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Northeast Region Office Key Personnel and Contact Information |
Key Personnel at the Northeast Region Office
Elizabeth Clancy
Vice President and Director
Phone: (212) 858-4381
Fax: (301) 527-4873
Katherine M. Bayer
Deputy Regional Director
Phone: (212) 858-4382
Fax: (301) 527-4873
Bola Aguda
Case Assistant Manager
Phone: (212) 858-4200
Fax: (301) 527-4873
Edward Sihaga
Mediation Administrator
Phone: (212) 858-4200
Fax: (301) 527-4873
Contact the Northeast Region Office
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By Phone:
Main number for the New York office: (212) 858-4200
Between the hours of 9 a.m. and 5 p.m.
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By Fax:
(646) 625-6050 Requests for Awards
(301) 527-4873 Arbitration or mediation case-related and other correspondence
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By Email:
FINRA Dispute Resolution staff members can be reached by email. Email addresses use the following protocol: firstname.lastname@finra.org
City Information
Check city information for regular updates about transit/traffic information and restrictions.
Mail Delivery Information
Based upon the advice of the U.S. Postal Service and law enforcement authorities, FINRA and its family of companies will no longer open or accept any mail (envelopes or packages) that does not have complete return names and addresses. Please be sure when sending mail to FINRA that your information is fully and appropriately labeled.
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