FINRA Mediation Regional Offices and Hearing Locations
View important information about how FINRA Dispute Resolution has streamlined its mediation program to more efficiently process mediation cases from fewer regional offices.
Northeast Region (Which includes any pending case with the NYSE forum prior to August 6, 2007)
Hearings Locations:
Albany, NY; Augusta, ME; Boston, MA; Buffalo, NY; Hartford, CT; New London, CT; London, England; Manchester, NH; Montpelier, VT; New York, NY; Newark, NJ; Philadelphia, PA; Providence, RI; Rochester, NY.
Following is additional information regarding New York City offices/cases:
FINRA Dispute Resolution
One Liberty Plaza
165 Broadway
27th Floor
New York, NY 10006
(212) 858-4200
Fax: (301) 527-4873
View Map
New York Office Guide
For more information, please contact Elizabeth Clancy.
Western Region
Hearings Locations:
Albuquerque, NM; Anchorage, AK; Boise, ID; Cheyenne, WY; Dallas, TX; Denver, CO; Helena, MT; Honolulu, HI; Houston, TX; Las Vegas, NV; Los Angeles, CA; Phoenix, AZ; Portland, OR; Reno, NV; Salt Lake City, UT; San Diego, CA; San Francisco, CA; Seattle, WA.
Following is additional information regarding Los Angeles office/cases:
FINRA Dispute Resolution
300 S. Grand Avenue
Suite 900
Los Angeles, CA 90071
(213) 613-2680
Fax: (213) 613-2677
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Los Angeles Office Guide
For more information, please contact Judith Hale Norris.
Southeast Region
Hearings Locations:
Atlanta, GA; Baltimore, MD; Birmingham, AL; Boca Raton, FL; Charlotte, NC; Clearwater, FL; Columbia, SC; Fort Lauderdale, FL; Jackson, MS; Little Rock, AR; Memphis, TN; Miami, FL; Nashville, TN; New Orleans, LA; Norfolk, VA; Orlando, FL; Raleigh, NC; Richmond, VA; San Juan, PR; Tampa, FL; Washington, DC; Wilmington, DE.
Following is additional information regarding Boca Raton office/cases:
FINRA Dispute Resolution
Boca Center Tower 1
5200 Town Center Circle
Boca Raton, FL 33486
(561) 416-0277
Fax: (301) 527-4868
View Map
Florida Office Guide
For more information, please contact Rose Schindler.
Midwest Region
Hearings Locations:
Bismarck, ND; Charleston, WV; Chicago, IL; Cincinnati, OH; Cleveland, OH; Columbus, OH; Des Moines, IA; Detroit, MI; Indianapolis, IN; Kansas City, MO; Louisville, KY; Milwaukee, WI; Minneapolis, MN; Oklahoma City, OK; Omaha, NE; Pittsburgh, PA; Rapid City, SD; St. Louis, MO; Wichita, KS.
Following is additional information regarding Chicago office/cases:
FINRA Dispute Resolution
55 West Monroe Street, Suite 2600
Chicago, IL 60603-1002
(312) 899-4440
Fax: (312) 236-9239
View Map
Chicago Office Guide
For more information, please contact Scott Carfello.
