The Arbitrator's Guide provides arbitrators important information and access to the forms necessary to complete their assignments.
This guide contains general information about FINRA, tips for contacting staff in the four regional offices by email and important information about an arbitrator's duties and obligations. The Arbitrator's Guide also contains resources to help you learn about "special procedures" for arbitrations conducted in California, Florida and New Jersey. These states have unique laws that govern proceedings conducted or decided within their boundaries.
The Arbitrator's Guide is available in PDF format. We encourage you to review the Arbitrator's Guide, and refer to it frequently during your service in our forum.