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FINRA Dispute Resolution

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West Region Office Key Personnel and Contact Information

Key Personnel at the West Region Office

Judith Hale Norris
Vice President and Director
Phone: (213) 613-2671
Fax: (213) 613-2677

Ianthe N. Philips
Processing/Logistical Manager
Phone:(213) 613-2680
Fax: (213) 613-2677

Contact the West Region Office

  • By Phone:

    Main number for the Los Angeles office:  (213) 613-2680

    Between the hours of 8 a.m. and 5 p.m.

  • By Fax:

    (213) 613-2677

  • By Email:
     
    FINRA Dispute Resolution staff members can be reached by email. Email addresses use the following protocol: firstname.lastname@finra.org

City Information

 

Check additional city and office information from our office guide