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FINRA has assigned a dedicated point of contact to each firm to address your questions on such topics as rules, filing deadlines and compliance resources.
Get quick answers to your questions by searching our knowledge base of frequently asked questions or submit your question to a FINRA expert.
FINRA Call Center Main FINRA Phone Number: (301) 590-6500
View a listing of FINRA office locations.
View a listing of FINRA District Offices around the country.
View a listing of FINRA Dispute Resolution Regional Offices and Hearing Locations around the country.
File a Complaint Against a Broker or Firm Investor complaints may be filed by investors or persons acting on behalf of investors who feel they have been subjected to improper business practices involving their broker or brokerage firm. Investors may file complaints via our online complaint form in the FINRA Investor Complaint Center.
A Regulatory Tip may be filed by industry members or professionals who are aware of instances of unfair practices, fraud, or abusive conduct involving brokers or brokerage firms.
FINRA produces a number of publications—including newsletters, brochures, manuals, and pamphlets—targeted to members, investors, and the general public. Many may be ordered from FINRA MediaSourceSM.
Report Problems with our Web site Please let us know if you experience difficulties with any of our Web pages.
FINRA encourages members and other interested parties to comment on all aspects of proposed rules and other issues.
Subscribe to Our Email Notifications Keep informed about news releases, speeches, announcements, FINRA publications, and features on our Web site of interest to investment professionals and individual investors. This is a free service and you may unsubscribe or make changes any time. |
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