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Arbitration & Mediation > FINRA Dispute Resolution > More on FINRA Dispute Resolution > Dispute Resolution News Releases  

2004 Dispute Resolution News Releases

8/24/04   NASD Given New Authority to Discipline Former Brokers Who Fail to Pay Arbitration Awards, Settlements
8/5/04   NASD Dispute Resolution Launches Online Arbitration Claim Filing And Notification System
7/19/04   NASD Fines Citigroup, Merrill Lynch and Morgan Stanley a Total of $750,000 for Failing to Comply with Discovery Obligations In Arbitrations
6/25/04   SEC Approves NASD Arbitrator Classification Rule Changes
6/18/04   NASD Implements Expedited Dispute Resolution Proceedings for Elderly or Seriously Ill Parties
5/26/04   NASD Increases Online Training For Arbitrators
4/28/04   NASD Files Enforcement Action Against Sigma Financial For Harassing Clients, Violating Arbitration Code
3/31/04   NASD Dispute Resolution Establishes New Hearing Location in Hartford, Connecticut

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©2013 FINRA. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc.