FINRA operates the largest dispute resolution forum in the securities industry to assist in the resolution of monetary and business disputes between and among investors, securities firms and individual registered representatives.
FINRA Dispute Resolution
Overview of Arbitration & Mediation | Options for Investors | Additional Resources | More on FINRA Dispute Resolution
Arbitration
Arbitration Overview | Arbitration Process | Rules | Fees | Special Procedures
Arbitrators
Become an Arbitrator | Responsibilities | Case Guidance & Resources | Administrative Resources | Arbitrator Training
Mediation
Mediation Overview | Mediation Process | Mediation Rules | Mediation Fees
Mediators
Become a Mediator | Case Resources | Administrative Resources | Responsibilities
What's New
Short List Option
Statistics
Dispute Resolution Statistics – December 2011
Rule FAQ
Party Agreement Concerning the Appointment of a Single Arbitrator to Decide a Case
Podcast
Regulatory Notice
Arbitration Process
- File a Claim
- Answer a Claim
- Arbitrator Selection
- Prehearing Conferences
- Discovery
- Hearings
- Decision & Awards
More Resources
- Dispute Resolution Statistics
- Frequently Asked Questions
- Glossary of Arbitration Terms
- Publicaciones en Español
- Dispute Resolution News Releases
- Investor Complaint Center
- Office of the Whistleblower
Most Viewed
- Arbitration Awards Online
- Arbitration Online Claim Filing
- The Neutral Corner
- Discovery Guide
- Arbitrators—Training, Case Service and Honorarium
- Office and Hearing Locations
- Basic Arbitrator Training
- FINRA's Arbitrators
- Dispute Resolution Statistics
- Arbitrator Application
- Arbitration Case Guidance & Resources
- Mediator Qualifications
- Mediator Application