Mediation Fees

Administrative Filing Fees

The fee schedule is listed below. The filing fees vary based on the amount in controversy in the case (all damages sought exclusive of attorneys' fees, interest and expenses). Filing fees are lower if the case involves an arbitration currently pending at FINRA Dispute Resolution.

Cases Filed Directly in Mediation

  

Amount in Controversy

Customer and
Associated Person Fee

Member Fee

     

$.01-$25,000

$ 50

$150

$25,000.01-$100,000

$150

$300

Over $100,000

$300

$500

 

Cases Initially Filed in Arbitration

  

Amount in Controversy

Customer and
Associated Person Fee

Member Fee

  
       

$.01-$25,000

$ 0

$ 0

  

$25,000.01-$100,000

$100

$150

  

Over $100,000

$250

$500