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Arbitration & Mediation > FINRA Dispute Resolution > More on FINRA Dispute Resolution > Dispute Resolution News Releases  

2002 Dispute Resolution News Releases

12/30/02   NASD Dispute Resolution Establishes New Hearing Location in Puerto Rico
11/5/02   NASD to Provide Arbitration Training Online
10/2/02   NASD Board Approves Disciplinary Rule Implementing NASAA/NASD Policy Restricting Expungement of Information from CRD
9/24/02   NASD Kicks Off Mediation Settlement Month; Lower Mediation Prices for October
9/19/02   NASD Streamlines Arbitration Process for Claimants Filing Against Defaulting Suspended or Terminated Industry Respondents
8/6/02   NASD Board Approves Proposed Amendments to Strengthen Authority in Member Application Reviews
7/22/02   NASD Files for Exemption from California Arbitration Rule
7/10/02   NASD Incorpora Material en Español a su Sitio Web Sobre Resolución de Controversias
7/10/02   NASD Adds Spanish Language Material to Its Dispute Resolution Web Site
3/14/02   NASD and Nasdaq Liffe Markets Sign Regulatory Services Agreement
1/22/02   NASD Regulation Charges Credit Suisse First Boston with Siphoning Tens of Millions of Dollars of Customers' Profits in Exchange for "Hot" IPO Shares

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©2012 FINRA. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc.