2010 Dispute Resolution Notices
| February | April | July | August | September |
September 2010 |
| Regulatory Notices |
|
10-40
Non-Party Witness’ Attorney May Attend Hearing While Witness Is Testifying
Effective Date: October 14, 2010
Posted on: 9/14/2010
|
August 2010 |
| Regulatory Notices |
|
10-37
Increase in Number of Arbitrators Available for Review When Parties Choose Arbitration Panels
Effective Date: September 27, 2010
Posted on: 8/27/2010
|
July 2010 |
| Regulatory Notices |
|
10-32
SEC Approves Amendments to FINRA Dispute Resolution By-Laws
Effective Date: August 2, 2010
Posted on: 7/2/2010
|
April 2010 |
| Regulatory Notices |
|
10-17
Amendments to the Arbitration Rules on Hearing Locations
Effective Date: May 3, 2010
Posted on: 4/1/2010
|
|
10-16
Amendments to the Arbitration Rules on Fees Assessed Under the Postponement and Hearing Session Fee Rules
Effective Date: May 3, 2010
Posted on: 4/1/2010
|
February 2010 |
| Regulatory Notices |
|
10-11
Amendments to the Arbitration Rules Regarding Deficient Claims
Effective Date: March 22, 2010
Posted on: 2/19/2010
|