Instructions for Submitting a Paper Application
You may complete and submit a paper application by downloading the PDF version (1.25 MB). You will need to hand write or type your application and complete the following before mailing it to FINRA:
Submit your completed application to:
FINRA Dispute Resolution
Department of Neutral Management
One Liberty Plaza
165 Broadway, 27th Floor
New York, NY 10006
Please contact us by email or (855) 209-1620 or (212) 858-3999 if you have any questions about the application process.
Do you know someone who may be interested in becoming a candidate? Please email their name and contact information to Erroll Angara or contact her at (212) 858-3950.