2003 Dispute Resolution Rule Filings

SR-NASD-2003-164   Three-Day Adjournment Rule
SR-NASD-2003-163   Voluntary Direct Communication Between Parties and Arbitrators
SR-NASD-2003-158   Reorganization and Revision of NASD Rules Relating to Customer Disputes
SR-NASD-2003-153   Amendment to Pilot Rule in IM-10100(f) of the NASD Code of Arbitration Procedure Regarding Waiver of California Arbitrator Disclosure Standards; Immediate Effectiveness Requested
SR-NASD-2003-151   Online Arbitration Case Filing Pilot Program
SR-NASD-2003-144   Extension of Pilot Rule in IM-10100(f) of the NASD Code of Arbitration Procedure Regarding Waiver of California Arbitrator Disclosure Standards; Immediate Effectiveness Requested
SR-NASD-2003-122   Proposal to Conduct Background Verification and Charge Application Fee for NASD Neutral Roster Applicants
SR-NASD-2003-106   Amendments to Pilot Rule in IM-10100(f) and (g) of the Code of Arbitration Procedure to Require Industry Parties in Arbitration to Waive Application of Contested California Arbitrator Disclosure Standards, upon the Request of Customers or Associated Persons; Immediate Effectiveness Requested
SR-NASD-2003-101   Amendment to Rule 10304 of the NASD Code of Arbitration Procedure Governing Time Limits for Submission of Claims in Arbitration
SR-NASD-2003-095   Amendments to Rule 10308 and 10312 of the NASD Code of Arbitration Procedure Governing Arbitrator Classification
SR-NASD-2003-069   Proposed Rule Change Regarding Failure to Pay Arbitration Awards
SR-NASD-2003-064   Extension of Pilot Rule in IM-10100(f) and (g) of the Code of Arbitration Procedure to Require Industry Parties in Arbitration to Waive Application of Contested California Arbitrator Disclosure Standards, upon the Request of Customers or Associated Persons with Claims of Statutory Employment Discrimination; Immediate Effectiveness Requested
SR-NASD-2003-001   Refund of Member Surcharges in Arbitration