finra

Firms We Regulate - T

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T CAPITAL FUNDING, LLC

610 N. WYMORE ROAD, SUITE 120, MAITLAND, FL 32751

 

T. ROWE PRICE INVESTMENT SERVICES, INC.

100 E PRATT ST, BALTIMORE, MD 21202

 

T.R. WINSTON & COMPANY, LLC

376 MAIN STREET, BEDMINSTER, NJ 07921-2613

Mailing Address: P.O. BOX 74, 376 MAIN STREET, BEDMINSTER, NJ 07921

 

T.S. PHILLIPS INVESTMENTS, INC.

3555 NW 58TH STREET, STE 600, OKLAHOMA CITY, OK 73112

 

TAG SECURITIES, INC.

1355 GREENWOOD CLIFF, SUITE 250, CHARLOTTE, NC 28204

 

TAG WEALTH MANAGEMENT, LLC

20815 N CAVE CREEK ROAD, PHOENIX, AZ 85024

 

TAGLICH BROTHERS, INC.

790 NEW YORK AVENUE, SUITE 209, HUNTINGTON, NY 11743

 

TALENTED TENTH INVESTMENTS INC.

676 RIVERSIDE DR, NEW YORK, NY 10031-0606

Mailing Address: P.O. BOX 606, HAMILTON GRANGE STATION, NEW YORK, NY 10031-0606

 

TANDEM SECURITIES, INC.

3706 SW TOPEKA BOULEVARD, SUITE 420, TOPEKA, KS 66609

Mailing Address: 3706 W TOPEKA BOULEVARD, SUITE 420, TOPEKA, KS 66609

 

TANGENT CAPITAL PARTNERS, LLC

135 E 57TH STREET, 23RD FLOOR, NEW YORK, NY 10022

 

TAP SECURITIES LLC

152 WEST 57TH STREET, 34TH FLOOR, NEW YORK, NY 10019

 

TAVIRA SECURITIES US LLC

1111 BRICKELL AVENUE, 11TH FLOOR, MIAMI, FL 33131

 

TAYLOR CAPITAL MANAGEMENT INC.

2230 TOWNE LAKE PKWY, BLDG 800-STE 130, WOODSTOCK, GA 30189

 

TAYLOR FINANCIAL SERVICES, LLC

1128 16TH ST., NW, WASHINGTON, DC 20036

 

TAYLOR SECURITIES, INC.

100 WINNERS CIRCLE, SUITE 400, BRENTWOOD, TN 37027

 

TCADVISORS NETWORK INC.

7103 SOUTH REVERE PARKWAY, CENTENNIAL, CO 80112-3992

 

TCC SECURITIES, LLC

135 S. LASALLE STREET, SUITE 2130, CHICAGO, IL 60603

 

TCFG WEALTH MANAGEMENT, LLC

28202 CABOT ROAD, SUITE 300, LAGUNA NIGUEL, CA 92677

 

TCG SECURITIES, L.L.C.

1001 PENNSYLVANIA AVE., NW, SUITE 220 SOUTH, WASHINGTON, DC 20004-2505

 

TCT SECURITIES & DERIVATIVES, LLC

1111 BRICKELL AVENUE, SUITE 2100, MIAMI, FL 33131

 

TCW FUNDS DISTRIBUTORS

865 S. FIGUEROA ST., SUITE 1800, LOS ANGELES, CA 90017

 

TD AMERITRADE CLEARING, INC.

200 SOUTH 108TH AVENUE, OMAHA, NE 68154

 

TD AMERITRADE, INC.

200 SOUTH 108TH AVENUE, OMAHA, NE 68154

Mailing Address: 200 SOUTH 108TH AVENUE, OMAHA, NE 68154

 

TD PRIVATE CLIENT WEALTH LLC

444 MADISON AVENUE, 11TH FLOOR, NEW YORK, NY 10022

 

TD SECURITIES (USA) LLC

31 WEST 52ND STREET, NEW YORK, NY 10019-6101

 

TEACHERS FINANCIAL INVESTMENT CORPORATION

23441 SOUTH POINTE DRIVE, STE 150, LAGUNA HILLS, CA 92653

 

TEACHERS PERSONAL INVESTORS SERVICES, INC.

730 THIRD AVE, 15 TH FLOOR, NEW YORK, NY 10017-3206

Mailing Address: 730 THIRD AVE, 12TH FLOOR, MAIL STOP 730/12/01, NEW YORK, NY 10017

 

TECKMEYER FINANCIAL SERVICES, L.L.C.

11104 JOHN GALT BLVD., OMAHA, NE 68137-2307

 

TELSEY ADVISORY GROUP LLC

535 FIFTH AVE., 12TH FLOOR, NEW YORK, NY 10017

 

TEMPER OF THE TIMES INVESTOR SERVICES, INC.

111 PLEASANT RIDGE ROAD, HARRISON, NY 10528

 

TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.

ONE FRANKLIN PARKWAY, SAN MATEO, CA 94403-1906

Mailing Address: P. O. BOX 7777, SAN MATEO, CA 94403-7777

 

TENECA, LLC

5200 WILLSON ROAD, SUITE 203, EDINA, MN 55424

 

TENEO SECURITIES LLC

601 LEXINGTON AVENUE, 45TH FLOOR, NEW YORK, NY 10022

 

TERRA CAPITAL MARKETS LLC

805 THIRD AVENUE, NEW YORK, NY 10022

 

TERRANOVA CAPITAL EQUITIES, INC

708 THIRD AVENUE, #210, NEW YORK, NY 10017

Mailing Address: 708 THIRD AVENUE, #210, NEW YORK, NY 10017

 

TESSERA CAPITAL PARTNERS, LLC

125 SULLY'S TRAIL, SUITE 4B, PITTSFORD, NY 14534

Mailing Address: 125 SULLY'S TRAIL, SUITE 4B, PITTSFORD, NY 14534

 

TEXAKOMA FINANCIAL, INC.

5601 GRANITE PARKWAY, SUITE 600, PLANO, TX 75024

 

TEXAS CORPORATE CAPITAL ADVISORS

100 CRESCENT COURT, SUITE 700, DALLAS, TX 75201

 

TEXAS SECURITIES, INC.

4024 NAZARENE, SUITE B, CARROLLTON, TX 75010

 

TFA SECURITIES, INC.

400 CONTINENTAL BLVD., SUITE 320, EL SEGUNDO, CA 90245

 

TFG EQUITIES, INC.

6111 BROKEN SOUND PARKWAY, NW, SUITE 150, BOCA RATON, FL 33487

Mailing Address: 6111 BROKEN SOUND PARKWAY, SUITE 150, BOCA RATON, FL 33487

 

TFS DERIVATIVES CORPORATION

32 OLD SLIP 34TH FLOOR, NEW YORK, NY 10005

 

TFS SECURITIES, INC.

437 NEWMAN SPRINGS ROAD, LINCROFT, NJ 07738

 

TGP SECURITIES, INC.

6 GLENDALE ROAD, SUMMIT, NJ 07901

 

THE BAKER GROUP, LP

1601 NW EXPRESSWAY, SUITE 2000, OKLAHOMA CITY, OK 73118-1426

 

THE BANK STREET GROUP L.L.C.

4 LANDMARK SQUARE, 3RD FL., STAMFORD, CT 06901

 

THE BENCHMARK COMPANY, LLC

40 FULTON STREET, 19TH FLOOR, NEW YORK, NY 10038

Mailing Address: 40 FULTON STREET, 19TH FLOOR, NEW YORK, NY 10038

 

THE BOND HOUSE

6219 NW PINE RIDGE ROAD, PARKVILLE, MO 64152

 

THE BUCKINGHAM RESEARCH GROUP INCORPORATED

750 THIRD AVENUE, 6TH FLOOR, NEW YORK, NY 10017

Mailing Address: 750 THIRD AVENUE, NEW YORK, NY 10017

 

THE CAPITAL GROUP SECURITIES, INC.

1220 PONTIAC AVENUE, STE 301, CRANSTON, RI 02920

Mailing Address: 1220 PONTIAC AVENUE, SUITE 301, CRANSTON, RI 02920

 

THE CARNEY GROUP, INCORPORATED

135 S.E. 5TH AVENUE, SUITE 202, DELRAY BEACH, FL 33483

 

THE CHAMPION GROUP, INC.

401 E. SONTERRA BLVD, SUITE 215, SAN ANTONIO, TX 78258

Mailing Address: 401 E. SONTERRA BLVD, SUITE #215, SAN ANTONIO, TX 78258

 

THE COURTNEY GROUP, LLC

500 NEWPORT CENTER DRIVE, SUITE 580, NEWPORT BEACH, CA 92660

 

THE DARCY GROUP LLC

500 S. SALINA STREET, SYRACUSE, NY 13202

 

THE ENTERPRISE SECURITIES COMPANY

30301 NORTHWESTERN HIGHWAY, SUITE 200, FARMINGTON HILLS, MI 48334

 

THE FIG GROUP, LLC

3710 RAWLINS, SUITE 975, DALLAS, TX 75219

 

THE FINANCIAL ADVANTAGE COMPANY

423 LAZY BLUFF, SAN ANTONIO, TX 78216-1617

Mailing Address: P.O. BOX 160546, SAN ANTONIO, TX 78280-2746

 

THE FRAZER LANIER COMPANY, INCORPORATED

300 WATER STREET, MONTGOMERY, AL 36103

Mailing Address: P.O. BOX 5190, MONTGOMERY, AL 36103

 

THE GARBACZ GROUP INC

655 CRAIG ROAD, SUITE 104, ST. LOUIS, MO 63141

 

THE GMS GROUP, LLC

5N REGENT STREET STE 513, LIVINGSTON, NJ 07039-9850

 

THE GROWTH GROUP

31 FLINTLOCK LANE, BELL CANYON, CA 91307

 

THE HINA GROUP, INC.

TWO EMBARCADERO CENTER, SUITE 2310, SAN FRANCISCO, CA 94111

 

THE HUNTINGTON INVESTMENT COMPANY

41 SOUTH HIGH STREET, 7TH FLOOR, COLUMBUS, OH 43287-6101

 

THE HUTCHISON COMPANY

1200 BROAD STREET SUITE 205, DURHAM, NC 27705-3573

 

THE INVESTMENT CENTER, INC.

1420 ROUTE 206 NORTH SUITE 210, BEDMINSTER, NJ 07921

Mailing Address: 1420 ROUTE 206 NORTH, BOX 770, BEDMINSTER, NJ 07921

 

THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.

30B VREELAND ROAD, STE 210, FLORHAM PARK, NJ 07932

 

THE KELT GROUP, LLC

3757 STATE STREET, SUITE 3A, SANTA BARBARA, CA 93105

 

THE KLEIN GROUP, LLC

640 5TH AVENUE, 12TH FLOOR, NEW YORK, NY 10019

Mailing Address: 640 5TH AVENUE, 12TH FLOOR, NEW YORK, NY 10019

 

THE LEADERS GROUP, INC.

26 W. DRY CREEK CIRCLE, SUITE 575, LITTLETON, CO 80120-4475

 

THE LOGAN GROUP SECURITIES

2150 DOUGLAS BLVD. SUITE 240, ROSEVILLE, CA 95661

Mailing Address: P.O. BOX 2059, GRANITE BAY, CA 95746

 

THE LUGANO GROUP INCORPORATED

650 POYDRAS STREET, SUITE 1400, NEW ORLEANS, LA 70130-6116

Mailing Address: 650 POYDRAS STREET, SUITE 1400, NEW ORLEANS, LA 70130-6116

 

THE M & A GROUP - SORENSEN FREELAND PARTNERS, LLC

3565 IDS CENTER, 80 SOUTH 8TH STREET, MINNEAPOLIS, MN 55402

 

THE NEW PENFACS INC.

24 STILES ROAD, SUITE 201B, SALEM, NH 03079

 

THE O.N. EQUITY SALES COMPANY

ONE FINANCIAL WAY, CINCINNATI, OH 45242

Mailing Address: P.O. BOX 371, CINCINNATI, OH 45201-0371

 

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.

701 XENIA AVE. SOUTH, SUITE 100, GOLDEN VALLEY, MN 55416-1089

 

THE OIL & GAS ASSET CLEARINGHOUSE II, LLC

500 N SAM HOUSTON PKWY W, STE 150, HOUSTON, TX 77067

Mailing Address: P.O. BOX 671787, HOUSTON, TX 77267-1787

 

THE ORR GROUP, LLC

110 SOUTH STRATFORD ROAD, SUITE 402, WINSTON-SALEM, NC 27104

 

THE REID GROUP LLC

1221 AVENUE OF THE AMERICAS, 42ND FLOOR, NEW YORK, NY 10020

 

THE ROCKWELL FINANCIAL GROUP, INC.

2 WILLIAM STREET, SUITE # 403, WHITE PLAINS, NY 10601

 

THE SECURITIES CENTER, INC.

245 "E" STREET, CHULA VISTA, CA 91910-2942

Mailing Address: 245 E STREET, CHULA VISTA, CA 91910-2942

 

THE SECURITIES GROUP, LLC

6465 NORTH QUAIL HOLLOW ROAD, SUITE 400, MEMPHIS, TN 38120-1417

 

THE SILVERFERN GROUP, INC.

599 LEXINGTON AVENUE, 47TH FLOOR, NEW YORK, NY 10022

 

THE SPARTAN GROUP

39 E. UNION STREET, PASADENA, CA 91103

 

THE STRATEGIC ALLIANCE CORPORATION

132 NORTH 1ST STREET, ALBERMARLE, NC 28001

Mailing Address: POST OFFICE BOX 1517, ALBEMARLE, NC 28002

 

THE STRATEGIC FINANCIAL ALLIANCE, INC.

2200 CENTURY PARKWAY, SUITE 500, ATLANTA, GA 30345

Mailing Address: 2200 CENTURY PARKWAY, SUITE 500, ATLANTA, GA 30345

 

THE STURGES COMPANY

5784 ROYAL LYTHAM COURT, DUBLIN, OH 43017-1130

 

THE TAVENNER COMPANY

4910 MECHANICSBURG RD., SPRINGFIELD, OH 45502

Mailing Address: P.O. BOX 1368, SPRINGFIELD, OH 45501-1368

 

THE TIDAL GROUP, INC.

5501 MID CITIES PARKWAY, SUITE 100, SCHERTZ, TX 78154-2413

 

THE TRANSPORTATION GROUP (SECURITIES) LIMITED

261 MADISON AVENUE, SUITE 1504, NEW YORK, NY 10016

 

THE VALENCE GROUP, LLC

489 5TH AVENUE, 30TH FLOOR, NEW YORK, NY 10017

 

THE VERTICAL GROUP

417 FIFTH AVENUE, 6TH FLOOR, NEW YORK, NY 10016

 

THE WILLIAMS CAPITAL GROUP, L.P.

650 FIFTH AVENUE, 11TH FLOOR, NEW YORK, NY 10019

 

THE WINDMILL GROUP, INC.

253 ROUTE 202, SOMERS, NY 10589

Mailing Address: P.O. BOX 295, SOMERS, NY 10589

 

THE WINNING EDGE FINANCIAL GROUP

75 MADISON AVE., CLIFTON, NJ 07011-2716

 

THE YALE GROUP, INC.

725 NEWPORT STREET, DENVER, CO 80220

 

THEMIS TRADING LLC

10 TOWN SQUARE, SUITE 100, CHATHAM, NJ 07928

 

THIRD SEVEN CAPITAL LLC

30 IRVING PLACE, 10TH FLOOR, NEW YORK, NY 10003

 

THOMAS CAPITAL GROUP, INC.

4221 HARBORVIEW DRIVE, SUITE 200, GIG HARBOR, WA 98332

 

THOMAS M. NIXON & ASSOCIATES, INC.

4775 WALLINGFORD STREET, PITTSBURGH, PA 15213-1711

 

THOMAS P. REYNOLDS SECURITIES LTD.

25 NEWBRIDGE ROAD, SUITE 205, HICKSVILLE, NY 11801

 

THOMASLLOYD CAPITAL LLC

427 BEDFORD ROAD, PLEASANTVILLE, NY 10570

 

THOMPSON DAVIS & CO., INC.

15 SOUTH 5TH STREET, RICHMOND, VA 23219

Mailing Address: PO BOX 1854, RICHMOND, VA 23218

 

THORNBURG SECURITIES CORPORATION

2300 NORTH RIDGETOP ROAD, SANTA FE, NM 87506

 

THORNHILL SECURITIES, INC.

336 SOUTH CONGRESS AVE. STE. 200, AUSTIN, TX 78704

 

THORNTON FARISH INC.

3500 EASTERN BLVD, SUITE 210, MONTGOMERY, AL 36116-1781

 

THOROUGHBRED FINANCIAL SERVICES, LLC

5110 MARYLAND WAY, SUITE 300, BRENTWOOD, TN 37027

 

THRASHER & CHAMBERS, INC.

1001 SE 28TH STREET, SUITE 1, BENTONVILLE, AR 72712-6706

 

THREADSTONE ADVISORS, LLC

477 MADISON AVE., 24TH FLOOR, NEW YORK, NY 10022

 

THREE LAKES SECURITIES, LLC

3113 WEST BELTLINE HWY., MADISON, WI 53713-2830

Mailing Address: PO BOX 8950, MADISON, WI 53708-8950

 

THREE OCEAN SECURITIES LLC

551 FIFTH AVENUE, SUITE 3800, NEW YORK, NY 10176

Mailing Address: 551 FIFTH AVENUE, SUITE 3800, NEW YORK, NY 10176

 

THREE RIVERS BROKERAGE, LLC

650 FIFTH AVENUE, 10TH FLOOR, NEW YORK, NY 10019

 

THRIVENT INVESTMENT MANAGEMENT INC.

625 FOURTH AVENUE SOUTH, MINNEAPOLIS, MN 55415-1665

 

THS LTD.

9 WEST 8TH STREET, #2, NEW YORK, NY 10011

Mailing Address: 9 WEST 8TH STREET, #2, NEW YORK, NY 10011

 

THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.

9000 KEYSTONE CROSSING, SUITE 740, INDIANAPOLIS, IN 46240-2142

 

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

730 THIRD AVENUE, NEW YORK, NY 10017-3206

Mailing Address: 8500 ANDREW CARNEGIE BOULEVARD, MAIL STOP SSC/C2/08, CHARLOTTE, NC 28262-8500

 

TIER ONE PARTNERS, INC.

2227 DONATO DR., BELLEAIRE BEACH, FL 33786

 

TIGRESS FINANCIAL PARTNERS, LLC

500 FIFTH AVENUE, SUITE 1520, NEW YORK, NY 10110

 

TIMBER HILL LLC

ONE PICKWICK PLAZA, SUITE 200, GREENWICH, CT 06830

 

TIME EQUITIES SECURITIES LLC

55 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10003

Mailing Address: 55 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10003

 

TIMECAPITAL SECURITIES CORPORATION

ONE ROOSEVELT AVENUE, PORT JEFFERSON STATION, NY 11776-3336

 

TIMOTHY PARTNERS, LTD.

1055 MAITLAND CENTER COMMONS, MAITLAND, FL 32751

 

TITAN SECURITIES

14801 QUORUM DR, SUITE 260, DALLAS, TX 75254

 

TITLEIST ASSET MANAGEMENT, LTD.

777 SONTERRA BOULEVARD SUITE 330, SAN ANTONIO, TX 78258

Mailing Address: 777 SONTERRA BOULEVARD SUITE 330, SAN ANTONIO, TX 78258

 

TITUS ROCKEFELLER, LLC

181 POST ROAD WEST, WESTPORT, CT 06880

 

TJM INVESTMENTS, LLC

318 W. ADAMS STREET 9TH FLOOR, CHICAGO, IL 60606

 

TLG LENOX, LLC

3384 PEACHTREE ROAD NE, SUITE 300, ATLANTA, GA 30326

 

TLS FINANCIAL SERVICES, INC.

920 PROVIDENCE RD, SUITE 203, TOWSON, MD 21286-2977

 

TM CAPITAL CORP.

641 LEXINGTON AVENUE, 30TH FLOOR, NEW YORK, NY 10022

 

TMC BONDS L.L.C.

825 THIRD AVENUE- 14TH FL., NEW YORK, NY 10022

Mailing Address: 825 THIRD AVENUE- 14TH FL., NEW YORK, NY 10022

 

TMR BAYHEAD SECURITIES, LLC

29 HULSE LANDING, BRICK, NJ 08723

 

TNCP, LLC

60 LONG RIDGE ROAD, SUITE 307, STAMFORD, CT 06902

 

TOBIN & COMPANY SECURITIES LLC

112 SOUTH TRYON STREET, SUITE 1760, CHARLOTTE, NC 28284

 

TOCQUEVILLE SECURITIES L.P.

40 WEST 57TH STREET, 19TH FLOOR, NEW YORK, NY 10019

 

TOD'S POINT CAPITAL LLC

100 FIRST STAMFORD PLACE, STAMFORD, CT 06902

Mailing Address: 100 FIRST STAMFORD PLACE, STAMFORD, CT 06902

 

TONTINE INVESTMENT GROUP, LLC

521 JAEGER DRIVE, DELRAY BEACH, FL 33444

 

TOP CAPITAL ADVISORS, INC.

3620 KENSLEY DRIVE, INGLEWOOD, CA 90305-2232

Mailing Address: 3620 KENSLEY DRIVE, INGLEWOOD, CA 90305

 

TOPEKA CAPITAL MARKETS INC.

40 WALL STREET, 17TH FLOOR, NEW YORK, NY 10006

 

TOR BROKERAGE LLC

9019 RIVER ROAD, 2ND FLOOR, NORTH BERGEN, NJ 07047

 

TORA TRADING SERVICES, LLC

1440 CHAPIN AVENUE, SUITE 205, BURLINGAME, CA 94010

 

TORCH PARTNERS CORPORATE FINANCE INC

33 CAVENDISH SQUARE, LONDON, W1G 0PW UK

 

TORCH SECURITIES, LLC

4006 AUSTIN MEADOW DRIVE, SUGAR LAND, TX 77479

 

TORINO CAPITAL LLC

777 THIRD AVENUE, SUITE 23B, NEW YORK, NY 10017

 

TORSIELLO SECURITIES, INC.

3 TIMES SQUARE, 9TH FLOOR, NEW YORK, NY 10036

 

TOUCHSTONE SECURITIES, INC.

303 BROADWAY, SUITE 1100, CINCINNATI, OH 45202

 

TOURMALINE PARTNERS, LLC

680 WASHINGTON BLVD., 10TH FLOOR, STAMFORD, CT 06901

 

TOUSSAINT CAPITAL PARTNERS, LLC

13 BROADWAY, SUITE 2, FREEHOLD, NJ 07728

 

TOV CAPITAL MARKETS, INC.

1000 BRICKELL AVENUE, SUITE 1112, MIAMI, FL 33131

 

TOWERBROOK FINANCIAL, L.P.

PARK AVENUE TOWER, 65 EAST 55TH STREET, NEW YORK, NY 10022

 

TOWN HALL

301 W BARBEE CHAPEL ROAD, SUITE 200, CHAPEL HILL, NC 27517

 

TOYOTA FINANCIAL SERVICES SECURITIES USA CORPORATION

19001 SOUTH WESTERN AVENUE, NF10, TORRANCE, CA 90501

 

TPEG SECURITIES, LLC

700 N. CARROLL AVE., SUITE 110, SOUTHLAKE, TX 76092

Mailing Address: 700 N. CARROLL AVE. SUITE 110, SOUTHLAKE, TX 76092

 

TPG CAPITAL BD, LLC

301 COMMERCE STREET, STE 3300, FORT WORTH, TX 76102

 

TRACK DATA SECURITIES CORPORATION

1122 CONEY ISLAND AVENUE, BROOKLYN, NY 11230

 

TRADE INFORMATICS LLC

2700 WESTCHESTER AVENUE, SUITE 107, PURCHASE, NY 10577

Mailing Address: 2700 WESTCHESTER AVENUE, SUITE 107, PURCHASE, NY 10577

 

TRADE MANAGE CAPITAL, INC.

299 MARKET STREET, SADDLE BROOK, NJ 07663

 

TRADE MONSTER

10 S. RIVERSIDE PLAZA, SUITE 2050, CHICAGO, IL 60606

 

TRADE-PMR INC.

2511 NW 41ST STREET, GAINESVILLE, FL 32606

Mailing Address: P.O. BOX 358230, GAINESVILLE, FL 32635-8230

 

TRADEFIRE, INC.

6315 BOATHOUSE RD., STE. 200, WILMINGTON, NC 28043

 

TRADEKING

888 E. LAS OLAS BLVD, SUITE 300, FORT LAUDERDALE, FL 33301

 

TRADELINK SECURITIES, LLC

71 S. WACKER DR. SUITE 1900, CHICAGO, IL 60606

 

TRADERFIELD SECURITIES INC.

70 BROAD ST, NEW YORK, NY 10004-2313

 

TRADESPOT MARKETS INC.

13900 SW 24TH STREET, DAVIE, FL 33325

 

TRADESTATION SECURITIES, INC.

8050 SW 10TH STREET, SUITE 2000, PLANTATION, FL 33324

Mailing Address: 8050 SW 10TH STREET, SUITE 2000, PLANTATION, FL 33324

 

TRADEWEB DIRECT LLC

1177 AVENUE OF THE AMERICAS, FLOOR 32, NEW YORK, NY 10036

 

TRADEWEB L.L.C

1177 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

 

TRADEWORX SECURITIES LLC

10 BROAD STREET, RED BANK, NJ 07701

 

TRADIER BROKERAGE, INC.

11016 RUSHMORE DR., SUITE 350, CHARLOTTE, NC 28277

Mailing Address: PO BOX 49056, CHARLOTTE, NC 28277

 

TRADINGBLOCK

311 S. WACKER DR., STE 650, CHICAGO, IL 60606

 

TRADINGSCREEN BROKERAGE SERVICES LLC

215 PARK AVENUE SOUTH, SUITE 1300, NEW YORK, NY 10003

 

TRADITION ASIEL SECURITIES INC.

255 GREENWICH STREET, 4TH FLOOR, NEW YORK, NY 10007

Mailing Address: 255 GREENWICH STREET, 4TH FLOOR, NEW YORK, NY 10007

 

TRANS-CAP SECURITIES, INC

71 PADDINGTON CIRCLE, SMITHTOWN, NY 11787

Mailing Address: PO BOX 5335, HAUPPAUGE, NY 11788-0141

 

TRANSACT CAPITAL SECURITIES, LLC

7400 BEAUFONT SPRINGS DR., SUITE 105, RICHMOND, VA 23225

 

TRANSACTIONDRIVERS LLC

1000 MANNING AVENUE, LOS ANGELES, CA 90024

 

TRANSAM SECURITIES, INC.

1111 DOUGLAS AVENUE, ALTAMONTE SPRINGS, FL 32714

 

TRANSAMERICA CAPITAL, INC.

4600 S. SYRACUSE STREET, SUITE 1100, DENVER, CO 80237

 

TRANSAMERICA FINANCIAL ADVISORS, INC

570 CARILLON PARKWAY, ST. PETERSBURG, FL 33716-1202

Mailing Address: P.O. BOX 9053, CLEARWATER, FL 33758-9053

 

TRANSAMERICA INVESTORS SECURITIES CORPORATION

440 MAMARONECK AVENUE, HARRISON, NY 10528

 

TRANSCEND CAPITAL

6500 RIVER PLACE BLVD., BLDG 1, SUITE 200, AUSTIN, TX 78730

 

TRANSNATIONAL CAPITAL CORP.

420 LEXINGTON AVENUE, SUITE 300, NEW YORK, NY 10170

 

TRANSPACIFIC GROUP LLC

485 MADISON AVENUE, SUITE 1500, NEW YORK, NY 10022

 

TRANSWESTERN CAPITAL MARKETS, LLC

155 S. MADISON STREET, SUITE 210, DENVER, CO 80209

 

TRAVERSI CAPITAL ADVISORS, LLC

71 STEVENSON STREET, SUITE 400, SAN FRANCISCO, CA 94105

 

TREASURE FINANCIAL CORP.

777 S. CENTRAL EXPRESSWAY, SUITE 101, RICHARDSON, TX 75080

 

TREASURY BROKERAGE

480 LYTTON AVENUE, SUITE 2, PALO ALTO, CA 94301

 

TREECE FINANCIAL SERVICES CORP.

6800 W. CENTRAL AV. UNIT G., TOLEDO, OH 43617-1112

Mailing Address: 6800 W. CENTRAL AV. UNIT G, TOLEDO, OH 43617-1112

 

TRESTLE POINT, LLC

60 SOUTH MAIN STREET, SUITE 102, MEMPHIS, TN 38103

 

TREVOR, COLE, REID, & MONROE, INC.

641 LEXINGTON AVENUE, NEW YORK, NY 10022

Mailing Address: 641 LEXIINGTON AVENUE, NEW YORK, NY 10022

 

TRG ADVISORS, INC.

6500 SHERIDAN DR., STE 110, AMHERST, NY 14221

 

TRI-STAR FINANCIAL

5718 WESTHEIMER SUITE 950, HOUSTON, TX 77057

 

TRIAD ADVISORS, INC.

5185 PEACHTREE PARKWAY, SUITE 280, NORCROSS, GA 30092

 

TRIAD SECURITIES CORP

111 BROADWAY 11TH FLOOR, NEW YORK, NY 10006-9401

 

TRIAGO

499 PARK AVENUE, SUITE 2001, NEW YORK, NY 10022

Mailing Address: 499 PARK AVE, FL 20, NEW YORK, NY 10022-1231

 

TRIANGLE SECURITIES, LLC

1301 ANNAPOLIS DRIVE, RALEIGH, NC 27608

 

TRICOR FINANCIAL, LLC

10501 W GOWAN ROAD, SUITE 260, LAS VEGAS, NV 89129

 

TRIDENT PARTNERS LTD.

181 CROSSWAYS PARK DRIVE, WOODBURY, NY 11797

 

TRINITY WEALTH SECURITIES, L.L.C.

132 W. WASHINGTON AVE - SUITE 200, ST. LOUIS, MO 63122

 

TRIPLE A PARTNERS LLC

1714 16TH STREET, SANTA MONICA, CA 90404

Mailing Address: 1714 16TH STREET, SUITE 1750, SANTA MONICA, CA 90404

 

TRIPLESHOT

21 SCHOOL STREET, THIRD FLOOR, BOSTON, MA 02108

 

TRIPLETREE, LLC

3600 MINNESOTA DRIVE, SUITE 200, EDINA, MN 55435

 

TRIPOINT GLOBAL EQUITIES, LLC

130 WEST 42ND STREET, 10TH FL, NEW YORK, NY 10036

 

TRITAURIAN CAPITAL, INCORPORATED

261 MADISON AVENUE, 9TH FLOOR, NEW YORK, NY 10016

 

TRITON PACIFIC CAPITAL, LLC

11900 WEST OLYMPIC BLVD., SUITE 720, LOS ANGELES, CA 90064

 

TRITON PACIFIC SECURITIES, LLC

10877 WILSHIRE BLVD, 12TH FLOOR, LOS ANGELES, CA 90024

 

TRIUMPH GLOBAL SECURITIES, LTD.

630 NINTH AVENUE, SUITE 402, NEW YORK, NY 10036

Mailing Address: 45 ROCKEFELLER PLAZA, PMB 16, 20TH FLOOR, NEW YORK, NY 10111

 

TRIUMPH SECURITIES CORPORATION

555 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10017

 

TROUT CAPITAL LLC

740 BROADWAY, SUITE 903, NEW YORK, NY 10003

 

TRUBEE, COLLINS & CO., INC.

1350 ONE M&T PLAZA, FAX # 716-849-0144, BUFFALO, NY 14203-2396

Mailing Address: 1350 ONE M&T PLAZA, BUFFALO, NY 14203-2396

 

TRUENORTH, INC.

8200 E. 32ND STREET NORTH SUITE 100, WICHITA, KS 67226

 

TRUMP SECURITIES, LLC

39 BROADWAY, SUITE 3300, NEW YORK, NY 10006

 

TRUSTCORE INVESTMENTS, INC.

5314 MARYLAND WAY, SUITE 300, BRENTWOOD, TN 37027

 

TRUSTFIRST

265 BROOKVIEW CENTRE WAY, SUITE 504, KNOXVILLE, TN 37919

 

TRUSTMONT FINANCIAL GROUP, INC.

SCENIC DRIVE PROFESSIONAL CENTER, 200 BRUSH RUN ROAD, SUITE A, GREENSBURG, PA 15601

Mailing Address: SCENIC DRIVE PROFESSIONAL CENTER, 200 BRUSH RUN ROAD, SUITE A, GREENSBURG, PA 15601

 

TRYCO SECURITIES, INC.

3504 WATERCREST DRIVE, PLANO, TX 75093

 

TSC DISTRIBUTORS, LLC

10 HIGH STREET, SUITE 701, BOSTON, MA 02110

 

TTBD, LLC

222 SOUTH RIVERSIDE PLAZA, SUITE 1100, CHICAGO, IL 60606

Mailing Address: 222 SOUTH RIVERSIDE PLAZA, SUITE 1100, CHICAGO, IL 60606

 

TUDOR, PICKERING, HOLT & CO. ADVISORS, LLC

1111 BAGBY SUITE 5100, HOUSTON, TX 77002

 

TUDOR, PICKERING, HOLT & CO. SECURITIES, INC.

1111 BAGBY, SUITE 4900, HOUSTON, TX 77002

Mailing Address: 1111 BAGBY, SUITE 5000, HOUSTON, TX 77002

 

TULLETT PREBON FINANCIAL SERVICES LLC

101 HUDSON STREET, JERSEY CITY, NJ 07302

 

TULLY & HOLLAND, INCORPORATED

20 WILLIAM STREET, SUITE 135, WELLESLEY, MA 02481

 

TUOHY BROTHERS INVESTMENT RESEARCH, INC.

575 MADISON AVENUE, NEW YORK, NY 10022

 

TUXEDO CAPITAL PARTNERS, LLC

3600 TUXEDO ROAD NW, ATLANTA, GA 30305

 

TWENTY-FIRST SECURITIES CORPORATION

780 THIRD AVENUE - 24TH FLOOR, NEW YORK, NY 10017

 

TWG SECURITIES, INC.

175 W. JACKSON BLVD., 11TH FLOOR, CHICAGO, IL 60604

Mailing Address: 175 W JACKSON BLVD., 11TH FLOOR, CHICAGO, IL 60604

 

TWO SIGMA SECURITIES, LLC

101 AVENUE OF THE AMERICAS, 19TH FLOOR, NEW YORK, NY 10013

Mailing Address: 101 AVENUE OF THE AMERICAS, 19TH FLOOR, NEW YORK, NY 10013

 

TYKHE SECURITIES, LLC

69 MOUNT VERNON STREET, BOSTON, MA 02108

Last Updated: 11/3/2014