These Office Guides for use by neutrals and parties visiting FINRA Dispute Resolution’s Regional Offices. These guides provide logistical and other information about services and amenities provided by the Regional Office, as well as available in the nearby area.
If you have further questions, the FINRA Dispute Resolution office staff is available to assist. Please click on the appropriate Regional Office city below in order to view that particular Office Guide.
Northeast Region
Northeast Regional Office Guide - New York
FINRA Dispute Resolution
One Liberty Plaza
165 Broadway
27th Floor
New York, NY 10006
(212) 858-4400
Fax: (212) 858-4429
Southeast Region
Southeast Regional Office Guide
FINRA Dispute Resolution
Boca Center Tower 1
5200 Town Center Circle
Boca Raton, FL 33486
(561) 416-0277
Fax: (301) 527-4868
Western Region
Western Regional Office Guide - Los Angeles
FINRA Dispute Resolution
300 S. Grand Avenue
Suite 900
Los Angeles, CA 90071
(213) 613-2680
Fax: (213) 613-2677
Midwest Region
Midwest Regional Office Guide
FINRA Dispute Resolution
55 West Monroe Street
Suite 2600
Chicago, IL 60603
(312) 899-4440
Fax: (312) 236-9239