District 3B (Seattle) - Preventive Compliance Events
There are no events scheduled at this time
Please continue to look to this page for more information on future events.
District Office Contact: Dawn Morse at (206) 624-0790.
Only FINRA’s Spring and Fall Securities Conferences are open to the media. All other FINRA conferences, pre-conferences, seminars, and other professional development courses are closed to the media.
