Registration and Disclosure
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(301) 590-6500
Send an email |
- General Inquiries
- Member Firm and Representative Registration Requirements
- Exam Information
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Main FINRA Phone Number: (301) 590-6500
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FINRA Coordinator Program
Contact your local district office for your assigned liaison.
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Dispute Resolution Offices
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(212) 858-4400
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- Arbitration
- Mediation
- Dispute Resolution Rules
- Dispute Resolution Uniform Forms Package
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FINRA District Offices
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| FINRA District Office Directory |
- Member Firm Compliance and Examination
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FINRA Bookstore (MediaSource)
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| (240) 386-4200 |
- Publications
- Subscriptions
- Investor Information
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FINRA Qualifications Department
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(301) 590-6500
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- Direct questions on the substantive content of any FINRA-administered exam.
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Office of the Ombudsman
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(888) 700-0028
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- Independent assistance resolving problems with FINRA or its subsidiaries
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Order Audit Trail System (OATS)
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(800) 321-6273
Send an email
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- For FINRA member firm assistance with OATS.
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FINRA BrokerCheck Hotline
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(800) 289-9999
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- Check Member Firm and Representative Disclosure Information
- What is Disclosable?
- FINRA BrokerCheck General Information
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Web CRD
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(301) 590-6500
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- For FINRA Member Firm assistance with the Web CRD system
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Web-Based FOCUS
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(800) 321-6273
Send an email
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- For FINRA Member Firm assistance with the Web-Based FOCUS system
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TRACE
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(866) 776-0800
Send an email |
- For FINRA Member Firm assistance with TRACE
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