If, after reviewing this information, you are interested in becoming an arbitrator, apply to our roster today. Unless waived by FINRA at its discretion, arbitrator applicants must have a minimum of five years of paid business and/or professional experience and at least two years of college-level credits.
Note about hearing locations: FINRA assigns each approved arbitrator to one primary hearing location, which is the closest in-state hearing location to an arbitrator’s primary residence. Arbitrators who split their time between two residences may request to serve in an additional, or secondary, hearing location. If FINRA approves an arbitrator’s request to serve in a secondary hearing location, arbitrators agree to pay their own travel and accommodation costs associated with serving in the secondary hearing location. Arbitrators must also have the availability and flexibility to serve in secondary hearing locations without causing a delay in the hearing process. Arbitrators should include in the business background section of their disclosure reports in which hearing location they plan to spend certain months of the year, so parties are aware of any potential scheduling conflict at the start of the proceedings. Please see the Guidelines for Arbitrator Reimbursement for more information about expense reimbursement
FINRA Dispute Resolution
Department of Neutral Management
One Liberty Plaza
165 Broadway, 27th Floor
New York, NY 10006
(Please include "Background Verification Forms" in the subject line.)
If the NAMC approves your application, you will receive written notice of your approval and will be ready to start the Basic Arbitrator Training Program.
The online arbitrator application is compatible with the following browsers:
If you prefer, view instructions on completing a printable version of the arbitrator application.
Do you know someone who may be interested in becoming a candidate? Please email their name and contact information to Erroll Angara.