2011 Dispute Resolution Rule Filings
| SR-FINRA-2011-075 | Proposed Rule Change to Amend Rule 13204 of the Industry Code to Preclude Collective Action Claims From Being Arbitrated Under the Industry Code | |
| SR-FINRA-2011-067 | Proposed Rule Change to Amend the Industry Code of Arbitration Procedure Relating to Whistleblower Claims in Arbitration | |
| SR-FINRA-2011-007 | Proposed Rule Change to Amend the Customer Code to Correct Cross-References to Rules that were Changed by Another Rule Filing | |
| SR-FINRA-2011-006 | Proposed Rule Change to Amend the Customer and Industry Codes of Arbitration Procedure Relating to Motion Practice | |
| SR-FINRA-2011-005 | Proposed Rule Change to Amend Rule 13806 to Provide for Appointment of Chair-Qualified Public Arbitrators in Promissory Note Disputes |