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Resources for Arbitrators and Mediators |
Following are resources of interest to FINRA neutrals-arbitrators and mediators-grouped into different categories
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General Information and Reference
Includes general reference information, forms and other useful information related Dispute Resolution.
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Case Related Information and Forms
Includes reference guides, forms and other useful information related to arbitration and/or mediation cases.
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Arbitrator Recruitment
View Information on how to become an arbitrator.
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Arbitrator Training
Access arbitrator training programs and information.
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Mediator Recruitment and Training
View Information mediator training and how to become a mediator
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Update Your Mediator Profile
It is essential that the information FINRA Dispute Resolution provides to parties regarding the mediators on our roster be accurate and up-to-date. For this reason, mediators have a continuing obligation to update the roster information that we maintain on their behalf.
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Education and Guidance
View general information about the Dispute Resolution process and guidance for arbitrators.
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Rules
Access the Code of Arbitration Procedure and other important Dispute Resolution rule information.
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Other Information
View a listing of addition information including transcripts, statistics and reports.
These documents are available as Portable Document Format (PDF) files. If you do not have the Adobe® Acrobat Reader to view PDF files, please download the free plug-in. PDF items will open in a new browser window.
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