2008 Dispute Resolution Notices
| May | August | October | December |
December 2008 |
| Regulatory Notices |
|
08-79
SEC Approves Rules Establishing Procedures for Arbitrators Considering Expungement Requests
Effective Date: January 26, 2009
Posted on: 12/15/2008
|
October 2008 |
| Regulatory Notices |
|
08-62
SEC Approves Rules Limiting Submissions to Arbitrators in Closed Cases
Effective Date: November 24, 2008
Posted on: 10/24/2008
|
August 2008 |
| Regulatory Notices |
|
08-45
FINRA to Deduct All Delinquent Arbitration and Mediation Fees from CRD Accounts
Effective Date: September 22, 2008
Posted on: 8/25/2008
|
|
08-44
SEC Approves a Proposed Rule Change to Amend the Chairperson Eligibility Requirements in the Arbitration Codes for Customer and Industry Disputes
Effective Date: September 22, 2008
Posted on: 8/22/2008
|
May 2008 |
| Regulatory Notices |
|
08-22
SEC Approves Rule Change to Amend the Definition of Public Arbitrator in the Arbitration Codes for Customer and Industry Disputes
Effective June 9, 2008
Posted on: 5/9/2008
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