Southeast Region Office Key Personnel and Contact Information

Key Personnel at the Southeast Region Office

 

Manly Ray
Regional Director
Phone: (561) 447-4939
Fax: (301) 527-4757

JoAnne Sorrentino
Case Assistant Manager
Phone: (561) 447-4919
Fax: (301) 527-4745

 

Leon De Leon
National Mediation Administrator
Phone: (561) 416-0277
Fax: (301) 527-4868

 

Anna Lyons

Case Administrator Manager

Phone: (561) 447-4921

Fax: (301) 527-4868

 

Allison Phillips

Processing/Logistical Manager

Phone: (561) 447-4907

Fax: (561) 527-4868

 

Contact the Southeast Region Office

 

  • By Phone:
    Main number for the Boca Raton office:  (561) 416-0277
    Between the hours of 8 a.m. and 5 p.m.

     
  • By Fax:
    (301) 527-4868
     
  • By Email:
     
    FINRA Dispute Resolution staff members can be reached by email. Email addresses use the following protocol: firstname.lastname@finra.org 

 

City Information

 

Check additional city and office information from our office guide.