Dispute Resolution Regional Offices and Hearing Locations
FINRA offers 72 hearing venues, including at least one in each state of the United States, one in San Juan, Puerto Rico, and one in London, UK.
Northeast Region (Includes Any Pending Case With the NYSE Forum Prior to August 6, 2007)
Hearings Locations:
Albany, NY; Augusta, ME; Boston, MA; Buffalo, NY; Hartford, CT; London, England; Manchester, NH; Montpelier, VT; New York, NY; Newark, NJ; Philadelphia, PA; Providence, RI; Syracuse NY
Following is additional information regarding New York City offices/cases:
FINRA Dispute Resolution
One Liberty Plaza
165 Broadway
27th Floor
New York, NY 10006
(212) 858-4200
Fax: (301) 527-4873
For more information, please contact Katherine Bayer.
Western Region
Hearings Locations:
Albuquerque, NM; Anchorage, AK; Boise, ID; Cheyenne, WY; Denver, CO; Helena, MT; Honolulu, HI; Las Vegas, NV; Los Angeles, CA; Phoenix, AZ; Portland, OR; Reno, NV; Salt Lake City, UT; San Diego, CA; San Francisco, CA; Seattle, WA
Following is additional information regarding Los Angeles office/cases:
FINRA Dispute Resolution
300 S. Grand Avenue
Suite 900
Los Angeles, CA 90071
(213) 613-2680
Fax: (301) 527-4766
For more information, please contact Laura McNamire.
Southeast Region
Hearings Locations:
Atlanta, GA; Baltimore, MD; Birmingham, AL; Boca Raton, FL; Charlotte, NC; Columbia, SC; Ft. Lauderdale, FL; Jackson, MS; Jacksonville, FL; Little Rock, AR; Memphis, TN; Miami, FL; Nashville, TN; New Orleans, LA; Norfolk, VA; Orlando, FL; Raleigh, NC; Richmond, VA; San Juan, PR; Tampa, FL; Washington, DC; Wilmington, DE
Following is additional information regarding Boca Raton office/cases:
FINRA Dispute Resolution
Boca Center Tower 1
5200 Town Center Circle
Boca Raton, FL 33486
(561) 416-0277
Fax: (301) 527-4868
For more information, please contact Manly Ray.
Midwest Region
Hearings Locations:
Bismarck, ND; Charleston, WV; Chicago, IL; Cincinnati, OH; Cleveland, OH; Columbus, OH; Dallas, TX; Des Moines, IA; Detroit, MI; Houston, TX; Indianapolis, IN; Kansas City, MO; Louisville, KY; Milwaukee, WI; Minneapolis, MN; Oklahoma City, OK; Omaha, NE; Pittsburgh, PA; Rapid City, SD; St. Louis, MO; Wichita, KS
Following is additional information regarding Chicago office/cases:
FINRA Dispute Resolution
55 West Monroe Street, Suite 2600
Chicago, IL 60603-1002
(312) 899-4440
Fax: (312) 236-9239
For more information, please contact Scott Carfello.