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District Preventive Compliance Conferences and Meetings |
The following is a listing of meetings—for FINRA members—hosted by FINRA's District Offices. Information is organized by District location. If you have questions about a particular meeting, please direct your inquiries to the designated meeting contact listed within these Web pages.
District 1
San Francisco, California |
District 2
Los Angeles, California |
District 3A
Denver, Colorado |
District 3B
Seattle, Washington |
District 4
Kansas City, Missouri |
District 5
New Orleans, Louisiana |
District 6
Dallas, Texas |
District 7
Atlanta, Georgia |
District 7
Boca Raton, Florida |
District 8
Chicago, Illinois |
District 9A
Philadelphia, Pennsylvania |
District 9B
Woodbridge, New Jersey |
District 10
New York, New York |
District 10
Long Island |
District 11
Boston, Massachusetts |
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Only FINRA’s Spring and Fall Securities Conferences are open to the media. All other FINRA conferences, pre-conferences, seminars, and other professional development courses are closed to the media.
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