2000 Dispute Resolution - Notices to Members
| April | August | September |
September 2000 |
|
00-64
SEC Approves Rule Changes to Amend Mediation Fee Structure;
Effective Date: November 1, 2000
Posted on: 9/11/2000
|
|
00-63
NASD Regulation Provides Guidance on the Use of Installment Payments to Satisfy Arbitration Awards
Posted on: 9/11/2000
|
August 2000 |
|
00-55
NASD Dispute Resolution Will Require Firms to Certify in Writing That They Have Complied with Arbitration Awards Within 30 Days of Receipt;
Effective Date: September 18, 2000
Posted on: 8/10/2000
|
April 2000 |
|
00-22
SEC Approves New Voluntary Single Arbitrator Pilot Program for a Two-Year Period;
Effective Date: May 15, 2000
Posted on: 4/10/2000
|