Additional Resources

  • Arbitration Awards Online
    FINRA's Arbitration Awards database enables users to search online for FINRA and NASD arbitration awards free of charge, seven days a week.
     
  • BrokerCheck
    BrokerCheck is a free tool to help investors research the professional backgrounds of current and former FINRA-registered brokerage firms and brokers.
     
  • Dispute Resolution Statistics
    Find the latest summary case statistics
     
  • Frequently Asked Questions
    Questions and answers that provide information about the arbitration and mediation process.
     
  • Dispute Resolution Glossary
    Learn the definitions of terms used in the arbitration and mediation process.