 90071

 

STOEVER, GLASS & COMPANY INC.

30 WALL STREET, NEW YORK, NY 10005

 

STONE KEY SECURITIES LLC

2 SOUND VIEW DRIVE, 2ND FLOOR, GREENWICH, CT 06830

 

STONEBRIDGE SECURITIES, LLC.

12510 198TH DR.NE, WOODINVILLE, WA 98077

Mailing Address: 16541 REDMOND WAY 290C, REDMOND, WA 98052

 

STONECASTLE SECURITIES, LLC

152 WEST 57TH STREET, 35TH FLOOR, NEW YORK, NY 10019

 

STONECROFT SECURITIES LLC

2733 SLATE CT, SUPERIOR, CO 80027

Mailing Address: 11001 W. 120TH AVE, SUITE 400, BROOMFIELD, CO 80021

 

STONEGATE SECURITIES, INC.

8201 PRESTON ROAD, SUITE 325, DALLAS, TX 75225

 

STONEHAVEN, LLC

275 MADISON AVENUE, SUITE 2002, NEW YORK, NY 10016

 

STONELIVING SECURITIES, LLC

443 NORTH CLARK STREET, SUITE 200, CHICAGO, IL 60654

 

STONEPINE ADVISORS, LLC

2225 EAST BAYSHORE ROAD, SUITE 200, PALO ALTO, CA 94303

Mailing Address: 2225 EAST BAYSHORE ROAD, SUITE 200, PALO ALTO, CA 94303

 

STONEWALL INVESTMENTS, INC.

411 S. SANGAMON STREET, SUITE 5-B, CHICAGO, IL 60607

 

STONINGTON CORPORATION

342 WEST 22ND STREET, NEW YORK, NY 10011

Mailing Address: 250 PARK AVENUE, SUITE 700, NEW YORK, NY 10177

 

STONNINGTON GROUP, LLC

21031 VENTURA BOULEVARD, SUITE 1201, WOODLAND HILLS, CA 91364

 

STORMHARBOUR SECURITIES LP

140 EAST 45TH STREET, 33RD FLOOR, NEW YORK, NY 10017-0034

 

STOUT CAUSEY CAPITAL CORPORATION

910 RIDGEBROOK ROAD, SPARKS, MD 21152

 

STOUT RISIUS ROSS ADVISORS, LLC

4000 TOWN CENTER, 20TH FLOOR, SOUTHFIELD, MI 48075

 

STRATA CAPITAL, INC.

800 18TH STREET SUITE 200, DENVER, CO 80202

 

STRATEGAS RESEARCH PARTNERS, LLC

52 VANDERBILT AVENUE, 8TH FLOOR, NEW YORK, NY 10017

 

STRATEGIC CAPITAL INVESTMENTS, LLC

701 RIVERSEDGE DR, SALINE, MI 48176

Mailing Address: P.O. BOX 3, SALINE, MI 48176

 

STRATEGIC MARKETING SOLUTIONS LTD., LLC

410 NORTH STREET, SAUSALITO, CA 94965

 

STRATEGIC POINT SECURITIES, LLC

294 WEST EXCHANGE STREET, PROVIDENCE, RI 02903

 

STRATFORD PARTNERS

401 WEST A STREET, SUITE 2300, SAN DIEGO, CA 92101

 

STRATSTONE SECURITIES, LLC

401 EAST LAS OLAS BOULEVARD, SUITE 800, FT. LAUDERDALE, FL 33301

 

STRATTON CAPITAL MANAGEMENT, LTD.

575 MADISON AVENUE - SUITE 1006, NEW YORK, NY 10022

 

STRAUS CAPITAL, LLC

50 PRINCETON-HIGHTSTOWN ROAD, (SUITE J), PRINCETON JUNCTION, NJ 08550

 

STREETCAPITAL, INC

300 COLONIAL CENTER PARKWAY, STE 260, ROSWELL, GA 30076

 

STROM FINANCIAL PARTNERS, INC.

425 DAVIS ST.,  UNIT 906, EVANSTON, IL 60201

 

STRUCTURA GROUP, LTD.

344 N. OLD WOODWARD, BIRMINGHAM, MI 48009

 

STUART FRANKEL & CO., INCORPORATED

60 CUTTER MILL ROAD, SUITE 406, GREAT NECK, NY 11021

 

STUART PORTFOLIO CONSULTANTS, L.P.

223 EAST 83 STREET, SUITE 2, NEW YORK, NY 10028

 

STURDIVANT & CO. INC

3000 ATRIUM WAY, SUITE 520, MT. LAUREL, NJ 08054

 

STUYVESANT SQUARE ADVISORS, INC.

30 OLD KINGS HIGHWAY SOUTH, SUITE 228, DARIEN, CT 06820

 

SUCCESS TRADE SECURITIES, INC.

1900 L. STREET NW, SUITE 301, WASHINGTON, DC 20036

 

SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP.

120 EAST 56TH STREET STE 410, NEW YORK, NY 10022

 

SUMMER STREET RESEARCH PARTNERS

101 ARCH STREET, SUITE 2010, BOSTON, MA 02110

 

SUMMIT BROKERAGE SERVICES, INC.

595 S. FEDERAL HIGHWAY, SUITE 500, BOCA RATON, FL 33432

Mailing Address: 595 SOUTH FEDERAL HIGHWAY, SUITE 500, BOCA RATON, FL 33432

 

SUMMIT EQUITIES, INC.

4 CAMPUS DRIVE, PARSIPPANY, NJ 07054-0413

 

SUMRIDGE PARTNERS, LLC

111 TOWN SQUARE PLACE, JERSEY CITY, NJ 07310

Mailing Address: 111 TOWN SQUARE, JERSEY CITY, NJ 07310

 

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

ONE SUN LIFE EXECUTIVE PARK, WELLESLEY HILLS, MA 02481

 

SUN'S BROTHERS SECURITIES INC.

6770 HAWAII KAI DRIVE #209, HONOLULU, HI 96825

 

SUNBELT SECURITIES, INC.

5065 WESTHEIMER, SUITE 600, HOUSTON, TX 77056

 

SUNDIAL GROUP, LLC

200 SOUTH ANDREWS AVENUE, SUITE 602, FT. LAUDERDALE, FL 33301

 

SUNGARD BROKERAGE & SECURITIES SERVICES LLC

2100 ENTERPRISE AVENUE, GENEVA, IL 60134

 

SUNRISE BROKERS LLC

1500 BROADWAY, 25TH FLOOR, NEW YORK, NY 10036

 

SUNRISE SECURITIES CORP.

600 LEXINGTON AVENUE, 23RD FLOOR, NEW YORK, NY 10022

 

SUNSET FINANCIAL SERVICES, INC.

3520 BROADWAY, KANSAS CITY, MO 64111

Mailing Address: P.O. BOX 219365, KANSAS CITY, MO 64141-9365

 

SUNSTREET SECURITIES, LLC

10320 W. MCDOWELL RD, BLDG F, SUITE 6018, AVONDALE, AZ 85392

 

SUNTRUST INVESTMENT SERVICES, INC.

303 PEACHTREE CENTER AVE, SUITE 140, ATLANTA, GA 30303

 

SUNTRUST ROBINSON HUMPHREY, INC.

3333 PEACHTREE ROAD, N.E., ATLANTA FINANCIAL CENTER, SOUTH TOWER, 9TH FLOOR, ATLANTA, GA 30326

 

SUPERFUND USA, LLC

833 WEST JACKSON BLVD, SUITE 110, CHICAGO, IL 60607

 

SUPERIOR FINANCIAL SERVICES,INC.

N168 W21931 MAIN STREET, JACKSON, WI 53037

Mailing Address: PO BOX 139, JACKSON, WI 53037

 

SUPPORT SERVICES FINANCIAL ADVISORS, INC.

7335 EAST ORCHARD RD, SUITE 200, GREENWOOD VILLAGE, CO 80111-2512

 

SUPREME ALLIANCE LLC

123 VAUGHN WAY, P.O. BOX 665, LANCASTER, KY 40444

Mailing Address: PO BOX 665, LANCASTER, KY 40444

 

SURETY FINANCIAL SERVICES INC.

3375 PARK AVENUE, SUITE 3006, WANTAGH, NY 11793-3712

 

SURKIS INCORPORATED

C/O BUTTONWOOD BUSINESS SOLUTIONS, 61 BROADWAY - SUITE 1915, NEW YORK, NY 10006

 

SURYA CAPITALE SECURITIES LLC

55 WALL STREET, SUITE 530B, NEW YORK, NY 10005

 

SUSQUEHANNA CAPITAL GROUP

401 CITY AVENUE, SUITE 220, BALA CYNWYD, PA 19004-1122

 

SUSQUEHANNA FINANCIAL GROUP, LLLP

401 CITY AVE, SUITE 220, BALA CYNWYD, PA 19004-1122

 

SUSTAINABLE DEVELOPMENT CAPITAL, LLC

485 MADISON AVENUE, 7TH FLOOR, NEW YORK, NY 10022

 

SUTTER SECURITIES INCORPORATED

220 MONTGOMERY STREET, SUITE 1700, SAN FRANCISCO, CA 94104

Mailing Address: 220 MONTGOMERY STREET, SUITE 1700, SAN FRANCISCO, CA 94104-1609

 

SVB SECURITIES, A NON-BANK AFFILIATE OF SILICON VALLEY BANK

3003 TASMAN DRIVE, SANTA CLARA, CA 95054

 

SWARTWOOD, HESSE INC.

720 RT 284, WESTTOWN, NY 10998

Mailing Address: P.O. 247, WESTTOWN, NY 10998

 

SWBC INVESTMENT SERVICES, LLC

9311 SAN PEDRO, STE 600, SAN ANTONIO, TX 78216

 

SWEDBANK FIRST SECURITIES, LLC

ONE PENN PLAZA, 15TH FLOOR, NEW YORK, NY 10119

 

SWENEY CARTWRIGHT & COMPANY

17 SOUTH HIGH STREET SUITE 300, COLUMBUS, OH 43215-3438

 

SWIFTSURE SECURITIES LLC

1325 FOURTH AVENUE, SUITE 1500, SEATTLE, WA 98101

 

SWISS RE CAPITAL MARKETS CORPORATION

55 EAST 52ND STREET, NEW YORK, NY 10055

 

SWORD SECURITIES LLC

90 NASSAU ST., 5TH FLOOR, PRINCETON, NJ 08542

 

SWS FINANCIAL SERVICES, INC.

1201 ELM STREET, SUITE 3500, DALLAS, TX 75270

 

SYCAMORE FINANCIAL GROUP

2713 ROCKFORD LANE, KOKOMO, IN 46902-4058

Mailing Address: 2713 ROCKFORD LANE, KOKOMO, IN 46902

 

SYKES FINANCIAL SERVICES LLC

213 N MARKET ST, SUITE 202, WASHINGTON, NC 27889

 

SYMETRA SECURITIES, INC.

777 108TH AVE NE, SUITE 1200, BELLEVUE, WA 98004-5135

 

SYMPHONIC SECURITIES LLC

570 LEXINGTON AVENUE, NEW YORK, NY 10022

 

SYNDICATED CAPITAL, INC.

1299 OCEAN AVENUE 2ND FLOOR, SANTA MONICA, CA 90401

 

SYNERGY ADVISORS, LLC

840 APOLLO STREET, SUITE 213, EL SEGUNDO, CA 90245

 

SYNERGY CAPITAL I, LLC

40 FULTON STREET, NEW YORK, NY 10038

 

SYNOVUS SECURITIES, INC.

1137 FIRST AVENUE - 2ND FLOOR, COLUMBUS, GA 31901

Mailing Address: P.O. BOX 2628, COLUMBUS, GA 31902-2628
Last Updated: 10/7/2014