finra

FINRA List of Members - S

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S F SENTRY SECURITIES, INC.

100 PINE STREET, SUITE 2700, SAN FRANCISCO, CA 94111

 

S&P INVESTORS, INC.

12720 HILLCREST RD. SUITE 108, DALLAS, TX 75230

 

S. GOLDMAN ADVISORS, LLC

641 LEXINGTON AVE., 18TH FLOOR, NEW YORK, NY 10022

 

S. GOLDMAN CAPITAL LLC

641 LEXINGTON AVENUE, 18TH FLOOR, NEW YORK, NY 10022

 

S. L. REED & COMPANY

11111 SANTA MONICA BOULEVARD, SUITE 1200, LOS ANGELES, CA 90025-3346

 

S.C. PARKER & CO., INC.

5892 MAIN STREET, WILLIAMSVILLE, NY 14221-8284

 

S.G. LONG & COMPANY

283 WEST FRONT SUITE 302, SUITE 302, MISSOULA, MT 59802-4328

Mailing Address: 283 WEST FRONT SUITE 302, MISSOULA, MT 59802-4328

 

S.J. LEVINSON & SONS LLC

2700 WESTCHESTER AVENUE, SUITE 109, PURCHASE, NY 10577

Mailing Address: 2700 WESTCHESTER AVENUE, SUITE 109, PURCHASE, NY 10577

 

S.W. CHILDS MANAGEMENT CORPORATION

100 PARK AVENUE, NEW YORK, NY 10017

Mailing Address: 100 PARK AVENUE, 27TH FLOOR, NEW YORK, NY 10017

 

SABADELL SECURITIES USA, INC.

ONE BISCAYNE TOWER, #3301, MIAMI, FL 33131

 

SADDLEBROOK INVESTMENTS, INC.

5700 SADDLEBROOK WAY, WESLEY CHAPEL, FL 33543-4499

 

SAFDIE INVESTMENT SERVICES CORP.

360 MADISON AVE., 19TH FLOOR, NEW YORK, NY 10017

 

SAFEGUARD SECURITIES, INC.

2000 AUBURN DRIVE, SUITE 300, CLEVELAND, OH 44122

 

SAFIE HOLDINGS LLC

110 EAST 42ND STREET, 10TH FLOOR, NEW YORK, NY 10017

 

SAFRA SECURITIES CORPORATION

546 FIFTH AVE, NEW YORK, NY 10036

 

SAGE CANYON ADVISORS, LLC

433 CANYONSIDE DRIVE, BOULDER, CO 80302

 

SAGE FINANCIAL, LLC

5900 SOUTHWEST PARKWAY, BUILDING I, SUITE 100, AUSTIN, TX 78735

Mailing Address: 5900 SOUTHWEST PARKWAY, BUILDING 1 - SUITE 100, AUSTIN, TX 78735

 

SAGE PARTNERS SECURITIES, LLC

11111 SANTA MONICA BOULEVARD, SUITE 2200, LOS ANGELES, CA 90025

Mailing Address: 11111 SANTA MONICA BOULEVARD, SUITE 2200, SUITE 1910, LOS ANGELES, CA 90025

 

SAGE SOUTHEASTERN SECURITIES, INC.

3500 LENOX RD., SUITE 1700, ATLANTA, GA 30326

Mailing Address: 3500 LENOX RD., SUITE 1700, ATLANTA, GA 30326

 

SAGE, RUTTY & CO., INC.

100 CORPORATE WOODS, SUITE 300, ROCHESTER, NY 14623

 

SAGENT ADVISORS INC.

299 PARK AVENUE, 24TH FLOOR, NEW YORK, NY 10171

 

SAGEPOINT FINANCIAL, INC.

2800 N. CENTRAL AVE., STE 2100, PHOENIX, AZ 85004-1072

 

SAINT LAURENT CAPITAL, INC.

5150 E. PACIFIC COAST HIGHWAY, SUITE 200, LONG BEACH, CA 90804

 

SAINTS ADVISORS LLC

475 SANSOME STREET, SUITE 1850, SAN FRANCISCO, CA 94111

 

SAL. OPPENHEIM JR. & CIE. SECURITIES INC.

250 PARK AVE. SUITE 911, NEW YORK, NY 10177

 

SALEM PARTNERS LLC

11111 SANTA MONICA BOULEVARD, SUITE 1070, LOS ANGELES, CA 90025

 

SALIENT CAPITAL L.P.

4265 SAN FELIPE, 8TH FLOOR, HOUSTON, TX 77027

 

SALMAN PARTNERS (USA) INC.

1095 WEST PENDER STREET, 17TH FLOOR, VANCOUVER, V6E2M6 CANADA

 

SALOMON WHITNEY LLC

15 DEER PARK AVE, SUITE 1, BABYLON VILLAGE, NY 11702

 

SALT CREEK SECURITIES, LLC

213 PARK AVENUE, LAGUNA BEACH, CA 92651

 

SALT SPRAY CAPITAL

21 SALT SPRAY DR, LAGUNA NIGUEL, CA 92677-5652

Mailing Address: 21 SALT SPRAY DR, LAGUNA NIGUEL, CA 92677-5652

 

SAMCO CAPITAL MARKETS, INC.

6805 CAPITAL OF TEXAS HIGHWAY, SUITE 350, AUSTIN, TX 78731

 

SAMMONS SECURITIES COMPANY, LLC

4261 PARK ROAD, ANN ARBOR, MI 48103

 

SAMSUNG SECURITIES (AMERICA), INC.

1330 AVENUE OF AMERICAS, 26TH FLOOR, NEW YORK, NY 10019

 

SAMUEL A RAMIREZ & CO., INC.

61 BROADWAY, SUITE 2924, NEW YORK, NY 10006

Mailing Address: 61 BROADWAY STE 2924, NEW YORK, NY 10006

 

SAMUELS CHASE & CO., INC.

432 MAPLE STREET, SUITE 4, RAMONA, CA 92065

 

SAMURAI TRADING, LLC

515 MADISON AVENUE, SUITE 5W, NEW YORK, NY 10022

 

SAN FRANCISCO SECURITIES, INC.

5757 WILSHIRE BLVD., SUITE 450, LOS ANGELES, CA 90036

 

SANCTUARY SECURITIES LLC

ONE HARBOR DRIVE, SUITE 200, SAUSALITO, CA 94965

 

SANDERLIN SECURITIES, LLC

5170 SANDERLIN AVE. - SUITE 102, MEMPHIS, TN 38117

 

SANDGRAIN SECURITIES, INC.

1050 FRANKLIN AVENUE, SUITE 300, GARDEN CITY, NY 11530-1204

 

SANDLAPPER SECURITIES, LLC

101 N. MAIN ST., SUITE 1203, GREENVILLE, SC 29601

 

SANDLER, O'NEILL & PARTNERS, L.P.

919 THIRD AVENUE, NEW YORK, NY 10022

Mailing Address: 919 THIRD AVENUE, NEW YORK, NY 10022

 

SANFORD C. BERNSTEIN & CO., LLC

1345 AVENUE OF THE AMERICAS, NEW YORK, NY 10105

Mailing Address: 1345 AVENUE OF THE AMERICAS, 17TH FLOOR, NEW YORK, NY 10105

 

SANTA RITA PARTNERS, INC.

2842 FARRAGUT ROAD, UNIT 132, SAN DIEGO, CA 92106-6108

 

SANTANDER INVESTMENT SECURITIES INC.

45 EAST 53RD STREET, NEW YORK, NY 10022

 

SANTANDER SECURITIES

SANTANDER TOWER B7 TABONUCO STREET, SUITE 1800, GUAYNABO, PR 00968-3028

 

SAPERE WEALTH CREATION, LLC

130 MATTHEWS STATION ST., #2-A, MATTHEWS, NC 28105

Mailing Address: 130 MATTHEWS STATION ST, #2-A, MATTHEWS, NC 28105

 

SAPERSTON ASSET MANAGEMENT, INC.

172 LAKE STREEET, HAMBURG, NY 14075

Mailing Address: 172 LAKE STREET, HAMBURG, NY 14075

 

SARATOGA CAPITAL MARKETS

99 WALL STREET, SUITE 1200, NEW YORK, NY 10005

 

SATURN CAPITAL, INC.

75 FEDERAL STREET, 13TH FLOOR, BOSTON, MA 02110-1904

Mailing Address: 75 FEDERAL STREET, 13TH FLR, BOSTON, MA 02110-1904

 

SATURNA BROKERAGE SERVICES, INC

1300 N. STATE STREET, BELLINGHAM, WA 98225-4730

 

SAUER, DAZEY INVESTMENT COMPANY

7800 FORSYTH BLVD, 8TH FLOOR, ST. LOUIS, MO 63105

 

SAUNDERS RETIREMENT ADVISORS, INC.

5516 SILVER BIRCH LANE, MIDLOTHIAN, VA 23112

Mailing Address: P. O. BOX 5750, MIDLOTHIAN, VA 23112

 

SAUSLEY SECURITIES, INC.

1201 ENTERPRISE, 644, LEAGUE CITY, TX 77573

Mailing Address: P.O. BOX 57093, WEBSTER, TX 77598

 

SAWAYA SEGALAS SECURITIES, LLC

888 SEVENTH AVENUE, 8TH FLOOR, NEW YORK, NY 10019

 

SAXONY SECURITIES, INC.

86 KENRICK PLAZA, ST. LOUIS, MO 63119

 

SAYBROOK CAPITAL CORPORATION

401 WILSHIRE BOULEVARD, SUITE 850, SANTA MONICA, CA 90401

 

SCA DEVELOPMENT, LLC

3000 RIVERCHASE GALLERIA, SUITE 500, BIRMINGHAM, AL 35244

 

SCARBOROUGH SECURITIES CORPORATION

ONE BRIDGE STREET, SUITE 70, IRVINGTON, NY 10533-1543

 

SCARSDALE EQUITIES LLC

10 ROCKEFELLER PLAZA, SUITE 720, NEW YORK, NY 10020

Mailing Address: 10 ROCKEFELLER PLAZA, SUITE 720, NEW YORK, NY 10020

 

SCF SECURITIES, INC.

155 E. SHAW AVENUE, SUITE #102, FRESNO, CA 93710

 

SCH ENTERPRISES, INC.

690 W. NORTHFIELD DRIVE, STE 100, BROWNSBURG, IN 46112

Mailing Address: P.O. BOX 607, BROWNSBURG, IN 46112

 

SCHLITT INVESTOR SERVICES, INC.

1717 INDIAN RIVER BLVD-STE 300, VERO BEACH, FL 32960-0867

 

SCHNEIDER DOWNS CORPORATE FINANCE, LP

1133 PENN AVENUE, PITTSBURGH, PA 15222

 

SCHON-EX LLC

1 JERICHO PLAZA- 3RD FL, JERICHO, NY 11753-1635

Mailing Address: ONE JERICHO PLAZA 3RD FL, JERICHO, NY 11753

 

SCHONFELD SECURITIES, LLC

ONE JERICHO PLAZA -3RD FLOOR, JERICHO, NY 11753-1635

Mailing Address: ONE JERICHO PLAZA - 3RD FLOOR, JERICHO, NY 11753-1635

 

SCHOTTENFELD GROUP LLC

800 THIRD AVENUE, 10TH FLOOR, NEW YORK, NY 10022

 

SCHRODER FUND ADVISORS INC.

875 THIRD AVENUE, 22ND FLOOR, NEW YORK, NY 10022-6225

 

SCIUS SECURITIES LLC

211 MADISON AVENUE, NEW YORK, NY 10016

 

SCO SECURITIES LLC

1285 AVENUE OF THE AMERICAS, 35TH FL, NEW YORK, NY 10019

Mailing Address: 1285 AVENUE OF THE AMERICAS 35TH FL, NEW YORK, NY 10019

 

SCORE SECURITIES, INC.

307 W. SEVENTH STREET, SUITE 1800, FT. WORTH, TX 76102

 

SCOTIA CAPITAL (USA) INC.

1 LIBERTY PLAZA, 165 BROADWAY, NEW YORK, NY 10006

 

SCOTT & STRINGFELLOW, LLC

909 E. MAIN STREET, RICHMOND, VA 23219-3310

Mailing Address: P.O. BOX 1575, RICHMOND, VA 23213

 

SCOTT JAMES GROUP, INC.

6700 ARLINGTON BOULEVARD, FALLS CHURCH, VA 22042

 

SCOTT T. TAYLOR, LTD.

14482 HILLSHIRE DR., WILLIS, TX 77318-4478

 

SCOTT-MACON SECURITIES, INC.

800 THIRD AVE., 16TH FL., NEW YORK, NY 10022

Mailing Address: 800 THIRD AVE.,, 16TH FL., NEW YORK, NY 10022

 

SCOTTISH RE CAPITAL MARKETS, INC

13840 BALLANTYNE CORPORATE PLACE, SUITE 500, CHARLOTTE, NC 28277

 

SCOTTRADE, INC.

12855 FLUSHING MEADOW DR., ST. LOUIS, MO 63131-1814

Mailing Address: PO BOX 31759, ST. LOUIS, MO 63131

 

SCOTTSDALE CAPITAL ADVISORS CORP

7170 E. MCDONALD RD. SUTIE 6, SCOTTSDALE AZ, AZ 85253

Mailing Address: 7170 E. MCDONALD RD #6, SCOTTSDALE, AZ 85253

 

SCREEN CAPITAL SECURITIES, LLC

345 N. MAPLE DRIVE, SUITE 294, BEVERLY HILLS, CA 90210

Mailing Address: 345 N. MAPLE DRIVE, SUITE 294, BEVERLY, CA 90210

 

SCULLY CAPITAL SECURITIES CORP.

1133 15TH STREET NW, SUITE #900, WASHINGTON, DC 20005

 

SCURA, RISE & PARTNERS SECURITIES, LLC

1211 AVENUE OF THE AMERICAS, 27TH FLOOR, NEW YORK, NY 10036

 

SEA PORT GROUP SECURITIES, LLC

360 MADISON AVE, 22ND FLOOR, NEW YORK, NY 10017

 

SEABOARD SECURITIES, INC.

18 COLUMBIA TURNPIKE, FLORHAM PARK, NJ 07932

 

SEABURY SECURITIES LLC

30 MAPLE STREET, 2ND FLOOR, SUMMIT, NJ 07901

 

SEACAP SECURITIES LLC

30 MAPLE STREET, 2ND FLOOR, SUMMIT, NJ 07901

 

SEACOAST INVESTOR SERVICES, INC.

704 SE PORT ST LUCIE BLVD, PORT ST LUCIE, FL 34953

 

SEAPINE SECURITIES, LLC

10 GLENVILLE STREET, GREENWICH, CT 06831

 

SEAPORT SECURITIES CORP.

60 BROAD STREET, NEW YORK, NY 10004

Mailing Address: 60 BROAD STREET, NEW YORK, NY 10004

 

SEAPOWER CARPENTER CAPITAL, INC.

5 PARK PLAZA, SUITE 950, IRVINE, CA 92614-8527

 

SEARLE & CO.

333 GREENWICH AVE., GREENWICH, CT 06830

 

SEATTLE-NORTHWEST SECURITIES CORPORATION

1420 FIFTH AVENUE, SUITE 4300, SEATTLE, WA 98101-2342

 

SEAVIEW SECURITIES LLC

117 EAST 55TH STREET, 4TH FLOOR, NEW YORK, NY 10022

 

SEB ENSKILDA, INC.

245 PARK AVENUE, 42ND FLOOR, NEW YORK, NY 10167

 

SECOND STREET SECURITIES, INC.

6301 OWENSMOUTH AVENUE, SUITE 750, WOODLAND HILLS, CA 91367

 

SECONDMARKET, INC.

26 BROADWAY, 12TH FLOOR, NEW YORK, NY 10004

 

SECU BROKERAGE SERVICES

3101 WAKE FOREST ROAD, RALEIGH, NC 27609

 

SECURE PLANNING, INC.

42 MIDDLE STREET, PORTSMOUTH, NH 03801

 

SECURE TREND FINANCIAL, LLC

361 N. MAIN STREET, MARION, NC 28752

 

SECUREVEST FINANCIAL GROUP

355 MADISON AVE, 100, MORRISTOWN, NJ 07960

 

SECURIAN FINANCIAL SERVICES, INC.

400 ROBERT STREET NORTH, ST. PAUL, MN 55101-2098

 

SECURITIES AMERICA, INC.

12325 PORT GRACE BLVD., LAVISTA, NE 68128

Mailing Address: P. O. BOX 460001, PAPILLION, NE 68046-0001

 

SECURITIES CAPITAL CORPORATION

2107 5TH AVENUE NORTH, STE. 500, BIRMINGHAM, AL 35203

Mailing Address: P.O. BOX 2772, BIRMINGHAM, AL 35202

 

SECURITIES CORPORATION OF AMERICA

844 PIERCE AVENUE, SUITE 205, MARINETTE, WI 54143

Mailing Address: P.O. BOX 566, MARINETTE, WI 54143-0566

 

SECURITIES EQUITY GROUP

26800 ALISO VIEJO PARKWAY, SUITE 150, ALISO VIEJO, CA 92656

 

SECURITIES MANAGEMENT & RESEARCH, INC.

2450 SOUTH SHORE BOULEVARD SUITE 400, LEAGUE CITY, TX 77573

Mailing Address: P.O. BOX 58969, HOUSTON, TX 77258-8969

 

SECURITIES RESEARCH, INC.

3055 CARDINAL DRIVE, SUITE 104, VERO BEACH, FL 32963

 

SECURITIES SERVICE NETWORK, INC.

10207 TECHNOLOGY DRIVE, SUITE ONE, KNOXVILLE, TN 37932

Mailing Address: POST OFFICE BOX 30977, KNOXVILLE, TN 37930

 

SECURITIES TRADING, INC.

5968 ORCHARD DRIVE, CINCINNATI, OH 45230

Mailing Address: POB 30360, CINCINNATI, OH 45230-0360

 

SECURITY CAPITAL BROKERAGE, INC.

3300 CUMBERLAND BLVD, SUITE 300, ATLANTA, GA 30339

 

SECURITY CHURCH FINANCE, INC.

14615 BENFER ROAD, HOUSTON, TX 77069

 

SECURITY DEALERS GUILD, INC.

800 WESTCHESTER AVENUE, SUITE N335, RYE BROOK, NY 10573

 

SECURITY DISTRIBUTORS, INC.

ONE SECURITY BENEFIT PLACE, TOPEKA, KS 66636-0001

Mailing Address: ONE SECURITY BENEFIT PLACE, TOPEKA, KS 66636

 

SECURITY RESEARCH ASSOCIATES, INC.

80 E. SIR FRANCIS DRAKE BLVD - #3F, LARKSPUR, CA 94939-1709

 

SEGERDAHL & COMPANY, INC.

825 NORTH JEFFERSON STREET, SUITE 300, MILWAUKEE, WI 53202

Mailing Address: 825 NORTH JEFFERSON STREET, SUITE 300, MILWAUKEE, WI 53202

 

SEGRAVE, TURLOUGH WILLIAM

C/O ACCOUNTING AND COMPLIANCE INTERNATIONAL, 40 WALL STREET - 34TH FLOOR, NEW YORK, NY 10005

Mailing Address: TURLOUGH SEGRAVE, 17 WEST BRANCH ROAD, MAHOPAC, NY 10541

 

SEI INVESTMENTS DISTRIBUTION CO.

ONE FREEDOM VALLEY DRIVE, OAKS, PA 19456

 

SEIDEL & SHAW LLC

40 EXCHANGE PLACE, NEW YORK, NY 10005

 

SEIDMAN PRIVATE SECURITIES LLC

100 PARK AVENUE, NEW YORK, NY 10017

 

SELALU PARTNERS, LLC

14 NUTMEG RIDGE ROAD, RIDGEFIELD, CT 06877

 

SELECT CAPITAL CORPORATION

3070 BRISTOL ST, SUITE 500, COSTA MESA, CA 92626

 

SELKIRK INVESTMENTS, INC.

222 N WALL ST., SUITE 310, SPOKANE, WA 99201-0831

 

SEMAZA SECURITIES, LLC

2679 ROUTE 70, SUITE F, MANASQUAN, NJ 08736

 

SEMINOLE FINANCIAL

1800 SECOND STREET, SUITE, 602, SARASOTA, FL 34236

 

SENATE SECURITIES

253 WALL STREET, KINGSTON, NY 12401

Mailing Address: 253 WALL STREET, P.O. BOX 3576, KINGSTON, NY 12402

 

SENDERO SECURITIES, LLC

7373 BROADWAY, SUITE 501, SAN ANTONIO, TX 78209

 

SENECA PARTNERS BD, LLC

122 S. MAIN STREET, SUITE 200, ANN ARBOR, MI 48104-1925

 

SENTINEL BROKERS COMPANY, INC.

100 BEVERLY AVE.-SUITE 1, MASSAPEQUA PARK, NY 11762

 

SENTINEL FINANCIAL SERVICES COMPANY

ONE NATIONAL LIFE DRIVE, MONTPELIER, VT 05604

Mailing Address: P.O. BOX 1499, MONTPELIER, VT 05601-1499

 

SENTINEL SECURITIES, INC.

55 WALKERS BROOK DRIVE, SUITE 100, READING, MA 01867

 

SENTRY EQUITY SERVICES, INC.

1800 NORTH POINT DRIVE, STEVENS POINT, WI 54481

 

SENVEST INTERNATIONAL L.L.C.

110 EAST 55TH STREET 16TH FLOOR, NEW YORK, NY 10022

 

SEQUENCE INVESTMENT PARTNERS, LLC

40 CALHOUN STREET, SUITE 320, CHARLESTON, SC 29401

 

SEQUOIA EQUITIES SECURITIES CORPORATION

1777 BOTELHO DRIVE, SUITE 300, WALNUT CREEK, CA 94596

 

SEQUOIA INVESTMENTS, INC.

3301 CHIMNEY LANE, N.E., ROSWELL, GA 30075

 

SESLIA SECURITIES

2107 CRYSTAL GADE 7A, CHARLOTTE AMALIE, ST THOMAS, VI 00802

Mailing Address: 111 S INDEPENDANCE MALL #830, PHILADELPHIA, PA 19106

 

SETHI FINANCIAL INVESTMENTS, INC.

2600 AVE. K, PLANO, TX 75074

 

SETON SECURITIES GROUP, INC.

1400 UNION AVE., N/A, UNION BEACH, NJ 07735

Mailing Address: 1400 UNION AVE., UNION BEACH, NJ 07735

 

SETTER CAPITAL INC.

272 AVENUE ROAD, TORONTO, ONTARIO, M4V 2G7 CANADA

 

SEVEN HILLS PARTNERS LLC

275 BATTERY STREET, 16TH FLOOR, SAN FRANCISCO, CA 94111-3370

 

SEVEN POINTS CAPITAL, LLC

825 THIRD AVENUE, 2ND FLOOR, NEW YORK, NY 10022

 

SEVILLE CAPITAL, INC.

124 MABRY HOOD ROAD, KNOXVILLE, TN 37922

 

SEWARD CAPITAL PARTNERS

383 GRAND ST, 1404M, NEW YORK, NY 10002-3943

 

SF INVESTMENTS, INC.

799 CENTRAL AVE. SUITE 350, HIGHLAND PARK, IL 60035

Mailing Address: 799 CENTRAL AVE, HIGHLAND PARK, IL 60035

 

SFG SECURITIES, INC.

57 FAWN HILL ROAD, UPPER SADDLE RIVER, NJ 07458

 

SFI INTERNATIONAL, LLC

10575 STONEBRIDGE BLVD., BOCA RATON, FL 33498

 

SFI INVESTMENTS, LLC

1350 EUCLID AVE., SUITE 800, CLEVELAND, OH 44115

 

SFL SECURITIES, LLC

437 MADISON AVENUE, NEW YORK, NY 10022

 

SFRI SECURITIES LLC

242 CALIFORNIA STREET, SAN FRANCISCO, CA 94111

 

SG AMERICAS SECURITIES, LLC

1221 AVENUE OF THE AMERICAS, NEW YORK, NY 10020

 

SGC SECURITIES LP

107 FORREST AVENUE, STE. 11, NARBERTH, PA 19072

 

SHANNON ADVISORS LLC

851 BRYANT AVENUE, WINNETKA, IL 60093-1903

 

SHARE FINANCIAL SERVICES, INC.

15770 DALLAS PARKWAY, SUITE 860, DALLAS, TX 75248

 

SHAREBUILDER SECURITIES CORPORATION

83 SOUTH KING STREET, SEATTLE, WA 98104

 

SHAREHOLDERS SERVICE GROUP, INC.

9845 ERMA ROAD STE 312, SAN DIEGO, CA 92131

 

SHAREMASTER

8747 DUVAL LANE, HEMET, CA 92545

Mailing Address: P.O. BOX 3777, HEMET, CA 92545

 

SHASTA PARTNERS, LLC

235 BEAR HILL ROAD, SUITE 307, WALTHAM, MA 02451

 

SHAY FINANCIAL SERVICES, INC.

1000 BRICKELL AVE, SUITE 500, MIAMI, FL 33131

 

SHD HOLDINGS LLC

5907 LONG CT., AUSTIN, TX 78730

 

SHEARMAN, RALSTON INC.

17 BATTERY PLACE-STE. 923, NEW YORK, NY 10004

 

SHELBOURNE SECURITIES, LLC

289 GREAT ROAD, SUITE 304, ACTON, MA 01720

 

SHELBY CULLOM DAVIS & CO., L.P.

609 5TH AVENUE, NEW YORK, NY 10017-1021

 

SHELTER BAY SECURITIES, LLC

27 TOM HARVEY ROAD, WESTERLY, RI 02891

 

SHELYN SECURITIES CORP

12250 ROCKVILLE PIKE, STE. 200, ROCKVILLE, MD 20852

 

SHEPARD & VRBANAC SECURITIES, INC.

UNITED COMMERCE CENTER, ONE SOUTH MAIN ST. , 2ND FLOOR, AKRON, OH 44308

Mailing Address: UNITED COMMERCE CENTER, ONE SOUTH MAIN ST, 2ND FLOOR, AKRON, OH 44308

 

SHIELDS & COMPANY

140 BROADWAY, NEW YORK, NY 10005-1101

 

SHIELDS SECURITIES, INC.

890 WINTER STREET, SUITE 160, WALTHAM, MA 02451

 

SHIN HAN GLOBAL SECURITIES

3450 WILSHIRE BOULEVARD, SUITE 400, LOS ANGELES, CA 90010

 

SHINHAN INVESTMENT AMERICA INC.

1325 AVENUE OF THE AMERICAS STE. 702, NEW YORK, NY 10019

 

SHOPOFF SECURITIES, INC.

8951 RESEARCH DRIVE, IRVINE, CA 92618-4237

 

SHORELINE PACIFIC, LLC

655 MONTGOMERY STREET, SUITE 1010, SAN FRANCISCO, CA 94111

Mailing Address: 655 MONTGOMERY STREET, SUITE 1010, SAN FRANCISCO, CA 94111

 

SHORELINE TRADING GROUP LLC

2301 ROSECRANS AVE, SUITE 4195, EL SEGUNDO, CA 90245

 

SHORT HILLS CAPITAL LLC

251 E. 51ST ST.; STE 9C, NEW YORK, NY 10022

 

SHP SECURITIES, LLC

6310 GREENWICH DRIVE, SUITE 120, SAN DIEGO, CA 92122

 

SHUFRO, ROSE & CO., LLC

745 FIFTH AVENUE, 26TH FLOOR, NEW YORK, NY 10151-2600

 

SHUKLA FINANCIAL SERVICES, INC.

4 E. BRIDGE STREET, NEW HOPE, PA 18938-2364

 

SIA SECURITIES CORPORATION

3300 IDS CENTER, 80 S. 8TH STREET, MINNEAPOLIS, MN 55402

 

SICOR SECURITIES INC

6500 POE AVENUE, SUITE 105, DAYTON, OH 45414-2556

 

SIDOTI & COMPANY, LLC

317 MADISON AVENUE SUITE 1400, NEW YORK, NY 10017

 

SIEBERT, BRANDFORD, SHANK & CO., L.L.C.

1999 HARRISON ST, SUITE 2720, OAKLAND, CA 94612

 

SIERRA EQUITY GROUP LLC

2255 GLADES ROAD SUITE #324 A, BOCA RATON, FL 33431

Mailing Address: 2255 GLADES ROAD SUITE #324 A, BOCA RATON, FL 33431

 

SIG BROKERAGE, LP

40 WALL STREET, 3RD FLOOR, NEW YORK, NY 10005

Mailing Address: 401 CITY LANE AVE, BALA CYNWYD, PA 19004

 

SIGMA FINANCIAL CORPORATION

4261 PARK ROAD, ANN ARBOR, MI 48103-9508

 

SIGNAL HILL CAPITAL GROUP LLC

300 E. LOMBARD STREET, SUITE 1700, BALTIMORE, MD 21202-3243

 

SIGNAL SECURITIES, INC.

700 THROCKMORTON STREET, FORT WORTH, TX 76102-5036

 

SIGNATOR INVESTORS, INC.

197 CLARENDON STREET (C-8), BOSTON, MA 02116

Mailing Address: 197 CLARENDON STREET (C-8-11), BOSTON, MA 02116

 

SIGNATURE CAPITAL SECURITIES LLC

100 COMMERCIAL STREET, SUITE 414, PORTLAND, ME 04101

 

SIGNATURE FINANCIAL GROUP, INC.

2601 AIRPORT DR. #290, TORRANCE, CA 90505

Mailing Address: 2601 AIRPORT DR #290, TORRANCE, CA 90505

 

SIGNATURE SECURITIES

29 WEST 38TH STREET, 9TH FLOOR, NEW YORK, NY 10018

 

SII INVESTMENTS, INC.

5555 GRANDE MARKET DRIVE, APPLETON, WI 54913-8403

Mailing Address: P.O. BOX 5097, APPLETON, WI 54912-5097

 

SILICON VALLEY SECURITIES, INC.

4880 STEVENS CREEK BLVD #100, SUITE 100, SAN JOSE, CA 95129-1034

Mailing Address: 4880 STEVENS CREEK BLVD. #100, SUITE 100, SAN JOSE, CA 95129-1034

 

SILVER LANE ADVISORS LLC

565 FIFTH AVENUE (22ND FLOOR), NEW YORK, NY 10017

 

SILVER LEAF PARTNERS, LLC

420 LEXINGTON AVENUE, SUITE 2225, NEW YORK, NY 10170-2200

 

SILVER OAK SECURITIES, INCORPORATED

3339 N. HIGHLAND AVE, JACKSON, TN 38305

 

SILVER PORTAL CAPITAL LLC

7259 CARIZZO DRIVE, LA JOLLA, CA 92037

Mailing Address: 3525 DEL MAR HEIGHTS ROAD #806, SAN DIEGO, CA 92130-2122

 

SILVER STEEP PARTNERS, LLC

1735 WESTLAKE AVENUE NORTH, SUITE 400, SEATTLE, WA 98109

 

SILVERCREST DISTRIBUTORS LLC

101 WEST 55TH STREET, SUITE 12J, NEW YORK, NY 10019

Mailing Address: 101 WEST 55TH STREET, SUITE 12J, NEW YORK, NY 10017

 

SILVERWOOD PARTNERS

SILVERWOOD FARM PLACE, 32 PLEASANT STREET, SHERBORN, MA 01770

 

SIMMONS & COMPANY INTERNATIONAL

700 LOUISIANA SUITE 1900, HOUSTON, TX 77002-2753

 

SIMMONS FIRST INVESTMENT GROUP, INC.

8315 CANTRELL RD, SUITE 200, LITTLE ROCK, AR 72227

 

SINCERE & CO., LLC

2424 LINCOLN STREET, SUITE 600, EVANSTON, IL 60201

 

SINCLAIR & COMPANY, LLC

30 OLD KINGS HIGHWAY SOUTH, SUITE 250, DARIEN, CT 06820

 

SINGER XENOS SECURITIES, CORP.

800 DOUGLAS ROAD, SUITE 900, CORAL GABLES, FL 33134-3187

 

SISK INVESTMENT SERVICES, INC.

303 NORTH FRANKLIN STREET, BASTROP, LA 71220

Mailing Address: P.O. BOX 1528, BASTROP, LA 71221-1528

 

SISUNG SECURITIES CORPORATION

PLACE ST. CHARLES, 201 ST. CHARLES AVE., STE 4240, NEW ORLEANS, LA 70170

 

SIXPOINT PARTNERS LLC

800 THIRD AVENUE, 24TH FLOOR, NEW YORK, NY 10022

 

SJ CAPITAL, INC.

601 CALIFORNIA STREET - SUITE 1300, SAN FRANCISCO, CA 94108

Mailing Address: 601 CALIFORNIA STREET, SUITE 1300, SAN FRANCISCO, CA 94108

 

SKA SECURITIES, INC.

22725 FAIRVIEW CENTER DRIVE, SUITE 100, FAIRVIEW PARK, OH 44126

 

SKANDIA SECURITIES AMERICAS, INC.

200 CLARENDON STREET, 53RD FLOOR, BOSTON, MA 02116

 

SKB SECURITIES

1211 SW FIFTH AVE., #2600, PORTLAND, OR 97204

 

SKYEBANC, INC.

1151 BROAD STREET, SUITE 115, SHREWSBURY, NJ 07702

 

SKYWAY ADVISORS, LLC

100 NORTH TAMPA STREET, SUITE 3550, TAMPA, FL 33602

 

SKYWORKS SECURITIES, LLC

283 GREENWICH AVENUE, 4TH FLOOR, GREENWICH, CT 06830

 

SL DISTRIBUTORS, INC.

12770 MERIT DRIVE, SUITE 600, DALLAS, TX 75251-1209

 

SL HARE CAPITAL, INC.

1640 S. SEPULVEDA BLVD., SUITE 218, LOS ANGELES, CA 90025

 

SLAVIC INVESTMENT CORPORATION

1075 BROKEN SOUND PARKWAY NW, SUITE 100, BOCA RATON, FL 33487-3540

 

SLOAN SECURITIES CORP.

TWO EXECUTIVE DRIVE, FORT LEE, NJ 07024-3308

 

SLUSSER ASSOCIATES INC.

300 PARK AVENUE, SUITE 1700, NEW YORK, NY 10022

 

SMBC SECURITIES, INC.

277 PARK AVENUE FIFTH FLOOR, NEW YORK, NY 10172

Mailing Address: 277 PARK AVENUE 5TH FLOOR, NEW YORK, NY 10172

 

SMBD, LLC

175 SOUTH MAIN STREET, SUITE 1410, SALT LAKE CITY, UT 84111

 

SMC FINANCIAL, INC.

4000 W. 114TH STREET, SUITE 160, LEAWOOD, KS 66211

Mailing Address: 4000 W 114TH STREET, SUITE 160, LEAWOOD, KS 66211

 

SMF TRADING, INC.

125 MAIDEN LANE, 3RD FLOOR, NEW YORK, NY 10038

 

SMH CAPITAL INC.

600 TRAVIS, SUITE 5800, HOUSTON, TX 77002-3003

 

SMITH ASSET MANAGEMENT, INC.

111 BROADWAY, SUITE 808, NEW YORK, NY 10006

 

SMITH HAYES FINANCIAL SERVICES CORPORATION

200 CENTRE TERRACE, 1225 L STREET, LINCOLN, NE 68508-2129

Mailing Address: P.O. BOX 83000, LINCOLN, NE 68501-3000

 

SMITH POINT CAPITAL LTD

3 MOSS CREEK COURT, DURHAM, NC 27712

 

SMITH WHILEY SECURITIES, INC.

242 TRUMBULL STREET-8TH FLOOR, HARTFORD, CT 06103-1212

 

SMITH, BROWN & GROOVER, INC.

4001 VINEVILLE AVENUE, MACON, GA 31210-5039

 

SMITH, MOORE & CO.

7777 BONHOMME AVE., SUITE 2400, CLAYTON, MO 63105

 

SMITHER & COMPANY CAPITAL MARKETS, LLC

4337 COX ROAD, GLEN ALLEN, VA 23060

 

SNC CAPITAL MANAGEMENT CORP.

2908 PARKSIDE DR STE 100, HIGHLAND PARK, IL 60035

 

SNL

3525 HOLCOMB BRIDGE ROAD, NORCROSS, GA 30092

 

SOJOURNER SECURITIES, LLC

100 N. TRYON STREET, SUITE 4700, CHARLOTTE, NC 28202

 

SOLARIS SECURITIES, INC.

6335 CAMP BULLIS ROAD, SUITE A10, SAN ANTONIO, TX 78257

Mailing Address: 24165 IH 10 WEST, SUITE 217-647, SAN ANTONIO, TX 78257

 

SOLEBURY CAPITAL LLC

400 SOUTH RIVER ROAD,, SUITE 300, NEW HOPE, PA 18938

 

SOLEIL SECURITIES CORPORATION

360 MADISON AVENUE, 3RD FLOOR, NEW YORK, NY 10017

 

SOLIUM FINANCIAL SERVICES LLC

50 TICE BOULEVARD, WOODCLIFF LAKE, NJ 07677-7654

 

SOLOWEY & CO.

6801 S.W. 101 STREET, MIAMI, FL 33156

Mailing Address: P. O. BOX 566060, MIAMI, FL 33256-6060

 

SONENSHINE & COMPANY LLC

400 PARK AVENUE, 17TH FLOOR, NEW YORK, NY 10022

Mailing Address: 400 PARK AVENUE, 17TH FLOOR, NEW YORK, NY 10022

 

SOONER SIGHT LLC

4300 HORTON STREET, UNIT #15, EMERYVILLE, CA 94608

Mailing Address: 4300 HORTON STREET, UNIT  #15, EMERYVILLE, CA 94608

 

SORRENTO ASSOCIATES, INC.

4370 LA JOLLA VILLAGE DRIVE, SUITE 1040, SAN DIEGO, CA 92122-1253

 

SORRENTO PACIFIC FINANCIAL, LLC

10455 SORRENTO VALLEY ROAD, SUITE 101, SAN DIEGO, CA 92121

Mailing Address: P.O. BOX 85227, SAN DIEGO, CA 92186

 

SORSBY FINANCIAL CORP.

676 N MICHIGAN AVE STE. 3140, CHICAGO, IL 60611-2848

Mailing Address: 676 N MICHIGAN AVE STE 3140, CHICAGO, IL 60611-2848

 

SOUND CAPITAL MANAGEMENT, LLC

155 LAFAYETTE ROAD, SUITE 6, N. HAMPTON, NH 03862

 

SOUND SECURITIES, LLC

50 JERICHO QUADRANGLE, SUITE 118, JERICHO, NY 11753

 

SOURCE CAPITAL GROUP, INC.

276 POST ROAD WEST, WESTPORT, CT 06880

 

SOUTH ATLANTIC ENTERPRISES, INC.

6201 FAIRVIEW ROAD, STE. 200, CHARLOTTE, NC 28210

 

SOUTH LAKE AVENUE SECURITIES CORPORATION

225 S. LAKE AVENUE, SUITE 610, PASADENA, CA 91101

 

SOUTH STREET SECURITIES LLC

32 OLD SLIP, 11TH FLOOR, NEW YORK, NY 10005

 

SOUTH TEXAS SECURITIES CO.

13027 TAYLORCREST, HOUSTON, TX 77079

Mailing Address: PO BOX 79626, HOUSTON, TX 77279

 

SOUTH VALLEY WEALTH MANAGEMENT

810 MAIN STREET, KLAMATH FALLS, OR 97601

 

SOUTHAMPTON INVESTMENT SERVICES INC.

1476 ROSEBUD ROAD, SOUTHAMPTON, PA 18966

 

SOUTHEAST INVESTMENTS, N.C., INC.

820 TYVOLA ROAD-SUITE 104, CHARLOTTE, NC 28217

 

SOUTHEASTERN ADVISORY GROUP, INC.

TWELVE PIEDMONT CENTER STE 202, ATLANTA, GA 30305-1737

 

SOUTHEASTERN CAPITAL PARTNERS BD, INC.

3251 LEMONS RIDGE DR., ATLANTA, GA 30339

 

SOUTHERN FARM BUREAU FUND DISTRIBUTOR, INC.

1401 LIVINGSTON LANE, JACKSON, MS 39213

Mailing Address: PO BOX 691, JACKSON, MS 39205

 

SOUTHERN PACIFIC SECURITIES, INC.

28245 AVE. CROCKER, SUITE 106, VALENCIA, CA 91355

Mailing Address: P.O. BOX 802739, SANTA CLARITA, CA 91380

 

SOUTHERN TRUST SECURITIES, INC.

145 ALMERIA AVENUE, CORAL GABLES, FL 33134

 

SOUTHLAKE CAPITAL, L.L.C.

1750 SLEEPY HOLLOW TRAIL, SOUTHLAKE, TX 76092

 

SOUTHPORT PARTNERS L.P.

187 WESTWAY ROAD, SOUTHPORT, CT 06890

 

SOUTHRIDGE INVESTMENT GROUP LLC

90 GROVE STREET - 2ND FLOOR, RIDGEFIELD, CT 06877

 

SOUTHWEST MERCHANT GROUP, INC.

3422 BINKLEY AVENUE, DALLAS, TX 75205

 

SOUTHWEST SECURITIES, INC.

1201 ELM ST, SUITE 3500, DALLAS, TX 75270-2180

 

SOUTHWESTERN CAPITAL MARKETS, INC.

140 E. HOUSTON STREET, SUITE 201, SAN ANTONIO, TX 78205

 

SOUZA BARROS SECURITIES, INC

1221 BRICKELL AVENUE, SUITE 1120, MIAMI, FL 33131

 

SOVEREIGN-AMERICAN SECURITIES, INC.

1016 COLLIER CENTER WAY STE 100, NAPLES, FL 34110

 

SP SECURITIES LLC

1800 ST. JAMES PLACE, SUITE 400, HOUSTON, TX 77056

 

SPARRING PARTNERS CAPITAL LLC

420 LEXINGTON AVENUE, SUITE 2458, NEW YORK CITY, NY 10170

 

SPARTAN CAPITAL SECURITIES, LLC

45 BROADWAY, 9TH FLOOR, NEW YORK, NY 10006

 

SPARTAN SECURITIES GROUP, LTD.

100 2ND AVE SOUTH, SUITE 300N, ST. PETERSBURG, FL 33701

 

SPEAR, LEEDS & KELLOGG SPECIALISTS LLC

1 NEW YORK PLAZA, 42ND FLOOR, NEW YORK, NY 10004-1901

Mailing Address: 30 HUDSON STREET, 27TH FLOOR, JERSEY CITY, NJ 07302-4699

 

SPEARHEAD CAPITAL, LLC

2 TITUS ROAD, WASHINGTON DEPOT, CT 06794

Mailing Address: PO BOX 312, WASHINGTON DEPOT, CT 06794

 

SPECIALTY CAPITAL, LLC

6160 PLUMAS STREET, RENO, NV 89519

 

SPECIALTY FINANCE GROUP, LLC

2505 SOUTH OCEAN BOULEVARD, SUITE 212, PALM BEACH, FL 33480

 

SPECTRUM ASSET MANAGEMENT, INC.

2 HIGH RIDGE PARK, 2ND FLOOR, STAMFORD, CT 06905

Mailing Address: 2 HIGH RIDGE PARK, 2ND FLOOR, STAMFORD, CT 06905

 

SPECTRUM CAPITAL, INC.

6910 PACIFIC STREET, SUITE 214, OMAHA, NE 68106

 

SPENCER CLARKE LLC

545 FIFTH AVENUE, 6TH FLOOR, NEW YORK, NY 10017

 

SPENCER EDWARDS, INC.

6041 S. SYRACUSE WAY, SUITE 305, ENGLEWOOD, CO 80111

Mailing Address: 6041 S SYRACUSE WAY, SUITE 305, ENGLEWOOD, CO 80111

 

SPENCER TRASK VENTURES, INC.

535 MADISON AVENUE, 12TH FLOOR, NEW YORK, NY 10022

 

SPENCER-WINSTON SECURITIES CORPORATION

45 WEST 47TH STREET SUITE 402, NEW YORK, NY 10036-2825

 

SPIKE FINANCIAL SERVICES, LLC

20 N. WACKER DRIVE, SUITE 2600, CHICAGO, IL 60606-3004

 

SPIRE SECURITIES, LLC

12355 SUNRISE VALLEY DRIVE, SUITE 305, RESTON, VA 20191

 

SPOONHILL ASSET MANAGEMENT INC.

66 LONG WHARF, BOSTON, MA 02110

 

SPOUTING ROCK CAPITAL ADVISORS, LLC

150 STRAFFORD AVENUE, SUITE 350, WAYNE, PA 19087

 

SPP CAPITAL PARTNERS L L C

330 MADISON AVENUE, 28TH FLOOR, NEW YORK, NY 10017

Mailing Address: 551 MADISON AVENUE, 7TH FLOOR, NEW YORK, NY 10022

 

SPREADZERO LLC

817 BROADWAY, 10TH FLOOR, NEW YORK, NY 10003

 

SPRING INVESTOR SERVICES, INC.

RED BIRD FARM, 89 NASON HILL ROAD, SHERBORN, MA 01770

 

SPRING STREET PARTNERS L.P.

515 MADISON AVENUE, 22ND FLOOR, NEW YORK, NY 10022

 

SRA SECURITIES, LLC

1120 SIXTH AVENUE, 4TH FLOOR, NEW YORK, NY 10036

 

SRM SECURITIES, INCORPORATED

1875 CENTURY PARK EAST STE 880, LOS ANGELES, CA 90067

 

SSI EQUITY SERVICES, INC.

475 INTERNATIONAL DRIVE, WILLIAMSVILLE, NY 14221

 

ST. BERNARD FINANCIAL SERVICES, INC.

2621 WEST MAIN-SUITE 6, RUSSELLVILLE, AR 72801-2551

 

ST. CHARLES CAPITAL, LLC

1400 16TH STREET, SUITE 300, DENVER, CO 80202

 

STACEY BRAUN FINANCIAL SERVICES, INC.

377 BROADWAY, NEW YORK, NY 10013

 

STALWART CAPITAL, LLC

132 CENTRAL AVENUE, HILLSDALE, NJ 07642

 

STANCHART SECURITIES INTERNATIONAL, INC.

1111 BRICKELL AVENUE, 16TH FLOOR, MIAMI, FL 33131

 

STANCORP EQUITIES, INC.

1100 SW SIXTH AVENUE, PORTLAND, OR 97204-1093

Mailing Address: 1100 SW SIXTH AVE, P8A, PORTLAND, OR 97204-1093

 

STANDARD CHARTERED SECURITIES (NORTH AMERICA) INC.

ONE MADISON AVENUE, NEW YORK, NY 10010

 

STANDARD CREDIT SECURITIES INC.

75 PARK PLACE, 4TH FLOOR, NEW YORK, NY 10007

 

STANDARD INVESTMENT CHARTERED INCORPORATED

2801 BRISTOL STREET SUITE #100, COSTA MESA, CA 92626

Mailing Address: 2801 BRISTOL STREET SUITE #100, COSTA MESA, CA 92626

 

STANDARD NEW YORK SECURITIES, INC.

320 PARK AVENUE, 19TH FLOOR, NEW YORK, NY 10022

 

STANFORD GROUP COMPANY

5050 WESTHEIMER, HOUSTON, TX 77056

 

STANFORD INVESTMENT GROUP, INC.

2570 W. EL CAMINO REAL- SUITE 250, MOUNTAIN VIEW, CA 94040

Mailing Address: 2570 W. EL CAMINO REAL- SUITE 520, MOUNTAIN VIEW, CA 94040

 

STANLEY LAMAN GROUP SECURITIES, LLC

1235 WESTLAKES DRIVE, SUITE 295, BERWYN, PA 19312

 

STANNARD FINANCIAL SERVICES, LLC

504 EAST MAIN, PIPESTONE, MN 56164

 

STANWICH ADVISORS LLC

1 DOCK STREET, 6TH FLOOR, STAMFORD, CT 06902

 

STARK, SALTER & SMITH

28632 ROADSIDE DRIVE, SUITE 215, AGOURA, CA 91301

 

STARLIGHT INVESTMENTS, LLC

661 BERING DRIVE, SUITE #211, HOUSTON, TX 77057

Mailing Address: P.O. BOX 1290, HOUSTON, TX 77251

 

STARMONT CAPITAL LTD.

609 EAST POST ROAD S.E., CEDAR RAPIDS, IA 52403

 

STARSHAK WINZENBURG & CO

55 W. MONROE ST., SUITE 2530, CHICAGO, IL 60603-5008

 

STARWOOD CAPITAL, L.L.C.

591 WEST PUTNAM AVENUE, GREENWICH, CT 06830

 

STATE FARM VP MANAGEMENT CORP.

ONE STATE FARM PLAZA, BLOOMINGTON, IL 61710-0001

 

STATE STREET GLOBAL MARKETS, LLC

STATE STREET FINANCIAL CENTER, ONE LINCOLN STREET, BOSTON, MA 02111

Mailing Address: STATE STREET FINANCIAL CENTER, ONE LINCOLN STREET, 5TH FLOOR, BOSTON, MA 02111

 

STATESIDE SECURITIES, LLC

2002 SUMMIT BLVD, SUITE 1000, ATLANTA, GA 30319

Mailing Address: 2002 SUMMIT BLVD, SUITE 1000, ATLANTA, GA 30319

 

STATESMAN CORPORATE FINANCE, LLC

1900 WEST LOOP SOUTH, SUITE 1010, HOUSTON, TX 77027

 

STATETRUST INVESTMENTS INC.

800 BRICKELL AVENUE - SUITE 103, MIAMI, FL 33131

Mailing Address: 800 BRICKELL AVENUE - SUITE 100, MIAMI, FL 33131

 

STEBEN & COMPANY, INC.

2099 GAITHER ROAD, STE. 200, ROCKVILLE, MD 20850

Mailing Address: 2099 GAITHER ROAD, STE. 200, ROCKVILLE, MD 20850

 

STEPHEN A. KOHN & ASSOCIATES, LTD.

3232 SOUTH VANCE STREET, SUITE 210, LAKEWOOD, CO 80227

 

STEPHEN M. FERRETTI, INC.

C/O ACCOUNTING AND COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005

Mailing Address: C/O ACCOUNTING AND COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005

 

STEPHENS

111 CENTER STREET, LITTLE ROCK, AR 72201-3507

 

STERLING BENEFITS BROKERAGE, LLC

ONE COMMERCIAL PLACE, SUITE 1450, NORFOLK, VA 23510

Mailing Address: ONE COMMERCIAL PLACE, SUITE 1450, NORFOLK, VA 23510

 

STERLING ENTERPRISES GROUP, INC.

6827 FIRST AVENUE SOUTH, ST. PETERSBURG, FL 33707

Mailing Address: 138 107TH AVENUE SUITE 335, TREASURE ISLAND, FL 33706

 

STERLING INVESTMENT SERVICES, INC.

445 HAMILTON AVENUE, SUITE 1102, WHITE PLAINS, NY 10601

 

STERLING MONROE SECURITIES, LLC

168 FOREST AVENUE, LOCUST VALLEY, NY 11560

 

STERLING SMITH CORPORATION

4326A SCOTLAND, HOUSTON, TX 77007

 

STERLING, GRACE MUNICIPAL SECURITIES CORPORATION

100 SUMMERHILL ROAD, SPOTSWOOD, NJ 08884-1278

Mailing Address: 100 SUMMERHILL ROAD, SPOTSWOOD, NJ 08884

 

STERN BROTHERS & CO.

8000 MARYLAND AVE., SUITE 800, ST. LOUIS, MO 63105-3911

 

STERN CAPITAL LLC

708 THIRD AVENUE, SUITE 1610, NEW YORK, NY 10017

 

STERN FISHER EDWARDS INC

801 SOUTH FIGUEROA STREET, SUITE 2100, LOS ANGELES, CA 90017-2457

 

STERNE AGEE CLEARING INC

800 SHADES CREEK PARKWAY, SUITE 700, BIRMINGHAM, AL 35209

Mailing Address: 800 SHADES CREEK PKWY., SUITE 550, BIRMINGHAM, AL 35209

 

STERNE AGEE FINANCIAL SERVICES, INC.

800 SHADES CREEK PKWY., SUITE 700, BIRMINGHAM, AL 35209

Mailing Address: 800 SHADES CREEK PKWY, SUITE 550, BIRMINGHAM, AL 35209

 

STERNE, AGEE & LEACH, INC.

800 SHADES CREEK PARKWAY, SUITE 700, BIRMINGHAM, AL 35209

Mailing Address: 800 SHADES CREEK PARKWAY, SUITE 550, BIRMINGHAM, AL 35209

 

STEVEN D. CHANG GROUP, INC.

10 KELLERAN STREET, HOULTON, ME 04730-2006

 

STEVEN J. PERCIBALLI, INC.

C/O ACCOUNTING AND COMPLIANCE INTERNATIONAL, 40 WALL STREET - 34TH FLOOR, NEW YORK, NY 10005

Mailing Address: STEPHEN PERCIBALLI, 28 FIELDVIEW DRIVE, FORT SALONGA, NY 11768

 

STEVEN L. FALK & ASSOCIATES INC.

11280 GRANITE RIDGE DR SUITE 1042, LAS VEGAS, NV 89135

Mailing Address: 11280 GRANITE RIDGE DR SUITE 1024, LAS VEGAS, NV 89135

 

STEVEN R. JACOBSON, B/D

2600 NETHERLAND AVENUE, APT. 520, RIVERDALE, NY 10463

 

STIFEL, NICOLAUS & COMPANY, INCORPORATED

501 NORTH BROADWAY, ST. LOUIS, MO 63102

 

STINSON SECURITIES, LLC

55 FRANCISCO STREET, SUITE 800, SAN FRANCISCO, CA 94133

Mailing Address: 55 FRANCISCO ST., SAN FRANCISCO, CA 94133

 

STOCK TRADERS

16152 BEACH BLVD., SUITE 271, HUNTINGTON BEACH, CA 92647-3815

 

STOCK USA INVESTMENTS, INC

1717 ROUTE 6 SUITE 101, CARMEL, NY 10512

 

STOCKCROSS FINANCIAL SERVICES, INC.

9464 WILSHIRE BOULEVARD, BEVERLY HILLS, CA 90212

 

STOCKSHIELD, INC.

1801 CENTURY PARK EAST SUITE 1560, LOS ANGELES, CA 90067

 

STOEVER, GLASS & COMPANY INC.

30 WALL STREET, NEW YORK, NY 10005

 

STOFAN, AGAZZI & COMPANY, INC.

2801 BLACK ROAD SUITE 101, JOLIET, IL 60435

Mailing Address: 2801 BLACK ROAD, JOLIET, IL 60434

 

STONE & YOUNGBERG LLC

ONE FERRY BUILDING, SUITE 275, SAN FRANCISCO, CA 94111

 

STONE SECURITIES CORPORATION

BOSTON STOCK EXCHANGE, 4TH FLOOR, 100 FRANKLIN STREET, BOSTON, MA 02110

 

STONEBRIDGE ASSOCIATES, LLC

TEN POST OFFICE SQUARE, STE. 1330, BOSTON, MA 02109

 

STONEBRIDGE SECURITIES, LLC.

1201 3RD AVE. SUITE 3080, SEATTLE, WA 98101

 

STONECASTLE SECURITIES, LLC

120 WEST 45TH STREET, 14TH FLOOR, NEW YORK, NY 10036

 

STONECROFT SECURITIES LLC

23253 MEADOWVALE GLEN CT., DULLES, VA 20166

 

STONEGATE SECURITIES, INC.

5950 SHERRY LANE, SUITE 410, DALLAS, TX 75225

 

STONEHAVEN, LLC

275 MADISON AVENUE, SUITE 2002, NEW YORK, NY 10016

 

STONEHENGE SECURITIES, INC.

191 W. NATIONWIDE BLVD., SUITE 600, COLUMBUS, OH 43215

 

STONEHURST SECURITIES, INC.

101 PARKSHORE DRIVE, SUITE 100, FOLSOM, CA 95630-4726

Mailing Address: 101 PARKSHORE DIRVE, SUITE 100, FOLSOM, CA 95630-4726

 

STONERIDGE CAPITAL GROUP, LLC

2404 MEETING STREET, WAYZATA, MN 55391

 

STONEWALL INVESTMENTS, INC.

411 S. SANGAMON STREET, SUITE 5-B, CHICAGO, IL 60607

 

STONINGTON CORPORATION

342 WEST 22ND STREET, NEW YORK, NY 10011

Mailing Address: 300 PARK AVENUE, SUITE1700, NEW YORK, NY 10022

 

STONNINGTON GROUP, LLC

515 S. FIGUEROA STREET, SUITE 1100, LOS ANGELES, CA 90071

 

STORMHARBOUR SECURITIES LP

140 EAST 45TH STREET, 33RD FLOOR, NEW YORK, NY 10017-0034

 

STOUT CAUSEY CAPITAL CORPORATION

910 RIDGEBROOK ROAD, SPARKS, MD 21152

 

STOUT RISIUS ROSS ADVISORS, LLC

4000 TOWN CENTER, 20TH FLOOR, SOUTHFIELD, MI 48075

 

STRATA CAPITAL, INC.

1660 LINCOLN STREET, SUITE 2045, DENVER, CO 80264

 

STRATEGIC CAPITAL INVESTMENTS, LLC

3228 SHADBERRY CT., SALINE, MI 48176

Mailing Address: P.O. BOX 3, SALINE, MI 48176

 

STRATEGIC INVESTORS CORPORATION

58 W. MAIN ST., BOGOTA, NJ 07603

Mailing Address: P.O. BOX 92, PARAMUS, NJ 07652

 

STRATEGIC MARKETING SOLUTIONS LTD., LLC

591 REDWOOD HIGHWAY, SUITE 2310, MILL VALLEY, CA 94941

 

STRATEGIC POINT SECURITIES, LLC

220 WEST EXCHANGE STREET, PROVIDENCE, RI 02903

 

STRATTON CAPITAL MANAGEMENT, LTD.

575 MADISON AVENUE - SUITE 1006, NEW YORK, NY 10022

 

STRAUS CAPITAL, LLC

50 PRINCETON-HIGHTSTOWN ROAD, (SUITE J), PRINCETON JUNCTION, NJ 08550

 

STREAMLINE CAPITAL CORPORATION

1395 GREENWORTH PLACE, SANTA BARBARA, CA 93108

 

STREETCAPITAL, INC

300 COLONIAL CENTER PARKWAY, STE 260, ROSWELL, GA 30076

 

STRIKER SECURITIES, INC.

141 WEST JACKSON BLVD., SUITE 3602, CHICAGO, IL 60604

 

STRONG CITY SECURITIES LLC

24 LONG HILL RD, NEWTON, NJ 07860

 

STRONGTOWER FINANCIAL, INC.

7120 N. WHITNEY AVENUE, FRESNO, CA 93720-0153

Mailing Address: 7120 N. WHITNEY AVENUE, SUITE 105, FRESNO, CA 93720-0153

 

STROUSE, GREENBERG REALTY INVESTMENTS, INC.

200 S BROAD STREET,  3RD FLOOR, THE BELLEVUE, PHILADELPHIA, PA 19102

Mailing Address: 200 S. BROAD STREET, 3RD FLOOR, THE BELLEVUE, PHILADELPHIA, PA 19102

 

STRUCTURED CAPITAL RESOURCES CORPORATION

965 W. RALPH HALL PARKWAY, SUITE 105, ROCKWALL, TX 75032

 

STUART FRANKEL & CO., INCORPORATED

22 BAYVIEW AVE., 2TH FLOOR, MANHASSET, NY 11030

 

STUART PORTFOLIO CONSULTANTS, L.P.

223 EAST 83 STREET, SUITE 2, NEW YORK, NY 10028

 

STUDNESS RESEARCH, INC.

60 BINGHAM CIRCLE, MANHASSET, NY 11030-2104

 

STURDIVANT & CO. INC

PLAZA 1000 AT MAIN STREET, SUITE 200, VOORHEES, NJ 08043

 

STUYVESANT SQUARE ADVISORS, INC.

233 EAST 17TH STREET, PH 1, NEW YORK, NY 10003-3608

 

SUCCESS TRADE SECURITIES, INC.

1900 L. STREET NW, SUITE 525, WASHINGTON, DC 20036

 

SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP.

450 PARK AVENUE, NEW YORK, NY 10022

 

SUMMER STREET RESEARCH PARTNERS

1 BEACON STREET, 34TH FLOOR, BOSTON, MA 02108

Mailing Address: 1 BEACON STREET, 34TH FLOOR, BOSTON, MA 02108

 

SUMMIT BROKERAGE SERVICES, INC.

980 N. FEDERAL HIGHWAY, SUITE 310, BOCA RATON, FL 33432

Mailing Address: 980 NORTH FEDERAL HIGHWAY, SUITE 310, BOCA RATON, FL 33432

 

SUMMIT CAPITAL PARTNERS, LLC

2701 S. MINNESOTA AVE., STE. 6, SIOUX FALLS, SD 57105

 

SUMMIT EQUITIES, INC.

4 CAMPUS DRIVE, PARSIPPANY, NJ 07054-0413

 

SUMMIT SECURITIES GROUP LLC

150 EAST 52ND STREET, NEW YORK, NY 10022

 

SUMMITALLIANCE SECURITIES, L.L.C.

14785 PRESTON ROAD, STE. 1000, DALLAS, TX 75254

 

SUMNER HARRINGTON LTD.

11100 WAYZATA BLVD STE 170, MINNETONKA, MN 55305

 

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

ONE SUN LIFE EXECUTIVE PARK, WELLESLEY HILLS, MA 02481

 

SUN'S BROTHERS SECURITIES INC.

700 RICHARDS STREET, SUITE 1009, HONOLULU, HI 96813

 

SUNAMERICA CAPITAL SERVICES, INC.

HARBORSIDE FINANCIAL CENTER, 3200 PLAZA 5, JERSEY CITY, NJ 07311-4992

 

SUNBELT SECURITIES, INC.

5075 WESTHEIMER, SUITE 670, HOUSTON, TX 77056

Mailing Address: 5075 WESTHEIMER # 670, HOUSTON, TX 77056

 

SUNGARD INSTITUTIONAL BROKERAGE INC.

377 EAST BUTTERFIELD ROAD, SUITE 800, LOMBARD, IL 60148

 

SUNRISE SECURITIES CORP.

641 LEXINGTON AVENUE, 25TH FLOOR, NEW YORK, NY 10022

 

SUNSET FINANCIAL SERVICES, INC.

3520 BROADWAY, KANSAS CITY, MO 64111

Mailing Address: P.O. BOX 219365, KANSAS CITY, MO 64141-9365

 

SUNSTREET SECURITIES, LLC

6918 WEST MALDONADO ROAD, LAVEEN, AZ 85339

 

SUNTRUST INVESTMENT SERVICES, INC.

303 PEACHTREE CENTER AVE, SUITE 140, ATLANTA, GA 30303

 

SUNTRUST ROBINSON HUMPHREY, INC.

303 PEACHTREE STREET NE, SUITE 2300, ATLANTA, GA 30308

 

SUPERFUND USA, INC.

489 FIFTH AVENUE, NEW YORK, NY 10017

 

SUPERIOR FINANCIAL SERVICES,INC.

N168 W21931 MAIN STREET, JACKSON, WI 53037

Mailing Address: PO BOX 139, JACKSON, WI 53037

 

SUPPORT SERVICES FINANCIAL ADVISORS, INC.

7335 EAST ORCHARD RD, SUITE 200, GREENWOOD VILLAGE, CO 80111-2512

 

SURETY FINANCIAL SERVICES INC.

3375 PARK AVENUE, SUITE 3006, WANTAGH, NY 11793-3712

 

SURGE TRADING INC

885 3RD AVE, 18TH FLOOR, NEW YORK, NY 10022

 

SURKIS INCORPORATED

C/O ACCOUNTING AND COMPLIANCE INTERNATIONAL, 40 WALL STREET - 34TH FLOOR, NEW YORK, NY 10005

 

SUSQUEHANNA CAPITAL GROUP

401 CITY AVENUE, SUITE 220, BALA CYNWYD, PA 19004-1122

 

SUSQUEHANNA FINANCIAL GROUP, LLLP

401 CITY AVE, SUITE 220, BALA CYNWYD, PA 19004-1122

 

SUSQUEHANNA FIXED INCOME, L.P.

401 CITY AVENUE, BALA CYNWYD, PA 19004

 

SUSTAINABILITY INVESTMENTS, LLC

400 SKOKIE BOULEVARD, SUITE 415, NORTHBROOK, IL 60062

 

SUTTER SECURITIES INCORPORATED

220 MONTGOMERY STREET, SUITE 1700, SAN FRANCISCO, CA 94104

Mailing Address: 220 MONTGOMERY STREET, SUITE 1700, SAN FRANCISCO, CA 94104-1609

 

SVA FINANCIAL SERVICES, LLC

1221 JOHN Q. HAMMONS DRIVE, MADISON, WI 53717

 

SVB SECURITIES, A NON-BANK AFFILIATE OF SILICON VALLEY BANK

3003 TASMAN DRIVE, SANTA CLARA, CA 95054

 

SVG NORTH AMERICA INC.

ONE BOSTON PLACE, SUITE 3875, BOSTON, MA 02108-4407

 

SWARTWOOD, HESSE INC.

720 RT 284, WESTTOWN, NY 10998

Mailing Address: P.O. 247, WESTTOWN, NY 10998

 

SWBC INVESTMENT SERVICES, LLC

9311 SAN PEDRO, STE 600, SAN ANTONIO, TX 78216

 

SWEDBANK FIRST SECURITIES, LLC

570 LEXINGTON AVENUE, 35 FLOOR, NEW YORK, NY 10022

 

SWENEY CARTWRIGHT & COMPANY

17 SOUTH HIGH STREET SUITE 300, COLUMBUS, OH 43215-3438

 

SWIFTSURE SECURITIES LLC

1201 THIRD AVENUE, SUITE 1601, SEATTLE, WA 98101

 

SWISS RE CAPITAL MARKETS CORPORATION

55 EAST 52ND STREET, NEW YORK, NY 10055

 

SWORD SECURITIES CORPORATION

34 CHAMBERS STREET, PRINCETON, NJ 08540-3708

 

SWS FINANCIAL SERVICES

1201 ELM STREET, SUITE 3500, DALLAS, TX 75270

 

SYCAMORE FINANCIAL GROUP

2713 ROCKFORD LANE, KOKOMO, IN 46902-4058

Mailing Address: P.O. BOX 4058, KOKOMO, IN 46904-4058

 

SYKES FINANCIAL SERVICES LLC

213 N MARKET ST, SUITE 201, WASHINGTON, NC 27889

 

SYMETRA INVESTMENT SERVICES, INC.

777 108TH AVENUE NE, SUITE 1200, KC-6, BELLEVUE, WA 98004

Mailing Address: P.O. BOX 34695, SEATTLE, WA 98124-1695

 

SYMETRA SECURITIES, INC.

KEY CENTER - 6, 777 108TH AVE NE, SUITE 1200, BELLEVUE, WA 98004-5135

Mailing Address: PO BOX 34690, SEATTLE, WA 98124-1690

 

SYMPHONIC SECURITIES LLC

570 LEXINGTON AVENUE, NEW YORK, NY 10022

 

SYNDICATED CAPITAL, INC.

1299 OCEAN AVENUE 2ND FLOOR, SANTA MONICA, CA 90401

 

SYNERGY ADVISORS, LLC

840 APOLLO STREET, SUITE 813, EL SEGUNDO, CA 90245

Mailing Address: 840 APOLLO STREET, SUITE 213, EL SEGUNDO, CA 90245

 

SYNERGY CAPITAL I, LLC

61 BROADWAY, SUITE 1110, NEW YORK, NY 10006

 

SYNERGY INVESTMENT GROUP, LLC

8320 UNIVERSITY EXECUTIVE PARK DRIVE, SUITE 112, CHARLOTTE, NC 28262

Mailing Address: 8320 UNIVERSITY EXECUTIVE PARK DRIVE, CHARLOTTE, NC 28262

 

SYNOVUS SECURITIES, INC.

1137 FIRST AVENUE - 2ND FLOOR, COLUMBUS, GA 31901

Mailing Address: P.O. BOX 2628, COLUMBUS, GA 31902-2628

 

SYSTEMATIZED BENEFITS ADMINISTRATORS, INC.

ONE ORANGE WAY, C1S, WINDSOR, CT 06095

Last Updated: 11/4/2009