FINRA - Education & Programs - Anti-Money Laundering Boot Camp

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Printer-Friendly Anti-Money Laundering Compliance Boot Camp

April 3 - 4, 2008 • Washington, DC

Enrollment is now closed.

The Anti-Money Laundering Compliance Boot Camp covers core anti-money laundering (AML) regulatory requirements and compliance responsibilities. The curriculum includes how to develop an AML program, monitor for and report on suspicious activity, write a SAR and identify red flags. The course also addresses how to create independent testing procedures and provides information about terrorist financing. Participants are required to complete 10-12 hours of assigned pre-course readings and online self-study prior to attending the in-person session. This course is designed for AML compliance officers and others with AML compliance responsibilities.

Topics Covered:

AML rules, regulations and regulatory structure
Components of a risk-based program
Customer identity verification
Independent testing
Suspicious activity reporting
Training colleagues
Examination findings related to AML

Program Requirements

Live Webinar: Introduction and program overview	March 10 (1:30 - 2:30 p.m., EST)
Self-Study: Complete online learning and reading materials (10-12 hours of work)	March 11- 26
Assessment: Complete and submit self-study assessment	March 26 (no later than)
Classroom Session: Attend two-day course and complete in-class multiple-choice test	April 3 - 4 (in Washington, DC)

Enrollment and Fees

Member: $945
Non-member: $1,195

Note: FINRA suggests that you do not purchase restricted or nonrefundable tickets for travel, especially prior to receipt of your enrollment confirmation. FINRA assumes no liability for penalties or fare increases should the program sell out or in the unlikely event that changes to the date and/or location become necessary.

Cancellation Policy: Refunds for registration, less a $75 processing fee, will be granted to written requests received by March 5, 2008. We regret that refunds will not be granted after this date.

Questions

If you have questions, call (212) 858-4119.

Only FINRA's Spring and Fall Securities Conferences are open to the media. All other FINRA conferences, pre-conferences and other professional development courses are closed to the media.