2000 Dispute Resolution - Notices to Members

 
April | August | September
 

September 2000

00-64 SEC Approves Rule Changes to Amend Mediation Fee Structure;
Effective Date: November 1, 2000
Posted on: 9/11/2000
00-63 NASD Regulation Provides Guidance on the Use of Installment Payments to Satisfy Arbitration Awards
Posted on: 9/11/2000
 

August 2000

00-55 NASD Dispute Resolution Will Require Firms to Certify in Writing That They Have Complied with Arbitration Awards Within 30 Days of Receipt;
Effective Date: September 18, 2000
Posted on: 8/10/2000
 

April 2000

00-22 SEC Approves New Voluntary Single Arbitrator Pilot Program for a Two-Year Period;
Effective Date: May 15, 2000
Posted on: 4/10/2000